STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
MICHAEL RUFFIN,
Defendant-Respondent.
____________________________
Submitted February 9, 2004 - Decided July 27, 2004
Before Judges Collester, Fuentes and Bilder.
On appeal from Superior Court of New Jersey,
Law Division, Passaic County, 01-06-0607-I.
James F. Avigliano, Passaic County Prosecutor,
attorney for appellant (Steven E. Braun, Chief
Assistant Prosecutor, of counsel and on the
brief).
Yvonne Smith Segars, Public Defender, attorney
for respondent (Robert Seelenfrend, Assistant
Deputy Public Defender, of counsel and on the
brief).
The opinion of the court was delivered by
COLLESTER, J.A.D.
The State appeals from an order of the Law Division dismissing an indictment
against defendant Michael Ruffin with prejudice. We reverse.
Defendant was indicted by a Passaic County grand jury for the crimes of
third-degree burglary (N.J.S.A. 2C:18-2), fourth-degree theft (N.J.S.A. 2C:20-3) and fourth-degree credit card theft
(N.J.S.A. 2C:21-6c(1)). His first trial ended in a mistrial in June 2003, following
the inability of the jury to reach a unanimous verdict. His retrial began
on October 7, 2003. A jury was selected, but before it was sworn,
the trial judge considered defendant's motion in limine for an evidentiary hearing on
the admissibility of identification testimony by the victim. The State objected on grounds
that the judge at the earlier trial admitted the testimony and that the
ruling was "the law of the case." However, the retrial judge declined to
follow the prior ruling and ordered an evidentiary hearing, describing its scope as
follows:
[T]he hearing that is required to be conducted here is a two-pronged hearing.
One, whether there was any impermissibly suggestive photographic identification procedure utilized by the
police and secondly, whether the failure of the police to preserve any such
photographic array or the photographs used in this procedure affects the integrity of
the criminal justice process to such an extent that the sanction of dismissal
is warranted under State v. Peterkin.
At the hearing the State called its eyewitness, Alexandra Batista. Ms. Batista related
that in the early hours of March 21, 2001, she had fallen asleep
with her bedroom light on. At about 2:30 a.m., while she was still
"halfway asleep," she saw a man enter her bedroom. The man stood six
to seven feet from her bed, looked at her, saw she was awake,
and said, "Hey, how you doing?" He then promptly left the room.
Ms. Batista reported the incident to the Paterson police, giving a description of
the intruder as an African-American man, 5'7" to 5'10" tall, weighing about 145
to 150 pounds with "big eyes." Although she had never seen the man
before that night, she told police she could identify him. Later that day,
she received a call from Paterson Detective Carl Popewiny requesting her to come
to police headquarters to see if she could pick out the intruder from
books of photographs. Ms. Batista arrived the following morning. She met with Lieutenant
Scott Verrone, who told her that Detective Popewiny left word that she should
review some "mug books." Verrone led her to a cubicle and gave her
several loose-leaf books containing photographs of African-American males. He told her that if
she saw a photograph of the intruder, she was to take it out
of the book and report to him at the police desk.
Ms. Batista recalled that there were at least four books, each with about
forty pages of photographs and four photographs on each page. None of the
photographs were damaged, dog-eared or highlighted in any way. After she looked through
about two and a half books, Ms. Batista saw a photograph of the
intruder. She reviewed the books she had already gone through to see if
there were any duplicate pictures of the man and found none. After going
through about twelve more pages, she stopped, removed the photograph from the plastic
pocket and told Lieutenant Verrone she found a picture of the man. At
his instruction she signed and dated the photograph. The photograph identified was of
the defendant. Both at the first trial and the subsequent evidentiary hearing, Ms.
Batista identified the picture she picked out of the mug book and made
an in-court identification of defendant as the man who entered her bedroom in
the early morning of March 21, 2001.
Detective Popewiny testified at the hearing that when he was told Ms. Batista
believed she could identify the intruder, he asked her to come to Paterson
headquarters to look through the appropriate mug books. He did not suggest to
her that the intruder's photograph was among the ones she would view. He
testified that his first knowledge of defendant was after Ms. Batista selected his
photograph. When asked about how the mug books were created and maintained, Popewiny
said the officers in the detective bureau divided photographs of arrested males in
separate loose-leaf binders for white, Hispanic and African-American males. Four photographs were randomly
placed in each loose-leaf page. There was no separation based on height, weight,
hair style, facial hair or complexion. Most of the photographs were in color,
and all the men were depicted looking straight into the camera. Neither the
books nor the pages were numbered. Each photograph had an identification number so
that a computer search would bring up the name of the person depicted.
If a witness selected a photograph, the picture was removed from the book
and retained by the detective assigned. Another photograph was randomly assigned in its
place. No records were kept of which books or photographs were reviewed by
a witness.
Lieutenant Verrone testified that the mug books were kept in a metal closet
in the detective bureau. He said that in early 2002 the mug books
which had been used were "destroyed" because there were too many photographs in
each book, many of which were outdated. New mug books were constructed to
take their place. Since no records were kept of the photographs in the
discarded books, it was impossible to recreate the books or duplicate all the
photographs reviewed by Ms. Batista at police headquarters, which by her memory numbered
over 400.
The trial judge excluded any trial testimony of Ms. Batista's out-of-court identification of
the defendant on grounds that the mug books reviewed by Ms. Batista had
not been preserved. He reasoned that since the books were not preserved in
the same condition, the State had not satisfied its burden of proof.
[I]t is clear that the police did not preserve the photographic book shown
to the witness alleged to contain photographs
of only black males who were contained
in that book.
I'm not satisfied
that the State has sustained the burden of proof with regard
to the identification procedure utilized in this case as it pertains to those
photographs. It is a requirement of the law that the police preserve such
evidence so that the fairness of an identification procedure may be challenged. [Citing
State v. Earle,
60 N.J. 550 (1972).]
The testimony of Detective Popewiny
is that the Paterson Police Department maintained at the
time of this investigation eight books each containing four photographs per page, which
were arranged in random order.
[A]ccording to his testimony, he wasn't sure whether
they were all -- all mixed -- all color photographs or black and
white or mixed. He has no idea of what particular photographs were shown
to the witness. However, he further indicates that his police report contains no
record of any identification of the photographs that were shown, the name of
the other suspects who were contained in that book. There is no identifying
number given to the book. There is no information from which such a
photographic array could be reconstructed.
The trial judge went further. Although there was no conflicting testimony, he found
that Popewiny and Verrone were untruthful in their testimony when they said the
mug books in use at the time of Ms. Batista's photo identification had
been discarded.
There is no plausible explanation offered by the police which would account for
the failure to preserve the photographic books for later review
I'm not satisfied that
the books are destroyed. I suspect -- and it's more plausible that the
police are just too lazy to look for the books in the police
department. They're probably being used to prop open a door somewhere or they're
collecting dust in the basement somewhere at the P.D. But given the sheer
size of the books and the fact that they were utilized by the
police for so long, it's incredible to believe that they would simply throw
them out or somehow destroy them without making some record as to the
destruction. Like all other evidence that is destroyed by police departments, generally there's
some records, some indicia of what existed, what happened to it, whether it
was destroyed, if it was destroyed.
. . . .
I don't believe the testimony of the police. I don't believe Detective Popewiny
and I don't believe the testimony of [Lieutenant Verrone]
I just don't believe the
testimony that these [mug books] don't exist.
The judge next concluded from the fact that the mug books were not
produced at the evidentiary hearing that the Paterson Police Department had deliberately adopted
a procedure to undermine a defendant's right to challenge an out-of-court photographic identification.
I believe that
there is simply a procedure in the Paterson Police Department based
on the evidence here to consciously not record this information in the hope
that some Court will simply turn a blind eye to this defective procedure.
Well, this Court is not turning a blind eye to that procedure, which
is constitutionally defective, which the police in today's world should know is constitutionally
defective. State v. Earle goes back to the 1970s and there's a legion
of cases dealing with this issue. Suffice it to say that I think
that there is only the inescapable conclusion which is reached that
it's a conscious
or deliberate effort on the part of the police to engage in
an effort
to thwart the defense in investigating matters and precluding a fair determination.
I'm satisfied that the evidence here to me suggests bad faith on the
part of the police in failing to preserve that photographic record.
. . . .
I can only conclude based on this testimony that there's really a deliberate
policy of the police department to try to submarine the records, make them
disappear.
Despite precluding the State from introducing evidence of Ms. Batista's out-of-court identification, the
judge found that neither the photographs she reviewed nor the identification procedure employed
indicated any undue suggestiveness and, therefore, her in-court identification of defendant was permitted.
There is insufficient evidence to establish in this case that there was, in
fact, any suggestiveness in the photographic identification procedure that was used by the
police. And the reason for barring the [out-of-court] evidence is because the defendant's
fundamental right to a fair trial is implicated rather than as a result
of any shown suggestiveness.
The assistant prosecutor immediately sought a stay in order to appeal the suppression
of the out-of-court identification. The judge denied the motion, saying that the State's
legal position "had no merit." He declared a fifteen minute recess so that
the prosecutor could prepare his witnesses in light of the court's ruling. After
half an hour, the trial judge resumed the bench, noted that the assistant
prosecutor had not returned and said he would wait five minutes before taking
action. Exactly five minutes later the judge stated on the record that he
had personally called the Passaic County Prosecutor to express his displeasure with the
absence of the assistant prosecutor. When the assistant prosecutor appeared shortly thereafter, he
apologized to the judge and said that he had been discussing the court's
ruling with members of the appellate section in an effort to seek leave
to appeal.
See footnote 1 The judge responded that the conduct of the assistant prosecutor was
a "flagrant affront to the dignity of this Court." While he accepted the
assistant prosecutor's apology, the judge stated that "those he was with, who were
in a supervisory capacity over him, knew or should have known there was
a direct order from this Court to be here at a stated time."
He issued an order directing that the Passaic County Prosecutor's Office pay the
sum of $1,000 to the State Treasury "out of funds that are held
by the Prosecutor's Office as forfeited funds which come from the proceeds of
criminality that are utilized by the State of New Jersey for the law
enforcement purposes in Passaic County."See footnote 2
It was in this charged courtroom atmosphere that the assistant prosecutor again
requested a stay of proceedings to appeal the evidential ruling, arguing
I should not be made to try a case in which half the
evidence has now been taken out of the case. And we feel that
we have a grounds to appeal Your Honor's decision on and there is
some basis that we can argue.
The assistant prosecutor next told the court that the State would not consent
to swearing the jury due to potential double jeopardy consequences and, moreover, if
a stay was denied, the State would not proceed.
[I]n defense of the Prosecutor's Office we prosecute
on behalf of the victim. We
protect the victim's rights. This case has now taken a twist based on
the evidence the State will not proceed on this matter. We are applying
to the Appellate Court for a stay so that the Appellate Court can
review Your Honor's ruling, and I will not proceed in this matter.
Following objection by the defendant to a stay, the judge stated:
The State will not be granted a stay of that ruling in part
because of the arrogance of the State in obtaining a de facto stay
of this Court's ruling by proceeding in the manner that they proceeded today
[T]he appellate division of the Prosecutor's Office was busy at work apparently formulating
an appellate strategy including filing an application, the result of which we do
not know at this juncture since I have not been advised of anything
by any appellate judge.
. . . .
What we do have here is a delay of game situation by the
Prosecutor's Office, a strategy
to attempt to obtain that which they
could not obtain from
this Court, which is a stay.
Interpreting the assistant prosecutor's comments as a motion to dismiss the indictment, the
judge declared:
The State now moves to dismiss this case and indicates that they will
not proceed with the prosecution in the face of this Court's rulings on
the day of trial
[I]n the face of all of this I can
only conclude that the State is making this application for the purpose of
perhaps trying this case arguably on some other day, re-indicting the defendant. That
certainly is not something that's permitted by our laws. The New Jersey Constitution
as well as the Federal Constitution guaranty the defendant a right to a
fair trial and a right to a speedy trial. The State's -- the
State's procedure employed here simply would infringe upon that right of -- those
rights guaranteed by the State and Federal Constitution of this defendant to a
fair trial to confront his accusers and all trial rights guaranteed to all
citizens of this State and the United States.
So accordingly, this case will be dismissed by this Court with prejudice against
the defendant because of the State's failure to prosecute this case on the
trial date.
The trial judge supplemented his decisions barring the out-of-court identification and dismissing the
indictment with prejudice in a written opinion on the same day. He reiterated
that his reason for barring the use of the out-of-court identification was "the
failure of the police to preserve the photographic books and photographs used in
the identification process." With respect to his dismissal of the indictment with prejudice,
the judge gave his version of events and his reasoning for dismissal of
the indictment.
[T]he State advised on the record that they would not proceed with the
trial of this case and that they would voluntarily dismiss the case with
a jury previously selected but not sworn waiting to hear the trial of
this case. The defendant objected to the dismissal and asserted the defendant's right
to trial.
This Court inquired of the assistant prosecutor as to whether this was what
the State wanted to do in the face of a ruling which permitted
the court identification to be made but no evidence as to the out-of-court
photographic identification, at least absent an Order granting appellate relief which could have
been pursued on a parallel tract. The assistant prosecutor confirmed the State's position
on this matter.
This Court dismissed the indictment with prejudice based upon the State's failure to
proceed on the indictment with the defendant present and ready to proceed to
trial on the second trial of this case. The defendant is guaranteed the
right to a trial, the right to confront witnesses and other trial rights
under our State and Federal Constitutions. Due process and consideration of fundamental fairness
warrants the dismissal of this indictment with prejudice based on the facts presented
therein.
[Id. at 38.]
As his rationale for dismissing the indictment, the trial judge relied upon the
concept of fundamental fairness. We agree that a trial court has inherent power
to fashion remedies in the interest of justice, which may include dismissal of
a indictment for reasons of fundamental fairness even in circumstances where a defendant's
constitutional rights are not implicated. State v. Cruz,
171 N.J. 419, 427 (2002);
State v. Abbati,
99 N.J. 417, 427 (1985); State v. Torres,
328 N.J.
Super. 77, 93 (App. Div. 2000).
In State v. Dunns,
266 N.J. Super. 349 (App. Div. 1993), we dismissed
an indictment even though the State sought a third trial on the charges.
The first trial was reversed for trial errors. The second ended in a
mistrial when the key witness for the State, defendant's girlfriend, refused to testify
despite being granted immunity, sentenced by the trial judge to jail for contempt
and thereafter placed in a psychiatric ward. The trial judge adjourned the trial
indefinitely, maintaining the jury with an "on call" status for three months until
he finally declared a mistrial. The State sought to try the defendant a
third time even through there was no assurance that the witness would testify.
After defendant's motion to dismiss the indictment was denied, we granted leave to
appeal. Noting that the bar against double jeopardy is based on the concept
of fairness, see, Abbati, supra, 99 N.J. at 430, we concluded that even
though the legal niceties of double jeopardy would not bar retrial, fundamental fairness
required dismissal of the indictment.
Looking at the overall picture, i.e., the likelihood of success, the prejudicial impact
on defendant, and other concerns, dismissal of the indictment is well-justified. We hold
that further pursuit of this matter to a third trial would offend principles
of fundamental fairness and not serve the ends of public justice. Upon considering
all relevant factors, including the gravity of the remaining criminal charges, the public's
concern about definitive conclusion of prosecutions, and the impact on defendant in terms
of hardship and unfairness, we conclude the indictment must be dismissed.
[Dunns, supra, 266 N.J. Super. at 381.]
The elements of fundamental fairness favoring dismissal of the indictment in Dunns and
similar cases are wholly absent from this case. The State's witnesses were ready
to testify. Jeopardy had not attached. The defendant was not in jail pending
trial, and a short delay for the State to seek leave to appeal
would not prejudice him. His rights of due process were not violated or
compromised. The State was not endeavoring to avoid the trial or await better
circumstances. It was seeking a delay to obtain a reversal of an order
so it could, in fact, try the case with all its evidence, as
it had done in the earlier trial. We find that fundamental fairness was
not an appropriate ground upon which to dismiss the indictments.
We next address the issue whether the actions of the prosecutor mandate or
justify dismissal of the indictment. Clearly the assistant prosecutor felt aggrieved by the
evidential ruling of the court, and his statements are obviously a last ditch
effort to obtain a stay to avoid the double jeopardy bar and seek
appellate review. His comments also bespeak a failure to comprehend that a trial
judge has the power to impose sanctions for a refusal to proceed, which
may, in a proper case, include dismissal of the indictment with prejudice.
See, State v. Slobiski,
100 N.J. Super. 590, 591 (App. Div. 1968).
Once an indictment is returned, the case is under control of the court.
See, e.g., State v. Leonardis,
73 N.J. 360 (1977); State v. Ashby,
43 N.J. 273 (1964). The prosecutor stands before the court not as a privileged
suitor but as an attorney, an officer of the court who represents the
State
See footnote 3 and is on equal footing with the attorney representing the accused. A
caveat is that the prosecutor has ethical obligations beyond that of other attorneys.
Torres, supra, 328 N.J. Super. at 77; R.P.C. 3.8. As a constitutional officer,
the prosecutor must ferret out crime and prosecute the guilty, but he is
also charged with the responsibility of promoting fairness in and out of the
courtroom. See, State v. Loftin,
146 N.J. 295, 386 (1996); State v. Farrell,
61 N.J. 99, 105 (1972); State v. Gomez,
341 N.J. Super. 560, 571
(App. Div. 2001). As we said in State v. Clark,
347 N.J. Super. 497, 508 (App. Div. 2002), "An overzealous prosecutor damages justice. A prosecutor acting
to promote fairness is proof of justice."
Whether based on ignorance, intransigence or insolence, the refusal of the prosecutor to
proceed was clearly wrong and subject to discipline. State v. Frost,
158 N.J. 76, 89 (1999). A criminal trial is not a game, and the courtroom
is not a ball field where the prosecutor may pick up his bat
and glove and go home if he does not like the ruling of
the umpire. The power and responsibility for the conduct, control and disposition of
criminal trials resides in the trial judge, not the prosecutor.
As part of its responsibility, the trial court has the power to tightly
control its calendar to assure the efficient administration of the criminal justice system.
Abbati, supra, 99 N.J. at 427-28; State v. Furguson,
198 N.J. Super. 395,
401 (App. Div.), certif. denied,
101 N.J. 266 (1985). Accordingly, we have held
that the intransigence of a prosecutor in the face of a direction by
the court to assist in locating a material witness justifies the dismissal of
an indictment. State v. Farquharson,
280 N.J. Super. 239, 254 (App. Div.), certif.
denied,
142 N.J. 517 (1995).
Moreover, in Slobiski, supra, 100 N.J. Super. at 590, a case with similar
features to the case at bar, we held that the trial judge had
the power to dismiss an indictment when the case was ready for trial
and the State refused to proceed without good reason. The prosecutor based his
refusal on the fact his witnesses had not been subpoenaed, but rejected the
court's suggestion that the jury be selected and testimony begin after a weekend
hiatus. We found the prosecutor's reason was invalid and that the refusal to
accede to the court's suggestion "made it plain that the prosecutor's office was
attempting to frustrate the trial court's control over its own trial calendar." Id.
at 594.
Despite this inherent power of the court to dismiss an indictment due to
dereliction or blundering by the prosecutor, it is obvious that the public interest
in the completion of criminal trials weighs against such action where other remedies
are available.
In this case, we find that while the assistant prosecutor was wrong in
refusing to go forward, the trial judge mistakenly exercised his discretion in denying
a stay of the proceedings to permit the State to seek leave to
appeal of his ruling. Clearly the ruling substantially weakened the State's case by
excluding an identification made of defendant one day after the crime and leaving
the State with only an in-court identification more than two and a half
years later. Since identification was the central and, quite probably, the only trial
issue, the State's concern was obvious and was no doubt magnified by the
fact that the first trial resulted in a hung jury when the out-of-court
identification was admitted. There were no adverse consequences to a short stay. The
selected jury was unsworn; no significant prejudice to the defendant would result from
a recess; and we cannot fathom that the Passaic County criminal calendar would
suffer to any measurable extent. As we have previously said,
"[W]e must never forget that courts exist for the sole purpose of rendering
justice according to law. No eagerness to expedite business, or to utilize fully
the court's time, should be permitted to interfere with our high duty of
administering justice in the individual case."
[D.J.C., supra, 256 N.J. Super. at 121 (citations omitted).]
R. 2:3-1(b)(5) permits an appeal by the State in criminal actions from "an
interlocutory order entered before, during or after trial." State v. Howard,
235 N.J.
Super. 243, 257 (App. Div. 1989); State v. Elysee,
159 N.J. Super. 380
(App. Div. 1978). While R. 2:5-6 provides that an application for leave to
appeal does not stay proceedings in the absence of an order to that
effect, it is obvious that a short stay should not be denied to
the State when evidence at the heart of the State's case is suppressed
prior to the commencement of trial with double jeopardy consequences to follow. Leave
to appeal is ordinarily granted to the State when evidence is suppressed prior
to trial. State v. Alfano,
305 N.J. Super. 178, 190 (App. Div. 1997).
Accordingly, it is was a mistake in the exercise of discretion to deprive
the State of a reasonable time to seek that relief.
Therefore, we reverse and vacate the order dismissing the indictment against defendant. We
also refer the matter of the prosecutor's conduct to the Attorney General as
chief law enforcement officer of the State under N.J.S.A. 52:17B-98 for the proper
exercise of his supervisory function. See, Frost, supra, 158 N.J. at 89; Torres,
supra, 328 N.J. Super. at 95-96.
[Id. at 551. (Emphasis supplied.)]
Contrary to the understanding of the trial judge, Earle does not impose an
exclusionary rule on an out-of-court identification if the stated procedures were not followed.
It indicates that a departure from the procedures, if not properly explained, is
to be considered on the issue of the probative value of the identification.
We have since held that while a procedural lapse in failing to preserve
the photographs may be considered in the weight to be assigned the identification,
the identification is not excluded. See, Gunter, supra, 231 N.J. Super. at 34;
Rodriguez, supra, 264 N.J. Super. at 261. The trial judge placed even greater
reliance on Peterkin, supra, 226 N.J. Super. at 25. In that case New
Jersey State Police Detective Roy Daniels was working undercover in the Town of
Morristown and purchased controlled dangerous substances from numerous individuals in an area known
as "The Hollow." Following each purchase, Daniels would meet with Morristown Detective James
Smith, who was selected to assist Daniels in the identification process because of
his familiarity with persons living in the area. Daniels would give Smith a
description of the seller, and Smith would prepare a photo array of six
or so photographs matching the description. If Daniels made an identification, he would
remove the photograph and keep it in his State Police file. After thirty-two
individuals had been arrested and indicted, it came to the attention of the
prosecutor that Smith had not preserved the arrays or kept a record of
the photographs shown to Daniels. Instead he tried to cover up his dereliction
by fabricating evidence through randomly taking mug shots from the files of the
Morristown Police Department and passing them off as the actual photographs shown to
Daniels. After the prosecutor disclosed Smith's conduct, the trial judge held an evidentiary
hearing and thereafter dismissed the indictments for failure to preserve the photographs used
in the arrays.
We upheld the suppression of Daniels' photographic identifications due to the inability of
the State to reconstruct the circumstances surrounding the identifications, but we reversed the
dismissal of the indictments and remanded for a hearing to determine whether a
sufficient independent source enabled Daniels to make an in-court identification of one or
more defendants.
In so holding we followed our earlier decision in State v. Zarinsky,
143 N.J. Super. 35 (App. Div. 1976), aff'd,
75 N.J. 101 (1977). In Zarinsky,
we affirmed a ruling to bar testimony of pretrial identifications because the array
of seven photographs shown to witnesses was not preserved. However, we permitted in-court
identifications based on the witnesses' independent observations at the time of the crime.
Id. at 56-57.
The case at bar reveals an important factual distinction from Peterkin and Zarinsky.
There, the witnesses were shown arrays of a relatively small number of photographs
to see if identifications could be made of targeted suspects. Here Ms. Batista
was given books to review containing hundreds of photographs in the hope of
finding a suspect. The purpose was investigatory, not confirmatory. Defendant was not a
suspect until he was identified by Ms. Batista.
Popewiny and Verrone testified that the mug books were shown to witnesses as
a matter of course to see if a suspect could be found. While
there were separate loose-leaf books for white males, Hispanic males and African-American males,
the photographs in each book were randomly selected. The books were used as
a on-going photo display for investigative purposes, and photographs were periodically changed or
substituted before the dismantling and discarding of the books involved in this case.
Even the trial judge found that there was no suggestion that either the
photographs or their arrangement in the mug books was anything other than a
neutral presentation.
To require preservation of all photographs shown to witnesses during an investigation before
suspicion focused on a suspect or suspects would create an exclusionary rule requiring
the segregation of all photographs and books viewed by witnesses who make identifications
until disposition of the matters, possibly through trial and appeal, at the pain
of suppressing an otherwise proper identification. Not only would the procedure be cumbersome,
but it would also place an unnecessary burden on investigating processes and hinder
or even eliminate the effective use of a traditional, non-invasive and proper law
enforcement tool for no justifiable purpose.
While no New Jersey case is directly on point, the weight of authority
favors rejection of such an exclusionary rule of evidence. In Commonwealth v. Brown,
380 N.E.2d 113 (Mass. 1978), the State was unable to produce "two thick
books" of photographs reviewed by a witness who selected and identified the defendant's
photograph. The Massachusetts Supreme Judicial Court rejected the argument that the State was
obligated to preserve and produce the photographs at trial so the jury could
assess whether the identification procedure had been so suggestive as to affect its
evidentiary weight.
[W]e hold that the judge was correct in allowing in evidence the photographic
identification without requiring the accompanying introduction of the "two thick books" of photographs
[the witness] had examined. The impracticability of requiring the segregation and production at
trial of volumes of photographs shown to witnesses in the course of police
investigation greatly outweighs any possible evidentiary value which an examination of such photographs
might afford.
[Id. at 117.]
See further, Brown v. Streeter,
649 F. Supp. 1554 (D. Mass. 1986), aff'd,
836 F.2d 1340 (1st Cir. 1987) (defendant's application for habeas corpus denied).
Similarly, in State v. Harris,
301 S.E.2d 91 (N.C. 1983), the victim of
an assault made a pretrial identification after she reviewed a "three-inch thick mug
book" containing 150 color photographs of African-American males. The mug book was subsequently
disassembled by the police and could not be reassembled by trial. The North
Carolina Supreme Court found no error, stating:
All of the evidence in the present case indicates that the mug book
was disassembled in good faith for legitimate administrative reasons, not to cover up
an impermissibly suggestive procedure.
Ms. Troyer was shown the mug book in 1974,
and defendant was not arrested for the crimes of which he was indicted
in this case until 1981. During this period the contents of the mug
book may have changed daily as photos were added or deleted with the
ebb and flow of suspects having similar features. In addition, a new filing
system for photographs of suspects has been implemented in the Raleigh Police Department,
and it is likely that some of the photos from the 1974 mug
book have been misplaced or destroyed in the changeover. In the absence of
any evidence tending to show that the original book of photos was not
available because of a "cover-up," we decline to endorse a presumption that the
reason the book was unavailable was due to police misconduct.
[Id. at 95.]
See also, United States v. Rivera,
465 F. Supp. 402 (S.D.N.Y.), aff'd, sub
nom, United States v. Ramirez,
614 F.2d 1292 (2nd. Cir. 1979) (no error
in admission of photo identification where a number of photographs, including one of
defendant identified by witness, were removed as part of periodic change of loose-leaf
binder containing over 500 photographs and used as photo display); accord, Shaw, supra,
535 N.Y.S.
2d at 541; People v. Kaiser,
113 Cal. App.3d 754, 764 (Cal.
App. 1st. Dist. 1980) (where the victim was shown only four to six
photographs, suppression was denied on grounds that "[a] mere claim that the procedure
might have been unfair is not enough to require that the People must
produce the photographs where evidence establishes their non-availability is due to inadvertence and
not intended destruction...the identification testimony was properly admitted.").
The cases relied on by defendant are distinguishable because the photographic arrays or
lineups were comprised of few photographs and a targeted suspect.
See footnote 5 In
State v.
Bauer,
368 N.W.2d 59 (Wisc. App. 1985), vacated on other grounds,
377 N.W.2d 175 (Wisc. 1985), cited by defendant, the court suppressed use of a photographic
array and lineup. However, the court specifically approved the same procedure followed by
the police in the instant case:
Only a limited duty to preserve arises, however when an identification is made
from a compilation of photographs that includes all suspects wanted by the police.
In such a case, the police only have to preserve photographs actually identified.
[Id. at 65, fn. 5.]
We reject the reasoning and conclusion of the trial judge excluding the photographic
identification for failure of the police to preserve the books of photographs viewed
by Ms. Batista. We concur, however, with the finding that neither the photographs
nor the identification procedure was "
so impermissibly suggestive as to give rise to
a very substantial likelihood of irreparable identification." Simmons, supra, 390 U.S. at 384,
88 S. Ct. at 967, 19 L. Ed.
2d at 1253. A pre-trial photographic
identification will be suppressed only where the identification procedures were unnecessarily suggestive and
conducive to irreparable mistaken identification. Manson v. Brathwaite,
432 U.S. 98, 114,
97 S. Ct. 2243, 2253,
53 L. Ed.2d 140, 154 (1977); Neil v. Biggers,
409 U.S. 188, 196,
93 S. Ct. 375, 383,
34 L. Ed.2d 401,
410 (1972). Such is not the case here.
Defendant's argument that the procedure might have been unfair is insufficient to suppress
the photographic identification in light of the neutral procedure followed. See, Kaiser, supra,
113 Cal. App.
3d at 764. In light of our determination that the record
does not establish that the books of photographs were destroyed or withheld with
the intent to subvert the rights of the accused or any other acts
of bad faith, we hold that the out-of-court photographic identification is admissible at
trial.
Reversed and remanded.
Footnote: 1
While the appellate record is silent on the matter, both briefs assert that
an oral emergent application for a stay was made by the State to
one judge of this court pursuant to
R. 2:9-8. The briefs indicate that
an emergent stay was denied, although apparently no papers were filed, no reasons
are given for the decision and there is no indication whether the decision
was rendered before or after the trial court dismissed the indictment and excused
the jury.
Footnote: 2
The following day the judge
sua sponte entered an order vacating "that portion
of the [October 8, 2003 order] in this matter imposing a monetary sanction,
the Court determining that the admonition on the record is sufficient to address
this matter."
Footnote: 3
In seeking to support his position, the assistant prosecutor commented "we prosecute on
behalf of the victim" and "we protect the victim's rights." Such comments oversimplify
both the power of the prosecutor and the rights of the victim. As
chief law enforcement officer within a county designated to prosecute the criminal business
in this State,
N.J.S.A. 2A:158-4, the prosecutor may at times take discretionary actions
in conflict with the interests and desires of a victims. See, State v.
Hessen,
145 N.J. 441 (1996); State v. Hermann,
80 N.J. 122 (1979); State
v. Ward,
303 N.J. Super. 47 (App. Div. 1997); State v. Kraft,
265 N.J. Super. 106 (App. Div. 1993); State v. Mitchell,
164 N.J. Super. 198
(App. Div. 1978). The rights of a crime victim are independent of the
prosecutor. They are derived from common law and in this State, from the
Constitution, N.J. Const. art. I, ¶ 22, and the Crime Victim's Bill of Rights,
N.J.S.A. 52:4B-34 to -38. See, State v. Timmendequas,
161 N.J. 515 (1999).
Footnote: 4
United States v. Wade,
388 U.S. 218, 240,
87 S. Ct. 1926,
18 L. Ed.2d 1149 (1967).
Footnote: 5
In
Commonwealth v. Jackson,
323 A.2d 799 (Pa. Super. 1974), the defendant
was in custody when the victim reviewed an array of fifteen to twenty
photographs. See also, Sams, supra, 685 P.
2d at 157 (photo arrays of "several
persons"); State v. Burns,
441 So.2d 1294 (La. App. 1st Cir. 1983), writ
denied,
444 So.2d 1242 (La. 1984) (photo lineup); State v. Williams,
642 So.2d 391 (Ala. 1993) (photo lineup); State v. Pratt,
244 S.E.2d 227 (W. Va.
1978) ("group" of photographs in "photographic display book"); People v. Posten,
108 Cal.App.3d 633 (Cal. App. 1st Dist. 1980) (lineup of six photographs taken from a
mug book).