SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3983-99T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MARTIN R. TACCETTA,
Defendant-Appellant.
Argued May 7, 2002 - Decided May 29, 2002
Before Judges Pressler, Ciancia and Fuentes.
On appeal from the Superior Court of New Jersey,
Law Division, Ocean County, SGJ272-90-1.
Steven B. Duke of the Connecticut bar, admitted
pro hac vice, argued the cause for appellant
(Law, Froelich & Landesman, attorneys; Mr. Duke
and Charles Landesman, on the brief).
Robert E. Bonpietro, Deputy Attorney General,
argued the cause for respondent (David Samson,
Attorney General, attorney; Mr. Bonpietro,
of counsel and on the brief).
The opinion of the court was delivered by
PRESSLER, P.J.A.D.
Defendant Martin R. Taccetta appeals from the denial, without
evidentiary hearing, of his petition for post-conviction relief and
from the denial of his motion for a new trial and discovery. We
are satisfied that one of the issues he raised, namely the alleged
ineffective assistance of counsel in respect of plea negotiations,
requires determination by evidentiary hearing, and we remand for
that purpose. In all other respects, we affirm the denial of the
petition and motion.
[The facts are recited in the court's opinion
on direct appeal, State v. Taccetta,
301 N.J.
Super. 227 (App. Div.), certif. denied,
152 N.J. 187 (1997). The court then discussed
other issues.]
With respect to the alleged ineffective assistance of both
trial and appellate counsel, defendant makes the following
arguments:
A. Defense Counsel Was Ineffective In Evaluating
a Plea Bargain and Advising Defendant
Concerning It.
B. Trial Counsel Was Ineffective In Failing to
Object to the State's Drastic Change In the
Theory of Its Case After the Verdict In Its
Unlawful Effort to Salvage Its Failure to
Prove the Charges. Appellate Counsel Was
Ineffective for Failure to Raise This Issue on
Appeal.
C. Counsel Was Ineffective In Failing to Request
an Instruction on All Elements of First Degree
Racketeering and In Failing to Object to the
Omission of An Element.
1. Trial Counsel Was Ineffective Prior to the
Verdict In Failing to Object to Instructions
That Omitted An Element of the Offense.
2. Trial Counsel Was Ineffective Between
Verdict and Sentence.
3. Appellate Counsel Was Ineffective.
D. Trial Counsel Was Ineffective for Failure to
Request Instructions On A Wide Range of Other
Issues.
1. No Second Degree Racketeering Instruction
Was Requested.
2. No Unanimity Charge Was Requested on the
Kind of Extortion Committed.
3. No Fair/Weeks, Bieliewicz Charge On
Accomplice Liability Was Requested.
4. No Charge Was Requested On Conspiracy to
Commit Extortion.
E. Counsel Made Other Decisions In the Course of
the Trial That Were Ineffective and
Prejudicial.
1. Failure to Elicit Leonetti's Prior Incon-
sistencies.
2. Failure to Call the Storinos as Witnesses.
The only one of these issues that we find to have merit is
defendant's claim of ineffective assistance with regard to the
plea bargaining. Defendant had previously been charged with and
acquitted of Craporatta's murder in federal criminal proceedings.
His concern was the exposure he faced on the State racketeering and
extortion charges if he were again to be acquitted of the murder,
an eventuality that he apparently believed to be likely. It is his
assertion that his attorney advised him that the remaining charges
were all second-degree crimes on which the exposure would be five
to ten years imprisonment, which, defendant asserts, he assumed
meant a maximum total exposure of ten years. That assumption was
incorrect as a matter of law. First, it did not take into account
that the racketeering charges would be elevated to first-degree
crimes if the predicate extortion crimes were crimes of violence.
Nor did it take into account the prospect of extended-term
sentencing or consecutive sentencing. Clearly, then, defendant's
exposure, even if he were acquitted of the murder, was
substantially beyond a five to ten-year range. Finally, defendant
asserts that had he been properly advised as to his sentencing
exposure on the racketeering and extortion charges, he would have
accepted the State's offer.
In support of defendant's claim, trial counsel submitted a
certification in which he attests that he did not consider the
prospect of an elevation of the racketeering charges to first-
degree crimes if defendant were acquitted of the murder since, in
his view, the murder was the only crime of violence involved in the
charges and he did not regard the predicate extortion crimes to be
crimes of violence, particularly since they had not been so
charged. Counsel thus asserts that "when the subject of plea
bargaining was raised, I never advised Mr. Taccetta that even if he
was found not guilty of the murder, he could still receive
virtually the same penalties [as the murder] if convicted of the
Storino extortions."
What is not, however, clear from this record is whether the
State had actually made a plea offer and, if so, what its terms
were, and if not, if it had made an offer to negotiate which was
rejected. Although we inquired of the State at oral argument, the
Deputy Attorney General did not then have the information as to
terms of a plea offer at his disposal. For purposes of our
disposition of this issue, we assume, nevertheless that a plea
offer or an offer to negotiate was in fact made.
We need not dwell on the standard for remediable ineffective
assistance of counsel. It is well settled that in order to prevail
on that claim, a defendant must demonstrate not only that his
counsel's performance was significantly defective, but also that
the defective performance prejudiced defendant's right to a fair
disposition of the charges. Strickland v. Washington,
466 U.S. 668,
104 S. Ct. 2052,
80 L. Ed.2d 674, reh'g denied,
467 U.S. 1267,
104 S. Ct. 3562,
82 L. Ed.2d 864 (1984); State v. Fritz,
105 N.J. 42, 58 (1987). And see State v. Norman,
151 N.J. 5, 38
(1997), reiterating the strong presumption that counsel's
performance falls within the wide range of reasonable
representation. It is also clear that plea bargaining is a
critical stage of the criminal proceeding at which the right of
representation attaches. See State v. Powell,
294 N.J. Super. 557,
564 (App. Div. 1996). And while we have not directly addressed the
issue in a reported decision, we agree with those jurisdictions
that have held that an attorney's gross misadvice of sentencing
exposure that prevents defendant from making a fair evaluation of
a plea offer and induces him to reject a plea agreement he
otherwise would likely have accepted constitutes remediable
ineffective assistance. See United States v. Gordon,
156 F.3d 376,
380-381 (2d Cir. 1998); Engelen v. United States,
68 F.3d 238, 241
(8th Cir. 1995); United States v. Day,
969 F.2d 39, 43 (3d Cir.
1992); Turner v. Tennessee,
858 F.2d 1201, 1205 (6th Cir. 1988),
vacated on other grounds,
492 U.S. 902,
109 S. Ct. 3208, 106 L. Ed.
2d 559 (1989); Alvernaz v. Ratelle,
831 F. Supp. 790, 792 (S.D.
Cal. 1993); State v. Donald,
10 P.3d 1193, 1200 (Ariz. Ct. App.
2000), cert. denied,
122 S. Ct. 63,
151 L. Ed.2d 30 (2001);
People v. Curry,
687 N.E.2d 877, 887 (Ill. 1997); State v. Kraus,
397 N.W.2d 671, 672-673 (Iowa 1986).
Where asserted facts in support of a prima facie claim of
ineffective assistance of counsel are outside the record, an
evidentiary hearing is required. State v. Preciose,
129 N.J. 451,
462 (1992). We are satisfied that an adequate prima facie showing
was made to mandate an evidentiary hearing in order to afford
defendant the opportunity to demonstrate to the court that a
favorable plea offer was made, that the advice his counsel gave him
respecting his sentencing exposure if acquitted of the murder was
seriously deficient in that there was a substantial disparity
between the advice and the actual exposure, and that defendant
would have accepted the plea offer had he been correctly advised.
We accordingly remand to the trial court for the conduct of such a
hearing.
The more difficult question is that of remedy in the event
defendant should prevail. We think it plain, and defendant
concedes, that at this point in the proceedings, the State cannot
be held to its original offer. We also recognize the conceptual
anomaly of ordering a new trial where there has been no defect in
the trial itself that would warrant that relief. On the other
hand, we remain convinced that a deprivation of the Sixth Amendment
right to counsel requires vindication. Under the circumstances
here, we are convinced that the best method of vindication and the
fairest both to the State and to defendant, would be to return
defendant to the position he was in prior to the plea offer. The
State would then have the option of renegotiating a plea, and if it
chose not to or if defendant rejected any offer made, he would then
have the right to a new trial. See generally discussing but not
choosing among remedial options, United States v. Day, supra, 969
F.
2d at 47.
[The court here discussed other issues.]
The denial of the motion for discovery and for a new trial on
the ground of a Brady violation is affirmed. The dismissal of the
petition for post-conviction relief is affirmed on all grounds
raised except ineffective assistance of counsel in the plea
proceedings. On that ground we remand for an evidentiary hearing
consistent with this opinion. If no ineffective assistance is
found, the judgment of conviction shall stand. If the court
concludes that there was ineffective assistance, defendant shall be
granted a new trial.