SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6505-97T4
A-6508-97T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
RUBEN VELEZ,
Defendant-Appellant.
___________________________
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ALEXANDER B. CHAPMAN,
Defendant-Appellant.
Argued October 24, 2000 - Decided December 6, 2000
Before Judges Stern, A. A. Rodríguez and Fall.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County, Indictment
No. 92-4-572.
Susan Brody, Assistant Deputy Public Defender,
argued the cause for appellant Ruben Velez
(Ivelisse Torres, Public Defender, attorney;
Ms. Brody, on the brief).
Carl H. Hadigian, Designated Counsel, argued
the cause for appellant Alexander B. Chapman.
Daniel I. Bornstein, Deputy Attorney General,
argued the cause for respondent (John J. Farmer,
Jr., Attorney General, attorney; Mr. Bornstein,
of counsel and on the brief).
The opinion of the court was delivered by
STERN, P.J.A.D.
Following denial of their motions to suppress, defendants
entered negotiated pleas of guilty to possession of more than
five pounds of marijuana with intent to distribute in violation
of N.J.S.A. 2C:35-5a(1) and 2C:35-5b(1), a second degree crime,
in exchange for a recommendation that they be sentenced as third
degree offenders to a three year custodial sentence. On June 25,
1998, prior to publication of the Interim Report of the State
Police Review Team Regarding Allegations of Racial Profiling,
they were sentenced in accordance with the recommendation.
While their direct appeals were pending, defendant Chapman,
subsequently joined by defendant Velez, moved to remand the case
for further proceedings based on "newly discovered evidence of
racial profiling." We denied the motion pending determination of
the direct appeal. In the opinion on the direct appeal, we found
no Fourth Amendment violation and that the CDS was found as a
result of a valid consent to search. However, we permitted
defendants to address the "profiling" issue to this panel. State
v. Chapman,
332 N.J. Super. 452, 457 n.2, 471 n.5. Defendants
now claim entitlement to pursue the issue and to discovery on the
subject.See footnote 11
The critical issue before us is whether defendants can raise
the profiling issue on direct appeal after the denial of their
motion to suppress and a subsequent guilty plea. The State
contends that they may not because defendants' guilty pleas
constituted a waiver of the issue. The State further contends
that, because R. 3:5-7 concerns motions to suppress based on
violations of the Fourth Amendment, a "profiling" claim raised
therein would not be subject to preservation for appeal under R.
3:5-7(d) as claims of "profiling" or "selective enforcement"
arise under the due process and equal protection clauses of the
Fourteenth Amendment. See State v. Ballard,
331 N.J. Super. 529,
540-41 (App. Div. 2000).
While we agree with the State that R. 3:5-7 was adopted to
address motions to suppress physical evidence obtained in
violation of the Fourth Amendment, see State v. Robinson,
224 N.J. Super. 495, 498-504 (App. Div. 1988), "profiling" claims
also challenge stops, searches and seizures on constitutional
grounds and have been raised incident to motions to suppress
evidence obtained in violation of an allegedly unconstitutional
stop, search or seizure. Thus, even though "profiling" issues
have their "roots in the equal protection and due process clauses
[and] the claim of selective prosecution is somewhat foreign to
Fourth Amendment interests and analysis," State v. Kennedy,
247 N.J. Super. 21, 29-30 (App. Div. 1991), they have also been
developed in New Jersey incident to motions to suppress under R.
3:5-7. Indeed, in State v. Smith,
306 N.J. Super. 370 (App. Div.
1997), this court considered both the denial of a request for
discovery in support of a selective enforcement claim and the
denial of a motion to suppress in an appeal following the entry
of guilty pleas, and there was no suggestion advanced that
defendants' guilty pleas constituted a waiver of the "profiling"
claim.
R. 3:5-7 is also the vehicle for moving to suppress evidence
unconstitutionally obtained in violation of the New Jersey
Constitution, N.J. Const. art. I, ¶ 7,See footnote 22 and even if no Fourth
Amendment issue is technically involved, a "profiling" issue
involves a claim of an unlawful search and seizure in violation
of the State Constitution cognizable under R. 3:5-7. See State
v. Carty,
332 N.J. Super. 200, 206-07 (App. Div.), certif.
granted, __ N.J. __ (2000), holding that "articulable suspicion
is a necessary prerequisite under the New Jersey Constitution to
requesting a consent to search after a routine stop for a traffic
violation," and relying, in part, on the Interim Report in terms
of the need and justification for the requirement. Thus, at
least where the "profiling" claim is asserted as part of the
motion to suppress, it is preserved for consideration on appeal
by virtue of R. 3:5-7(d). We conclude that the "profiling" issue
is sufficiently raised in this case and that a remand is
therefore in order for the Designated Judge hearing "racial
profiling" claims to set the parameters of discovery. See State
v. Ballard, supra.
Generally, when a defendant voluntarily admits his or her
guilt and acknowledges he or she has committed the crime, the
plea constitutes a "waiver" of all issues not raised or preserved
for appeal. See, e.g., State v. Vasquez,
129 N.J. 189, 194
(1992); State v. Szemple
332 N.J. Super. 322, 328-29 (App. Div.
2000); State v. Robinson, supra, 224 N.J. Super. at 498.
However, certain rules permit defendants to preserve an issue for
appeal without requiring him or her, or the State, to spend time
and resources trying the case in order to preserve the issue for
appeal. Hence, shortly after the United States Supreme Court
decided Lefkowitz v. Newsome,
420 U.S. 283,
95 S. Ct. 886,
43 L.
Ed.2d 196 (1975), our Supreme Court adopted R. 3:5-7(d) which
preserves for appeal issues rejected during a motion to suppress.
See State v. Robinson, supra, 224 N.J. Super. at 499-501.
The facts developed on the motion to suppress in this case
were detailed in our prior opinion, 322 N.J. Super. at 456-60.
Here, the factual assertions raised at the motion to suppress
include claims that the request for a consent search was
discriminately based on the trooper's discovery that the Velez
brothers, passengers in the vehicle being driven by Chapman, were
Colombians.
The following was developed at the motion to suppress on the
cross-examination of Trooper Ocentik by co-defendant Curran's
attorney, after establishing that the Velez brothers were from
Colombia and that the trooper "had read a few books related to
the Colombian drug cartels and had arrested Colombians for
transportation or trafficking of narcotics about twenty times":
Q. When you turned to Trooper Hanley and said "Two
Colombians," were you thinking at this point about
the books you had read?
A. Yep, they quite possibly were in the back of my
mind, yes.
Q. And were you thinking as well about the Colombians
you had previously arrested in connection with
narcotics trafficking?
A. Yeah. My past experiences are flashing by.
Q. Okay. So would it be fair to say then, Trooper,
that at this point in time, at the point in time
at which you observe and say to Trooper Hanley,
"Two Colombians," drawing on your professional
experience and your experience in reading these
books about the Colombian drug cartels, your
suspicions have become less general and more
specific and you are now aiming more towards a
narcotics investigation; is that fair to say?
A. Yeah, after I see Ruben sweating and he tells me
he's from Colombia, yeah, that's fair to say.
And in his summation, counsel for defendant Chapman argued:
He's read books about Colombians, not about the
wonderful culture of Colombia and its people, not about
the music, not about the arts, not about their
religion; about the drug cartel. One group of people
within the race, and he admitted, Judge, on the stand
under oath that it is possible that he does not doubt
that when he learned that both Ruben and Roberto Velez
were Colombians, that in his mind that book and the
drug cartel came in mind. He thought about that, and
that may have had an influence on his suspicions being
further arisen or increased.
He acted on the basis that there were two whites,
two Hispanics who happened to be from Colombia in New
Jersey in a vehicle bearing California tags. Clearly,
I submit to the Court, irrespective of his testimony, a
profile consideration.
. . . .
I submit to the Court it was based on the race of
the two occupants in the back, and conduct by the
government in that fashion, I submit to the Court, is a
violation of their civil rights. And that was the
motivating factor in all this inquiry that they now say
resulted in the suspicion.
Hence, the "profiling" issue, albeit technically
constituting a claim of selective enforcement or selective
prosecution, was sufficiently raised at the R. 3:5-7 hearing and
preserved under R. 3:5-7(d), even though the proper vehicle for
asserting a "selective enforcement" or "selective prosecution"
claim may generally be under R. 3:10-2(c).See footnote 33
Recently our Supreme Court "summarily remand[ed]" a matter
for "reconsideration [of] the motions to suppress in connection
with which the [Law Division was directed to] consider the
'Interim Report of the State Police Review Team Regarding
Allegations of Racial Profiling' published by the office of the
Attorney General on April 20, 1999." State v. Moore,
164 N.J. 557 (2000). We cannot tell from the Supreme Court's summary
order itself if the case involved a claim of "profiling" asserted
for the first time on direct appeal. However, it is a published
order of the Supreme Court, and we therefore obtained a copy of
the petitions for certification filed by Moore and co-defendant
Dickey.See footnote 44 See R. 1:36-3. See also State v. Cruz Construction
Co.,
279 N.J. Super. 241, 250 (App. Div. 1995).
The State contends that Moore must be limited to
reconsideration of defendant's Fourth Amendment claim and, at the
most, to a re-evaluation of the trooper's testimony as it relates
to that subject. The Supreme Court's remand in Moore for
"reconsideration [of] the motion to suppress" must have at least
meant that the profiling material was relevant to the testing of
defendants' Fourth Amendment claim. Here, the defendant asserts
that the evidence about profiling would be relevant to his Fourth
Amendment claim. A remand for discovery is warranted on that
basis alone. However, Moore cannot be read so narrowly.
Moore and Dickey had both challenged on their direct appeals
the denial of their motions to suppress. Dickey argued that "the
police's stop of defendant's vehicle was without objectively
reasonable suspicion and violated defendant's rights under the
Fourth Amendment and the New Jersey Constitution." He also
argued that "the police lacked valid consent to search the
vehicle." Moore argued that "the trial court erred in denying
defendant's motion to suppress." In our November 22, 1999
unpublished opinion, we summarily rejected all contentions,
stating that
in the absence on the scene of an objection from
defendants or the other occupant of the vehicle to the
search of the jacket found in the car, it was
objectively reasonable for the officer to conclude that
the driver, Moore, had the apparent authority to
consent to the search of the vehicle and its contents
including the jacket.
We also noted that Dickey "requested a remand for reconsideration
of the suppression issue and to expand the record based on State
v. Soto, __ N.J. Super. __ (Law Div. 1996 [published in 1999 at
324 N.J. Super. 66])" and a remand "so that he may exercise
discovery and seek to present and examine witnesses in an effort
to establish a claim of selective enforcement of the traffic laws
by the New Jersey State Police." However, "we [saw] nothing in
Soto, supra, that would justify a remand."
In his petition for certification, Moore argued, among other
things, that "the trial court erred in denying defendant's motion
to suppress." Dickey argued the following:
POINT I THE STATE FAILED TO PRESENT CREDIBLE EVIDENCE
TO SUPPORT THE STOP OF THE DEFENDANTS' AUTO.
IN LIGHT OF THE ATTORNEY GENERAL'S FINDINGS
CONCERNING RACIAL PROFILING IT IS MORE LIKELY
THAT DEFENDANTS WERE SINGLED OUT FOR A STOP
AND CONSENT SEARCH BECAUSE THEY ARE AFRICAN-
AMERICANS. THE ACTIONS OF THE POLICE VIOLATED
DEFENDANT'S STATE AND FEDERAL RIGHTS AGAINST
UNREASONABLE SEARCHES AND SEIZURES, DUE PROCESS,
AND EQUAL PROTECTION OF THE LAW. (U.S. CONST.,
AMENDS. IV AND XIV; N.J. CONST. (1947), ART. I,
PARAS. 1, 7.)
A) Judge [M's] Credibility Finding Was Wrong And
Should Not Be Permitted To Stand
B) Judge [M's] Finding As To the Validity
Of The Consent To [S]earch Was Also Wrong
C) Petitioner's Rights To Due Process And
Equal Protection Were Infringed
POINT II THE POLICE LACKED VALID CONSENT TO SEARCH THE
VEHICLE
There can be no doubt, in light of State v. Moore, supra,
that the Supreme Court did not limit the remand to consideration
of Fourth Amendment issues. Hence, a defendant can raise a
"profiling" issue for the first time on direct appeal at least
when, as here, the Interim Report was published after judgment
was entered; and while Moore did not involve a guilty plea, a
guilty plea does not constitute a waiver of a "profiling" claim
if it was raised or is related to a claim asserted at the motion
to suppress.
Accordingly, the matter is remanded to the Designated Judge
for consideration of the scope of discovery, and, thereafter, for
further proceedings in Bergen County where the judgment of
conviction was entered.
Footnote: 1 1Defendant Chapman did not file a supplementary brief on the profiling issue but without objection from the State participated at argument. Footnote: 2 2In State v. Johnson, 68 N.J. 349, 353 n.2 (1975), the Supreme Court stated that "R. 3:5-7, which establishes a procedure for the suppression of illegally seized evidence, applies to any search and seizure found to be unlawful, whether under federal or state law." See also, e.g., State v. Alston, 88 N.J. 211, 218-20 (1981). Footnote: 3 3In the course of denying the motion to suppress, the judge asked "was this a profile," and rejected the notion by concluding "from the totality of the circumstances" that there was "a valid stop" and a "valid consent to search." Footnote: 4 4Dickey had moved before us for a remand in light of the Interim Report, published while his direct appeal was pending. We denied the motion.