SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2558-99T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
RICHARD HERNANDEZ,
Defendant-Appellant.
Argued February 21, 2001 - Decided March 19, 2001
Before Judges Stern and Fall.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County,
Indictment No. 99-9-1721-A.
Donald Horowitz argued the cause for appellant
(Mr. Horowitz and Kelly L. Berton, on the brief).
Julie A. Higgs, Deputy Attorney General,
argued the cause for respondent (John J. Farmer,
Jr., Attorney General, attorney; Ms. Higgs,
of counsel and on the brief).
The opinion of the court was delivered by
STERN, P.J.A.D.
Defendant entered into a negotiated plea to an accusation
charging first degree armed robbery, N.J.S.A. 2C:15-1, and two
other offenses, in exchange for the dismissal of other charges,
downgrade of the armed robbery for purposes of sentencing (with a
maximum seven-year custodial term), and application of the No
Early Release Act ("NERA"), N.J.S.A. 2C:43-7.2. He subsequently
pled guilty to obstruction of justice, N.J.S.A. 2C:29-1, on a
separate occasion in exchange for a recommended concurrent
sentence. Defendant was sentenced to six years in the custody of
the Department of Corrections, with 85% to be served before
parole eligibility on the armed robbery,See footnote 11 and to concurrent
sentences.See footnote 22 On this appeal, defendant argues that the guilty
plea to obstructing justice lacked a factual basis; the trial
judge did not follow the sentencing guidelines in sentencing
defendant; the finding of aggravating factors was not based on
competent credible evidence; and "defendant was deprived of his
constitutional right to counsel both at the plea and sentencing
stages of his criminal proceeding[, and, therefore,] his sentence
must be vacated and remanded to the trial court." With respect
to the last point, defendant specifically contends that his trial
counsel "should never have conceded that NERA applied."
The prosecutor detailed the original plea agreement as
follows:
The defendant _- it is the State's
understanding the defendant will retract his
previously entered plea of not guilty and
plead guilty to counts one, two and three of
the accusation. At the time of sentencing
the State will recommend that the defendant
be sentenced as a second degree offender and
will further recommend the defendant be
sentenced to seven years in New Jersey State
Prison. No _- the No Early Release Act does
apply to count one of this accusation.
Therefore, the defendant will be required to
serve eighty-five percent of the sentence
that he receives.
The other conditions of the plea are
that the defendant give a truthful factual
basis under oath and that he testify against
the juvenile co-defendant, [T.H.], in
juvenile court.
At the time of sentencing the State will
move to dismiss the remaining counts and
complaints involved in these two incidents.
The defendant also agrees to make
restitution in the amount of eight hundred
dollars to the victim Andrew Thiele for
property that was taken from him during the
course of the robbery.
At the plea proceedings, defendant acknowledged that he
signed the plea form which included the "Supplemental Plea Form
for No Early Release Act Cases." The plea colloquy also included
the following:
THE COURT: Of course the plea agreement
says seven years flat. I don't see anything
with a stip as they call it. So there's a
seven year period but there's no mandatory
period of parole ineligibility. Do you
understand that, sir?
MR. HERNANDEZ: Yes.
THE COURT: Do you also understand the
charges to which you are pleading guilty
carry a mandatory period of parole
ineligibility but not a mandatory extended
term? That is, since it is under the eighty-
five percent rule _- I'll get to that in a
moment _- you will have to serve eighty-five
percent of whatever you are sentenced to on
this charge. Do you understand that, sir?
MR. HERNANDEZ: Yes.
THE COURT: Do you also understand the
crime to which you are pleading guilty, at
least the first and second count are first
and second degree crimes so they contain a
presumption of imprisonment which means it is
almost certain that you are going to State
Prison? Do you understand that sir?See footnote 33
MR. HERNANDEZ: Yes.
. . . .
THE COURT: And do you understand because
of your guilty plea, which is theft with
injury, which makes it robbery, you will be
required to serve eighty-five percent of the
sentence imposed for that offense before you
become eligible for parole?
MR. HERNANDEZ: Yes.
A lengthy discussion then followed between counsel and the
court concerning completion of the NERA Supplementary Plea Form
after which defendant initialed question 2(b) of the form which
reads as follows:
Do you understand that by pleading
guilty to these charges, the minimum
mandatory period of parole ineligibility is 5
years and 11 months (fill in the number of
years/months) and the maximum period of
parole ineligibility can be __ years and __
months (fill in number of years/months) and
this period cannot be reduced by good time,
work or minimum custody credits?
In his factual basis for the plea, defendant acknowledged
that he and another male stole the victim's black leather coat
and jewelry as part of a conspiracy directed by T.H. and that he
"struck" the victim "[b]ehind his head on his neck" with a
baseball bat.
Before us, defendant asserts that his factual basis does not
admit enough to justify a NERA sentence. He skillfully seeks to
maintain the negotiated plea and downgrade for sentencing
purposes, see N.J.S.A. 2C:44-1f(2), but to vacate the NERA
ineligibility term. His effort is like running through a
minefield. While we disagree with his contentions, and conclude
that the admitted elements of armed robbery with a baseball bat
(which defendant stated that he used to strike the victim on his
neck) satisfies the definition of "violent crime" under N.J.S.A.
2C:43-7.2d, cf. State v. Johnson, __ N.J. __, __ (February 28,
2001) (slip op. at 32-33) (trial proofs sufficed for purposes of
NERA),See footnote 44 we add that defendant should not be able to both obtain
the benefit of the negotiated downgrade premised on the
application of NERA and yet repudiate the NERA sentence. See
State v. Cheung,
328 N.J. Super. 368, 370 (App. Div. 2000); State
v. Meyer,
327 N.J. Super. 50, 55 n.4 (App. Div. 2000), certif.
denied,
164 N.J. 191 (2000). See also State v. Reardon, __ N.J.
Super. __, __ - __ (App. Div. 2001) (slip op. at 2-3) (reduction
to second degree robbery premised on application of NERA). Cases
which do not involve defendant's acknowledgment of the
application of NERA, or the factor warranting a NERA sentence, as
part of a negotiated plea are distinguishable. See, e.g., State
v. Johnson, supra, (jury to decide NERA issue); State v. Thomas,
__ N.J. __, __ (February 28, 2001) (NERA issue contested at time
of plea; independent proof must be presented in a manner
consistent with Johnson, when NERA factor is not element of the
offense). Compare State v. Rumblin, __ N.J. __ (February 28,
2001) (factual basis sufficient; NERA sentence upheld). The
guilty plea suffices for NERA purposes when the elements of the
offense provide the NERA factor or factors, see State v. Thomas,
supra, __ N.J. at __ (slip op. at 18); see also State v. Rumblin,
supra; State v. Meyer, supra, or when the defendant's factual
basis satisfies NERA. In this case the factual basis for
defendant's plea acknowledged the NERA factors.See footnote 55
Here defendant does not want to vacate the negotiated plea
to first degree robbery to be sentenced as a second degree
offender, and he cannot "concede the validity of his guilty plea"
but attack the basis for the application of NERA. State v.
Staten,
327 N.J. Super. 349, 359 (App. Div.), certif. denied,
164 N.J. 561 (2000). We will not preclude a defendant who
acknowledged the application of NERA at the time of plea from
arguing that the factual basis for his plea is insufficient to
permit a NERA sentence. A question of sentence legality is
involved. See State v. Meyer, supra, 327 N.J. Super. at 55.
However, in our view, where application of NERA has been
acknowledged at the time of a negotiated plea, the defendant must
first make an application in the trial court to vacate the plea.
In this way, the record will be clear that he understands that a
successful attack on the sentence means that all charges may be
resurrected. See State v. Cheung, supra, 328 N.J. Super. at 370.
Defendant also claims that the six-year sentence was
excessive and particularly so because the judge considered the
obstruction of justice conviction as an aggravating factor. He
further argues that the obstructing conviction must be vacated in
the absence of an adequate factual basis, thus requiring a new
sentence on the armed robbery.
Defendant stated in entering his guilty plea that the police
"wouldn't let me go in my house" while arresting his brother and
directed him to leave the area. Defendant acknowledged that he
continued to curse at the police, did not leave the area, and did
not follow the instructions from the police. While it would have
been preferable if the plea judge expressly asked defendant, as
the prosecutor suggested, whether defendant "interfered with the
police while they [were] arresting his brother," we are satisfied
- as was the judge - that there was an adequate factual basis.
This is so particularly in light of the colloquy following the
prosecutor's comment:
THE COURT: Well, he did say they were
arresting him and he _- was trying to get _-
get to his brother, and they told him to
leave and he wouldn't leave.
THE DEFENDANT: Right.
Moreover, we find no basis for disturbing the six year
sentence on the first degree armed robbery conviction. See State
v. Balfour,
135 N.J. 30, 39-41 (1994).
Finally, this record - with the negotiated disposition
involved - does not support defendant's claim that he did not
obtain the effective assistance of counsel.
Affirmed.
Footnote: 1 1The judgment provides for a "61.20 month stip." We urge trial judges to detail the length of a NERA ineligibility term in terms of years, months and days to avoid any problem long after the time of sentencing. Footnote: 2 2The judgment provides that NERA applies to the fourth degree obstruction of justice charge. We direct that it be vacated. See N.J.S.A. 2C:43-7.2. Footnote: 3 3The first quoted question was inappropriate in this case. We do not address whether the presumption of imprisonment, N.J.S.A. 2C:44-1d, can be overcome in extraordinary circumstances in a NERA case. See N.J.S.A. 2C:43-7.2a; see also, e.g., State v. Jabbour, 118 N.J. 1, 7-8 (1990). Footnote: 4 4Count one of the accusation alleged that defendant inflicted "bodily injury" during a theft "by use of a deadly weapon." See N.J.S.A. 2C:15-1a,b. While the definition of "deadly weapon" in N.J.S.A. 2C:43-7.2d does not include the final phrase of N.J.S.A. 2C:11-1c which applies to a chapter 15 robbery, defendant also pled guilty to count two of the accusation charging possession of the baseball bat "with the purpose to use it unlawfully against the person or property of another, contrary to the provisions of N.J.S.A. 2C:39-4(d)." He thus acknowledged that the baseball bat was, in fact, a real "weapon," and not merely one that satisfies the last phrase of N.J.S.A. 2C:11-1c. As noted above, defendant does not want to repudiate the guilty pleas to these offenses. Footnote: 5 5This is not a case in which defendant merely acknowledged that the sentencing court might find NERA to be applicable. Nor is it a case in which defendant acknowledged the application of NERA without providing a factual basis for its application.