SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-0161-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ROBIN M. FREUDENBERGER,
Defendant-Appellant.
Argued January 29, 2003 - Decided March 10,
2003
Before Judges King, Lisa and Fuentes.
On appeal from Superior Court of New Jersey,
Law Division, Burlington County, 00-01-0002-I.
Daniel V. Gautieri, Assistant Deputy Public
Defender, argued the cause for appellant
(Yvonne Smith Segars, Public Defender,
attorney; Ms. Gautieri, of counsel and on the
brief).
Jeanne Screen, Deputy Attorney General, argued
the cause for respondent (Peter C. Harvey,
Acting Attorney General, attorney; Ms. Screen,
of counsel and on the brief).
The opinion of the court was delivered by
LISA, J.A.D.
A guilty plea to an offense subject to the No Early Release
Act (NERA), N.J.S.A. 2C:43-7.2, may be withdrawn if the defendant
was not first informed of the mandatory 85% parole disqualifier
required for NERA offenses. State v. Burford,
163 N.J. 16, 21-22
(2000). In this appeal, we consider whether the failure of a
defendant to also be informed, before pleading guilty to a NERA
offense, of the special parole supervision provision mandated by
NERA can constitute a basis for withdrawal of the plea. We hold it
can.
After pleading guilty to aggravated manslaughter, N.J.S.A.
2C:11-4a, defendant was sentenced to the twenty-five-year term of
imprisonment recommended in her plea agreement, subject to an 85%
NERA parole disqualifier. Defendant appealed, and because the only
issues raised pertained to her sentence, the matter was placed on
our excessive sentencing calendar. R. 2:9-11. After oral
argument, the excessive sentencing panel affirmed the sentence.See footnote 11
The Supreme Court then granted defendant's petition for
certification, and summarily remanded the matter to us for full
briefing and argument of the appeal on the merits. State v.
Freudenberger,
174 N.J. 37 (2002). Both parties have submitted
briefs and we have heard oral argument. Defendant contends:
POINT I
THE MATTER MUST BE REMANDED BECAUSE DEFENDANT
WAS INADEQUATELY ADVISED ABOUT THE PENAL
CONSEQUENCES OF THE PLEA, AS SHE WAS NEVER
INFORMED OF THE UNIQUE TERMS OF PAROLE UNDER
THE NO EARLY RELEASE ACT.
POINT II
THE COURT ERRED IN IMPOSING A 25-YEAR
SENTENCE, BECAUSE IT WEIGHED INAPPLICABLE
AGGRAVATING FACTORS AND FAILED TO WEIGH
APPLICABLE MITIGATING FACTORS.
On Point I, we remand with directions that defendant move before
the trial court to vacate her plea. Because of this disposition,
we do not address Point II.
Defendant was indicted for first-degree murder, N.J.S.A.
2C:11-3a(1) and (2), first-degree felony murder, N.J.S.A. 2C:11-
3a(3), second-degree conspiracy to commit robbery and theft,
N.J.S.A. 2C:5-2, N.J.S.A. 2C:15-1a and N.J.S.A. 2C:20-3a, two
counts of first-degree robbery, N.J.S.A. 2C:15-1a(1), and third-
degree distribution of a controlled dangerous substance, N.J.S.A.
2C:35-5a(1) and N.J.S.A. 2C:35-5b(3). Two co-defendants, Delton K.
Anderson and Kathleen Dunleavy, were charged with the same
offenses.
Defendant and the Burlington County Prosecutor entered into a
plea agreement providing for amendment of the murder count to
charge first-degree aggravated manslaughter. N.J.S.A. 2C:11-4a.
In exchange for defendant's plea to the downgraded charge, the
State recommended a sentence of twenty-five years imprisonment,
subject to an 85% period of parole ineligibility as required by
NERA. In the plea colloquy, defendant was clearly informed of the
85% parole disqualifier and acknowledged her understanding of it.
She does not now contend otherwise. The agreement also obligated
defendant to cooperate and testify truthfully if called by the
State as a witness against her co-defendant(s).
Defendant signed the supplemental plea form for NERA cases.
The form contains four questions. The first asks whether defendant
understands she is pleading guilty to a NERA offense; the second
asks whether defendant understands she must serve 85% of the
sentence before being eligible for parole.See footnote 22 These two questions
were followed by circling the choice "Yes." The third question
asks whether defendant understands that the court must impose a
term of parole supervision of five years for a first-degree crimeSee footnote 33
beginning upon completion of the sentence of incarceration. The
fourth question is:
4. Do you understand that if you violate the
conditions of your parole supervision that
your parole may be revoked and you may be
subject to return to prison to serve all or
any portion of the remaining period of parole
supervision, even if you have completed
serving the term of imprisonment previously
imposed?
Following these two questions neither the "Yes" nor "No" response
was circled. There was no mention of the subject during the plea
colloquy.
Defendant entered her guilty plea on December 18, 2000. Her
sentencing was held in abeyance until May 4, 2001 because of her
agreement to testify against her co-defendant, Anderson, who was
tried in March 2001. At her sentencing, the prosecutor
acknowledged that defendant testified fully and truthfully as
agreed. The judge imposed the recommended twenty-five year
sentence. As provided in the plea agreement, the judge dismissed
all other counts as to defendant. When pronouncing sentence, the
judge did not order as part of the sentence the special five-year
NERA parole supervision mandated by N.J.S.A. 2C:43-7.2c. The
subject was not mentioned during this court proceeding. The parole
supervision provision is also missing in defendant's judgment of
conviction.
The five-year parole supervision provision is not self-
executing. It requires the sentencing court to "impose" it.
Ibid.; see State v. Cheung,
328 N.J. Super. 368, 371 (App. Div.
2000). For purposes of our analysis, because the provision is
mandatory, we deem it as though it had been imposed by the trial
court.
Defendant did not move before the trial court to withdraw her
plea. R. 3:21-1. We therefore have no record upon which to review
whether, when she pled guilty, defendant did indeed know about and
understand the mandatory NERA parole supervision period. She
merely argues that because the judge did not inform her of it at
the plea hearing and because the applicable portion of the plea
form was not completed, she should be entitled to withdraw her
plea.
Before accepting a guilty plea, a trial judge must ensure that
the defendant enters the plea voluntarily and with a correct
understanding of its penal consequences. State v. Howard,
110 N.J. 113, 122 (1988); State v. Taylor,
80 N.J. 353, 362 (1979). Rule
3:9-2 provides that a court may refuse to accept a guilty plea and
shall not accept it without first addressing the defendant
personally, and determining, among other things, that the plea is
made voluntarily "and with an understanding of the nature of the
charge and the consequences of the plea." (Emphasis added.) "The
right of the defendant to be informed of the consequences of [her]
plea, however, extends only to those consequences that are
'direct,' or 'penal,' but not to those that are 'collateral.'"
State v. Howard, supra, 110 N.J. at 122 (citing State v. Heitzman,
209 N.J. Super. 617, 622 (App. Div. 1986), aff'd o.b.,
107 N.J. 603
(1987)).
Parole ineligibility is a penal consequence. State v.
Burford, supra, 163 N.J. at 21-22; State v. Howard, supra,
110 N.J. 113; State v. Kovack,
91 N.J. 476 (1982). A defendant
pleading guilty must be "made aware of any loss of parole
opportunities that may be a component of the sentence." State v.
Kovack, supra, 91 N.J. at 483. "Except for capital punishment, no
other consequence [of a guilty plea] can be as significant to an
accused as the period of possible confinement. When one enters a
plea of guilty, [one] should be told what is the worst to expect."
Ibid. (quoting Berry v. United States,
412 F.2d 189, 192 (3d Cir.
1969)).
These principles are particularly significant when an offense
carries with it special provisions pertaining to parole
eligibility. With certain sex offenses, for example, defendants
found to be repetitive and compulsive in their sexual behavior who
are sentenced to the Adult Diagnostic and Treatment Center at
Avenel are "subject to a period of parole eligibility radically
different from that accorded State Prison inmates." State v.
Howard, supra, 110 N.J. at 125. This possibility must be explained
to the defendant before accepting a guilty plea to render that plea
knowing and voluntary. Ibid.
NERA's parole supervision provision is unique and radically
different from non-NERA offenses. For non-NERA offenses, when an
inmate is released on parole, the length of parole supervision
extends to the point at which the sentence would expire. If
because of accumulation of credits the inmate "maxes out" before
the conclusion of the specified sentence, the inmate is released
before the expiration of the sentence without parole supervision.
Of course, if the inmate serves the full sentence, release is
without parole supervision. With a NERA sentence, however,
regardless of when the inmate is released, he or she is subject to
a fixed five-year term of parole supervision for first-degree
crimes and three years for second-degree crimes.
Most NERA inmates will accumulate sufficient credits to "max
out" and be released immediately upon completion of their 85%
parole bar. In defendant's case, this would occur after serving
approximately twenty-one years, three months. Whether she serves
this amount of time in custody or a longer time, up to twenty-five
years, her five-year period of parole supervision will extend
beyond her twenty-five-year sentence.
The legislation that adopted NERA included an amendment to the
Parole Act, which provides that a NERA inmate, upon release,
"shall, during the term of parole supervision, remain on release
status in the community, in the legal custody of the Commissioner
of the Department of Corrections, and shall be supervised by . . .
the State Parole Board[See footnote 44] . . . ." N.J.S.A. 30:4-123.51b(a) (L.
1997, c. 117, § 3). The Board is given the authority "to revoke
the person's release status and return the person to custody for
the remainder of the term . . . ." Ibid.
Being under parole supervision beyond the term of the imposed
sentence is itself a significant penal consequence. More
significant is the possibility that upon a parole violation a
defendant could be required to serve additional time after
expiration of the specified sentence. Even more significant is the
possibility that upon a parole violation a defendant could be re-
incarcerated and serve more than twenty-five years in prison on a
"25 year sentence." We do not determine that this result would
follow. The issue has not been judicially determined, and it is
not before us in this case. However, it is a result that is
clearly possible. Thus, the language in question 4 of the
supplemental plea form states that "you may be subject to return to
prison to serve all or any portion of the remaining period of
parole supervision, even if you have completed serving the term of
imprisonment previously imposed." (Emphasis added.)
A defendant pleading guilty to a NERA offense must be informed
of these potential consequences - "the worst to expect" - to render
the plea knowing and voluntary. On remand, defendant shall move
before the trial court pursuant to Rule 3:21-1 to withdraw her
guilty plea. If it is determined that defendant knew before her
plea of the NERA parole supervision provision, understood it, and
pled guilty, the failure of the trial judge to inform her of it
would not be prejudicial to defendant and would not justify
withdrawal of her plea. State v. Taylor, supra, 80 N.J. at 363-64.
If, however, it is determined she did not know about it or
understand it, she should be entitled to withdraw her plea.
If the plea is withdrawn, the appropriate remedy is to afford
defendant the option of then (1) renegotiating the plea agreement
with the prosecutor, if the prosecutor is willing; (2) going to
trial, subject, of course, to reinstatement of all dismissed or
downgraded charges, as they appeared in the original indictment; or
(3) accepting reimposition of the twenty-five-year sentence,
subject to the 85% parole disqualifier and five-year parole
supervision term as required by NERA. See State v. Burford, supra,
163 N.J. at 21; State v. Howard, supra, 110 N.J. at 125-26 (citing
State v. Kovack, supra, 91 N.J. at 485).
We do not address defendant's argument regarding the
aggravating and mitigating factors and the propriety of the twenty-
five-year term. To do so would be premature. After conclusion of
the remand proceedings, defendant may file a new appeal if she
feels aggrieved by the resulting sentence.
Remanded. We do not retain jurisdiction.
Footnote: 1 1The matter was remanded for the limited purpose of reconsideration of the amount of the VCCB penalty, an issue not involved in this appeal. Footnote: 2 2This is actually 2a. There is also a 2b, in which the number of years and months of the 85% parole disqualifier are to be filled in. This was not filled in and neither the "Yes" nor "No" response was circled. However, defendant does not dispute her understanding of the 85% parole disqualifier and makes no argument regarding the incompletion of this portion of the form. Footnote: 3 3The NERA parole supervision period for second-degree crimes is three years. N.J.S.A. 2C:43-7.2c. Footnote: 4 4The original enactment allocated this responsibility to the Bureau of Parole of the Department of Corrections. It was amended to transfer the responsibility to the State Parole Board by L. 2001, c. 79, § 6.