STATE OF NEW JERSEY v. ROBERT DWAYNE GREEN
State: New Jersey
Docket No: none
Case Date: 05/12/2009
(NOTE: The status of this decision is .)
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-1892-07T4
APPROVED FOR PUBLICATION
STATE OF NEW JERSEY,
June 7, 2010
Plaintiff-Respondent,
APPELLATE DIVISION
v.
ROBERT DWAYNE GREEN,
Defendant-Appellant.
_______________________________
Submitted April 20, 2009 - Decided May 12, 2009.
Remanded by Supreme Court October 10, 2009.
Argued Telephonically April 27, 2010 - Decided June 7, 2010
Before Judges Lisa, Reisner and Sapp-Peterson.
On appeal from the Superior Court of New Jersey,
Law Division, Monmouth County, Indictment No. 07-
01-0015.
Daniel P. McNerney, Designated Counsel, argued
the cause for appellant (Yvonne Smith Segars,
Public Defender, attorney; Mr. McNerney, of
counsel and on the brief).
Patricia Bowen Quelch, Assistant Prosecutor,
argued the cause for respondent (Luis A.
Valentin, Monmouth County Prosecutor, attorney;
Carey J. Huff, Assistant Prosecutor, of counsel
and on the brief).
The opinion of the court was delivered by
REISNER, J.A.D.
This case is before us on remand from the Supreme Court.
The case arose from a Law Division order denying defendant
Robert Green's appeal from his exclusion from the pre-trial
intervention program (PTI). In our opinion, we concluded,
based on the record then before us, that Green had not been
permitted to apply for PTI. State v. Green,
407 N.J. Super. 95
(App. Div.), remanded,
200 N.J. 471 (2009). At the heart of our
decision remanding the case was our conclusion that under Rule
3:28, every defendant has a right to apply for PTI, even if the
application might have a slim chance of being approved. Id. at
98-99; R. 3:28, Guideline 2.
At the time Green attempted to apply for PTI, it was the
practice of the criminal division manager's office not to accept
applications from defendants charged with certain offenses
unless the prosecutor's office joined in the applications. It
was clear from the record that the policy had changed while
defendant's case was pending in the trial court, but it appeared
that he had not been given the benefit of the new policy. Id.
at 99. We therefore remanded the case to the trial court with
direction that he be permitted to apply for PTI. Ibid. We did
not address the merits of his application or of the prosecutor's
determination that he did not qualify for PTI.
A-1892-07T4
2
The State petitioned for certification from our decision
and filed a motion to supplement the record with materials
intended to show that defendant had been permitted to apply for
PTI under the new policy. The Court granted the motion and
remanded the case to us to reconsider in light of the
supplemental materials. On remand, we required the parties to
submit supplemental briefs and we heard oral argument. We now
conclude that a remand to the trial court remains the
appropriate disposition of the appeal.
The supplemental materials include a June 11, 2009
certification from the vicinage PTI director. She attested that
in June 2007, the vicinage PTI program adopted a new procedure
under which defendants deemed "conditionally ineligible" for PTI
were given a document intended to advise them of their right to
apply to PTI, but also advising them that they needed to get the
prosecutor's consent or to show compelling reasons for admission
to PTI. We have reviewed this form. It is captioned "Notice of
Pretrial Intervention (PTI) Ineligibility," and the first
sentence unequivocally states: "Your case has been pre-screened
by the Monmouth Vicinage Criminal Division and found to be
ineligible pursuant to R. 3:28."
Several lines below this sentence, the form lists offenses
that under Guideline 3 would create a rebuttable presumption of
A-1892-07T4
3
ineligibility. Below that list, the form advises that "[i]n the
event you still wish to apply for PTI and have compelling
reasons to do so, application should be made no later than 28
days after indictment." The form further advises that the
prosecutor must join in the application in writing, or "[i]f the
Prosecutor does not join in, this must also be in writing and
compelling reasons must be submitted justifying your admission .
... The compelling reasons must be submitted to the Criminal
Division within ten (10) days of notice from the Prosecutor."
The PTI director's certification also attested that since
our 2009 decision in this case, "[t]he June 2007 revised
procedure has been suspended." Instead, "[p]resently, every
application filed by a defendant is given a full work-up
regardless of eligibility or the timeliness of the filing."
According to the State's brief, this "work-up" includes an
interview with every defendant.
The supplemental materials also reveal the following
history pertinent to defendant's situation. After defendant
filed a motion in the trial court to require the PTI program to
accept and process his application, the criminal division
finally allowed him to submit a PTI application, which he
completed on April 13, 2007. The first page of the application
form notified defendant that if he was not drug dependent and
A-1892-07T4
4
was accused of selling narcotic drugs "the prosecutor must join
in your application or you must show compelling reasons[s]
justifying your admission to the program." However, the
application did not ask him to describe his compelling reasons
for PTI admission or to provide any supporting documentation.
On April 17, 2007, four days after defendant filed his PTI
application, the PTI director issued a Notice of PTI
Ineligibility form, noting at the bottom of the form that the
prosecutor had not joined in the application; that defendant's
"compelling reasons" had been received on April 17, 2007;1 and
that "[t]he Director defers to the Monmouth County Prosecutor
for a determination on compelling reasons." Thereafter, by
letter dated May 10, 2007, the prosecutor's office rejected
defendant's application. However, even though defendant was
permitted to apply for PTI, there is no indication on this
record that the criminal division manager ever considered the
1
This apparently was a reference to a letter defendant's counsel
had sent to the Prosecutor's Office on February 21, 2007, with
an enclosed recommendation letter from defendant's employer.
The attorney's letter appeared to be an attempt to line up the
prosecutor's support for PTI, consistent with the criminal
division's then-existing policy that defendants in Green's
situation could not apply for PTI unless the prosecutor joined
in the application. The prosecutor's office did not respond, and
defendant subsequently filed his motion to require the criminal
division manager to process his PTI application. The
prosecutor's March 16, 2007 response was that the motion was
premature because defendant had not yet filed a PTI application.
A-1892-07T4
5
merits of the application, including defendant's statement of
compelling reasons and supporting documentation, or the
prosecutor's evaluation of the application.
We agree that the criminal division may evaluate the merits
of a PTI application when it is first submitted, or may withhold
evaluation of an application until the prosecutor has considered
it. For example, where a defendant is accused of drug
distribution and is not drug dependent, there is a rebuttable
presumption against PTI eligibility unless the prosecutor joins
in the application or defendant can show compelling reasons for
admission to the program. R. 3:28; Guideline 3(i). We perceive
nothing unreasonable in the criminal division waiting for the
prosecutor's evaluation before considering the application,
including the defendant's statement of compelling reasons for
admission into PTI. However, at some point the criminal
division must consider the merits of the application, even if
that evaluation is expressed in a very brief recommendation
adopting the prosecutor's rationale for rejecting the
application. See R. 3:28(h) ("The criminal division manager
shall complete the evaluation and make a recommendation . .
. ."); State v. Nwobu,
139 N.J. 236, 250 (1995) (The prosecutor
may incorporate by reference the criminal division manager's
recommendation).
A-1892-07T4
6
We do not mean to imply that the PTI staff must engage in a
full "work-up" of every application, including an in-depth
interview with every defendant where under the Guidelines there
is a rebuttable presumption against eligibility. Our point is
simply that the court's PTI program must actually consider the
merits of the defendant's application and provide a
recommendation based on that consideration. The criminal
division may not "defer" to the prosecutor in the sense of
declining in advance to give any consideration to the merits of
a defendant's application unless the prosecutor joins in the
application. The latter form of "deference" gives the
prosecutor complete control over the PTI application process,
while abdicating the role of the court-managed PTI program in
evaluating PTI applications. It also deprives the Law Division
judge of the criminal division manager's independent evaluation
of the application, in case there is a PTI appeal.2
We further conclude that the Notice of PTI Ineligibility,
while no doubt well-intentioned, is confusing. By lumping
2
The State's reliance on State v. Rosario,
237 N.J. Super. 63,
67 (App. Div. 1989), certif. denied,
122 N.J. 139 (1990), is
misplaced. The streamlined PTI process at issue in Rosario was
part of Camden County's Speedy Trial Program, which the Supreme
Court had approved. Ibid. See Nwobu, supra,
139 N.J. at 251
(noting our acknowledgement in Rosario that "[i]n the speedy-
trial context" the prosecutor and PTI director "need not be
equally involved in each PTI application").
A-1892-07T4
7
together applicants who are ineligible with those who are
eligible but have hurdles to overcome, the form may discourage
eligible defendants from applying for PTI. Any defendant
reading the form could readily conclude that he or she was
"ineligible" for PTI and should not apply. Moreover, as a
practical matter, it makes sense for a defendant in Green's
position to provide compelling reasons for admission to PTI at
the beginning of the process rather than waiting for the
prosecutor to reject his application and then submitting the
compelling reasons. Yet the PTI application does not have a
section directing or inviting an applicant to list compelling
reasons and provide supporting documentation. At a minimum, PTI
forms and directions should explain, in plain language that
would make sense to a defendant, the criteria for admission to
the program and the process for applying.
The Criminal Practice Committee may wish to consider
developing a uniform set of PTI application forms and
directions, and uniform procedures to be used in processing
those applications.
We remand this case to the trial court to reconsider
defendant's PTI appeal, after the PTI director considers
A-1892-07T4
8
the merits of the application and provides a recommendation to
the trial court.
Remanded.
A-1892-07T4
9
Download Original Doc
New Jersey Law
New Jersey State Laws
New Jersey Tax
New Jersey Labor Laws
New Jersey Agencies