SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4333-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
REGINALD MOULTRIE,
Defendant-Appellant.
_________________________________________________________________
Submitted December 11, 2002 - Decided February 26, 2003
Before Judges Kestin, Fall and Weissbard.
On appeal from Superior Court of New
Jersey, Law Division, Essex County,
00-12-3502.
Yvonne Smith Segars, Public Defender,
attorney for appellant (Robert Seelenfreund,
Assistant Deputy Public Defender, of counsel
and on the brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Johanna Barba,
Deputy Attorney General, of counsel and on
the brief).
The opinion of the court was delivered by
WEISSBARD, J.A.D.
Defendant, Reginald Moultrie, was charged with third degree
possession of heroin, N.J.S.A. 2C:35-10a(1) (count one); third
degree possession of heroin with intent to distribute, N.J.S.A.
2C:35-5b(3) (count two); third degree possession of heroin with
intent to distribute within 1,000 feet of school property,
N.J.S.A. 2C:35-7 (count three); second degree possession of
heroin with intent to distribute within 500 feet of a public
housing facility, N.J.S.A. 2C:35-7.1 (count four); fourth degree
aggravated assault against Officer D. Bartell, N.J.S.A. 2C:12-
1b(5)(a) (count five); fourth degree aggravated assault against
Officers Reginald Holloway and Vito D'Alessio, N.J.S.A. 2C:12-
1b(5)(a) (count six); fourth degree criminal trespass, N.J.S.A.
2C:18-3 (count seven); third degree escape, N.J.S.A. 2C:29-5a
(count eight); and third degree resisting arrest, N.J.S.A. 2C:29-
2 (count nine)See footnote 11.
At defendant's jury trial, the seventh count of the
indictment, charging criminal trespass, was dismissed by the
court. The jury acquitted him of all remaining charges except
count eight, third degree escape. Upon his conviction, defendant
was sentenced to a five-year prison term and appropriate
penalties were also imposed.
Sometime during the late afternoon of June 14, 2000,
defendant and his girlfriend, Kamila Davis, visited Ms. Davis's
mother at her home in the housing projects on Grafton Avenue in
Newark. That same day, in the same area, members of the Essex
County Sheriff's Bureau of Narcotics and Drug Enforcement were
acting undercover, in an unmarked gold minivan, for the purpose
of apprehending drug dealers in the area.
Shortly after 7:45 p.m., Detective D'Alessio drove the
unmarked minivan into the parking lot between 1905 and 1925
McCarter Highway. Upon seeing defendant standing on the corner,
the officers pulled up to defendant, who approached the van and
informed the undercover officers, "I got diesel." Detective
Moreno recognized the term as the street name for heroin and
replied with a number two hand signal. Defendant stepped closer
to the van, reached into his pocket, and pulled out a bundle of
glassine bags. Upon observing the heroin, the detectives showed
their badges and said, "Police!" Simultaneously, the officers
jumped from the van and pursued the fleeing defendant on foot.
Officer Holloway apprehended defendant from the first floor
of 1925 Grafton Avenue. MirandaSee footnote 22 warnings were administered and
defendant was brought to the police vehicle to be monitored by
Detective Bartell, while the rest of the area was searched.
During the search, the officers recovered a bundle of seven
glassine bags of heroin marked "G-Code" in green, which they
alleged defendant discarded while running from them.
Additionally, the officers found three more bundles of heroin
with the same green markings on the first floor.
While the other officers searched the premises, defendant
complained to Detective Bartell that his handcuffs were
restricting his blood flow. Detective Bartell unlocked the
police vehicle and approached the passenger side door, intending
to alleviate defendant's discomfort. At this time defendant
kicked the door and knocked the officer to the ground. Still
handcuffed, defendant "bolted from the vehicle." Detective
Bartell immediately radioed the other officers and informed them
of the escape.
Defendant fled into 1905 McCarter Highway. The officers
chased him up to a second floor apartment owned by Aurora
Rodriguez. Ms. Rodriguez informed Detective Holloway, via an eye
signal, that defendant was hiding in the kitchen. As Holloway
pulled back the curtain which closed off an area in the kitchen,
defendant, who had been hiding in the closed section, lunged at
the officer, despite still being handcuffed. A struggle ensued,
which ultimately resulted in Detectives D'Alessio and Holloway
reapprehending defendant.
At trial, defendant denied possessing, selling or discarding
any drugs on June 14, 2000. He testified that upon leaving
Davis's mother's home he spotted his friend, Ray Houston, with
some people on the corner "hanging out." Upon joining the group,
Houston informed defendant about a robbery which had recently
occurred in the area, in which three armed men jumped from a gold
car and robbed an individual known as Haus. Shortly after that
conversation, defendant testified that the gold "van pulled up,
[and] everything just start[ed] busting open, we all ran,"
believing that the people in the van were robbers. Defendant
described his apprehension as follows:
[T]he police caught me on the right side and
they was like "We are officers." They didn't
say 5-0, but they said "We [are] police
officers." And I said, "Oh, Officer, I don't
have nothing." So they grabbed me, threw me
on the ground, when they threw me on the
ground, they put the handcuffs on me. They
put the handcuffs on me, picked me up,
unbuckled my pants, went in there, searched
my pockets, everything, just searching.
After his arrest, defendant was placed in a police vehicle.
In his testimony, defendant admitted to opening the door, jumping
out of the police car, and running into Rodriguez's apartment.
Defendant claimed he fled the second time because he was on
probation and "already knew the consequence[s] if [he] ever [got]
caught doing something [he] ain't got no business doing."
Defendant denied any struggle with the officers, claiming he
submitted to police custody inside the apartment and that the
police struck him without cause both at the scene and at
headquarters.
As support for his own testimony, defendant offered three
witnesses: Raymond Houston, Aurora RodriguezSee footnote 33, and Kamila
DavisSee footnote 44. Houston, in addition to confirming defendant's testimony
that he had told defendant the story about the alleged robbery,
also verified that on June 14, 2000 an unfamiliar gold van pulled
into the parking lot and several men sprang from it without
warning and without defendant approaching the van. Furthermore,
Houston testified he did not see defendant dispose of anything
while running from the police.
Based on the forgoing testimony, defendant was acquitted of
all counts of the indictment except count eight, escape. This
appeal followed.
On appeal, defendant raises a single argument: that the
trial judge erred in refusing to charge "legal irregularity" as a
defense to escape, thereby depriving him of a fair trial. We
agree and therefore reverse defendant's conviction.
N.J.S.A. 2C:29-5a, in pertinent part, states that "[a]
person commits an offense of escape if he without lawful
authority removes himself from official detention . . . ."
Furthermore, subsection d of the statute provides:
Effect of legal irregularity of detention.
Irregularity in bringing about or maintaining
detention, or lack of jurisdiction of the
committing or detaining authority, shall not
be a defense to prosecution under this
section if the escape is from prison or other
custodial facility or from detention pursuant
to commitment by official proceedings. In
the case of other detentions, irregularity or
lack of jurisdiction shall be a defense only
if:
(1) The escape involved no substantial risk
of harm to the person or property of anyone
other than the detainee; or
(2) The detaining authority did not act in
good faith under color of law.
[N.J.S.A. 2C:29-5d (emphasis supplied).]
The defense was brought into our jurisprudence as part of
the 1978 codification of the criminal law; it had no counterpart
in prior law. Final Report of the New Jersey Criminal Law
Revision Commission, Vol. II: Commentary, p. 288 (1971)
[hereinafter Commentary]. The intention was to provide "that
nonviolent escapes from illegal arrest are not criminal" and even
"violent efforts to escape" are immunized "in clear cases of
abusive arrest by officers who know there is no basis for the
arrest." Ibid.
Here, defendant requested the trial judge to charge the
legal irregularity defense. In denying that request, the judge
stated that he had not "heard any legitimate issues as to the
legality of the arrest." Defendant contends, however, that his
testimony at trial, which described the "lawless" behavior of the
police, their "humiliating" search of his person, and the fact
that no contraband was found on his person, could have led a jury
to conclude his arrest was illegal.
The State argues that the trial judge correctly ruled that
defendant failed to meet his burden of producing evidence
entitling him to the jury instruction of legal irregularity, and,
in the alternative, the omission was harmless error. The State
contends that a mere claim of innocence does not entitle
defendant to receive the jury charge of legal irregularity.
We agree with defendant that our opinion in State v. Brown,
239 N.J. Super. 635 (App. Div. 1990), governs this appeal. In
Brown the defendant was one of two passengers in an automobile
stopped by the police for suspicious driving. Id. at 637.
Alternate versions of what transpired next were put before the
jury. According to the State, when asked for credentials the
driver began searching through her purse, at which time the
officer saw a marijuana cigarette fall to the ground. Id. at
638. The defense, however, argued the police simply grabbed the
drivers' bag and searched through it. Ibid. Notwithstanding
these divergent scenarios, there was no dispute that after the
police discovered the drugs, Brown and the other passenger fled
the scene and were subsequently convicted of escape. Id. at 639.
Brown appealed his escape conviction, asserting a judgment
of acquittal should have been granted because he was not under
arrest at the time he allegedly escaped. Alternatively,
defendant argued, even if he was under arrest, his panicked
departure was not committed knowingly. We said, in pertinent
part:
[D]efendant's contention that he was entitled
to a judgment of acquittal must fail. It was
not incumbent upon the trial judge to
determine whether or not the arrest was based
on sufficient probable cause. Rather, it was
for the jury to determine whether defendant
was placed under arrest by the detaining
officer and whether the officer acted "in
good faith under color of law" in arresting
defendant. This conclusion is compelled by
N.J.S.A. 2C:29-5c which permits the defense
of irregularity or lack of jurisdiction where
the escape is not from a custodial facility
or pursuant to a commitment by official
proceedings, provided the escape involved no
substantial risk of harm to the person or
property of anyone other than the detainee.
Even where such risk is involved, it is a
defense to escape that the detaining
authority did not act in good faith under
color of law. See N.J.S.A. 2C:29-5c(2).
Thus, where there is evidence of substantial
risk of harm to the person or property of one
other than the arrestee, the crime of escape
is implicated unless the arrest was made in
bad faith, without color of law. Here,
defendant relied on the defenses in N.J.S.A.
2C:29-5c(1) and (2). Thus, the questions of
whether there was an arrest and whether such
arrest was made in good faith under color of
law were proper questions for the jury as
part of their consideration of defendant's
defenses.
[Brown, supra, 239 N.J. Super. at 643-644
(citations omitted).]
Nevertheless, since the court in Brown had charged the jury on
the irregularity defense, id. at 640-41, the conviction was
affirmed.
The Model Jury Charge on 2C:29-5 contains the legal
irregularity defense with a direction to "charge where
appropriate." The charge is as follows:
In a case such as this, where the
defendant is accused of escaping from the
custody of an officer following an arrest,
legal irregularity in bringing about or
maintaining detention, or lack of
jurisdiction of the committing or detaining
authority, is a defense, but only if (the
escape involved no substantial risk of harm
to the person or property of anyone other
than the defendant) or (the detaining
authority did not act in good faith under
color of law). In other words, even where
the officer has not followed proper
procedures, or has acted unlawfully or
improperly in making an arrest, still there
is no defense unless (a defendant acts in a
manner that will involve no substantial risk
of harm to the person or property of anyone
else) or (the officer failed to act in good
faith based upon the officer's own
understanding of the officer's lawful
authority). Thus, simply put, the law
provides that an escape from an illegal
arrest is not criminal (where it involves no
substantial risk of harm to another) or (even
if it involves a substantial risk of harm to
another, where there is a clear case of
abusive arrest by an officer who knows there
is not basis for the arrest).
It is for you to determine whether there
has been a legal irregularity by the officer
providing a defense to escape under the law
as I have just defined it for you. The
burden of proof is on the State to disprove
the defense once it has been raised and the
standard of proof is, as always, beyond a
reasonable doubt.
[Footnotes omitted.]
In this case, the charge was even more "appropriate" than in
Brown. Defendant's testimony raised at least a colorable issue
as to whether his arrest was proper, that is, whether the officer
"followed proper procedures, or . . . acted unlawfully or
improperly in making [the] arrest." The jury might have found in
defendant's favor on this issue. Similarly, the jury might have
found from defendant's testimony that he did not act in a manner
that involved a "substantial risk of harm" to the officers or
that even if it did, the officer "did not act in good faith under
color of law." We do not hold that the defense is automatically
applicable in every factual setting, but there is no doubt that a
defendant does not bear a heavy burden in order to have the jury
instructed on the defense.
"Legal irregularity" is not an affirmative defense since the
section of the Code under which it arises does not so provide.
N.J.S.A. 2C:1-13(c)(1).See footnote 55 Thus, it is an "ordinary defense," "as
to which the defendant is neither explicitly given a burden of
proof nor a burden of producing evidence." Cannel, New Jersey
Criminal Code Annotated, comment 3 on N.J.S.A. 2C:1-13 (2002).
"Ordinary defenses must be disproved by the State with no
requirement that the defendant adduce any evidence whatsoever in
their support." Ibid. Viewing the defense as "ordinary,"
defendant had a clear right to have the jury charged on legal
irregularity, which the State bore the burden of disproving.
"However, because there must be a rational basis in the facts
before a defense will be charged to the jury, the distinction
between ordinary and affirmative defenses is sometimes blurred."
Ibid. Even if legal irregularity were an affirmative defense,
the quantum of evidence required to raise the defense and require
a jury instruction is not great. State v. Kelly,
97 N.J. 178,
200 (1984) ("any evidence . . . either in the State's or the
defendant's case"). In State v. Powell,
84 N.J. 305, 317 (1980),
the Court quoted with approval from People v. Dortch,
314 N.E.2d 324, 326 (Ill. App. 1974), that "[a] defendant in a criminal case
is entitled to have the jury consider any legally recognized
defense theory which has some foundation in the evidence, however
tenuous. . . . Very slight evidence on a theory of defense will
justify the giving of an instruction." Of course, once an
affirmative defense is introduced into the case, the State
likewise bears the burden of disproving the defense beyond a
reasonable doubt. State v. Kelly, supra, 97 N.J. at 200; State
v. Smith,
322 N.J. Super. 385, 395-96 (App. Div.), certif.
denied,
162 N.J. 489 (1999); N.J.S.A. 2C:1-13b(1); see also
Commentary, supra, at 36; 32 New Jersey Practice, Criminal
Practice and Procedure, § 23.1, at 629 (Leonard N. Arnold) (rev.
ed. 2002).See footnote 66
The State relies on State v. Casimono,
250 N.J. Super. 173
(App. Div. 1991), certif. denied,
127 N.J. 558, cert. denied, 504
U.S. 924,
112 S. Ct. 1978,
118 L. Ed.2d 577 (1992) and State v.
Battle,
256 N.J. Super. 268 (App. Div.), certif. denied,
130 N.J. 393 (1992). Casimono was a front seat passenger in a car
operated by co-defendant Guerrero that was stopped for motor
vehicle violations. Both Casimono and Guerrero were removed from
the car and subjected to pat down searches. While the officers
were engaged with Guerrero, Casimono returned to the car and
retrieved a large brown paper bag which he threw over a
guardrail. The bag was subsequently found to contain cocaine.
One of the officers then subdued Casimono and both he and
Guerrero were arrested. Id. at 177-78. Casimono was indicted
for drug offenses, aggravated assault on a police officer,
resisting arrest, hindering apprehension and attempting to tamper
with physical evidence. He was acquitted of aggravated assault
but convicted of the remaining offenses. On appeal, we upheld
the validity of the motor vehicle stop but concluded that the pat
down searches of Casimono and Guerrero were illegal. Id. at 178-
182. As a result, Casimono argued that the illegal pat down
search required suppression of all evidence obtained thereafter
and reversal of his conviction. With respect to the narcotics
conviction, we held that Casimono's retrieval and abandonment of
the paper bag was "sufficiently independent of the prior illegal
pat down searches to warrant the conclusion that the discovery of
the cocaine in the paper bag did not directly result from the
police misconduct." Id. at 186. Concerning the convictions for
hindering apprehension and resisting arrest, we took note of "a
solid line of authority in other jurisdictions holding that an
illegal detention or search ordinarily will not bar a conviction
for an assault, escape, or other unlawful response committed by
the person subjected to the unlawful police action." Id. at 183.
Following that line of authority, we held that even though
Casimono's Fourth Amendment rights were violated by the illegal
search he "did not have a right to resist the searches or the
troopers' subsequent efforts to place [him] under arrest." Id.
at 184.
To the extent that the court's opinion could be read as
eliminating the statutory illegality defense to escape, it was
clearly dictum since Casimono was not charged with escape. Thus,
the State's reliance on that case is misplaced. However, the
defendant in Battle was charged with escape, as well as
possession of marijuana with intent to distribute and aggravated
assault on a police officer. Battle was driving a car which was
stopped by police for a motor vehicle violation. A search of the
car revealed marijuana in a plastic bag. The officer told Battle
and his two passengers they were under arrest, at which point one
of the passengers fled on foot. While the officer's attention
was directed toward the fleeing suspect, Battle got back into the
car and began to drive away. The officer managed to get into the
car and fought with Battle to prevent his escape. The officer
was pushed out of the car and Battle fled, only to be
reapprehended three days later. The officer suffered significant
injuries in the melee.
The trial court concluded that the search of Battle's car
was illegal and therefore suppressed the marijuana. However, the
court permitted testimony as to the search and its results in
connection with the remaining charges, reasoning "that even if
the detention of a defendant and search of his car was illegal,
defendant had no right to escape or assault the officer . . . ."
Battle, supra, 256 N.J. Super. at 274. We agreed, citing State
v. Casimono, supra.
Here, the State's reliance is not entirely misplaced.
However, it does not appear that Battle raised the legal
irregularity defense, and for good reason. On the facts outlined
above, it does not appear that the defense would have been
appropriate. Battle's initial detention, as a result of the
motor vehicle stop, was clearly lawful and his escape
undisputedly involved a "substantial risk of harm" to the
officer. N.J.S.A. 2C:29-5d. We cannot agree with the State's
broad reading of Battle and Casimono, which would virtually
eliminate the statutory defense. We do agree with the State that
the defense requires "more than a mere deficiency in probable
cause" to justify an escape from unlawful custody. To bring the
defense into play there must be some evidence, however slight,
that the officer "did not act in good faith under color of law."
As the Criminal Law Revision Commission Commentary made clear,
this entails "clear cases of abusive arrest by officers who know
there is no basis for the arrest." Commentary, supra. More is
involved than just an absence of probable cause.
Nevertheless, we differ with the State as to whether
defendant met his burden in this case. The State, in effect,
urges us to accept its version of the facts. On the contrary,
in deciding whether a basis has been presented to support a jury
instruction on a defense theory, defendant is entitled to have us
accept his version of the events. While we need not explore the
full parameters of the evidence required to bring the 2C:29-5d
defense into play, we are satisfied that in this case defendant
met his burden and was entitled to an instruction on the
statutory defense.
We also conclude that the omissive error could not, as the
State argues, be deemed harmless. To the contrary, we have no
doubt that it was "clearly capable of producing an unjust
result," R. 2:10-2. As has been stated repeatedly, proper and
adequate jury instructions are "at the core of the guarantee of a
fair trial," with the result that erroneous instructions are
"poor candidates for rehabilitation under the harmless error
philosophy." State v. Simon,
79 N.J. 191, 206 (1979). Hence
"the rule of harmless error should be summoned only with great
caution in dealing with the breach of fundamental procedural
safeguards 'designed to assure a fair trial'." Id. at 206-207
(citation omitted).
In this case there was little dispute as to the escape
charge. Defendant admitted being handcuffed and put into the
police car. He also did not deny his unauthorized departure from
the car subsequent to his apprehension. Without the defense,
defendant's conviction on the escape charge was virtually a
foregone conclusion.
The jury found defendant not guilty on every count of the
indictment except escape, thus rejecting the State's proofs as to
the remaining counts. Therefore, the verdict demonstrates that
the jury did not find the State's witnesses credible or its
evidence persuasive beyond a reasonable doubt to convict
defendant of possession of heroin, possession with intent to
distribute, aggravated assault, or resisting arrest. As a
result, since it is clear the jury did not lend great credence to
the State's case, it is likely that if offered the opportunity to
review the legal irregularity defense, the jury might well have
accepted it and not convicted the defendant on the escape charge,
either. Hence, the probability is high that the failure to
charge the jury with the legal irregularity defense may have
caused an unjust result. R. 2:10-2.
Reversed and remanded for a new trial.
Footnote: 1 1 Kamila Davis was charged in the same indictment with fourth degree obstruction of justice, N.J.S.A.2C:29-1 (count ten); fourth degree aggravated assault against Officers Ferrara and Moreno, N.J.S.A. 2C:12-1b(5)(a) (count eleven); and third degree resisting arrest, N.J.S.A. 2C:29-2 (count twelve). Footnote: 2 2 Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed.2d 694 (1966). Footnote: 3 3 Ms. Rodriguez admitted she told the police where to find defendant, but that defendant had permission to enter her apartment at any time. Footnote: 4 4 Ms. Davis testified to interfering in defendant's re- arrest by placing herself between the detectives and the police car and refusing to move when ordered to do so. She claimed not to know whether defendant was selling drugs on June 14, 2000. Footnote: 5 5 Although legal irregularity has the ring of a justification defense, it is not an affirmative defense covered by N.J.S.A. 2C:3-1 since it is not covered under Chapter 3. Footnote: 6 6 The federal rule is that, as a general matter, "a defendant is entitled to an instruction as to any recognized defense for which there exists evidence sufficient for a reasonable jury to find in his favor." Mathews v. United States, 485 U.S. 58, 63, 108 S. Ct. 883, 887, 99 L. Ed.2d 54, 61 (1988) (citing Stevenson v. United States, 162 U.S. 313, 16 S. Ct. 839, 40 L. Ed. 980 (1896)); see United States v. Branch, 91 F.3d 699, 711-714 (5th Cir 1996) and id. at 745-747 (Schwarzer, U.S.D.J., dissenting); United States v. Montanez, 105 F.3d 36, 39 (1st Cir. 1997). Considered under this standard, there was "sufficient evidence" in this case "for a reasonable jury to find in defendant's favor."