SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6157-93T5
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
KEVIN FITZSIMMONS,
Defendant-Appellant.
_________________________________________________
Submitted October 24, 1995 - Decided December
26, 1995
Before Judges Pressler, Keefe and A.A. Rodríguez.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County.
Brian J. Neary, attorney for appellant (Mr.
Neary, of counsel and on the brief; Yung-Mi
Lee, on the brief).
Charles R. Buckley, Acting Bergen County
Prosecutor, attorney for respondent (John J.
Scaliti & Stuart Minkowitz, Special Deputy
Attorneys General, of counsel and on the
letter brief).
The opinion of the court was delivered by
KEEFE, J.A.D.
On the State's motion for reconsideration, the Law Division judge reversed his prior ruling and rejected defendant's application for participation in the Pre-trial Intervention Program ("PTI"). Thereafter, defendant pled guilty to two counts of third degree burglary in connection with an accusation, and also pled guilty to third degree distribution of a controlled
dangerous substance and distribution of a controlled dangerous
substance within 1,000 feet of school property in connection with
an indictment. Pursuant to the plea agreement, a second Law
Division judge imposed a sentence of five years probation on the
condition that defendant enter into a ninety day inpatient drug
rehabilitation program.
Defendant now appeals from the Law Division judgment denying
his participation in PTI. He contends that the judge erred by
entertaining the State's motion for reconsideration out-of-time,
and, alternatively, that the prosecutor's rejection of
defendant's participation in PTI constitutes a clear error of
judgment and gross abuse of discretion. We agree with
defendant's contentions and reverse.
This is the second time this matter comes before us. On the
first occasion, the State appealed from a Law Division judgment
holding that the State had abused its discretion in rejecting
defendant's participation in PTI. That judge ordered defendant's
participation in PTI on certain conditions. The judge's reasons
are contained in the following passage taken from his bench
opinion of April 30, 1993.
The Court finds that the State has abused
[it's] discretion by failing adequately to
account for the self-willed, vigorous
rehabilitation that this defendant has
undergone. The Court also finds that the
State has considered irrelevant factors by
suggesting the fear of the victims, but
producing no indication from the victims that
they, in fact, fear this young man; and by
suggesting that because the drug problem
existed for sometime in his life prior to
these arrests, it is not likely to be
eradicated in the thirteen months.
At the time the first Law Division judgment was entered, the
two burglary charges stemming from the incidents of March 13,
1992 and April 7, 1992 were the only formal charges pending
against defendant. However, the judge was aware of the fact that
drug distribution charges, stemming from incidents that occurred
on March 27, 1992 in the same county, were pending without formal
disposition having been made by way of indictment. Although the
charges were not formally before the court at that time, the
judge considered those charges in coming to his conclusion
concerning defendant's qualification for participation in PTI.See footnote 1
In our unreported opinion of September 28, 1993, we also
considered the burglary charges which were the subject of the PTI
application as well as the drug charges, and observed that all of
the events took place during a "three-week crime spree, [when]
defendant was only three or four months past his eighteenth
birthday."See footnote 2 We further noted that defendant had no prior record
of juvenile delinquency, but had apparently been a substance
abuser since the age of twelve. We further agreed with the trial
judge that, in recognition of his drug problems, defendant had,
since his arrest, participated in "an impressive and apparently
successful rehabilitation program."
However, we viewed the prosecutor's rejection of defendant's
participation differently than the Law Division judge. Instead
of finding that defendant's rejection resulted from prosecutorial
abuse of discretion, we concluded that the prosecutor simply
erred in considering all relevant factors necessary to make the
proper judgment. We did so because our review of the record
satisfied us that "one of the major reasons for [the
prosecutor's] denial was the concern that the short-term
supervision characteristic of PTI admission would be inadequate
to insure defendant's rehabilitation." We were concerned that
the prosecutor was laboring under the view that PTI supervision
could be ordered only for one year. We noted that N.J.S.A.
2C:43-13c was amended by L.1988, c. 44 to extend the maximum
allowable period of PTI supervision from one to three years.
However, because the court rule had not yet been amended to
conform to the statute, we were concerned that the prosecutor may
have overlooked the amendment when he used the phrase in
expressing concern about the limits of available "short-term" PTI
supervision.
Thus, we remanded the matter to the prosecutor for further
consideration, State v. DeMarco,
107 N.J. 562, 567 (1987), with
the following observation for guidance on remand.
We understand that in the prosecutor's
judgment the negative considerations could
not be outweighed by short-term supervision.
But we think it clear that the opportunity
for extended supervision may be of sufficient
significance to change the balance not only
in terms of the ultimate success of
defendant's rehabilitation program and the
permanence of his recovery but also in terms
of the prosecutorial assessment of
defendant's likelihood of committing
additional crimes - an assessment which is
not fairly supported by this record. In sum,
because individual evaluation is at the heart
of PTI evaluation, the possibility of an
extended supervision may induce the
prosecutor to take a more generous approach
to this defendant. We are also of the view
that that possibility will require the
prosecutor to focus, as he should, on the
issue of whether despite defendant's
remarkable rehabilitation, the countervailing
public interest nevertheless demands
prosecution of these third-degree offenses.
We also recommended a formal consolidation of defendant's PTI
application in connection with the drug charges with the PTI
application stemming from the burglary charges.
On remand, defendant supplemented the record with respect to
his continued success in the drug rehabilitation program in which
he was enrolled. Defendant was, nonetheless, rejected. The
matter came before another Law Division judge on November 16,
1993. Briefs were filed by both sides. Simply stated, the
State's position was that "to admit this defendant into PTI for
any length of time would not serve the public interest because it
would depreciate the serious nature of the offenses he
committed."
After entertaining argument, the Law Division judge
concluded that the State had presented no new evidence or
arguments and nothing had changed factually, except that there
was evidence that defendant was making more progress in his drug
rehabilitation program. He concluded that the prosecutor's
denial of defendant's participation in the program amounted to an
abuse of discretion and ordered defendant's admission into the
program on certain conditions. The judge requested the
prosecutor to prepare the order.
No order was prepared in compliance with the judge's
directive. Instead, on January 13, 1994, the State filed a
motion for "reconsideration" of the judge's decision. Defendant
opposed the motion on the ground that it was untimely under R.
1:7-4. Defendant also contended that the motion was improper
because the State's arguments were essentially a re-hash of its
prior, unsuccessful arguments.
The Law Division judge held that, although the motion was
not filed within time, R. 1:1-2 permitted him to relax the ten
day time period. He then reversed his prior decision. In
essence, he held that his November 16, 1993 decision was based
upon "fundamental fairness," whereas the true test was whether
the prosecutor abused his discretion in rejecting defendant's
application. He said that he was satisfied, after reviewing the
same documents again, that no such abuse of discretion was shown.
The Law Division judge was incorrect in stating that he
could relax the ten day limitation set forth in R. 1:7-4. R.
1:3-4(c) specifically prohibits the parties and the court from
enlarging the time specified by R. 1:7-4. However, the error is
of no moment for two reasons. First, the ten day period provided
in the rule does not begin to run until there is "service of the
final order or judgment upon all parties by the party obtaining
it . . . ." R. 1:7-4. No final order or judgment was submitted
to the judge for execution. Thus, the ten day period did not
begin to run. Secondly, and more importantly, R. 1:7-4 simply
did not apply to the State's motion. In criminal matters, R.
1:7-4 applies only where the application is to have the judge
"find the facts specially" after the judge has made a general
finding on the issues before the court. The State did not
complain in this case that the Law Division judge failed to make
findings of fact to support his November 16, 1993 decision.
Motions for reconsideration are specifically recognized only
in the rules that govern civil practice in the Superior Court,
Tax Court and Surrogate's Courts. R. 4:49-2. There is no
corollary rule applicable to practice in the criminal courts. In
any event, the purpose of R. 4:49-2 is not to re-argue the motion
that has already been heard for the purpose of taking the
proverbial second bite of the apple. Rather, its purpose is to
allow the losing party to make "a statement of the matters or
controlling decisions which counsel believes the court has
overlooked or as to which it has erred." R. 4:49-2. Assuming
the rule is applicable to criminal practice, the State's motion
here was not made for the purpose stated in the rule. Rather,
the State, for the most part, simply re-stated the arguments made
at length on November 16, 1993.
In our view, the Law Division judge should not have
entertained the State's motion, inasmuch as there was no
authority for him to do so. However, we choose not to decide
this case on procedural grounds. Rather, we hold that the
State's conduct in this matter exhibits a patent abuse of
discretion.
In our view, the State's significant shift in position
relative to defendant's drug dependency from the first hearing on
the motion, through the remand hearing, to the reargument on the
motion, evidences its patent abuse of discretion. As noted in
our first opinion on this matter, defendant presented credible
and forceful evidence of his long standing substance abuse
problems, their relationship to his criminal activity, and his
significant rehabilitation efforts in that regard. In the first
hearing on defendant's PTI application, the State advised the Law
Division judge that it did not choose to have an independent
expert evaluate defendant's condition. The State's position was
that defendant had a "long-term drug problem," and it feared that
the drug program in which defendant was enrolled was not
restrictive enough to prevent defendant from access to drugs.
Further, in view of that belief, the State argued that defendant
was "a poor risk" because he was "not amenable to treatment."
Then, on remand from this court, instead of focusing on the
thirty-six month supervision factor as a component of defendant's
drug rehabilitation as we instructed, the State chose a different
tack. While maintaining that a three year supervision period
would not be sufficient supervision for an individual who has
such a lengthy history of substance abuse, the State argued
inconsistently that "his substance abuse problem is suspect,"
contending that could be the explanation for why defendant was
doing so well in the drug rehabilitation program.
The State's argument is disingenuous at best and clearly
unsupported by the record. Rather, it is quite clear that
defendant, who had just turned eighteen shortly before the
criminal events in which he was involved, has had a long term
substance abuse problem. His criminal conduct, though serious,
occurred within a three week period and was related to his
substance abuse dependency. His participation and progress in
the drug rehabilitation program exhibit defendant's
acknowledgement of his problem and remorse for his conduct.
There is absolutely no evidence that this defendant poses a risk
to the public. The victims of his burglaries were his neighbors,
all of whom he knew. There is no evidence that they have
expressed any fear of recurring criminal activity on defendant's
part. The State's mischaracterization of the record and
unfounded skepticism concerning defendant's rehabilitation
efforts amount to a clear error of judgment. State v. Mickens,
236 N.J. Super. 272 (App. Div. 1989).
The judgment under review is reversed. The matter is
remanded for the entry of an appropriate order permitting
defendant's continued participation in the PTI program.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6157-93T3
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
KEVIN FITZSIMMONS,
Defendant-Appellant.
______________________________________________
Submitted October 24, 1995 - Decided December 26, 1995
Remanded by Supreme Court - March 12, 1996
Resubmitted March 14, 1996 - Decided June 12, 1996
Before Judges Pressler, Keefe and A.A. Rodríguez.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County.
Brian J. Neary, attorney for appellant (Mr.
Neary, of counsel and on the brief; Yung-Mi
Lee, on the brief).
Charles R. Buckley, Acting Bergen County
Prosecutor, attorney for respondent (John J.
Scaliti & Stuart Minkowitz, Special Deputy
Attorneys General, of counsel and on the
letter brief).
The opinion of the court was delivered by
KEEFE, J.A.D.
This matter has been remanded by the Supreme Court for us
"to consider the point raised in [the State's] petition that the
judgment below conflicts with [the] Court's decision in State v.
Nwobu,
139 N.J. 236 (1995)."
Nwobu was cited in the State's appellate brief. We,
therefore, were aware of the decision and the elements set forth
therein which are prerequisites for concluding that the
prosecutor's denial of defendant's application for admission to
PTI resulted from a "clear error of judgment." Id. at 247
(quoting State v. Bender,
80 N.J. 84, 93 (1979)). We regret that
we did not couch our opinion in the terms or context of Nwobu but
do so now.
We acknowledge that one of the drug offenses charged against
defendant was a second degree crime, and that "compelling
reasons" must be established to overcome the presumption against
PTI. Nwobu, supra, 139 N.J. at 252. Nonetheless, unless
complete deference must be given to the prosecutor when second
degree crimes are involved to the point that the presumption
becomes an irrebuttable one, we are satisfied that, in this case
and with respect to this defendant, the prosecutorial decision
was so "clearly unreasonable as to shock the judicial
conscience," and that "the prosecutor's decision could not have
been reasonably made upon weighing the relevant factors." Ibid.
(quoting State v. Roth,
95 N.J. 334, 365 (1984)).
The crimes charged against defendant were committed by him
when he was just two months past his eighteenth birthday, and all
within a three week period. Defendant had no juvenile record.
While not diminishing the seriousness of the offenses,
defendant's conduct, at best, demonstrates a "momentary loss of
moral resolve." Id. at 254. All of the offenses were motivated
by defendant's severe drug addiction which began when he was
twelve years old. The State was given the opportunity to have
defendant examined to determine the bona fides of his assertion
of drug dependency. However, it eschewed the opportunity at the
first hearing in this matter, preferring instead to accept the
assertion, and argue against PTI on the ground that the length of
PTI supervision was not sufficient. Notwithstanding the position
the State took at the first hearing, at the second hearing after
our remand, it chose to question defendant's claim that he
required treatment rather than incarceration and that he was
successfully engaged in a drug rehabilitation program, without
any evidential basis for doing so. This inexplicable change of
position without any evidential support demonstrates
arbitrariness.
The first Law Division judge who reviewed this case
described defendant's rehabilitative efforts as "Herculean."
This court, in its first opinion, observed that defendant's
efforts in that regard were both "impressive" and "apparently
successful." Reports of defendant's progress in the various drug
programs in which he was involved were submitted for review after
our initial remand and demonstrated continuing success and
resolve on defendant's part. Aside from his progress in drug
rehabilitation, defendant was also doing quite well academically
at the university he was attending.
The burglary and theft offenses, which were the subject of
the accusation, were offenses committed against defendant's
neighbors while they were not at home. Defendant was willing to
make restitution. The victims of the offenses have not expressed
a desire to see defendant incarcerated. See N.J.S.A. 2C:43-e(4).
Indeed, at the first hearing of this matter, the prosecutor
admitted that the victims were not asked whether they wanted to
see defendant incarcerated. Yet, one of the arguments advanced
by the State was that defendant would be returning home from
college in the summer months, and the victims had "a right to
feel secure in their homes."
The drug offenses were committed during the same three week
period. The six drug offenses stemmed from two separate sales of
drugs to an undercover police officer. The undercover officer
spoke directly to defendant to arrange both purchases. Defendant
arranged to meet the undercover officer at a Burger King for one
of the sales. The Burger King happened to be within 1000 feet of
school property. In the other sale, a friend of the defendant,
who was under the age of eighteen, transferred the drugs to the
officer in return for money while defendant sat in his car.
Defendant apparently gave some of the proceeds of the transaction
to his friend; hence, the basis for the second degree offense
charging defendant with employing a juvenile in a drug
distribution scheme. Every indication in this record is that the
money obtained from the drug transactions was used to fuel
defendant's drug dependency. Unlike Nwobu, there is no evidence
that defendant was involved in an organized, ongoing money making
enterprise for profit.
The State relies on the second degree drug offense in
support of its claim that the seriousness of the charge
establishes the presumption against PTI. However, we note that
it took the State thirteen months to have the indictment returned
containing the second degree offense; one month after the first
Law Division judge overruled the prosecutor's decision to deny
defendant's admission to PTI. Moreover, during that initial
hearing, although the Law Division judge was alerted to the fact
that drug offenses against defendant were also pending, the
prosecutor did not then argue that the nature or seriousness of
any of those offenses would establish a presumption against
admission. Indeed, the Bergen County Narcotic Task Force report
concerning the matter states that defendant was arrested on May
5, 1992, and charged with "two (2) counts of narcotic
distribution N.J.S.A. 2C:35-5a(1)." Neither the second degree
offense nor the school zone offense were initially charged.
After the second Law Division judge to hear this matter
reconsidered his earlier decision and upheld the prosecutor's
denial of admission to PTI, defendant pled guilty to one count of
third degree distribution of cocaine, one count of third degree
distribution of cocaine within 1000 feet of a school, and two
counts of third degree burglary. In exchange for his plea, the
State agreed to recommend that defendant receive an aggregate
five year probationary term, with a three month in-house drug
treatment program, and dismiss the remaining counts of the
indictment and accusation. Defendant was sentenced accordingly.
Ordinarily, we would not look to a plea agreement made after
the fact of PTI denial to buttress our conclusion that the
prosecutor committed a clear error of judgment. However, the
State's brief cites to the probationary term of the plea bargain
to denounce as "rhetoric" defendant's appellate argument that the
prosecutor "`thwarted his attempt at rehabilitation by denying
him PTI.'" The State also argues in its brief that the probation
ordered through the plea agreement will enhance "the prospects
that [defendant] will lead a crime free life," not because of the
length of the probationary term, but because "the specter of
prison should he violate probation will undoubtedly serve as a
strong deterrent to defendant."
In reality, the plea agreement accomplished little more than
giving a criminal record to this young defendant who engaged in a
brief period of aberrant criminal behavior, but has demonstrated
success in college and is well on his way to meaningful
rehabilitation. The agreement also demonstrates the hollowness of
the State's reliance on the second degree offense as a reason to
deny admission to PTI. We recognize the admonition in Nwobu,
supra, 139 N.J. at 252, against weighing the evidence in
determining the strength of the State's case. However, we cannot
ignore reality, and the import of the State's conduct. The State
demonstrated its own views concerning the strength and
seriousness of the second degree charge when it, of its own
volition, elected not to pursue it. Obviously, and by the
State's own admission, the probation was ordered because of
defendant's clear rehabilitative success. While a violation of
his current probation will expose defendant to a sentence for the
crimes to which he has pled guilty, that sentence will be only
for third degree offenses. However, if he violated the terms of
the supervisory treatment imposed under PTI, all of the counts of
the accusation and indictment, including the second degree
offense, could have been reinstated. N.J.S.A. 2C:43-13e. Thus,
we fail to see how the criminal sentence imposed carries with it
a greater deterrent effect. Instead, the State's insistence that
defendant be prosecuted criminally violates the essential
purposes of PTI: "to avoid ordinary prosecution by [affording]
early rehabilitative services, when such services can reasonably
be expected to deter future criminal behavior by the defendant,
and when there is an apparent causal connection between the
offense charged and the rehabilitative need, without which cause
both the alleged offense and the need to prosecute might not have
occurred[,]" and "[t]o provide an alternative to prosecution for
defendants who might be harmed by the imposition of criminal
sanctions as presently administered, when such an alternative can
be expected to serve as sufficient sanction to deter criminal
conduct." R. 3:28, Guideline 1(a)(b).
In conclusion, we are satisfied that our prior opinion in
this case is in full accord with the principles announced in
Nwobu.
Footnote: 1The indictment was not returned until May 18, 1993,