SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
NO. A-6217-98T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MICHAEL WRAY,
Defendant-Appellant.
Submitted: October 3, 2000 - Decided: January 9, 2001
Before Judges Stern, A. A. Rodríguez and Fall.
On appeal from the Superior Court of New Jersey,
Law Division, Passaic County, Indictment No.
98-01-0039.
Ivelisse Torres, Public Defender, attorney for
appellant (Stephen W. Kirsch, Assistant Deputy
Public Defender, of counsel and on the brief).
Ronald S. Fava, Passaic County Prosecutor, attorney
for respondent (Jane E. Hendry, Senior Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
FALL, J.A.D.
The question of first impression posed by this appeal is
whether the trial-bifurcation requirements outlined in State v.
Ragland,
105 N.J. 189, 193-96 (1986) of an indictment charging a
defendant simultaneously with unlawful possession of a weapon,
N.J.S.A. 2C:39-5b, and possession of a weapon by a convicted felon,
N.J.S.A. 2C:39-7, still apply when the defendant has, during his
jury trial on the unlawful weapon possession charge, elected to
testify and has been questioned concerning his prior criminal
record. Here, after defendant testified, the trial judge elected
to "reconstitute the case" and submit both the unlawful possession
of a weapon and the possession of a weapon by a convicted felon
charges simultaneously to the jury.
The sole purpose of the admission of defendant's prior
criminal record was on the issue of his credibility. N.J.R.E. 609.
"Recognizing that a jury might use a prior conviction as evidence
of a defendant's criminal disposition and not as evidence probative
of a defendant's credibility, . . . trial courts must explain
carefully to juries the limited purpose for which the prior-
conviction evidence may be used." State v. Brunson,
132 N.J. 377,
390 (1993).
We conclude that submission of both charges simultaneously to
the jury, after defendant had testified and been examined
concerning his prior criminal convictions, improperly expanded the
purpose for admission of defendant's prior criminal record from
that of "credibility," to consideration as "substantive proof" of
an element of a criminal offense, and constitutes plain error. See
R. 2:10-2. Accordingly, we reverse and remand for new, bifurcated
trials.
Defendant, Michael Wray, was indicted and charged with third-
degree unlawful possession of a weapon, contrary to N.J.S.A. 2C:39-
5b (count one), and second-degree possession of a weapon by a
convicted felon, contrary to N.J.S.A. 2C:39-7 (count two).
The charges against defendant arose from the November 10, 1997
motor vehicle stop of defendant by Passaic County Sheriff's Officer
Rafael Galan, based on an expired inspection sticker. A computer
check of the license plate did not match the description of the
vehicle stopped and defendant was unable to produce any ownership
documentation for the vehicle, stating the vehicle belonged to a
friend. Additionally, Officer Galan effected an arrest of
defendant after determining there was an outstanding traffic-fines
arrest warrant for defendant. Galan testified that after the
arrest defendant advised him there was a loaded handgun in the
trunk belonging to a friend named "General." A search of the trunk
revealed a .25 caliber handgun.
Prior to defendant testifying, the trial judge confirmed
defendant's understanding that "if he does choose to testify the
State can use those prior convictions to impeach his
credibility[.]" Defendant testified he was in the business of
simonizing and detailing cars in Orange "on Presidential Boulevard
out of a garage." Defendant stated that on November 10, 1997 a
person named "General" dropped-off the vehicle in question to the
garage for detailing, telling defendant "to deliver the car to [97]
North First Street[]" when completed. Defendant testified that
after completing the job, he was on his way to deliver the vehicle
to General when he was stopped by Officer Galan. When asked by
Galan for the vehicle's registration, defendant stated he was
unable to find any ownership papers for the vehicle in the glove
compartment. Defendant denied telling Galan there was a weapon in
the trunk. Defendant also stated his later attempts to locate
"General" were unsuccessful. On the issue of credibility,
defendant was questioned concerning his criminal record, admitting
he was previously convicted of third-degree theft; two separate
convictions of third-degree burglary; two separate convictions of
third-degree possession of a controlled dangerous substance with
intent to distribute in a school zone; fourth-degree criminal
trespass; and fourth-degree receipt of stolen property.
The counts and charges in the indictment were initially
bifurcated for separate trials before the same jury, as required by
Ragland, supra, 105 N.J. at 193-96.
After both parties rested, the trial judge, sua sponte,
determined to simultaneously submit to the jury the charges against
defendant contained in both counts stating, in pertinent part:
With respect to the 2C charges, I'm going
to reconstitute the case, so to speak. The
trial was originally bifurcated because of the
concern with respect to the defendant's right
against self-incrimination and his prior
conviction, especially for burglary.
But what has happened, Mr. Wray has
elected to take the stand and that is now in
the case. I believe that the better procedure
at this juncture would be to reconstitute the
case as opposed to keeping it on a bifurcated
basis because I think the only effect could
possibly be to confuse or mislead the jury and
what I'm going to do here is I will tell the
jury that there are two counts for them to
consider and I did not mention that second
count for legal reasons and as we discussed .
. . there's a stipulation with respect to the
judgment of conviction which you'll the enter.
The defense interposed no objection to this procedure during
trial.See footnote 11 Prior to summations, the trial judge advised the jury, as
follows:
[B]efore the attorneys sum up, there will be
two counts for your consideration in this
case. As I originally said, you'll be
considering the charge of unlawful possession
of a weapon and you're also going to be
considering a charge of possessing a weapon
when prohibited to do so because of a prior
conviction.
For legal reasons I did not mention that
to you at the inception of the case, but you
will be considering both those charges in your
deliberations.
In charging the jury, the judge gave the following limiting
instruction concerning the use of defendant's prior convictions:
You have heard evidence that the
defendant has previously been convicted of
criminal offenses. This evidence may only be
used in determining the credibility or
believability of the defendant's testimony.
You may not conclude that the defendant
committed the crime charged in this case
simply because he committed a crime on another
occasion.
A jury has a right to consider whether a
person who has previously failed to comply
with society's rules as demonstrated through a
criminal conviction would be more likely to
ignore the oath requiring truthfulness on the
witness stand than a law-abiding citizen.
You may consider in determining this
issue the nature and degree of the prior
conviction and when it occurred.
Remember our law permits a conviction to
be received in evidence only for the purpose
of affecting the credibility of the defendant
and for no other purpose.
You are not, however, obligated to change
your opinion as to the credibility of the
defendant simply because of a prior
conviction. It is evidence you may consider
along with all the other factors we previously
discussed in determining credibility of
defendant.
. . . .
There are two offenses charged in the
indictment and they are separate offenses by
separate counts in the indictment. The
defendant is entitled to have his guilt or
innocence separately considered on each count
by the evidence which is relevant and material
to that particular charge based on the law as
I will give it to you.
After charging the jury concerning the elements that the State
must prove beyond a reasonable doubt on the unlawful possession
charge contained in count one, the judge then instructed the jury
concerning the elements that the State must prove beyond a
reasonable doubt on the possession of a weapon by a convicted felon
charge contained in count two, as follows:
Number one, the defendant is a person who
has been convicted of the crime of burglary
prior to November 10th, 1997.
Number two, Exhibit S-2 in evidence is a
prohibited weapon.
Number three, the defendant knowingly
possessed it on November 10, 1997.
Conviction means a judgment of conviction
entered by a court of competent jurisdiction
whether in New Jersey or anywhere else.
The word handgun means any pistol,
revolver or other firearm originally designed
or manufactured to be fired by the use of a
single hand.
I have already explained to you the legal
meaning of the terms knowingly and possession
so I will not repeat them.
In short, the three elements the State
must prove beyond a reasonable doubt are
first, the prior conviction; second, the
prohibited weapon; and third, knowing
possession.
If the State has failed to prove any
element beyond a reasonable doubt, you must
find the defendant not guilty.
The jury convicted defendant on both counts. Defendant moved
for a new trial, contending the failure to bifurcate trial of the
two counts and allowing the jury to deliberate on both charges at
the same time constituted error. In denying defendant's motion,
the trial judge stated, in pertinent part:
Now with respect to the prejudice to the
defendant. [State v. Ragland,
105 N.J. 189
(1986)] requires a bifurcated trial because of
the prejudice, being a defendant's prior
felony conviction. That would be the
prejudice. . . .
[I[n fact, the trial originally started here
with the concept that it would be bifurcated.
During the course of the trial, Mr. Wray
elected to take the stand. And during his
testimony it was elicited that he had a prior
conviction. That is the prejudice that
Ragland wanted to guard against by requiring
the bifurcation.
But here, since that was out, so-to-
speak, to the jury, the jury was aware of his
criminal record, where is there further
prejudice?
. . . .
As I said previously, this case
originally was started with the concept of a
bifurcation and Mr. Wray elected to take the
stand. When he took the stand his criminal
record was then exposed to the jury. And to
me that eliminates the requirement of
bifurcated trials, and at that point I think
it was better to combine the case, to treat it
as one case. I think it would be confusing to
the jury if I continued the case on a
bifurcated nature.
Then when we come around to the second
trial, I think a jury could probably be
confused as to why is this being done.
I don't see the prejudice to the
defendant. I'm going to deny that
application.
The State's motion for sentencing defendant to an extended
term of imprisonment as a persistent offender pursuant to N.J.S.A.
2C:44-3, was denied. On sentencing, on the second-degree
possession of a weapon by a convicted felon charge, the trial judge
imposed a term of imprisonment of eight years. On the third-degree
unlawful possession of a weapon conviction, defendant was sentenced
to a concurrent four-year term. Applicable mandatory fines and
penalties were also imposed.
On appeal, defendant presents the following arguments for our
consideration:
POINT I
THE TRIAL JUDGE'S DECISION TO REFUSE TO
BIFURCATE THE TRIAL OF THE CHARGE OF
POSSESSION OF A WEAPON BY A PREVIOUSLY
CONVICTED PERSON FROM THE OTHER COUNT IN THE
CASE, WAS ERROR; ADDITIONALLY, THE DEFENDANT'S
PRIOR CONVICTION SHOULD HAVE BEEN SANITIZED,
WHETHER OR NOT THE TRIAL WAS BIFURCATED,
BECAUSE, UNDER STATE v. ALVAREZ,
318 N.J.
SUPER. 137 (APP. DIV. 1999), DEFENDANT HAD
STIPULATED TO THE EXISTENCE OF THE PRIOR
CONVICTION.
POINT II
THE JUDGE'S RESPONSE TO A JURY QUESTION ABOUT
DEFENDANT'S ALIAS INCORRECTLY FAILED TO GIVE A
CAUTIONARY INSTRUCTION ON THAT ALIAS. (Not
Raised Below).
In addressing the unique problem presented when a defendant is
charged with unlawful possession of a weapon and possession of a
weapon by a convicted felon arising from the same incident, our
Supreme Court has noted:
The two charges must be tried separately since
proof that defendant was a convicted felon
(required in the trial of the latter charge)
clearly tends to prejudice the jury in
considering the former. If defendant is
convicted of unlawful possession of the
weapon, the trial of the latter charge
(possession by a convicted felon), unless most
carefully handled, can amount to a prohibited
directed verdict in a criminal case. This,
because the jury has already found by its
initial conviction that defendant possessed a
weapon.
. . . .
Absent careful instructions, the jury will
have been told, in effect, that it need not
find possession beyond a reasonable doubt
because it already found it in the prior
trial.
Such a case, where conviction of unlawful
possession then followed, using the same jury,
by a trial for possession by a convicted
felon, is a charade in the absence of
carefully limiting charges. Introduction of,
or reference to, the same jury's unlawful
possession conviction, leads to an almost
guaranteed conviction of the crime of
possession by a convicted felon. That such a
conviction is clearly warranted is beside the
point: the problem here is assuring that the
defendant is given a fair trial.
The charges are severed for the
protection of the defendant. Severance is
customary and presumably automatic where it is
requested because of the clear tendency of the
proof of the felony conviction to prejudice
trial of the separate charge of unlawful
possession of a weapon.
. . . .
It becomes essential, therefore, that the jury
be instructed in no uncertain terms to
consider anew the evidence previously admitted
but to disregard completely its prior verdict.
That there is a certain make-believe quality
in such an instruction must be conceded since
it is most unlikely that the jury will indeed
forget its prior verdict. Nevertheless, the
defendant is entitled to that instruction for
on the "new" trial, the defendant is entitled
to the presumption of innocence and, as a
consequence of that, to an instruction that
each and every material fact that makes up the
crime, including obviously the fact of
possession, must be proven by the State beyond
a reasonable doubt.
[Ragland, supra, 105 N.J. at 193-95; see also
State v. Ingenito,
87 N.J. 204 (1981).]
We conclude it was error for the trial judge to "reconstitute
the case" by submitting the possession of a weapon by a convicted
felon charge to the jury once defendant had testified. The issue
of "possession" of the weapon found in trunk of the vehicle
operated by defendant was contested. Through his testimony,
defendant presented the jury with a version of the incident which,
if accepted, established he did not "knowingly" possess the weapon.
This version was contrary to the testimony of Officer Galan that
defendant informed him of the presence of the weapon in the trunk
of the vehicle. Prior to testifying, defendant was properly
informed that if he elected to testify the prosecutor "will have an
opportunity to bring out your [prior] convictions . . . to impeach
your credibility." Having testified, defendant was entitled to a
careful limiting instruction that those prior convictions could
only be considered by the jury on the limited question of the
credibility of defendant's version. Brunson, supra, at 390. By
merging the two charges, the trial judge expanded the purpose for
admission of proof of his prior convictions from the "limited
purpose" of "credibility" into the dual purpose of the
"credibility" of defendant's version and that of "substance proof"
of the element of the criminal offense of possession of a weapon by
a convicted felon.
When defendant decided to testify, he was aware the two
charges were severed and admission of his prior convictions was
limited to the purpose of impeaching the credibility of his version
of the incident. When the trial judge decided to submit both
charges to the jury, the prior convictions improperly took on a
different significance, focus and meaning in the proceedings and in
the jury's deliberations.
The trial judge did instruct the jury that defendant's prior
convictions were received "in evidence only for the purpose of
affecting the credibility of the defendant and for no other
purpose[,]" and that "defendant is entitled to have his guilt or
innocence separately considered on each count[.]" However, when
charging the jury concerning the elements the State was required to
prove beyond a reasonable doubt on the possession of a weapon by a
convicted felon charge, the judge permitted the proof received of
defendant's prior burglary conviction on the issue of defendant's
credibility to then be considered by the jury as substantive proof
of an element of that offense. This instructed the jury to focus
on the conviction well beyond the question of impeachment of
defendant's credibility.
Since we have concluded that the failure to adhere to the
bifurcation guidelines contained in Ragland requires reversal, we
need not address defendant's remaining arguments.
Reversed and remanded for bifurcated trials.
Footnote: 1 1 In his motion for a new trial, defendant did assert that the failure to afford him bifurcated trials on the charges contained in the indictment was error and warranted a new trial.