STATE OF NEW JERSEY,
Plaintiff-Respondent,
vs.
KENDALL MURPHY,
Defendant-Appellant.
__________________________________
Submitted February 7, 2005 - Decided March 22, 2005
Before Judges A. A. Rodríguez, Cuff and Weissbard.
On appeal from the Superior Court of New Jersey, Law Division, Passaic County,
Indictment No. 00-11-1275-I.
Yvonne Smith Segars, Public Defender, attorney for appellant (Timothy P. Reilly, Designated Counsel,
of counsel and on the brief).
James F. Avigliano, Passaic County Prosecutor, attorney for respondent (Terry Bogorad, Senior Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
CUFF, J.A.D.
Following a jury trial, defendant was convicted of third degree theft from the
person, contrary to N.J.S.A. 2C:15-1a(1), and acquitted of second degree robbery. He was
sentenced to a four-year term of imprisonment. In addition to restitution in the
amount of $664.34, the appropriate assessments and penalties were also imposed.
On appeal, defendant raises the following arguments:
POINT I
THE DEFENDANT'S CONVICTION MUST BE REVERSED, SINCE THE PLEA AGREEMENT ENTERED INTO WITH
CO-DEFENDANT RALPH MONACO, REQUIRING HIM TO INCULPATE DEFENDANT, EFFECTED THE RELIABILITY AND TRUSTWORTHINESS
OF MONACO'S TRIAL TESTIMONY AND CREATED A SIGNIFICANT RISK OF PERJURY, THEREBY DENYING
DEFENDANT HIS DUE PROCESS RIGHT TO A FAIR TRIAL. (U.S. CONST. AMEND. XIV;
N.J. CONST. OF 1947, ART. I, 9, 10).
POINT II
THE DEFENDANT'S CONVICTION MUST BE REVERSED, SINCE ERROR'S [sic] OF THE TRIAL COURT
BEFORE THE JURY DENIED DEFENDANT HIS DUE PROCESS RIGHT TO RECEIVE A FAIR
TRIAL. (U.S. CONST. AMEND. XIV; N.J. CONST. OF 1947, ART. I, 9, 10).
A. The trial court's instructions were erroneous and misleading with respect to the guilty
pleas[--]co-defendants' guilty [pleas--]and with respect to the use of the testimony of the
co-defendants concerning the pleas.
B. The trial court erred in denying the defense motion for a mistrial following
the admission of prior "bad act" testimony.
C. The trial court's [sic] erred in admitting hearsay evidence before the jury over
defense objection.
D. The procedure of advising the jury that State's witnesses were in custody and
represented by lawyer was prejudicial and denied defendant a fair trial.
POINT III
THE PROSECUTOR'S ACTIONS THROUGHOUT THE TRIAL CONSTITUTED PROSECUTORIAL MISCONDUCT INCLUDING, USING INADMISSIBLE HEARSAY
EVIDENCE, COMMENTING ON DEFENDANT'S RECORD AND FAILURE TO TESTIFY, PLACING INADMISSIBLE EVIDENCE THAT
DEFENDANT WAS INVOLVED IN A DRUG PURCHASE AFTER THE ROBBERY, FAILED TO PROVIDE
DISCOVERY AND REQUIRED CO-DEFENDANT MONACO TO PROVIDE AN INCULPATORY STATEMENT AGAINST DEFENDANT IN
ORDER TO OBTAIN A FAVORABLE PLEA AGREEMENT.
POINT IV
THE DEFENDANT'S CONVICTION MUST BE REVERSED, SINCE DEFENDANT WAS DENIED EFFECTIVE ASSISTANCE OF
COUNSEL SINCE TRIAL COUNSEL WAS INEFFECTIVE FOR PRECLUDING DEFENDANT FROM TESTIFYING AND FOR
FAILING TO OBJECT TO THOSE ERRORS NOTED IN POINT I[II].
POINT V
THE SENTENCE IMPOSED ON DEFENDANT IS EXCESSIVE AND SHOULD "SHOCK THE JUDICIAL CONSCIENCE"
SINCE THE COURT FOUND, BUT FAILED TO CONSIDER A MITIGATING FACTOR.
Due to a statement in a curative instruction which had the clear capacity
to bolster the credibility of the State's main witness and defendant's former co-defendant,
and the omission of an instruction that the jury could not consider the
co-defendant's plea agreement as substantive evidence of defendant's guilt, we conclude that defendant
was denied a fair trial. Therefore, we reverse the conviction and remand for
a new trial.
The facts underlying defendant's conviction are straightforward and uncomplicated. On June 4, 2000,
Ralph Monaco and his then girlfriend, Lisa Benjamin (also known as Lisa Foster
and Lisa Suess), were driving around Passaic County discussing ways to make money.
Both were heroin addicts and needed money to buy drugs. In the course
of their drive, they passed a Coastal Gas station in Clifton that seemed
to them an easy mark. Although they disputed between themselves who proposed the
idea to rob the gas station, both agreed that they decided to present
their scheme to defendant Kendall Murphy.
According to Monaco, they proceeded to defendant's home in Paterson, presented the idea,
and obtained defendant's agreement to participate. As the trio approached the gas station,
Lisa parked the car behind garden apartments close to the gas station, and
the two men walked to the station. Defendant functioned as a lookout, and
Monaco approached the attendant to ask for change. When the attendant opened the
register, Monaco shoved him aside and grabbed the money in the till. Monaco
and defendant ran from the station and jumped into Lisa's waiting car. As
they entered the car, a woman screamed and called the police.
Lisa drove to defendant's house where the trio split the money evenly among
themselves. Monaco shaved, changed his clothing and cut his hair. He also instructed
Lisa to report that her car had been stolen. Monaco and Lisa then
left to purchase drugs.
Kenneth Pavan and his cousin were working at the gas station on June
4, 2000. Pavan testified that a white man accompanied by a black male
approached the soda machine. The white male then approached him and asked for
change of a $5 bill. Pavan entered the center island booth. When he
opened the register, the white male pushed him and took the money from
the open till. The white male and the black male then fled on
foot from the station to an alleyway between apartments. Neither Pavan nor his
cousin was able to identify either man.
On June 5, Monaco fled to Florida. Lisa was interviewed by the police
through the license plate on her car that had been recorded by the
woman who had observed Lisa's car. In her initial statement, Lisa denied any
involvement but later admitted her participation. She contacted Monaco and told him that
she had spoken to the police. Then she traveled to Florida to convince
Monaco to return to New Jersey. Before his return, he was contacted by
the Clifton police who informed him that Lisa and defendant had given them
statements inculpating him.
Defendant was arrested on June 8, 2000. In a typed but unwitnessed and
unrecorded statement, defendant admitted that he went for a ride with Monaco and
Lisa on June 4. Defendant stated that Monaco proposed the gas station robbery,
but he insisted that he refused to get involved and Lisa drove him
home. Defendant admitted that Lisa and Monaco returned to his house after the
robbery, at which time Monaco shaved, cut his hair and changed his clothes.
According to defendant, Monaco paid him $125.
On June 17, 2000, Monaco returned to New Jersey and was immediately arrested.
He gave a statement to police that described his participation in the June
4 robbery. On January 2, 2001, he pled guilty to second degree robbery.
The prosecutor recommended a six-year term. As a condition of the plea agreement,
Monaco was required to provide a factual basis for his plea that inculpated
Lisa and defendant. Monaco was sentenced to a five-year term.
Monaco testified at defendant's trial on January 22, 2002. He described the genesis
of the plan to take money from the gas station and the enlistment
and participation of defendant in the plan. He also identified defendant as the
black male who accompanied him to the gas station. During the course of
his testimony, Monaco acknowledged that he had pled guilty to the charge of
second degree robbery and that he was required to provide a factual basis
for his plea that inculpated defendant and Lisa in the June 4 theft.
He stated, however, that he was asked to testify against defendant only after
he had been sentenced and was serving his prison term.
Monaco was subject to extensive cross-examination concerning the plea agreement he had entered
with the State. He acknowledged that the maximum term was ten years, that
he may have been eligible for a five-year minimum mandatory term, and that
the No Early Release Act (NERA)
See footnote 1
could have been imposed but was "eliminated."
In the course of this exchange, Monaco volunteered that defendant had been offered
a similar plea agreement to second degree robbery without a NERA minimum mandatory
term. Defendant moved for a mistrial based on the statement volunteered by Monaco
that defendant had been offered a similar plea agreement.
The following morning, the trial judge delivered a long instruction regarding plea bargaining
to cure any negative impact from Monaco's volunteered statement that defendant had been
offered a similar plea agreement. The instruction informed the jury that plea bargaining
is "an acceptable way of resolving a criminal case where a person is
actually guilty of the offense." (emphasis added.) He discussed the benefits to defendant
and to the State. He then added "a judge can only accept a
plea agreement on the record when it's made under oath after the person
testifies to the satisfaction of that judge that they are, in fact, guilty
of the offense." (emphasis added.) The judge informed the jury that the mere
fact that a plea offer had been extended to a defendant is not
evidence of the defendant's guilt. He also advised the jury that it may
consider whether a witness has made a plea agreement with the State as
a factor during the jury's evaluation of the witness's credibility.
In his closing instructions to the jury, the trial judge provided an extensive
charge on the evaluation of the credibility of witnesses by the jury. He
then specifically focused on the plea agreements accepted by Monaco and Lisa. He
said:
On the subject of credibility of witnesses, evidence has been introduced to show
that the -- that one or more of the witnesses has previously admitted
guilt to the commission of a crime or has previously been convicted of a
crime.
In criminal trials when a person takes the stand to testify as a
witness, the fact that he has been previously -- he or she has
previously been convicted of a crime is permitted to be placed before the
jury for the jury's determination in determining the credibility or believability to be
given to that testimony.
So here evidence of prior admissions of guilt of serious criminal acts --
in this case both Monaco and Miss Suess or Miss Benjamin, whatever her
name is, had both admitted to having committed the crime of robbery as
well as whatever other information has been elicited with regard to their criminal
history -- that can be considered by you in determining the credibility to
be given to their testimony.
Evidence of prior criminal convictions can be considered by you only in
connection with your consideration of the credibility to be given to the testimony
of those witnesses.
Defendant argues that the final charge neglected to inform the jury that guilty
pleas entered by Monaco and Lisa could not be used as substantive evidence
of defendant's guilt. Defendant further contends that the error was magnified by the
discourse about plea bargaining when the trial judge informed the jury that the
judge must be satisfied at the time of the plea that the person
entering the guilty plea is actually guilty of the offense.
Neither plea bargains nor the problems presented by the offender who testifies following
entry of a plea bargain are new. The State has legitimate concerns that
the credibility of the witness is compromised; the defendant has concerns that the
witness will testify in accordance with the witness's personal interests rather than what
actually occurred and that the jury will perceive that the evidence of a
co-defendant's guilt is substantive evidence of the involvement of the defendant in the
offense charged. Traditionally, the guilty plea of a co-defendant is inadmissible at the
trial of a co-defendant as substantive evidence of the defendant's guilt. State v.
Stefanelli,
78 N.J. 418, 430 (1979). On the other hand, a witness's guilty
plea is certainly admissible to affect his credibility as a witness. Id. at
433. When evidence of the guilty plea of a co-defendant is admitted at
trial, the trial judge must provide a cautionary instruction as to the limited
use of the testimony for credibility purposes. Id. at 434.
To be sure, the Court has not directed that the limiting instruction must
also state that the jury may not consider the witness's guilty plea as
substantive evidence of defendant's guilt. Where, as here, however, two witnesses have testified
about their involvement in the criminal episode and have pled guilty to second
degree robbery, the same offense with which defendant is charged and on trial,
and the trial judge has instructed the jury that a guilty plea will
not be accepted by a judge unless the judge is satisfied that witness
was guilty of the charge to which he or she pleaded guilty, the
limiting instruction must clearly define not only the limited use of the testimony
but also the prohibited use of the testimony.
Such a two-fold instruction is particularly important in this case because the only
evidence implicating defendant in the gas station theft was provided by the co-defendants
who had accepted plea agreements. The victim could not identify either defendant or
Monaco. His co-worker was unable to identify defendant. The woman who saw the
thieves get in the car driven by Lisa could not identify defendant. The
trial judge had, however, bolstered the credibility of Monaco and Lisa when he
advised the jury that a guilty plea could not be accepted unless the
judge was satisfied that the person entering the plea was, in fact, guilty.
In Stefanelli, Justice Handler observed "when a guilty plea of a co-defendant is
brought to a jury's attention without any guiding instructions as to its use
in their deliberations, the potential for misuse is manifest." 78 N.J. at 435
(citations omitted). The mischief attendant to an incomplete instruction is no less, particularly
when the trial judge has enhanced or bolstered the credibility of the witnesses
who have testified about their guilty pleas.
Implicit in our discussion of the testimony of Monaco regarding his guilty plea
and the instructions provided to the jury is our rejection of defendant's contention
that any reference to these pleas denied him a fair trial. Defendant argues
that the condition imposed on Monaco that he implicate defendant created an unwarranted
risk of perjury. He supports this argument by analogizing the condition of his
plea to plea agreements that prohibit testimony at future proceedings. See State v.
Fort,
101 N.J. 123, 130-31 (1985) (a "no testimony" plea agreement violates a
co-defendant's rights to due process and to present witnesses in his favor).
Here, Monaco's plea agreement did not include any condition about providing testimony at
defendant's trial. According to Monaco, he was approached for his testimony only after
entering his plea and commencing his sentence. At his plea, Monaco agreed to
inculpate defendant in the factual basis provided in support of his plea. This
type of condition is not the functional equivalent of the prohibited no testimony
plea. Requiring a person to provide inculpatory evidence at his plea or at
trial does not suppress evidence. While there are concerns about bias and perjury
to secure a personal benefit, the witness is subject to cross-examination that exposes
his veracity to rigorous evaluation by the jury. State v. Long,
119 N.J. 439, 489 (1990).
Our concerns about enhancement of Monaco's and perhaps Lisa's credibility by the trial
judge's instructions regarding the plea agreements are magnified by certain remarks of the
prosecutor in his closing argument that injected the specter of police brutality into
this record. The prosecutor stated:
You know, we all watch movies. We're all aware of war films and
prisoners of war. When did the prisoner of war get beaten the most?
He got beaten the most when he fooled his captors, when he tricked
them. If he told the truth, he didn't get beaten, he didn't get
anything. It's when he deceived his captor.
To his credit, the trial judge issued an immediate instruction to the jury
in which he directed the jury to disregard this statement. Ordinarily, we will
consider an immediate curative instruction as a critical factor in evaluating the appropriate
remedy for an unwarranted and inappropriate statement by the prosecutor. State v. Daniels,
182 N.J. 80, 100-02 (2004). Defendant urges that the prosecutor's unfortunate prisoner of
war allusion had the clear capacity to enhance Monaco's credibility and that no
curative instruction can override the prejudice that flowed to defendant.
We cannot fathom what the prosecutor thought the prisoner of war analogy would
accomplish. There was not a hint of evidence that Monaco's statement and testimony
was motivated by fear of physical assault or, stated differently, by anything other
than unvarnished personal interest. Nevertheless, the prosecutor injected into this record the suggestion
of extra-credibility because he avoided a beating. We have already expressed our concern
that the trial judge's remarks could have been readily understood by the jury
as enhancing the credibility of Monaco's version of the episode. The prisoner of
war analogy only underscores our concern that defendant was denied a fair trial
due to undue enhancement of Monaco's credibility. Therefore, we reverse and remand for
a new trial.
Due to our disposition, we need not address the other issues presented by
defendant. We note, however, that use of the police report to refresh the
recollection of the woman who reported the license plate number on Lisa's car
was improper. So, too, the testimony of Detective Barr regarding the license plate
number was inadmissible hearsay. Any error, however, was harmless because Lisa confirmed that
the number in the police report was the license plate number of her
car. Furthermore, Detective Barr should have refrained from reporting that he arrived on
the scene in response to a strong-arm robbery. By necessity this description contains
information derived from another source and also implicates one of the primary factual
issues to be decided by the jury. State v. Bankston,
63 N.J. 263,
271 (1973).
Reversed and remanded for a new trial.
Footnote: 1
N.J.S.A. 2C:43-7.2