SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1471-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
PAUL OLSVARY,
Defendant-Appellant.
Argued - January 15, 2003 -- Decided January 31, 2003
Before Judges Conley, Carchman and Parrillo.
On appeal from Superior Court, Law Division,
Criminal Part, Monmouth County, Ind. Nos.
00-12-02084; 01-07-00781; 00-12-01481.
James M. McGovern argued the cause for appellant
(Lomurro, Davison, Eastman & Munoz, attorneys;
Donald M. Lomurro and Michael J. Fasano, on the brief).
Mark P. Stalford, Assistant Prosecutor, argued the
cause for respondent (John Kaye, Monmouth County
Prosecutor, attorney; Mr. Stalford, Assistant
Prosecutor, of counsel).
The opinion of the court was delivered by
CONLEY, P.J.A.D.
Following a guilty plea to fourth-degree criminal sexual
contact, N.J.S.A. 2C:14-3b, and fourth-degree violation of a prior
sentence of community supervision for life, N.J.S.A. 2C:43-6.4d,See footnote 11
defendant was sentenced to an extended term of three years on the
N.J.S.A. 2C:43-6.4d conviction and a concurrent eighteen-month term
on the N.J.S.A. 2C:14-3b conviction, along with the necessary fines
and penalties. All agree that N.J.S.A. 2C:43-6.4e(1) mandates an
"extended term of imprisonment" for persons who have, previously,
been sentenced to a community supervision for life for certain
sexual crimes, including defendant's prior conviction of N.J.S.A.
2C:24-4, where that person thereafter commits certain specific
crimes, including defendant's present conviction of fourth-degree
sexual contact under N.J.S.A. 2C:14-3. It is, as well, agreed that
the Code provision which establishes the parameters to guide
sentencing judges on extended terms of imprisonment, N.J.S.A.
2C:43-7a, and which makes reference to "the cases designated in
subsection e of section 2 of P.L. 1994, c. 130 (c. 2C:43-6.4),"
nonetheless, does not establish any parameters for a N.J.S.A.
2C:43-6.4e(1) mandated extended term.
In full, N.J.S.A. 2C:43-7 provides:
a. In the cases designated in section 2C:44-3,
a person who has been convicted of a crime may
be sentenced, and in the cases designated in
subsection e. of section 2 of P.L.1994, c. 130
(C. 2C:43-6.4), in subsection b. of section 2
of P.L.1995, c. 126 (C.2C:43-7.1) and in the
cases designated in section 1 of P.L.1997, c.
410 (C. 2C:44-5.1), a person who has been
convicted of a crime shall be sentenced, to an
extended term of imprisonment, as follows:
(1) In case of aggravated manslaughter
sentenced under subsection c. of N.J.S.
2C:11-4; or kidnapping when sentenced as a
crime of the first degree under paragraph (1)
of subsection c. of 2C:13-1; or aggravated
sexual assault if the person is eligible for
an extended term pursuant to the provisions of
subsection g. of N.J.S. 2C:44-3 for a specific
term of years which shall be between 30 years
and life imprisonment;
(2) Except for the crime of murder and except
as provided in paragraph (1) of this
subsection, in the case of a crime of the
first degree, for a specific term of years
which shall be fixed by the court and shall be
between 20 years and life imprisonment;
(3) In the case of a crime of the second
degree, for a term which shall be fixed by the
court between 10 and 20 years;
(4) In the case of a crime of the third
degree, for a term which shall be fixed by the
court between five and 10 years;
(5) In the case of a crime of the fourth
degree pursuant to 2C:43-6c. and 2C:44-3d. for
a term of five years, and in the case of a
crime of the fourth degree pursuant to
2C:43-6f. and 2C:43-6g. for a term which shall
be fixed by the court between three and five
years;
(6) In the case of the crime of murder, for a
specific term of years which shall be fixed by
the court between 35 years and life
imprisonment, of which the defendant shall
serve 35 years before being eligible for
parole;
(7) In the case of kidnapping under paragraph
(2) of subsection c. of 2C:13-1, for a
specific term of years which shall be fixed by
the court between 30 years and life
imprisonment, of which the defendant shall
serve 30 years before being eligible for
parole.
b. As part of a sentence for an extended term
and notwithstanding the provisions of 2C:43-9,
the court may fix a minimum term not to exceed
one-half of the term set pursuant to
subsection a. during which the defendant shall
not be eligible for parole or a term of 25
years during which time the defendant shall
not be eligible for parole where the sentence
imposed was life imprisonment; provided that
no defendant shall be eligible for parole at a
date earlier than otherwise provided by the
law governing parole.
c. In the case of a person sentenced to an
extended term pursuant to 2C:43-6c., 2C:43-6f.
and 2C:44-3d., the court shall impose a
sentence within the ranges permitted by
2C:43-7a.(2), (3), (4) or (5) according to the
degree or nature of the crime for which the
defendant is being sentenced, which sentence
shall include a minimum term which shall,
except as may be specifically provided by
N.J.S.2C:43-6f., be fixed at or between
one-third and one-half of the sentence imposed
by the court or five years, whichever is
greater, during which the defendant shall not
be eligible for parole. Where the sentence
imposed is life imprisonment, the court shall
impose a minimum term of 25 years during which
the defendant shall not be eligible for
parole, except that where the term of life
imprisonment is imposed on a person convicted
for a violation of N.J.S.2C:35-3, the term of
parole ineligibility shall be 30 years.
d. In the case of a person sentenced to an
extended term pursuant to N.J.S.2C:43-6g., the
court shall impose a sentence within the
ranges permitted by N.J.S.2C:43-7a(2), (3),
(4) or (5) according to the degree or nature
of the crime for which the defendant is being
sentenced, which sentence shall include a
minimum term which shall be fixed at 15 years
for a crime of the first or second degree,
eight years for a crime of the third degree,
or five years for a crime of the fourth degree
during which the defendant shall not be
eligible for parole. Where the sentence
imposed is life imprisonment, the court shall
impose a minimum term of 25 years during which
the defendant shall not be eligible for
parole, except that where the term of life
imprisonment is imposed on a person convicted
of a violation of N.J.S.2C:35- 3, the term of
parole eligibility shall be 30 years.
[Emphasis added.]
It is readily apparent from the face of the statute that the
Legislature omitted any specific parameters for fourth-degree
N.J.S.A. 43-6.4e(1) extended terms.
This became a major subject of defendant's negotiated plea.
Ultimately, the plea agreement provided for a three-year term in
the event the sentencing judge concluded the parameters for
extended sentences on certain fourth-degree crimes set forth in
N.J.S.A. 2C:43-7a(5) encompassed defendant's conviction of N.J.S.A.
2C:43-6.4d and the required extended term under N.J.S.A. 2C:43-
6.4e(1). In the event the judge disagreed, the State agreed to
probation with long-term inpatient treatment as a condition.
Anticipating an appeal, the State also agreed to bail pending
appeal in the event defendant was in a long-term inpatient
treatment program at the time of sentencing.See footnote 22
In acceding to the State's position, the sentencing judge
said:
The legal issue in this case developed
because under N.J.S.A. 2C:43-6.4e(1) "A person
serving a special sentence of community
supervision imposed pursuant to this section
who commits a violation of," and then it lists
a series of violations, and in this case,
2C:14-3 "shall be sentenced to an extended
term of imprisonment." Under N.J.S.A. 2C:43-
7a in the cases designated in subsection e of
2C:43-6.4 "a person who has been convicted of
a crime shall be sentenced to an extended term
of imprisonment as follows."
However, there is no specific sentence
stated for a fourth degree offense in general
under the extended term sentencing scheme and
there is no specific sentence referenced for
N.J.S.A. 2C:14-3 or N.J.S.A. 2C:43-6.4e(1).
The defense relies on State v. Fair Lawn
Service Center, Inc.,
20 N.J. 468, 472 (1956),
for the proposition that "A criminal statute
without a penalty clause is of no force and
effect." The defense also points to State v.
Hodge,
95 N.J. 369, 374 (1984), where the
Supreme Court said that "Statutes rendering
criminal behavior and fixing the applicable
penalties must do so in terms that cannot
arguably be misunderstood and must be
construed so as to avoid the unfairness of
arbitrary enforcement." . . . .
The Court is well aware that criminal
statutes must be strictly construed. State v.
Austin,
335 N.J. Super. 486, 489 (App. Div.
2000). "It is also" and "also" is in parens,
"well established in construing a statutory
provision, courts must seek to fulfill the
statutory objective so far as the terms of the
legislature and proper consideration of the
interest of those subject to it will fairly
permit." State v. Haliski,
140 N.J. 1, 9
(1995).
It is clear that under N.J.S.A. 2C:43-
6.4e(1) and under N.J.S.A. 2C:43-7(a), the
legislature intended that an extended term
apply where a defendant pled or was found
guilty of criminal sexual contact and was
serving a special sentence of community
supervision for life. Should the apparent
legislative oversight in not including
N.J.S.A. 2C:43-6.4e(1) in N.J.S.A. 2C:43-7a(5)
frustrate the imposition of an extended term
in this case?
The general sentencing scheme for an
extended term sentence as set forth in
N.J.S.A. 2C:43-7 is to provide for a sentence
one degree higher than the underlying crime
unless the statute specifically provides
otherwise.
Under N.J.S.A. 2C:43-7a(5), some fourth
degree crimes exposed to extended terms carry
a three to five year sentence and some a five
year sentence. Therefore, the Court feels
that a plea agreement calling for a mandated
three year term for criminal sexual contact
committed while on community supervision for
life should be followed.
A three year sentence is certainly within
the legislative scheme for extended term
sentencing, and not to impose an extended term
would clearly frustrate the legislative
intent. The legislature has provided the
penalty, an extended term, and despite the
legislative oversight, it is clear to this
Court that three years is an appropriate
penalty in this case that would not deviate
from the Legislative scheme in imposing
extended terms.
"Where a statute fails to provide a penalty it has been
uniformly held that it is beyond the power of the Court to
prescribe a penalty." State v. Fair Lawn Service Center, supra, 20
N.J. at 473. See also State v. Hodge, supra, 95 N.J. at 374
("statutes rendering behavior criminal and fixing applicable
penalties must do so in terms that cannot be originally
misunderstood and must be construed 'so as to avoid the unfairness
of arbitrary enforcement.'"). The sentencing judge recognized
these were the governing principles and properly observed that a
form of penalty, an extended term, was specified by the
Legislature.
But the difficulty here is that the Legislature has specified
only half a penalty where a defendant has committed an offense that
subjects him or her to an extended term under N.J.S.A. 2C:43-
6.4e(1). That is to say, it has mandated that the sentence to be
imposed must be "extended." But "extended" to what? As reflected
by our own recitation in full of the Code provisions which fill in
the "to what," N.J.S.A. 2C:43-7, the "to what" is not provided for
an N.J.S.A. 2C:43-6.4d fourth-degree offense. A sentencing judge's
discretion then, is, literally, unbridled.
Penal statutes, of course, must be strictly construed. E.g.,
State v. Carbone,
38 N.J. 19, 24 (1962); State v. Meinken,
10 N.J. 348, 352 (1952). Crimes and their sanctions must be defined with
appropriate definiteness. See State v. Fair Lawn Service Center,
Inc., supra, 20 N.J. at 472. But not all penal ambiguities are
fatal. Thus, it has generally been said that "in case of doubt
concerning the severity of the penalty prescribed by a statute
construction will favor a milder penalty over a harsher one." 3
Sutherland, Statutory Construction, Sec. 59.03 at 7 (4 ed. Sands
1974). For example, in In re DeMarco Suspension,
83 N.J. 25
(1980), the penalty statute applicable to a doctor, who had had his
license revoked for causing ninety-two cases of hepatitis, was
ambiguous as to whether a $200 penalty should be imposed on each
case or on the overall conduct. The Court opted for $200 a case,
observing:
The rule that penal statutes are to be
strictly construed has as its heart the
requirement of due process. No one shall be
punished for a crime unless both that crime
and its punishment are clearly set forth in
positive law. It does not invariably follow,
however, that every time someone can create an
argument as to the meaning of a penal
sanction, the statute is impermissibly vague,
or that the lowest penalty arguably applicable
must be imposed. Numerous cases have rejected
this approach. . . .
The question ultimately is one of
fairness, given the statute and its
provisions, and given the situation of the
defendant. Should he have understood that his
conduct was proscribed, should he have
understood that the penalty about to be
imposed was the sanction intended by the
Legislature? The test is whether the statute
gives a person of ordinary intelligence fair
notice that his conduct is forbidden and
punishable by certain penalties.
[Id. at 36.]
Here, there is no ambiguity _ the plain fact is the only
statutory provision, N.J.S.A. 2C:43-7, that could supply the
necessary parameters for an extended term under N.J.S.A. 2C:43-
6.4e(1) does not do so. And, we cannot agree with the State or the
sentencing judge that N.J.S.A. 2C:43-7 establishes a clear pattern
that mandated extended terms should follow the range established
for the next higher degree crime. With specific exceptions, that
is the scheme established for first-, second- and third-degree
crimes warranting extended terms. N.J.S.A. 2C:43-7a(2),(3),(4).
But fourth-degree crimes are differently treated in that N.J.S.A.
2C:43-7a(5) provides for specific set ranges depending upon the
precise crime.
Moreover, that the Legislature understood the need to
expressly set forth in N.J.S.A. 2C:43-7 the range of an extended
term applicable to a particular crime or type of crime is reflected
by the fact that when it has enacted separate provisions mandating
an extended term, N.J.S.A. 2C:43-7 has been simultaneously amended
to include reference to that crime and to establish a specific
range therefore. See L. 1997, c. 410, § 2; L. 1995, c. 126, § 3;
L. 1994, c. 130, § 3; L. 1990, c. 87, § 3.See footnote 33 Indeed, the
legislative history of these amendments reflects a correction "by
the Legislative Counsel with the concurrence of the Attorney
General under the authority of § 1:3-1" for omission of the
necessary specificity in the L. 1994, c. 130, § 3 amendment.
Interestingly, it was the same amendment which provided for an
extended term under N.J.S.A. 2C:43-6.4e(1) and made general
reference to that in N.J.S.A. 2C:43-7(a) but omitted a specific
range for the offense in subsection (5). Yet the Legislative
Counsel failed to correct this oversight while another "oversight"
in that amendment was corrected. Moreover, had it done so, would
the correction have been to add a general provision in N.J.S.A.
2C:43-7a(5) to the effect that an extended term in general for
fourth-degree crimes would be set by the sentencing court between
three to five years? Or, perhaps, where the fourth-degree crime
involves an N.J.S.A. 2C:43-6.4d violation of a community
supervision for life, would the discretion of the sentencing judge
have been governed by a range of eighteen months to three years, or
eighteen months to five years? That, of course, is not for us to
fathom. That is a matter for the Legislature.
We, like the sentencing judge, are loath to frustrate the
plain intent of N.J.S.A. 2C:43-6.4e(1). But we are convinced that
omission of the parameters within which a sentencing judge may
impose such an extended term is fatal. Without the parameters, the
sentencing judge's discretion becomes unfettered, a result that is
not countenanced. If we are wrong, the Supreme Court will tell us.
If we are not, the Legislature will fix it.
Defendant's three-year sentence on the fourth-degree
conviction of N.J.S.A. 2C:43-6.4d is reversed and remanded for
further proceedings consistent with this opinion and with the
parties' plea agreement. Since, it appears that defendant has
already served the long-term inpatient program, it may be that all
that is required on remand is to enter a corrected judgment
vacating the three-year term and imposing a period of probation
with such other conditions as may be consistent with the agreement.
Reversed and remanded.
Footnote: 1 1The community supervision for life had been imposed in 1998 as part of a sentence on defendant's 1998 conviction of endangering the welfare of a child, N.J.S.A. 2C:24-4a. Footnote: 2 2The record indicates that, pending appeal, defendant is on $50,000 bail. We were told at oral argument that defendant has completed a long-term inpatient program and presently is in an aftercare program. Footnote: 3 3Where the offense for which an extended term is imposed is a first, second or third degree offense, the amendment to N.J.S.A. 2C:43-7 simply adds the statutory designation for the offense to section (a) as subsections (2), (3) and (4) already provide for the parameters of extended term for such offenses. But when the extended term is imposed on a fourth-degree offense, the amendment therefore not only adds the statutory designation to section (a), but also adds to subsection (5) a specific term for the offense.