SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State of New Jersey v. Joseph M. Clark, et al. (A-9-06)
Argued January 16, 2007 -- Decided June 21, 2007
LaV ECCHIA , J., writing for a Unanimous Court.
The issue in this appeal is whether the confidentiality rules governing investigations by
the Supreme Court's Advisory Committee on Judicial Conduct must yield to a State's
subpoena in connection with the trial of an indicted municipal court judge.
In March 2003, Joseph M. Clark was serving as a municipal court judge
in the City of Englewood. The State alleges that then Judge Clark acted
in concert with Police Chief David Bowman and Police Detective Emma Jackson to
issue a fictitious warrant that improperly enabled an inmate to attend a funeral
mass, burial, and after-burial reception for his father. The warrant transferred the inmate
from the Bergen County jail to the custody of the Englewood police under
the guise that the inmate would be appearing in the Englewood municipal court.
Court was not, however, in session on the day of the transfer, and
the inmate attended the funeral and related activities while unguarded. Criminal and ethical
investigations followed.
As part of the judicial ethics investigation, John A. Tonelli, chief investigator for
the Advisory Committee on Judicial Conduct (ACJC), interviewed Clark, Bowman, and Jackson. In
respect of the criminal investigation, Scott Donlan of the New Jersey Division of
Criminal Justice went to a State Grand Jury and obtained indictments of Clark,
Bowman, and Jackson for third-degree tampering with public records or information and fourth-degree
falsifying or tampering with records.
Based on the State's indictment, Clark was suspended from his judicial office by
the Supreme Court. The ACJC's investigation ceased pending the outcome of the criminal
proceedings. Thereafter, Clark retired from his judicial position.
In preparation of the criminal trial, the State served Tonelli with a subpoena
seeking his testimony in respect of the interviews he conducted with Clark, Bowman,
and Jackson. Tonelli and the ACJC moved to quash the subpoena, relying on
the confidentiality provisions contained in Supreme Court Rule 2:15-20. The trial court granted
the motion, but after granting the State's motion for leave to appeal, the
Appellate Division reversed.
The Supreme Court granted a motion for leave to appeal filed by Tonelli
and the ACJC. It also continued a stay of the subpoena's effect pending
the disposition of the appeal.
HELD: The chief investigator of the Court's Advisory Committee on Judicial Conduct must
comply with a subpoena ad testificandum in respect of the criminal trial at
issue in the within matter. Compliance with a subpoena after an indictment has
issued and a trial is poised to commence will not harm the ACJC's
investigatory flexibility or risk unfairness to the judge involved. More importantly, the interests
of respect for, and public confidence in, the Judiciary require public disclosure in
this instance.
1. In implementing the Court's constitutional and statutory authority over the ethical conduct
of judges, it has created the ACJC by Court Rule. Although judges are
required to cooperate with the Committee, if an investigation does not result in
the issuance of a formal complaint, the proceedings remain confidential. (pp. 4-6)
2. To be excused from providing testimony under subpoena, it is necessary to
identify some clearly defined interest that would be advanced by an exemption. In
this instance, the Court must look beyond the literal language of its Rule
to determine whether there is a clear interest to be advanced in excusing
the ACJC's chief investigator from testifying at a criminal trial in the public
domain. (pp. 7-9)
3. The Court has to examine closely whether the interests that favor maintenance
of confidentiality of ACJC investigations have any bearing in the unique circumstances presented
by this case. The ACJC contends that the potential disclosure of confidential material
would have a chilling effect on its investigations, thus depriving it of the
flexibility necessary to fulfill its responsibilities. It is not apparent to the Court
that the ACJC's ability to perform its investigations depends on the shielding of
its investigator from testifying under subpoena in a criminal trial that concerns the
same subject matter as the judicial disciplinary investigation. (pp. 9-11)
4. Confidentiality during the ACJC's investigatory process serves to protect judges from unfair
allegations that may never lead to formal disciplinary charges. Such protections prevent untested
accusations from affecting a judge's career without the judge having had the opportunity
to meet them fairly. The concern about prevention of injuries to a judge's
reputation dissipates once a grand jury has handed up an indictment. (pp. 12-13)
6. Judicial independence and public confidence are two additional, and important, goals advanced
by our current system of judicial discipline. The Court cannot compromise, in the
slightest, the integrity of the judicial process. Judicial misconduct brings judicial office into
disrepute and prejudices the administration of justice. It also undermines respect for, and
public confidence in, the Judiciary. Where there is a need for confidentiality, the
Court is convinced that public understanding will follow. It asks too much of
the public to insist on confidentiality when a compelling need for it no
longer exists. In light of this matter's present posture, the ACJC's need for
flexibility has evaporated. Further, the ACJC's asserted interest in protecting the reputation of
a judge whose ethics investigation has not been completed has been superseded by
the criminal justice system's needs in this instance. (pp. 13-16)
The judgment of the Appellate Division is AFFIRMED. The stay previously entered by
the Court is dissolved, and the matter is REMANDED to the Law Division
for further proceedings.
CHIEF JUSTICE ZAZZALI and JUSTICES LONG, ALBIN, WALLACE, and HOENS join in JUSTICE
LaVECCHIA's opinion. JUSTICE RIVERA-SOTO did not participate.
SUPREME COURT OF NEW JERSEY
A-
9 September Term 2006
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JOSEPH M. CLARK, DAVID BOWMAN and EMMA JACKSON,
Defendants.
(ADVISORY COMMITTEE ON JUDICIAL CONDUCT and JOHN A. TONELLI-Appellants)
Argued January 16, 2007 Decided June 21, 2007
On appeal from the Superior Court, Appellate Division, whose opinion is reported at
381 N.J. Super. 41 (2005).
John C. Connell argued the cause for appellants (Archer & Greiner, Special Counsel
to the Advisory Committee on Judicial Conduct, attorneys; Elaine D. Dietrich, Counsel to
the Administrative Director, of counsel; Mr. Connell, Ms. Dietrich and R. Brian McLaughlin,
on the briefs).
Robert H. Czepiel, Jr., Deputy Attorney General, argued the cause for respondent (Stuart
Rabner, Attorney General of New Jersey, attorney).
JUSTICE LaVECCHIA delivered the opinion of the Court.
In September 2004, a State Grand Jury issued an indictment charging the municipal
court judge for the City of Englewood, Joseph Clark, and two co-defendants, with
third-degree tampering with public records in violation of N.J.S.A. 2C:28-7(a)(2), and fourth-degree falsifying
or tampering with records in violation of N.J.S.A. 2C:21-4(a). Judge Clark also had
been under investigation by the Advisory Committee on Judicial Conduct (ACJC), for ethical
violations related to the conduct that led to the indictment. Prior to the
start of the criminal trial, the State served a subpoena ad testificandum on
the ACJCs investigator who had interviewed Clark and his co-defendants in the judicial
ethics investigation. The question presented to us is whether the confidentiality requirements that
usually apply to ACJC investigations preclude the investigator from complying with the subpoena.
In these unique circumstances, when a judge has been indicted for crimes arising
from the same conduct that triggered the ACJCs judicial disciplinary investigation and a
subpoena has been served in preparation for the impending criminal trial, we hold
that the ACJC and its staff must comply with the subpoena to testify.
I.
The procedural history of this matter and the facts, including those alleged in
the indictment, may be summarized as follows. In March 2003, Clark was serving
as the municipal court judge in Englewood when he allegedly acted in concert
with Police Chief David Bowman and Police Detective Emma Jackson to issue a
fictitious warrant that enabled an inmate to attend a funeral mass, burial, and
after-burial reception for his father. Allegedly, Clark had the inmate transferred from the
Bergen County Jail to the custody of the Englewood police under the guise
that the inmate would be appearing in Englewood municipal court. Court was not
in session on the day of the supposed transfer, however. Rather, the inmate
attended his fathers funeral, unguarded, in violation of
N.J.S.A. 30:4-8.1, -8.2, and
N.J.A.C.
10A:18-7.1 to -7.9.
As a result of those circumstances coming to light, criminal and ethical investigations
were commenced. As a part of the judicial ethics investigation, John A. Tonelli,
chief investigator for the ACJC, interviewed Clark, Bowman, and Jackson about the municipal
court warrant that issued in March 2003. Scott Donlan of the New Jersey
Division of Criminal Justice also was investigating the matter. Ultimately, Donlan testified before
a State Grand Jury to the facts that his investigation uncovered. As a
result, Clark, Bowman, and Jackson were indicted for third-degree tampering with public records
or information, contrary to
N.J.S.A. 2C:28-7(a)(2), and fourth-degree falsifying or tampering with records,
contrary to
N.J.S.A. 2C:21-4(a). Based on issuance of the State Grand Jurys indictment,
Clark was suspended from judicial office by order of this Court and the
ACJCs investigation into the matter ceased, pending the outcome of the criminal proceedings.
Clark subsequently retired from his judicial position.
In preparation for trial, the State served Tonelli with a
subpoena ad testificandum,
seeking his testimony about the interviews that he conducted with Clark, Bowman, and
Jackson. Tonelli and the ACJC filed a motion to quash the subpoena, citing
Rule 2:15-20s confidentiality requirements. The motion was granted by the trial court but,
on the States motion for leave to appeal, was reversed by the Appellate
Division.
State v. Clark,
381 N.J. Super. 41, 47 (App. Div. 2005). The
panel held that the necessity to ensure the integrity and accuracy of the
pending criminal proceedings must take precedence over the confidentiality provisions of
R[ule] 2:15-20.
Ibid. The panel also granted a stay while the ACJC and Tonelli sought
review by this Court. We granted leave to appeal and continued the stay.
187 N.J. 75 (2006).
II.
Our Constitution authorizes this Court to remove judges from office for such causes
and in such manner as shall be provided by law.
N.J. Const. art.
VI, § 6, ¶ 4;
see also N.J.S.A. 2B:2A-2 (authorizing removal of judges for misconduct
in office, willful neglect of duty, or other conduct evidencing unfitness for judicial
office, or for incompetence). We established the ACJC to assist us in the
fulfillment of our solemn responsibility concerning judicial discipline.
R. 2:15-1. The important and
sensitive work of the ACJC has been recognized as being of extreme significance
to the administration of justice in this [S]tate.
In re Alvino,
100 N.J. 92, 94 (1985). And, although we certainly are aware of the high responsibility
that is entrusted to the carefully selected members of the ACJC,
see R.
2:15-2, we are also mindful that, as a result of our disciplinary processes,
[m]ost of [the ACJCs] work is never mentioned or known, for the overwhelming
proportion of charges against judges have been found by the [ACJC], after investigation,
to be unsubstantiated, indeed often frivolous,
Alvino,
supra, 100
N.J. at 94. That
brings us to this unique dispute, which involves whether that cloak of confidentiality
will be lifted in the face of an indictment.
In tasking the ACJC with investigating alleged ethical misconduct by judges, we have
conferred on it the power to (1) administer oaths, (2) order the inspection
of books and records, (3) take depositions of necessary witnesses, [and] (4) issue
subpoenas for the attendance of witnesses and for the production of papers .
. . .
R. 2:15-6(a). Furthermore, we require judges to cooperate with and
give reasonable assistance and information to the [ACJC] in connection with any investigations
by or proceedings of the [ACJC].
R. 2:15-7. That said, the process holds
out the prospect that the investigatory proceedings before the ACJC will be kept
confidential, provided a complaint does not issue.
See R. 2:15-20. The
Rules state
that [a]ll papers filed with and proceedings before the [ACJC] shall be confidential
except as otherwise provided in these Rules.
R. 2:15-4(c).
Rule 2:15-20 details the
confidentiality limits applicable to the process.
See footnote 1
Rule 2:15-20(a) states:
Except as provided in paragraphs (b) and (c) below and in Rule 2:15-25
. . . , the record before the [ACJC] shall be confidential and
shall not be available to any person except in the proper discharge of
official duties. In all circumstances, prehearing conferences, deliberations of the [ACJC], and information
subject to a protective order shall remain confidential.
The approach taken in respect of the construction of court rules is the
same as that for the construction of statutes.
See Wiese v. Dedhia,
188 N.J. 587, 592 (2006) (When interpreting court rules, we ordinarily apply canons of
statutory construction.);
First Resolution Inv. Corp. v. Seker,
171 N.J. 502, 511 (2002)
(stating that [t]he same principles of statutory construction apply to rule construction (quoting
State v. Vigilante,
194 N.J. Super. 560, 563 (App. Div. 1983)). Thus, we
typically begin by examining the plain language of a court rule, and give
the words their ordinary meaning.
Wiese,
supra, 188
N.J. at 592 (citing
DiProspero
v. Penn,
183 N.J. 477, 492 (2005)). We turn to extrinsic materials when
the language of the rule is ambiguous and lends itself to more than
one plausible interpretation.
Ibid.
The ACJC and its staff argue that the language is clear and that,
regardless, the import of
Rule 2:15-20 is that confidentiality of the investigatory record
is the norm. Moreover, they note pointedly that the
Rule contains no express
exception for the release of investigatory information prior to issuance of a formal
complaint, notwithstanding a subpoena to testify in a criminal trial. The State, on
the other hand, urges that we find that the important interests of criminal
justice override the interests of confidentiality in the judicial discipline system once an
indictment has issued against a judge and a criminal trial is about to
take place.
III.
A.
Throughout their judicial endeavors courts seek truth and justice and their search is
aided significantly by the fundamental principle of full disclosure.
In re Richardson,
31 N.J. 391, 401 (1960). A
subpoena ad testificandum is one method for prompting
disclosure.
See Blacks Law Dictionary 1440 (7th ed. 1999) (defining
subpoena ad testificandum
as [a] subpoena ordering a witness to appear and give testimony). The
Rules
permit an attorney to issue a subpoena to compel a person to attend
and give testimony at the time and place specified therein.
R. 1:9-1. And,
every person has a public duty to appear in court when commanded to
testify, even if it affects his or her private interest.
Reiman v. Breslin,
175 N.J. Super. 353, 357 (App. Div.) (citing
United States v. Bryan,
339 U.S. 323, 331, 70
S. Ct. 724, 730, 94
L. Ed. 884, 890-91
(1950)),
certif. denied,
85 N.J. 147 (1980);
see also In re Application of
Tiene,
19 N.J. 149, 164 (1955) ([W]e start with the primary assumption that
there is a general duty to give what testimony one is capable of
giving, and that any exemptions which may exist are distinctly exceptional, being so
many derogations from a positive general rule. (quoting 8
Wigmore on Evidence § 2192
(3d. ed. 1940)). Thus, a justification for being excused from providing testimony under
subpoena necessitates the identification of some clearly defined interest that is advanced by
such exemption.
In this instance, although there is the general assertion of confidentiality over the
investigatory stage of the disciplinary process, our
Rules do not specifically address the
circumstance of a subpoena issued in respect of a criminal trial against a
judge. On the other hand,
Rule 2:15-20 recognizes that disclosure can occur notwithstanding
the confidentiality overlay. The
Rule includes an unexplicated reference to disclosure being permitted
to a person in the proper discharge of official duties.
R. 2:15-20. In
this instance then, we must look beyond the literal language of the
Rule
to discern whether there is some clear interest to be advanced by excusing
the ACJCs chief investigator from giving testimony, when subpoenaed to appear in a
criminal trial, about his investigation into a matter that is now in the
public domain as a result of the grand jurys action.
B.
Rule 2:15-20 was last amended in 1997. Prior to that amendment, this Court
had created the New Jersey Advisory Committee on ACJC Confidentiality (Committee) and charged
it with determining when judicial disciplinary proceedings should be made public. New Jersey
Supreme Court Advisory Committee on ACJC Confidentiality,
Report of the Committee on ACJC
Confidentiality, at 1 (Dec. 6, 1995). The Committee concluded instead that the proceedings
should remain confidential and reported to the Court that confidentiality in the judicial
disciplinary process served four interests: judicial independence, public confidence in the judiciary, flexibility
to resolve minor problems, and fairness to individual judges.
Id. at 12. In
making its recommendation, the Committee considered and rejected the American Bar Associations
Model
Rules for Lawyer Disciplinary Enforcement, which included language that would grant to the
ACJC, or its equivalent, the discretion to release confidential information to a public
official when the ACJC believed that it would help in the administration of
justice.
Id. at 7-12 (discussing
Model Rule 11.B(1)(a)). The Committee concluded that that
language would not adequately protect the four identified interests, and, thus, did not
satisfactorily protect the integrity of the judicial system.
Id. at 12.
Rule 2:15-20, as amended, does not contain the discretionary language recommended by the
ABA for attorney disciplinary proceedings, although, as noted, it includes the reference that
confidentiality interests shall not preclude release of information to a person in the
proper discharge of official duties. In construing the
Rules general assertion of confidentiality,
we must determine whether it is sensible to rigidly interpret that requirement so
that it would justify noncompliance with a subpoena issued in a criminal trial
of a publicly indicted judge. Specifically, we must examine closely whether the interests
that favor maintenance of confidentiality over ACJC investigations have any bearing in the
unique circumstances in which we find ourselves.
Cf. State v. Stroger,
97 N.J. 391, 409 (1984) (analyzing similar confidentiality requirement in respect of attorney ethics investigation
and noting that we must not lose sight of the rationale behind [the
confidentiality] protection),
cert. denied,
469 U.S. 1193,
105 S. Ct. 971,
83 L.
Ed.2d 974 (1985).
C.
The ACJC contends that the potential disclosure of confidential material would have a
chilling effect on its investigations, thus depriving it of the flexibility necessary to
fulfill its responsibilities. Indeed, confidentiality is thought to encourage . . . the
willing participation of relevant witnesses by providing protection against possible retaliation or recrimination.
Landmark Commcns, Inc. v. Virginia,
435 U.S. 829, 835,
56 L. Ed.2d 1, 8,
98 S. Ct. 1535, 1539 (1978). We recently noted, in the
separate setting of attorney discipline, that although disclosure can invite the exertion of
outside [coercive] influence,
State v. R.M.,
185 N.J. 208, 226 (2005), such speculative
ill effects deserve a much more discerning inquiry.
Ibid. Judges are under a
duty to cooperate with an ACJC investigation.
See R. 2:15-7. The ACJC also
has other tools to ensure witness cooperation, such as subpoenas and criminal sanctions
for witness tampering. It is not apparent to us that the ACJCs very
ability to perform its investigations depends on our shielding of its investigator from
testifying under subpoena in a criminal trial that concerns the same subject matter
as our judicial disciplinary investigation.
That said, confidentiality during the ACJCs investigatory process serves to protect judges from
unfair allegations that may never lead to formal disciplinary charges against the judge.
Such protections prevent untested accusations from affecting a judges career until the judge
has had a chance fairly to meet them.
Alvino,
supra, 100
N.J. at
103;
see also Landmark Commcns, Inc.,
supra, 435
U.S. at 835, 56
L.
Ed.
2d at 8, 98
S. Ct. at 1539 ([U]ntil the time when
the meritorious can be separated from the frivolous complaints, the confidentiality of the
proceedings protects judges from the injury which might result from publication of unexamined
and unwarranted complaints.). In fashioning the confidential period of investigatory review, however, we
did not intend to craft a rule designed to provide confidentiality to acts
discovered through disciplinary investigations when those acts amount to potential criminal conduct.
Stroger,
supra, 97
N.J. at 410 (quoting
State v. Stroger,
185 N.J. Super. 124,
132 (App. Div. 1985) in respect of criminal acts by attorneys).
The reason for maintaining confidentiality during the investigatory process is to preserve a
basic fairness that is in keeping with the early stage of the ACJCs
review. That concern militates in favor of giving a judge the opportunity to
answer charges and persuade the ACJC of their unfounded nature before the accusations
become part of the public domain.
See Alvino,
supra,
100 N.J. 105-06. In
this matter, however, other interests also must weigh in the balance.
Id. at
106. The concern about prevention of reputational injuries evaporates once a grand jury
has handed up an indictment. Reputation injuries no longer can be avoided through
maintenance of ACJC confidentiality in light of the public nature of the grand
jury indictment and the specter of the upcoming public trial of Clark and
his co-defendants. Plainly, our concern for a judges reputation has been overridden by
the very public, criminal charges preferred against Clark for the same conduct.
Finally, judicial independence and public confidence are the two additional, and important, goals
advanced by our current system of judicial discipline.
See In re Seaman,
133 N.J. 67, 96 (1993). We have a constitutional duty to oversee the courts
of this State, including the serious responsibility of removing judges from office when
cause for such action is present.
N.J. Const. art. VI, § 2, ¶ 3;
N.J.
Const. art. VI, § 6, ¶ 4;
see also Alvino,
supra, 100
N.J. at 106.
We cannot compromise, in the slightest, the integrity of the judicial process.
See
In re Spitalnick,
63 N.J. 429, 431 (1973). Thus, the standard of judicial
conduct is a high one precisely so that the integrity and independence of
the judiciary may be preserved.
Seaman,
supra, 133
N.J. at 97 (quoting
In
re Miera,
426 N.W.2d 850, 855 (Minn. 1988)).
Judicial misconduct brings the office into disrepute and thereby prejudices the administration of
justice.
See footnote 2
Ibid. (quoting
In re Winton,
350 N.W.2d 337, 340 (Minn. 1984)). It
also undermines respect for, and public confidence in, the judiciary.
Id. at 96.
The balanced execution of ethical oversight duties is integral to protecting those interests.
That includes the performance of this Court, as well as that of the
ACJC.
See Alvino,
supra, 100
N.J. at 107 (stating that it is absolutely
essential that the public have confidence in [the ACJCs] operation[,] and have good
reason for that confidence). It does not advance public confidence to have our
disciplinary system operate in an overly secretive way. Where there is need for
confidentiality, we are convinced that public understanding will follow. It asks too much
of the public to insist on confidentiality when a compelling need for it
no longer exists.
In light of this matters present posture, where a judge has been indicted,
the ACJCs need for flexibility -- to conduct a thorough investigation that might
result in the crafting of a remedy that might not necessitate a public
hearing -- has evaporated. The ACJCs investigation has been stayed until the criminal
charges are resolved. The judge no longer has the option of retiring prior
to a public hearing on his conduct. Indeed, this judge already has retired,
but that action will not halt the trial. A public hearing in the
court of law will occur regardless of the ACJCs actions. Further, the ACJC
retains the power to subpoena witnesses, take depositions under oath, and demand the
cooperation of attorneys and judges in future investigations. Such authority will enable the
ACJC to perform its duties regardless of whether the particular judges and witnesses
believe that criminal charges might be forthcoming.
Moreover, the worry that it is unfair to bring to light frivolous claims
before a judge can respond is not present here. Because of the indictment,
the public already has access to the fact that Clark has been charged
with a crime. Thus, the ACJCs asserted interest in protecting the reputation of
a judge whose ethics complaint has not been fully investigated has been superseded
by the criminal justice systems needs in this instance.
We hold that the chief investigator of the ACJC must comply with the
subpoena to testify in the public criminal trial at issue in this matter.
See footnote 3
Compliance with the subpoena, after an indictment has issued and a criminal trial
is poised to commence, will not harm the ACJCs investigatory flexibility or risk
unfairness to the judge involved. More importantly, however, the interests of respect for
and public confidence in the judiciary require that public disclosure not be denied
in this instance.
IV.
For the reasons expressed herein, the judgment of the Appellate Division is affirmed.
We dissolve the stay previously entered by this Court and remand to the
Law Division for further proceedings.
CHIEF JUSTICE ZAZZALI and JUSTICES LONG, ALBIN, WALLACE, and HOENS join in JUSTICE
LaVECCHIAs opinion. JUSTICE RIVERA-SOTO did not participate.
SUPREME COURT OF NEW JERSEY
NO. A-9 SEPTEMBER TERM 2006
ON APPEAL FROM Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JOSEPH M. CLARK, DAVID BOWMAN
and EMMA JACKSON,
Defendants.
(ADVISORY COMMITTEE ON
JUDICIAL CONDUCT and JOHN A.
TONELLI-Appellants)
DECIDED June 21, 2007
Chief Justice Zazzali PRESIDING
OPINION BY Justice LaVecchia
CONCURRING OPINION BY
DISSENTING OPINION BY
CHECKLIST
AFFIRM AND REMAND
CHIEF JUSTICE ZAZZALI
X
JUSTICE LONG
X
JUSTICE LaVECCHIA
X
JUSTICE ALBIN
X
JUSTICE WALLACE
X
JUSTICE RIVERA-SOTO
---------------------
-----------
-----------
JUSTICE HOENS
X
TOTALS
6
Footnote: 1
Rule 2:15-20 contains two exceptions from its confidentiality requirement. Once the ACJC
files a formal complaint against a judge, the complaint and the proceedings become
public. R. 2:15-20(b). Also, the judge subject to the investigation and grievance may
request that the charges be made public. R. 2:15-10(c). Neither exception is implicated
in this case.
Footnote: 2
Conversely, groundless claims against judges similarly can shake the publics confidence in
the judicial branch. See Landmark Commcns, Inc., supra, 435 U.S. at 835, 56
L. Ed.
2d at 8, 98 S. Ct. at 1539. After an indictment
,
however, we are no longer concerned about the public becoming aware of
groundless
complaints against judges.
Footnote: 3
In so holding, we express no view on whether Clark has any Fifth
Amendment right against self-incrimination to assert in respect of his statements to the
ACJC. See DeVita v. Sills,
422 F.2d 1172, 1177-80 (3d Cir. 1970) (discussing
judges right against self-incrimination in judicial disciplinary proceedings). That issue has not been
raised and, in any event, the record does not disclose whether Clark was
aware of any criminal investigation at the time he was interviewed by Tonelli.