SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
Olga Hrycak was charged with DWI in September of 2002. She also had
been convicted of DWI on two prior occasions. Her first DWI conviction occurred
in 1990. Her second DWI conviction occurred in 1999. She claimed her first
offense was uncounseled and moved to limit any period of incarceration to that
of a first-time offender in accordance with Laurick. The trial court granted her
motion and sentenced her as a first-time offender without any period of incarceration.
In the present case, Hrycak moved to be sentenced as a second-time offender.
She informed the court that on the occasion of her second DWI conviction,
based on her Laurick application, she was sentenced as a first-time offender. She
also argued that because more than ten years has passed between her first
conviction in 1990 and this one in 2002, she should be treated as
a second-time offender under the statute. The municipal court sentenced Hrycak as a
third-time offender to ninety days in jail with ninety days of community service,
fines, surcharges, penalty costs, and a ten-year suspension of her driving privileges. On
Hrycaks appeal to the Law Division, the court concluded that she should be
sentenced as a third-time offender and imposed the same sentence as the municipal
court. The Appellate Division affirmed the judgment.
This Court granted Hrycaks petition for certification.
HELD: We reaffirm our decision in Laurick that in the context of repeat
DWI offenses, the enhanced administrative penalties and fines may constitutionally be imposed but
that in the case of repeat DWI convictions based on uncounseled prior convictions,
the actual period of incarceration imposed may not exceed that for any counseled
DWI convictions.
1. In Laurick, we held that absent waiver of counsel, a prior uncounseled
conviction is invalid for the purpose of increasing a defendants loss of liberty.
In the context of repeat DWI offenses, this means that the enhanced administrative
penalties and fines may constitutionally be imposed but that in the case of
repeat DWI convictions based on uncounseled prior convictions, the actual period of incarceration
imposed may not exceed that for any counseled DWI convictions. In reaching that
conclusion, we canvassed the development of the United States Supreme Court doctrine concerning
the use of uncounseled convictions. We noted that in Baldasar v. Illinois, where
four members of the Court concluded that uncounseled prior convictions cannot be used
to enhance punishment, there was no majority opinion. We emphasized that because the
Baldasar ruling did not command a majority opinion, there must be doubt not
only of its vitality but of whether the United States Supreme Court would
ever extend its holding. We concluded that there is a core value to
Baldasar that we should follow: that an uncounseled conviction without waiver of the
right to counsel is invalid for the purpose of increasing a defendants loss
of liberty. Several years after our decision in Laurick, the United States Supreme
Court resolved the uncertainty created by Baldasar when it decided Nichols. The Court
overruled Baldasar, and held that consistent with the Sixth and Fourteenth Amendments of
the Constitution, an uncounseled misdemeanor conviction is also valid when used to enhance
punishment at a subsequent conviction. (pp. 8-10)
In 1998, in State v. Latona, the Appellate Division panel stated as to
Baldasar, that it was satisfied that there is a core value to Baldasar
that it should follow, an uncounseled conviction without waiver of the right to
counsel is invalid for the purpose of increasing a defendants loss of liberty.
We are in accord with the view expressed by the panel. Our decision
in Laurick, wholly apart from the rationale in Baldasar, relied upon Rodriguez v.
Rosenblatt. In Rodriguez, we emphasized our long held view that criminal defendants have
a right to counsel. We recognized that it was not yet known whether
the Supreme Court would limit to felony cases the Sixth Amendment right to
counsel, but that other courts had done so. Ultimately, we determined that although
not constitutionally or legislatively compelled, considerations of fairness dictate that appropriate steps be
taken to protect unrepresented indigent defendants against injustices which may result from their
inability to cope fairly with municipal court charges against them. We confirmed that
holding in Laurick, where we emphasized the importance of advisement of the right
to counsel when defendants are indigent and face a potential consequence of magnitude.
Our current Court Rules provide that every person charged with a non-indictable offense
shall be advised of his or her right to retain counsel and, if
indigent and entitled by law to the appointment of counsel, of his or
her right to have counsel assigned without cost. Thus, we provide for the
right to counsel in DWI cases because the defendant faces a consequence of
magnitude. (pp. 10-14)
3. We reaffirm our decision in Laurick that in the context of repeat DWI
offenses, the enhanced administrative penalties and fines may constitutionally be imposed but that
in the case of repeat DWI convictions based on uncounseled prior convictions, the
actual period of incarceration imposed may not exceed that for any counseled DWI
convictions. A prior uncounseled DWI conviction of an indigent is not sufficiently reliable
to permit increased jail sanctions under the enhancement statute. A contrary conclusion would
severely undermine the policy embodied in Rodriguez and our Court Rules. (pp. 14-15)
A defendant is faced with a three-step undertaking in proving that a prior
uncounseled DWI conviction should not serve to enhance the jail component of a
sentence imposed on a subsequent DWI conviction. The defendant has the burden of
proving in a second or subsequent DWI proceeding that he or she did
not receive notice of the right to counsel in the prior case. He
or she must then meet the two-tiered Laurick burden. If defendant proves that
notice of the right to counsel was not provided, the inquiry is then
bifurcated into whether the defendant was indigent or not indigent. If the defendant
was indigent, the defendant must prove that the DWI conviction was a product
of an absence of notice of the right to assignment of counsel and
non-assignment of such counsel without waiver. If the defendant was not indigent at
the time of the prior uncounseled conviction, the defendant should have the right
to establish such lack of notice as well as the absence of knowledge
of the right to be represented by counsel of ones choosing and to
prove that the absence of such counsel had an impact on the guilt
or innocence of the accused or otherwise wrought a miscarriage of justice for
the individual defendant. Here, assuming Hrycak met the entirety of her burden with
respect to her first DWI conviction, the maximum period of incarceration that she
could have received a third-time offender with one prior uncounseled offense was ninety
days. (pp. 15-16)
5. Hrycak argues that her sentence of a ninety-day prison term and a ninety-day
community service requirement constitutes a greater period of incarceration than that provided for
a second-time DWI offender. We agree. The second-time offender provision directs that a
person shall be sentenced to imprisonment for a term of not less than
48 consecutive hours nor more than 90 days. For a second violation, the
court must impose community service for a period of 30 days. However, for
a third or subsequent DWI violation, the law provides that the person shall
be sentenced to imprisonment for a term of not less than 180 days,
except that the court may lower such term for each day, not exceeding
90 days, served performing community service. Therefore, in order for Hrycak to be
required to serve ninety days of community service, the court had to first
impose a period of incarceration of 180 days and then lower it for
each day of the ninety days of community service. That would be an
impermissible sentence as applied to Hrycak because it is equivalent to a period
of incarceration greater than ninety days. We recognize, however, that the legislative intent
could not have been to provide a greater penalty for a second-time offender
(a maximum of ninety days imprisonment and thirty days community service) than for
a third-time offender with one prior uncounseled conviction (a maximum of ninety days
imprisonment with no community service). (pp. 16-18)
Recently, we faced a comparable anomaly. In Reiner, the question was whether the
heightened penalties contained in N.J.S.A. 39:4-50(g), applicable upon conviction of a second DWI
offense within 1,000 feet of school property, may be imposed when a defendants
first DWI offense did not occur within a school zone. We held that
although the defendant was a first-time offender in respect of the subsection (g)
conviction, because he was a second-time offender of subsection (a) (a DWI conviction
without regard to a school zone), the defendant should be sentenced in accordance
with the first-time subsection (g) penalties, and with the enhanced penalties for a
second-time offender under subsection (a). We reach a similar result in the present
case. We read the DWI statute for a third-time offender with one prior
uncounseled DWI conviction to allow for the imposition of incarceration no greater than
that for a second-time offender, i.e., ninety days, and to allow for the
imposition of the second-time offender requirement of thirty days of community service. (pp.
18-19)
Although Hrycak informed both the municipal court and the Law Division that Laurick
required that she be sentenced as a second-time DWI offender, neither trial court
decided whether the first DWI conviction was uncounseled. We remand for Hrycak to
establish her Laurick burden with respect to her first DWI conviction. If Hrycak
fails to do so, the previously imposed sentence stands. If Hrycak satisfies her
Laurick burden, the trial court shall impose a period of incarceration not to
exceed the maximum period of incarceration that the Legislature has proscribed for a
second-time DWI offender and the administrative penalties for a third-time DWI conviction, along
with the period of community service provided for a second-time DWI offender. (pp.
19-20)
The matter is REVERSED and REMANDED to the Law Division for further proceedings
consistent with this opinion.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ZAZZALI, ALBIN and RIVERA-SOTO join in
JUSTICE WALLACEs opinion.
SUPREME COURT OF NEW JERSEY
A-
18 September Term 2004
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
OLGA HRYCAK,
Defendant-Appellant.
Argued May 3, 2005 Decided July 20, 2005
On certification to the Superior Court, Appellate Division.
Michael P. Hrycak argued the cause for appellant.
James L. McConnell, Assistant Prosecutor, argued the cause for respondent (Wayne J. Forrest,
Somerset County Prosecutor, attorney).
JUSTICE WALLACE, JR. delivered the opinion of the Court.
This case involves the maximum jail sentence that may be imposed on a
third-time offender under the Driving While Intoxicated (DWI) statute, N.J.S.A. 39:4-50, when one
of the prior convictions was uncounseled. The Municipal Court sentenced defendant as a
third-time offender and imposed a ninety-day county jail sentence with ninety days of
community service. The Superior Court, Law Division imposed the same sentence and the
Appellate Division affirmed in an unpublished opinion.
We held in State v. Laurick,
120 N.J. 1, 16 (1990), cert. denied,
498 U.S. 967,
111 S. Ct. 429,
112 L. Ed.2d 413 (1990),
the maximum jail sentence that could be imposed on a third-time offender of
the DWI statute with one prior uncounseled conviction was the maximum jail sentence
that could be imposed for a second-time offender, i.e. ninety days, but that
the enhanced administrative penalties and fines for a third-time offender should be imposed.
Subsequent to our decision in Laurick, the United States Supreme Court held that
an uncounseled prior conviction may be relied upon to enhance the sentence for
a subsequent offense, even though that sentence entails imprisonment. Nichols v. United States,
511 U.S. 738, 746-47,
114 S. Ct. 1921, 1927,
128 L. Ed.2d 745, 754 (1994).
We granted defendants petition for certification to reconsider our decision in Laurick. We
now reaffirm our holding in Laurick that an uncounseled DWI conviction may not
be used to enhance the period of incarceration for a subsequent offense. Supra,
120 N.J. at 16. We reverse and remand for a determination of whether
defendants first DWI conviction was uncounseled, and if so, the maximum jail sentence
that may be imposed shall not exceed the maximum jail sentence permitted for
a second-time DWI offender.
[N.J.S.A. 39:4-50(a)(3).]
[Supra, 120 N.J. at 16.]
In reaching that conclusion, we canvassed the development of the United States Supreme
Court doctrine concerning the use of uncounseled convictions. We noted the holding in
Gideon v. Wainwright,
372 U.S. 335,
83 S. Ct. 792,
9 L. Ed. 2d 799 (1963), that there is a sixth-amendment right to counsel in [all]
felony cases[,] but pointed out that for misdemeanor offenses there is a right
to counsel only if the conviction results in imprisonment. Id. at 7 (citing
Argersinger v. Hamlin,
407 U.S. 25,
92 S. Ct. 2006,
32 L. Ed. 2d 530 (1972)). In particular, we agreed with the Appellate Division that following
Gideon, the Court consistently held that because an uncounseled felony conviction was constitutionally
invalid--and therefore void-it could not be put to other uses in court. Id.
at 13-14 (quoting State v. H.G.G.,
202 N.J. Super. 267, 274 (App. Div.
1985)). The holdings were contrasted with Argersinger, supra,
407 U.S. 25,
92 S.
Ct. 2006,
32 L. Ed.2d 530, where the Supreme Court disallowed imprisonment
for an uncounseled offense, but did not prohibit use of such uncounseled conviction
to deny expungement of another conviction. Id. at 14 (citation omitted).
We noted that in Baldasar v. Illinois,
446 U.S. 222,
100 S. Ct. 1585,
64 L. Ed.2d 169 (1980), there was no majority Court opinion.
Ibid. We explained that four members of the Court concluded that [u]ncounseled prior
convictions cannot be used to enhance punishment by convert[ing] a subsequent misdemeanor into
a felony with a prison term. Ibid. We emphasized, however, that because the
Baldasar ruling did not command a [majority] Court opinion, there must be doubt
not only of its vitality but of whether the Supreme Court would ever
extend its holding. Id. at 15. We concluded that
[a]lthough we have genuine doubt, then, about the conclusive effect of Baldasar, we
prefer not to try to divine the further course of the Court in
this area. We are satisfied that there is a core value to Baldasar
that we should follow: that an uncounseled conviction without waiver of the right
to counsel is invalid for the purpose of increasing a defendants loss of
liberty. In the context of repeat DWI offenses, this means that the enhanced
administrative penalties and fines may constitutionally be imposed but that in the case
of repeat DWI convictions based on uncounseled prior convictions, the actual period of
incarceration imposed may not exceed that for any counseled DWI convictions. For example,
a third offender with one prior uncounseled conviction could not be sentenced to
more than ninety days imprisonment.
[Id. at 16.]
Several years after our decision in Laurick, the United States Supreme Court resolved
the uncertainty created by Baldasar when it decided Nichols, supra,
511 U.S. 738;
114 S. Ct. 1921,
128 L. Ed.2d 745. The Court considered the
question whether it was unconstitutional to consider defendants previous uncounseled misdemeanor conviction at
the sentencing for a subsequent offense. Id. at 740, 114 S. Ct. at
1924. The Court answered the question in the negative, overruled the decision in
Baldasar, and held that consistent with the Sixth and Fourteenth Amendments of the
Constitution, [] an uncounseled misdemeanor conviction, . . . is also valid when
used to enhance punishment at a subsequent conviction. Id. at 748-49, 114 S.
Ct. at 1928.
We are satisfied that there is a core value to Baldasar that we
should follow: that an uncounseled conviction without waiver of the right to counsel
is invalid for the purpose of increasing a defendants loss of liberty.
For present purposes, we are bound to adhere to Laurick, and to the
core value expressed, which we find to be applicable to this case.
[Ibid. (internal citations omitted.)]
We are in accord with the view expressed by Judge Kimmelman. Our decision
in Laurick, wholly apart from the rationale in Baldasar, relied upon Rodriguez v.
Rosenblatt,
58 N.J. 281 (1971). Supra, 120 N.J. at 7-14. In Rodriguez, we
addressed the question whether indigent defendants charged with disorderly person offenses were entitled
to have assigned counsel. Supra, 58 N.J. at 283. In answering that question
in the affirmative, we emphasized our long held view that criminal defendants have
a right to counsel. Id. at 285. We recognized that it was not
yet known whether the Supreme Court would limit to felony cases the Sixth
Amendment right to counsel established in Gideon, but that other courts had done
so. Id. at 286. Ultimately, we determined that although not constitutionally or legislatively
compelled, considerations of fairness dictate that appropriate steps be taken to protect unrepresented
indigent defendants against injustices which may result from their inability to cope fairly
with municipal court charges against them. Id. at 294. In the sound administration
of justice in our courts and to protect the proper interests of the
defendant[,] ibid., we concluded that as a matter of simple justice, no indigent
defend[a]nt should be subjected to a conviction entailing imprisonment in fact or other
consequence of magnitude without first having had due and fair opportunity to have
counsel assigned without cost. Id. at 295.
We confirmed that holding in Laurick, where we emphasized the importance of individual
advisement [of the right to counsel] when defendants are indigent and face a
potential consequence of magnitude. Supra, 120 N.J. at 8. We then addressed what
should happen if an indigent defendant were nevertheless not informed of his or
her rights and pled guilty. Ibid. We concluded that the defendant in a
subsequent DWI proceeding should have the right to establish that such notice was
not given in his or her earlier case, and that . . .
the DWI conviction was a product of an absence of notice of the
right to assignment of counsel and non-assignment of such counsel without waiver. Id.
at 11. On the other hand, if the defendant was not indigent and
was not informed of those rights, than he or she would have to
prove that the absence of such counsel had an impact on the guilt
or innocence of the accused or otherwise wrought a miscarriage of justice for
the individual defendant. Ibid. (quoting State v. Cerbo,
78 N.J. 595, 607 (1979)).
We sought to institute procedures that would assist in providing a record to
evidence that the court informed the defendant of his right to counsel. We
stated that [i]n the future, the hard-copy judgment of conviction in DWI cases
should contain a notation by the municipal court that the Rodriguez notice has
been given and counsel waived. Id. at 12.
Having recognized earlier in the opinion that a defendant may not raise on
collateral attack issues that might reasonably have been raised in a direct appeal[,]
id. at 9, we then discussed whether the uncounseled conviction was nevertheless invalid
for enhancement in sentencing. Id. at 13. It was in that context that
we reviewed the holding in Baldasar and recognized that because the ruling in
Baldasar did not command a Court opinion, there must be doubt not only
of its vitality but of whether the Supreme Court would ever extend its
holding. Id. at 15.
We note also that prior to our decision in Rodriguez, our Court Rules
provided for the right to counsel for certain non-indictable offenses. See Pressler, Current
N.J. Court Rules, comment 4 on R. 7:3-2 (2005). Our current Court Rules
provide that every person charged with a non-indictable offense shall be advised of
his or her right to retain counsel and, if indigent and [constitutionally or
otherwise] entitled by law to the appointment of counsel, [of his or her]
right to have counsel assigned without cost. R. 3:4-2(c)(3).
See footnote 1
Thus, we provide for
the right to counsel in DWI cases because the defendant faces a consequence
of magnitude. Rodriguez, supra, 58 N.J. at 295.
[Ibid. (quoting Cerbo, supra, 78 N.J. at 607).]
Here, assuming defendant met the entirety of her burden with respect to her
first DWI conviction, the maximum period of incarceration that she could have received
as a third-time offender with one prior uncounseled offense was ninety days. The
other enhanced administrative penalties for repeat-offenders were still required. Laurick, supra, 120 N.J.
at 16.
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
OLGA HRYCAK,
Defendant-Appellant.
DECIDED July 20, 2005
Chief Justice Poritz PRESIDING
OPINION BY Justice Wallace
CONCURRING/DISSENTING OPINIONS BY
DISSENTING OPINION BY
CHECKLIST
Footnote: 1
[T]his rule derives from R[ule] 3:4-2(b), where it had been reallocated, as
part of the 1995 revision of Part III from R[ule] 3:27-2[,] [which] had
been adopted as part of the 1969 revision and was substantially the same
as the source rule adopted in June, 1967. Pressler, supra, comment 4 on
R. 7:3-2.
Footnote: 2
The statute was amended, effective January 20, 2004, to eliminate the community
service provision. Instead, the court may now lower the 180 days in jail
for each day, not exceeding 90 days, served participating in a drug or
alcohol inpatient rehabilitation program . . . . N.J.S.A. 39:4-50(a)(3)(Supp. 2004).