NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-7241-95T4
________________________________
Argued June 9, 1999 - Decided June 29, 1999
Before Judges Baime, Conley and Lefelt.
On appeal from Superior Court of New
Jersey, Law Division, Camden County.
J. Michael Blake, Assistant Deputy Public
Defender, argued the cause for appellant
(Ivelisse Torres, Public Defender, attorney;
Mr. Blake, of counsel and on the brief).
Roseann A. Finn, Assistant Camden County
Prosecutor, argued the cause for respondent
(Lee A. Solomon, Prosecutor, attorney; Ms.
Finn, of counsel and on the brief).
The opinion of the court was delivered by
BAIME, P.J.A.D.
Defendant was convicted of purposeful or knowing murder
(N.J.S.A. 2C:11-3a(1) and (2)), felony murder (N.J.S.A. 2C:11
3a(3)), two counts of attempted murder (N.J.S.A. 2C:5-1),
aggravated assault (N.J.S.A. 2C:12-1b(4)), possession of a
firearm for an unlawful purpose (N.J.S.A. 2C:39-4a), and
possession of a handgun without a permit (N.J.S.A. 2C:39-5b).
After merging several of these convictions, the trial court
sentenced defendant to an aggregate term of life imprisonment
plus forty years with a fifty year parole disqualifier. Although
defendant advances numerous arguments on appeal, we need consider
only two of his contentions. We reverse defendant's convictions
because: (1) the trial court did not adequately investigate the
complaint of an African-American juror that a racial comment was
made during deliberations which was so unnerving as to render him
incapable of serving further in the case, and (2) the trial court
committed plain error in its jury instructions on accomplice
liability.
I.
We need not recount the facts at length. The charges and
resulting convictions stemmed from defendant's alleged
participation in a murderous plot to steal cocaine from a group
of drug dealers. In the early morning hours of July 21, 1991,
Johanna Rivera and Jamal Scott were seated at the dining room
table of Santa Diaz's house filling vials with crack cocaine.
Also present were Johanna's sister, Carmen Rivera, Santa Diaz,
eleven year old Lizbeth Rivas, and her younger sister Jalika
Rivas. At approximately 3:00 a.m., defendant came to visit
Scott, who displayed a bag containing a large quantity of
cocaine. Defendant, in turn, showed Scott his silver forty-five
caliber handgun. After staying for approximately fifteen
minutes, defendant left Diaz's house, only to return forty-five
minutes later, but this time under less than friendly
circumstances.
Carmen and Jamal were sitting on the porch when a late
model, blue-green Honda appeared. Three masked men jumped out of
the vehicle, one brandishing a silver forty-five caliber handgun.
Carmen was able to escape unharmed by jumping over a gate and
hiding in a nearby yard. Jamal ran into the house and attempted
to close the door. Johanna, who had been sleeping, awoke to see
a gun slip between the door and the door frame. According to
Lizbeth, defendant, who had become unmasked in the struggle,
pushed open the door and shot Jamal. The two other masked men
then entered the house, firing their weapons at Jamal who had
slumped to the floor. One of the men asked Johanna where the
drugs were. She replied that Jamal had the drugs. The man shot
and wounded Johanna, who avoided further injury by playing
dead. Lizbeth was also shot and wounded. The assailants then
made their escape with the drugs.
The police arrived at 5:00 a.m. and found Jamal fatally
wounded, lying adjacent to the front door. A subsequent autopsy
revealed that he died from nine gunshot wounds to his head, trunk
and arm. All of the bullets recovered from the body were forty
five caliber. However, the police also discovered seven nine
millimeter shells at the murder scene.
Lizbeth was admitted to a nearby hospital, suffering from a
gunshot wound to her chest. Although medicated, Lizbeth appeared
coherent and was able to identify a photograph of defendant.
Johanna's injury was less serious. She was treated in the
emergency room for a gunshot wound to her forearm, and was
released the same day. Carmen, who as we noted previously,
emerged from the incident unscathed, told the police that
defendant fit the description of the man who had shot at her.
Defendant was immediately apprehended. Initially, defendant
denied any involvement in the shootings and claimed that he
ha[d] an alibi. However, he later admitted that he conceived
the plot to steal Scott's drugs shortly after visiting him at the
Diaz house. In his statement, defendant conceded that he, Morris
Allen Jackmon,See footnote 1 and Leonard Paulk donned black clothing and drove
to Diaz's residence with the intent to steal the cocaine.
Defendant claimed that he was unarmed and he was unaware that his
confederates possessed handguns. According to defendant's
statement, he was the last to emerge from the blue-green Honda.
He claimed that he pushed Carmen from the path of gunfire and
then entered the house, where he saw Scott on the floor and
Johanna attempting to crawl away. Defendant asserted that he
pulled off his mask because the house was full of smoke. He
admitted that he left with Jackmon and Paulk and that the three
men divided the ten ounces of cocaine they had taken from the
house.
At trial, defendant disavowed his prior statement and
presented an alibi defense. We need not describe defendant's
testimony or that provided by his alibi witnesses. It is fair to
characterize defendant's case as weak, and in any event, this
evidence was given no credence by the jury.
II.
We begin by describing the circumstances surrounding
defendant's claim of juror misconduct. After jury deliberations
had commenced, Connie Jones, a deliberating juror, complained to
the trial court that another juror had made a racist remark.
Jones related that while the jury was discussing the use of a
forty-five caliber handgun an unidentified juror turned to him
and asked whether Jones knew what a [forty-five] was made for.
According to Jones, the juror then said that [i]t was made for
African tribes called the Fuzzy-Wuzzies. Jones told the judge
that he felt very insulted and that he had never heard of such
a tribe. The judge responded that [t]here . . . was a group of
people . . . known as the Fuzzy-Wuzzies and that in the prior
century a British general had been sent to North Africa and had
been defeated in battle by that tribe. Jones was not mollified,
however, and repeated that as an African American he had never
heard of that phrase. Although Jones either declined or was
unable to identify the juror who made the allegedly racist
remark, he was able to describe in general terms where the juror
had been seated during the trial. Obviously, upset, Jones noted
that he felt uncomfortable sitting as a juror, even after
hearing the judge's explanation. Jones repeated that he did not
want to go into the [jury] room, and that he would do so only
if ordered by the judge, but he could not come to a clear
verdict because he was mad and angry. At that point, the
judge excused Jones from further service and replaced him with an
alternate. We note that defendant's trial counsel did not
interpose an objection to the dismissal of Jones, although
earlier he had asked that Jones remain on the jury. After
instructing the reconstituted jury to begin its deliberations
anew, the judge asked the jurors whether Jones had spoken to them
about his inability to continue serving in the case. The judge
also asked whether any of the jurors had said anything
offensive during the earlier deliberations. This was in accord
with defense counsel's request. No juror responded
affirmatively.
Our recitation of the facts would not be complete without a
brief description of the battle between British General Charles
Chinese Gordon and the Mahdist forces in the Sudan. The battle
and its aftermath are recounted in detail in several biographies
and historical accounts,
see Brian Farwell,
Prisoners of the
Mahdi (1967); Roy MacGregor-Hastie,
Never to be Taken Alive: A
Biography of General Gordon (1985), but we describe only the
features salient to the issue presented. In the 1820's, Egypt,
then a puppet state controlled by Great Britain, invaded and
unified the Sudan. The slave trade was booming in the Sudan,
which apparently offended the sensibilities of several European
countries. Gordon first came to the Sudan as governor of one of
its principal provinces. One of his primary goals was to stamp
out the slave trade. In 1881, Mohammed Ahmed proclaimed himself
the Mahdi, the messiah of the Muslim tradition, and led a jihad
against the foreign occupiers of the Sudan. The British referred
to the Mahdist army as Fuzzy-Wuzzies. The Mahdist forces
ultimately encircled Khartoum. After a long siege, the Mahdist
army poured into the city and killed Gordon and his troops.
It is against this factual backdrop that we consider
defendant's arguments. Defendant, an African-American, contends
that the trial judge erred by excusing Jones from further service
in the case and by failing to conduct a full inquiry concerning
the unidentified juror's reference to the Fuzzy-Wuzzies. We
first examine defendant's claim that the trial judge mistakenly
exercised his discretion under
R. 1:8-2(d), which permits
replacement of a sitting juror because of death, illness or
other inability to continue.
The
Rule is intended to alleviate the tension between
competing values - the need for judicial economy and the
fundamental right to a fair trial by jury.
See State v. Trent,
157 N.J. Super. 231, 238-39 (App. Div. 1978),
rev'd on other
grounds,
79 N.J. 251 (1979). Prior to adoption of the
Rule, the
prevailing practice was to dismiss alternate jurors once the case
was submitted to the jury.
See Report of Supreme Court Committee
on Criminal Procedure,
95
N.J.L.J. 341, 356 (Apr. 13, 1972). A
mistrial was thus necessary whenever a deliberating juror became
ill or otherwise unable to proceed.
Ibid. The Rule was thus
intended to permit substitution of a deliberating juror who, for
personal reasons unrelated to his interaction with other jurors,
could not continue to serve. Balanced against the interest of
conserving judicial resources is the constitutional right of
trial by a fair and impartial jury.
U.S. Const., amend. VI,
N.J.
Const. art. I, ¶ 9. In a variety of settings, our Supreme Court
has said that this fundamental right must be scrupulously
protected from encroachment or impairment.
State v. Simon,
79 N.J. 191, 199 (1979);
see also State v. Ingenito,
87 N.J. 204,
210-12 (1981).
In adopting the
Rule, our Supreme Court sought to
accommodate these competing interests by assuring that the
criteria for substitution of a sitting juror by an alternate
relate exclusively to the personal situation of the juror himself
and not to his interaction with the other jurors or with the case
itself. In its most recent treatment of the subject,
State v.
Hightower,
146 N.J. 239 (1996), the Court emphasized that the
inability to continue standard may not be invoked to remove a
deliberating juror when the record merely reveals that the juror
has a position that is different from that of other jurors, or
to remove a deliberating juror where the record reveals that the
juror's problems are related to both personal circumstances and
factors arising from the juror's interactions with other jurors.
Id. at 255 (citing
State v. Valenzuela,
136 N.J. 458, 468-69, 473
(1994)).
The rule has been applied accordingly. In
Hightower, for
example, one of the jurors stated in the course of heated
deliberations that the victim of the crime had three children, a
fact not elicited during the trial. The trial judge ordered that
the juror be replaced with an alternate and instructed the
reconstituted jury to disregard the outside information and began
its deliberations anew. The Supreme Court reversed, holding that
the unable to continue standard was not satisfied because the
juror's misconduct was related to the case and to his
interaction with the other jurors.
Id. at 255. While noting
that it was conceivable that there might be some circumstances
in which juror misconduct during jury deliberations might permit
substitution of the offending juror,
ibid., the Court concluded
that the only option available under the facts presented was
the [d]eclaration of a mistrial.
Id. at 255-56 (quoting
State
v. Trent, 157
N.J. Super. at 239).
The Court reached a similar result in
State v. Valenzuela,
136 N.J. 458. During deliberations, the foreperson of the jury
complained to the trial judge that one of the sitting jurors did
not understand the process and repeatedly changed her position.
Id. at 464-65. The juror was questioned intensively by the trial
judge and equivocated in her responses.
Id. at 465. The judge
found that she was unable to function as a juror and thus
replaced her with an alternate.
Id. at 466. We reversed
defendant's convictions.
262 N.J. Super. 392 (1993). The
Supreme Court granted certification and agreed with our
conclusion that the trial judge had misapplied
R. 1:8-2(d). 136
N.J. at 471-72. In reaching this conclusion, the Court found
evidence in the record that the circumstances leading to the
jury's and the juror's desire for discharge may have stemmed from
interactions in the jury room.
Ibid. Specifically, the Court
held that a juror cannot be discharged as 'unable to continue'
unless the record adequately establishes that the juror suffers
from an inability to function that is personal and unrelated to
the juror's interaction with the other jury members.
Id. at
472-73. The Court said that [t]he record on which a [judge] may
excuse a deliberating juror must reveal with greater clarity that
a juror cannot proceed with deliberations and fulfill the
functions of a juror, particularly when the record contains any
suggestion that the problems regarding the juror stem from
interactions with the other jurors and not from circumstances
'exclusively personal to the juror in question'.
Id. at 472
(quoting
State v. Trent, 157
N.J. Super. at 240).
We have applied
R. 1:8-2(d) sparingly. In
State v. Harvey,
318 N.J. Super. 167 (App. Div. 1999), a juror made facial
gestures during the presentation of evidence indicating that he
disbelieved the State's witnesses. During deliberations, the
prosecutor learned that the juror had deliberately falsified his
responses to the court's voir dire and that he had been convicted
of an offense as a juvenile. On motion of the prosecutor, the
deliberating juror was replaced by an alternate. We reversed the
defendant's conviction, finding that the juror's inability to
continue did not relate to circumstances 'exclusively personal
to the juror in question.'
Id. at 174 (quoting
State v.
Valenzuela, 136
N.J. at 472).
In
State v. Singleton,
290 N.J. Super. 336 (App. Div. 1996),
the jury in the course of its deliberations sent a note to the
trial judge indicating a juror could not reach a decision because
he could not condemn anyone for profoundly religious reasons.
Id. at 343. After questioning the juror in detail, the judge
found that the juror was unable to understand the law, and thus
replaced him with an alternate.
Id. at 346. We reversed the
defendant's conviction on the ground that we [were] not
satisfied that . . . compelling circumstances personal to the
juror, as described in
Valenzuela, were established.
Id. at
349.
We most recently considered the question in
State v. Adams,
320 N.J. Super. 360 (App. Div. 1999). There, the defendant
confessed to killing the victim. At trial, he claimed the police
had beaten him in order to obtain the incriminatory statement.
During deliberations, the jury sent a note to the trial judge,
complaining that one of the jurors had said he was told by a
relative that the police often beat accused criminals.
Id. at
365. When questioned by the judge, the juror responded that his
statement flowed from his life experiences as well as from
conversations with others.
Ibid. The judge replaced the juror
with an alternate, finding that he was unable to limit his
consideration of the issues to the evidence presented.
Ibid. We
reversed on the ground that [o]nce the case ha[d] been given to
the jury, . . . discharge and substitution [were] no longer
appropriate because the juror's bias arose in the interaction
between jurors.
Id. at 367. We said that [i]n such instances,
once the court determines that a taint exists, it must discharge
the entire jury,
i.e., declare a mistrial.
Ibid.
The case before us is similar to, but not factually
congruent with, the decisions we have described. It is literally
true that Jones' inability to continue serving as a juror
emanated from his interaction with another juror during the
course of deliberations. Defendant thus argues that
Hightower
and
Valenzuela are clearly applicable, and that the trial judge
was obliged to declare a mistrial. The State contends that
Jones' interaction with the other juror is irrelevant to the
issue presented because his reaction to the juror's comment was
intensely personal and thus did not relate to the deliberation
process. The State asserts that replacement of a deliberating
juror should be allowed when the juror's inability to continue
stems from his interaction with other jurors but is a unique
reaction wholly unrelated to the issue of the defendant's guilt
or innocence. Although perhaps the State's position has much to
commend it, the language employed by the Supreme Court in
describing the metes and bounds of a trial judge's authority to
replace a deliberating juror is not so limited. Nor can we say,
as the State urges, that Jones' reaction to the unidentified
juror's Fuzzy-Wuzzies reference was exclusively personal once the
trial judge explained the historical roots of the juror's
comment. The juror's comment was perhaps innocuous. However,
even in the context of its historical roots, the remark can
reasonably be interpreted as having sinister implications,
i.e.,
referring to the White Man's Burden to civilize primitive
indigenous populations. In any event, the Fuzzy-Wuzzies was a
name given to the Mahdist forces by the British at the height of
England's imperial power. We cannot fairly say that a
substantial segment of the African-American population, or
indeed, a cross-section of the general population, would not find
the reference insulting or pejorative.
We need not dwell on the subject for it leads us to our
principal reason for reversing defendant's convictions. We
understand the unenviable dilemma in which the trial judge was
placed. A complete inquiry into the context in which the juror's
remark was made and its impact on the jury's deliberation process
could possibly have injected prejudice into the case where it
otherwise did not exist. We are nevertheless convinced that the
trial judge's perfunctory questioning of the reconstituted jury
concerning Jones' dismissal was inadequate to protect the
integrity of the proceedings. As we have pointed out, the
juror's Fuzzy-Wuzzies reference might have been innocuous, but it
was also subject to a less benign interpretation. We are
satisfied from our reading of the record that the identity of the
juror could have been found with relative ease. At the very
least, the juror should have been questioned out of the presence
of the other jurors. We also think that the remaining jurors
should have been questioned singly by the judge to determine the
impact, if any, of the juror's Fuzzy-Wuzzies reference. A
person's manner may negate a barb his oral utterances seem to
hold, just as it may supply a sting that might otherwise not be
apparent. While a judge cannot make inquiry into the
deliberative process,
State v. La Fera,
42 N.J. 97, 106 (1964);
State v. Kociolek,
20 N.J. 92, 100 (1955), careful questioning of
the jurors could have shed light on the incident and could have
provided a more meaningful record for appellate review.
State v.
Bey,
112 N.J. 45, 74-92 (1988) (refusal to question jurors
concerning newspaper articles constituted reversible error);
State v. Wormley,
305 N.J. Super. 57, 68-70 (App. Div. 1997)
(failure to question jurors concerning their outside knowledge of
State's primary witness was reversible error),
certif. denied,
154 N.J. 607 (1998);
State v. Scherzer,
301 N.J. Super. 363, 487
88 (App. Div.) (trial judge must question jurors concerning
allegations of misconduct),
certif. denied,
151 N.J. 466 (1997);
State v. Vergilio,
261 N.J. Super. 648, 654-56 (App. Div.)
(failure to question distraught juror was reversible error),
certif. denied,
133 N.J. 443 (1993).
We recognize that the trial judge's actions were intended to
avoid a deplorable waste of resources. We also acknowledge that
the record contains substantial evidence of the defendant's
guilt. We emphasize, however, that an allegation that a juror is
racially biased strikes at the very heart of the defendant's
right to a trial by an impartial jury. We add that public
confidence in the fair administration of justice is undermined if
such allegations are not thoroughly investigated. A trial court
must be especially vigilant in investigating the specter of
racial prejudice in the judicial process. The overarching
principle in defining the scope of the inquiry is that the
breadth of the questioning should be sufficient to permit the
entire picture to be explored. If that cannot be done without
impairing the jury's ability to proceed, then the only option
available to the trial judge is to abort the proceedings by
declaring a mistrial. The judge in this case conscientiously
attempted to fulfill his duty. But we conclude that his actions
did not meet the demanding standards that should be imposed when
dismissing a juror pursuant to
R. 1:8-2(d), particularly where
allegations of racial bias are made.
We have considered the option of remanding this case to the
Law Division for a hearing to determine whether the jury was
tainted.
See State v. Bisaccia,
319 N.J. Super. 1, 16-19 (App.
Div. 1999). We do not deem such a course practical under the
circumstances. The judge who presided over the trial has
retired. Although he can be recalled for the purpose of
conducting a hearing as to taint, memories have undoubtedly faded
and, significantly, neither the State nor the defendant has urged
us to adopt this approach. Our Supreme Court has recently
reminded us that we ought not reconvene the jury that [has]
convicted . . . [a] defendant.
State v. Harris,
156 N.J. 122,
154 (1998). We are thus obliged to reverse.
III.
We also conclude that the trial judge committed plain error
in his instructions on accomplice liability. Specifically, the
judge did not tell the jury that defendant could be found guilty
as an accomplice of a lesser-included offense, even though the
principal is found guilty of a more serious crime. The jury was
not told that parties who participate in a criminal act may be
guilty of different degrees or different offenses, depending on
their own actions and state of mind. These are the same
deficiencies we identified in
State v. Bielkiewicz,
267 N.J.
Super. 520 (App. Div. 1993).
We have said that [t]hese principles are particularly
important where multiple participants engage in a violent attack
with the potential for differing states of mind.
State v. Cook,
300 N.J. Super. 476, 486 (App. Div. 1996). The State contends
that the error was harmless, however, because of defendant's
all-or-nothing defense,
i.e., his claim of alibi and his denial
of participation in the crimes charged. The State's position
overlooks defendant's statement to the police that he concocted
the plot to steal drugs from the victims and engaged in the
robbery, although unaware of his confederates' possession of
weapons. We recognize that defendant disavowed his statement at
trial. The fact remains, however, that the jury was not bound to
believe his disavowal. We are satisfied that with appropriate
instructions, the jury could reasonably have found that defendant
did not commit the homicidal act and did not concur in his
confederates' plan to arm themselves and shoot the victims, and
thus his state of mind and level of participation warranted
convictions of lesser crimes than those committed by one or more
of his compatriots. Distinguishable on this basis are
State v.
Eure,
304 N.J. Super. 469, 472-73 (App. Div.),
certif. denied,
152 N.J. 193 (1997);
State v. Scherzer,
301 N.J. Super. 363, 472
75 (App. Div.),
certif. denied,
151 N.J. 466 (1997);
State v.
Williams,
298 N.J. Super. 430, 440-42 (App. Div.)
certif. denied,
150 N.J. 27 (1997);
State v. Rue,
296 N.J. Super. 108, 114-16
(App. Div. 1996),
certif. denied,
148 N.J. 463 (1997);
cf. State
v. Norman,
151 N.J. 5, 39 (1997) (it [was], at best, a remote
possibility that the [jury was] distracted from [its] task by a
conclusion that the principal had possessed a more culpable
intent than the accomplice where the defendant was tried alone).
We note that we reversed codefendant Jackmon's convictions for
purposeful or knowing murder, attempted murder and aggravated
assault for essentially the same reason.
State v. Jackmon, 305
N.J. Super. at 300;
see also State v. Harrington,
310 N.J. Super. 272, 277 (App. Div.),
certif. denied,
156 N.J. 387 (1998).
We stress that the prosecutor requested the charge on
accomplice liability and advanced that theory, as an alternative
basis for criminal liability, in his summation. At oral
argument, we were advised by the prosecutor that the State's
claim of accomplice liability was intended to apply only to the
shooting of Johanna. We assume, therefore, that this issue will
not reappear at the new trial.
The judgment of convictions is reversed, and the matter is
remanded to the Law Division for a new trial.
Footnote: 1 In State v. Jackmon,
305 N.J. Super. 274 (App. Div. 1997), we
reversed Jackmon's conviction for purposeful or knowing murder,
first degree attempted murder, second and third degree aggravated
assault and affirmed his conviction for felony-murder, first degree
armed robbery and weapons possession. The dispositive issue before
the court was erroneous jury instructions.