SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-0983-96T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
KEITH SAUNDERS,
Defendant-Appellant.
_________________________________________________________________
Submitted: April 30, 1997 - Decided: June 23,
1997
Before Judges Shebell, P.G. Levy and
Braithwaite.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County.
Susan L. Reisner, Public Defender, attorney
for appellant (Barbara A. Hedeen, Assistant
Deputy Public Defender, of counsel and on the
brief).
Peter Verniero, Attorney General, attorney
for respondent (Michael J. Williams, Deputy
Attorney General, of counsel and on the
brief).
The opinion of the court was delivered by
BRAITHWAITE, J.A.D.
Following a jury trial, defendant appeals from his
conviction of third-degree stalking, N.J.S.A. 2C:12-10c. He was
sentenced to a custodial term of five years. On appeal, he
contends:
POINT I
BECAUSE IT CONTAINS NUMEROUS UNDEFINED
PHRASES, THE STALKING STATUTE, N.J.S.A.
2C:12-10, IS VAGUE AND OVERBROAD IN VIOLATION
OF THE DUE PROCESS CLAUSES OF THE FEDERAL AND
STATE CONSTITUTIONS. (Not raised below)
POINT II
MR. SAUNDERS' CONVICTION OF THIRD DEGREE
STALKING WAS AGAINST THE WEIGHT OF THE
EVIDENCE AS THERE WAS NO PROOF THAT HE
"REPEATEDLY FOLLOWED" THE COMPLAINANT, THAT
HE INTENDED TO ANNOY HER, AND THAT ANY
ACTIONS HE MIGHT HAVE ENGAGED IN WERE "IN
VIOLATION OF AN EXISTING COURT ORDER
PROHIBITING THE BEHAVIOR." (Not raised
below)
POINT III
REVERSAL IS REQUIRED BECAUSE THE TRIAL JUDGE
FAILED TO DEFINE CRITICAL ELEMENTS OF THE
OFFENSE AND ERRONEOUSLY DEFINED AN ESSENTIAL
ELEMENT, THAT IS, THAT MR. SAUNDERS HAVE
ACTED WITH THE INTENT TO ANNOY THE
COMPLAINANT. (Partially raised below)
POINT IV
EVIDENCE THAT MR. SAUNDERS HAD WATCHED MS.
WILLIAMS IN PRIOR YEARS AND THAT HE HAD
AGREED IN 1989 "NEVER TO HARASS NURSE
WILLIAMS AGAIN" WAS SO OVERWHELMINGLY
PREJUDICIAL THAT ITS ADMISSION DEPRIVED
SAUNDERS OF A FAIR TRIAL.
POINT VI
IN SENTENCING MR. SAUNDERS TO THE MAXIMUM
TERM ALLOWABLE UNDER THE CODE, THE TRIAL
COURT ABUSED ITS DISCRETION AND MISAPPLIED
THE SENTENCING GUIDELINES.
We reject defendant's contentions and affirm.
James Hospital in Newark, had known defendant since 1973. Their
friendship ended the same year. Defendant and Williams were
never romantically involved. Nonetheless, defendant would
repeatedly stand at the gate of the hospital's employee parking
lot when Williams arrived for work at 7:15 a.m. and when she left
work at about 4:00 p.m. During these times, defendant would
stand and watch Williams. On one occasion in 1988, as Williams
was going into the hospital, defendant "grabbed [her] by the arm"
and "used profanity." Williams was able to enter the building
and called security.
On May 20, 1989, Williams' children saw defendant in the
hospital cafeteria, and they called Williams and reported
defendant's whereabouts. Williams then notified security
personnel, who removed defendant from the cafeteria. They also
questioned defendant about his actions, and he signed a statement
stating:
I declare I will not come on St. James
premises, 155 Jefferson Street, Newark, N.J.
Also I declare never to harrass [sic] Nurse
Williams, JaVonda again. I know should I
return to these premises I will be sent to
jail for any of these act [sic].
Statements above on my free will.
In 1993, defendant stood outside the hospital and watched
Williams on at least thirteen specific dates. Defendant's
actions frightened Williams, and she reported his conduct to the
police. On August 30, 1993, while standing "at the emergency
exit driveway where [Williams] had to cross the street everyday,"
defendant mumbled something incoherent to Williams as he
attempted to approach her. Williams was "afraid and frightened"
by defendant's conduct.
On March 21, 1994, defendant sent Williams a letter. The
letter listed defendant's name, address, age, telephone number,
religion, and social security number. He sent a similar letter
to Williams in 1995. Following defendant's telephone number, the
letter stated, "ask for me."
On January 13, 1995, defendant entered a guilty plea to a
charge of harassing Williams. The judgment of conviction ordered
that he avoid all contact with Williams as a condition of a
suspended sentence.
In June and July 1995, defendant continued to stand and
watch Williams. On July 26, 1995, he approached the passenger
side of Williams' vehicle. He got within five feet of her
vehicle, which frightened Williams so much that she drove through
a red light. Later that day, after work, defendant was standing
and watching Williams. Williams then reported defendant's
conduct to the police.
Defendant testified and denied that he intended to harass,
frighten, or annoy Williams. He explained that he frequented the
neighborhood to visit with co-workers of his father, who died in
1988. He also stated that he was in the area on several
occasions because he had legitimate business at the hospital.
Defendant also contended that he had known Williams since
1974 and that she was his former girlfriend. He claimed that the
relationship ended in 1977. Further, he testified that Williams
attacked him in 1980 and cut him with a knife. On rebuttal,
Williams denied that this incident occurred.
Defendant acknowledged that he signed the 1989 agreement not
to enter the hospital or harass Williams. He testified that he
sent the letters to Williams to correspond with her, not to
harass or annoy her.
(1) "Course of conduct" means a knowing
and willful course of conduct directed at a
specific person, composed of a series of acts
over a period of time, however short,
evidencing a continuity of purpose which
alarms or annoys that person and which serves
no legitimate purpose. The course of conduct
must be such as to cause a reasonable person
to suffer emotional distress.
Constitutionally protected activity is not
included within the meaning of "course of
conduct."
(2) "Credible threat" means an explicit or implicit threat made with the intent and the apparent ability to carry out the threat, so as to cause the person who is the target
of the threat to reasonably fear for that
person's safety.
b. A person is guilty of stalking, a crime
of the fourth degree, if he purposely and
repeatedly follows another person and engages
in a course of conduct or makes a credible
threat with the intent of annoying or placing
that person in reasonable fear of death or
bodily injury.
c. A person is guilty of a crime of the
third degree if he commits the crime of
stalking in violation of an existing court
order prohibiting the behavior.
d. A person who commits a second or
subsequent offense of stalking which involves
an act of violence or a credible threat of
violence against the same victim is guilty of
a crime of the third degree.
e. This act shall not apply to conduct
which occurs during organized group
picketing.
[Ibid.]
Here, defendant was charged with a course-of-conduct violation of
the statute committed after a prior court order precluded him
from following the victim.
implicates no constitutionally protected
conduct, should uphold the challenge only if
the enactment is impermissibly vague in all
of its applications. A plaintiff who engages
in some conduct that is clearly proscribed
cannot complain of the vagueness of the law
as applied to the conduct of others. A court
should therefore examine the complainant's
conduct before analyzing other hypothetical
applications of the law.
[Village of Hoffman Estates v. Flipside,
Hoffman Estates, Inc.,
455 U.S. 489, 494-95,
102 S. Ct. 1186, 1191,
71 L. Ed.2d 362, 369
(1982) (footnotes omitted).]
The Court went on the explain that depending on the type of law,
the Constitution tolerates some degree of vagueness, requiring
less strict scrutiny of economic regulations and more careful
scrutiny of criminal laws. See id. at 498-99, 102 S. Ct. at
1193, 71 L. Ed.
2d at 371-72. And, it added, vagueness may be
mitigated by a scienter requirement, especially when a court
examines a challenge claiming that the law failed to provide
adequate notice of the proscribed conduct. See id. at 499, 102
S. Ct. at 1193, 71 L. Ed.
2d at 372.
We conclude that defendant's argument that the former
stalking statute is overbroad fails. We note that the reasoning
applied in evaluating whether New Jersey's harassment statute,
N.J.S.A. 2C:33-4, was overbroad is instructive in analyzing
defendant's claim. See State v. B.H.,
290 N.J. Super. 588 (App.
Div. 1996); State v. Finance American Corp.,
182 N.J. Super. 33
(App. Div. 1981). See also State v. Mortimer,
135 N.J. 517
(finding that the portion of New Jersey's harassment statute that
enhanced the punishment for harassment when the perpetrator's
actions were motivated by bias was not overbroad because at most
the statute had a minimal effect on protected expression), cert.
denied,
513 U.S. 970,
115 S. Ct. 440,
130 L. Ed.2d 351 (1994).
An individual may be guilty of harassment, a disorderly
persons offense, if, "with purpose to harass another," he:
a. Makes, or causes to be made, a
communication or communications anonymously
or at extremely inconvenient hours, or in
offensively coarse language, or any other
manner likely to cause annoyance or alarm;
b. Subjects another to striking,
kicking, shoving, or other offensive
touching, or threatens to do so; or
c. Engages in any other course of
alarming conduct or of repeatedly committed
acts with purpose to alarm or seriously annoy
such other person.
A communication under subsection a. may
be deemed to have been made either at the
place where it originated or at the place
where it was received.
d. A person commits a crime of the fourth degree if in committing an offense under this section, he acted with a purpose to intimidate an individual or group of
individuals because of race, color, religion,
gender, handicap, sexual orientation or
ethnicity.
[N.J.S.A. 2C:33-4.]
Stalking has been characterized as behavior exceeding
harassment but not yet advanced to assault or other more serious
crimes that involve overt threats or physical contact. See
Cannel, New Jersey Criminal Code Annotated, Comment to N.J.S.A.
2C:12-10 (1996-97); Colleen P. Flynn, The New Jersey Antistalking
Law: Putting an End to a "Fatal Attraction", 18 Seton Hall
Legis. J. 297, 299 (1993). The language of the harassment and
the former stalking statute are similar, addressing behavior
likely to cause annoyance, alarm, or alarming conduct; both
statutes require the purpose to alarm or annoy. See N.J.S.A.
2C:12-10; N.J.S.A. 2C:33-4.
As previously stated, the test for determining overbreadth
is whether the statute "reaches a substantial amount of
constitutionally protected conduct." Mortimer, supra, 135 N.J.
at 530 (quoting Houston v. Hill,
482 U.S. 451, 458,
107 S. Ct. 2502, 2508,
96 L. Ed.2d 398, 410, appeal dismissed and cert.
denied,
483 U.S. 1001,
107 S. Ct. 3222,
97 L. Ed.2d 729 (1987)).
In Mortimer, supra, our Supreme Court held that subsection d of
the harassment statute was not unconstitutionally overbroad
because it had a minimal effect on speech and specifically
forbade harassing conduct. 135 N.J. at 531. The Court's
decision was consistent with our earlier determination that so
long as the harassment statute required a specific intent to
harass the victim, it would pass constitutional scrutiny as a
reasonable restriction on the manner in which speech was
expressed regardless of its content. See Finance American,
supra, 182 N.J. Super. at 39-40. Freedom of speech does not
encompass a right to abuse or annoy another person intentionally.
See id. at 40.
Defendant's testimony at trial sought to establish
legitimate purposes for his repeated presence near the victim,
such as shopping at the hospital's pharmacy, visiting the
hospital's emergency room, and visiting the workplace of his
deceased father, all of which were allegedly unrelated to the
victim's presence. On appeal, however, defendant concedes that
he watched the victim from various locations and followed her
from the parking lot to the hospital, and he contends that his
actions are protected under the First Amendment as "expressive
activities." Yet, "nonverbal expressive activity can be banned
because of the action it entails . . . ." R.A.V. v. City of St.
Paul,
505 U.S. 377, 385,
112 S. Ct. 2538, 2544,
120 L. Ed.2d 305,
319 (1992).
Moreover, his challenge goes to the heart of the purpose of
stalking laws: to intervene in repetitive harassing or
threatening behavior before the victim has actually been
physically attacked. See Flynn, supra, 18 Seton Hall Legis. J.
at 300-02; Assembly Judiciary, Law and Public Safety Committee
Statement, Senate, No. 256, L. 1992, c. 209.
In Finance American, supra, we declined to find the
harassment statute overbroad based on hypothetical situations
that might establish overbreadth. 182 N.J. Super. at 39. We
must determine whether a statute is overbroad on a case-by-case
basis, analyzing whether a litigant's First Amendment rights have
been violated by applying a particular statute. See ibid. In
evaluating the present case, we decline to resolve the issue of
overbreadth based on defendant's hypothetical about a private
detective or other imagined sets of facts. We conclude that the
statute is not overbroad when applied to defendant's conduct
towards Williams.
96 N.J. 156, 166 (1984). Even if behavior is not susceptible to
precise definition, the statute may be constitutional. See ibid.
"Possible vagueness of the statute with respect to other behavior
does not permit one whose conduct is clearly prohibited to act
with impunity." Id. at 167. In the words of the United States
Supreme Court:
A criminal statute must be sufficiently
definite to give notice of the required
conduct to one who would avoid its penalties,
and to guide the judge in its application and
the lawyer in defending one charged with its
violation. But few words possess the
precision of mathematical symbols, most
statutes must deal with untold and unforeseen
variations in factual situations, and the
practical necessities of discharging the
business of government inevitably limit the
specificity with which legislators can spell
out prohibitions. Consequently, no more than
a reasonable degree of certainty can be
demanded. Nor is it unfair to require that
one who deliberately goes perilously close to
an area of proscribed conduct shall take the
risk that he may cross the line.
[Boyce Motor Lines, Inc. v. United States,
342 U.S. 337, 340,
72 S. Ct. 329, 330-31,
96 L. Ed. 367, 371 (1952) (footnote omitted).]
Analysis of constitutional vagueness is not "a linguistic analysis conducted in a vacuum" but requires consideration of the questioned provision itself, related provisions, and the reality in which the provision is to be applied. See In re Suspension of DeMarco, 83 N.J. 25, 37 (1980). A statute is facially or perfectly vague if "there is no conduct that it proscribes with sufficient certainty." State v. Cameron, 100 N.J. 586, 593 (1985). To be vague "as applied," the law must not clearly prohibit the conduct on which the particular charges were based.
Ibid.; see also Finance American, supra, 182 N.J. Super. at 42.
Defendant contends that the former N.J.S.A. 2C:12-10 is
unconstitutionally vague both facially and as applied.
As previously noted, a defendant whose conduct is clearly
prohibited may not assert the hypothetical rights of others. See
Village of Hoffman Estates, supra, 455 U.S. at 494-95, 102 S. Ct.
at 1191, 71 L. Ed.
2d at 369; Jones, supra, 198 N.J. Super. at
560-61. Thus, a statute's constitutionality is necessarily
determined by specifically-charged conduct. See, e.g., United
States v. National Dairy Products Corp.,
372 U.S. 29, 33,
83 S.
Ct. 594, 598,
9 L. Ed.2d 561, 565-66 (1963).
Defendant bases his claim of vagueness on the statute's
failure to define adequately the words "annoy," "annoyance,"
"alarm," "constitutionally protected activity," and "following."
As was found in the cases examining the harassment statute, each
of these phrases can be deemed vague when considered in
isolation. See Mortimer, supra, 135 N.J. at 535; Finance
American, supra, 182 N.J. Super. at 41. Analyzing the harassment
statute, we concluded that the words "annoyance" and "alarm" must
be construed together as prohibiting behaviors "which are
alarming or which cause annoyance of some moment, not those which
are merely nettlesome." B.H., supra, 290 N.J. Super. at 598.
The statutory target, we reasoned, was behavior annoying enough
to "cause a reasonable person fear and apprehension." Ibid.; see
also State v. Lee,
917 P.2d 159, 166 (Wash. Ct. App.)(finding
that the term "follows" was not unconstitutionally vague since
"persons of ordinary intelligence would understand that
`following' includes deliberately and repeatedly traveling to a
location where another person routinely goes in order to see or
watch that person"), rev. granted,
928 P.2d 415 (Wash. 1996);
State v. Fonseca,
670 A.2d 1237, 1240 (R.I. 1996)(finding that
the phrase "repeatedly follows and harasses" did not render
statute unconstitutionally vague because a person of ordinary
intelligence could understand what behavior is prohibited).
Moreover, defendant's contention that the stalking statute
is vague fails because the statute requires a specific intent.
The phrases that defendant contends are vague specifically state
that the defendant must intend either to annoy or place that
person in reasonable fear of death or bodily injury. See
N.J.S.A. 2C:12-10b. We found in Finance American, supra, that
the specific intent required in the harassment statute modified
any phrases that could possibly be deemed vague, such as
"offensively coarse language" and "any other manner likely to
cause annoyance or alarm" so that they were not vague. 182 N.J.
Super. at 41. Accordingly, the specific intent required in the
stalking statute under which defendant was convicted clearly
indicates what type of conduct is prohibited. Therefore,
defendant's vagueness challenge fails.
Here, the jury concluded that defendant had the requisite
purpose to annoy or cause reasonable fear of death or serious
bodily injury. He was repeatedly warned and finally ordered by
the court in January 1995 to cease contact with the victim, and
defendant must have known that his behavior would annoy the
victim or put her in fear of injury. Cf. Finance American,
supra, 182 N.J. Super. at 41-42 (finding that after the
perpetrator learned that his conduct was unwelcome, he
necessarily had to have known that his calls satisfied the
language requiring extreme inconvenience and action likely to
annoy victim). We conclude that the former stalking statute is
not impermissibly vague.
Although we do not address the constitutionality of the
amended statute here, the new language in the statute outlaws
specific conduct, such as "repeatedly maintaining a visual or
physical proximity to a person" or "written threats or threats
implied by conduct." N.J.S.A. 2C:12-10a(1). Even though
defendant alleges that the former stalking statute is vague
because it did not define certain words and phrases, we note that
the amended statute is not unconstitutionally vague based on
defendant's argument. It is clear what type of conduct is
proscribed. See Town Tobacconist, supra, 94 N.J at 118.
Defendant next contends that his conviction was against the
weight of the evidence because the State did not prove that he
followed the victim, that he intended to annoy her, or that his
actions were in violation of an existing court order. The State
responds that because defendant failed to move for a new trial
below, this issue is not cognizable on appeal.
An appellate court will not consider an argument that a jury
verdict is against the weight of the evidence unless the
appellant moved for a new trial before the trial court on that
ground. See R. 2:10-1; State v. Perry,
128 N.J. Super. 188, 190
(App. Div. 1973), aff'd,
65 N.J. 45 (1974).
Although defendant's claim is barred procedurally, it also
lacks substantive merit. A trial court may only set aside a jury
verdict as against the weight of the evidence if, considering the
jury's opportunity to assess the witnesses' credibilities, a
manifest denial of justice clearly and convincingly appears. See
R. 3:20-1. The jury is free to believe or disbelieve a witness's
testimony. See State v. Reyes,
50 N.J. 454, 464 (1967). On a
motion for a new trial, the objective is not to second-guess the
jury but to correct the injustice that would result from an
obvious jury error. See State v. Balles,
47 N.J. 331, 337
(1966), appeal dismissed and cert. denied,
388 U.S. 461,
87 S.
Ct. 2120,
18 L. Ed.2d 1321 (1967). Here, no such error occurred.
The evidence of defendant's guilt of stalking was overwhelming.
As to the remaining issues raised by defendant, we have
carefully reviewed the record and, in light of applicable law,
conclude that the contentions are without sufficient merit to
warrant discussion in a written opinion. R. 2:11-3(e)(2).
Affirmed.
Footnote: 1 We take notice that the stalking statute has been amended effective June 20, 1996, by L. 1996, c. 39, § 1.