SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6566-98T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
SAMUEL CANN,
Defendant-Appellant.
Submitted May 23, 2001 - Decided July 6,
2001
Before Judges Keefe, Steinberg and Weissbard.
On appeal from Superior Court of New Jersey,
Law Division, Essex County, 91-2-823-I.
Peter A. Garcia, Acting Public Defender,
attorney for appellant (Arthur J. Owens,
Designated Attorney, on the brief).
Donald C. Campolo, Assistant Attorney General,
Acting Essex County Prosecutor, attorney for
respondent (Joan E. Love, Special Deputy
Attorney General, of counsel and on the
brief).
The opinion of the court was delivered by
STEINBERG, J.A.D.
An Essex County Grand Jury returned Indictment No. 91-2-823,
charging defendant with the following offenses: first-degree
murder of Pedro Flores, N.J.S.A. 2C:11-3(a)(1)(2) (count two);
first-degree felony murder of Pedro Flores, N.J.S.A. 2C:11-3(a)
(count three); first-degree kidnapping of Pedro Flores, N.J.S.A.
2C:13-1(b)(1) (count four); first-degree robbery of Pedro Flores,
N.J.S.A. 2C:15-1 (count five); second-degree attempted murder of M.
T., N.J.S.A. 2C:5-1 and N.J.S.A. 2C:11-3 (count six); first-degree
aggravated sexual assault on M.T., N.J.S.A. 2C:14-2(a) (count
seven); first-degree kidnapping of M.T., N.J.S.A. 2C:13-1(b)(1)
(count eight); first-degree robbery of M.T., N.J.S.A. 2C:15-1
(count nine); third-degree unlawful possession of a handgun,
N.J.S.A. 2C:39-5(b) (count ten), and second-degree possession of a
certain weapon, a handgun, with a purpose to use it unlawfully
against the person of another, N.J.S.A. 2C:39-4(a) (count eleven).See footnote 11
The Grand Jury also named Rodney Lance and Eugene Pickney as co-
defendants.
The State's pretrial motion to sever the charges so that the
three defendants could stand trial separately was granted. A jury
found defendant guilty on all counts. The trial judge sentenced
defendant to life imprisonment, with a thirty-year period of parole
ineligibility on count two, a consecutive term of twenty years with
a ten-year period of parole ineligibility on count four, the
kidnapping of Pedro Flores, and an additional consecutive twenty-
year term of imprisonment with ten years of parole ineligibility on
count seven, the aggravated sexual assault of M.T. All other
sentences were imposed to run concurrently. In addition, the
felony murder conviction was merged into the conviction for murder,
and the conviction for possession of a weapon for an unlawful
purpose was merged into counts four, five, seven, eight, and nine.
The appropriate monetary penalties were also imposed.
In an unpublished opinion, with the exception of the
conviction on count two for purposeful or knowing murder, we
affirmed the judgment of conviction. Because of defects in the
charge regarding accomplice liability, we reversed the conviction
on that count, but further provided that at the election of the
State, the trial judge could unmerge the conviction on count three,
the felony murder conviction, and sentence defendant on that
conviction. State v. Cann, Docket No. A-3878-92, decided March 6,
1996. The Supreme Court denied defendant's petition for
certification. State v. Cann,
145 N.J. 375 (1996).
On remand, the State elected not to retry the purposeful or
knowing murder count. Accordingly, the trial judge unmerged the
felony murder conviction and sentenced defendant on that count to
life imprisonment with thirty years to be served without parole.
The judge then reimposed the same sentences previously imposed.
Accordingly, defendant's aggregate sentence was life in prison,
plus twenty years, with fifty years of parole ineligibility.
The defendant again appealed to this court. In an unpublished
opinion, we affirmed the conviction. State v. Cann, Docket No.
4669-95, decided November 10, 1997. Again, the Supreme Court
denied defendant's petition for certification. State v. Cann,
153 N.J. 48 (1998). Defendant then filed a petition for post-
conviction relief. Although the petition was filed with the Essex
County Criminal Clerk on April 6, 1998, defendant provided a letter
of transmittal dated March 27, 1998. A hearing on defendant's
petition was conducted on June 10, 1999. On June 11, 1999, the
judge entered an order denying defendant's application for an
evidentiary hearing and also denying the application. The judge
also issued a written opinion. Defendant appeals. We affirm.
The facts relevant to the disposition of this appeal, as
produced by the State at trial, are the following: M.T. lived with
her husband and children in Bloomfield. On September 27, 1986, she
rode with a friend to Newark in order to purchase drugs. She had
just finished a drug detoxification program. She left the car
looking for a drug seller. Her friend saw police activity in the
area and drove away, leaving M.T. on the street.
Shortly thereafter, M.T. met Pedro Flores. While they were
walking together, they were accosted by defendant, along with
Pickney and Lance. They demanded money and drugs. They forced
M.T. and Flores into a car at gunpoint, and grabbed M.T.'s
pocketbook. The two were then taken to a backyard and, at gun
point, the three assailants took turns raping M.T., both vaginally
and orally. Thereafter, the victims were forcefully taken to an
empty lot where all three men again sexually assaulted M.T. From
there, the abductors took Flores and M.T. around the corner to a
playground, where they again sexually assault M.T. In addition,
they forced Flores to have sex with her. Lance then placed a
jacket on Flores' head and shot and killed him. Lance also shot
M.T., who had placed her hands to the back of her head to protect
herself. When the gun went off, the bullet went through M.T.'s
finger and lodged in her skull. The three assailants left M.T.
unconscious, believing she was dead.
In his appendix filed in conjunction of this appeal, defendant
has only supplied excerpts from the brief and appendix he filed in
support of his initial petition. One of the excerpts is the table
of contents which sets forth the following contentions: (1) "The
trial court erred in admitting prejudicial testimony and [an]
inadmissible weapon into evidence and denied appellant a fair
trial" and (2) "He was denied the effective assistance of counsel."
At the hearing, defense counsel clarified the contentions raised by
defendant in his petition. Specifically, he contended that the
evidence regarding an earlier incident at Georgia King Village
should not have been admitted at trial. He also claimed that
evidence that an officer saw Lance the next morning with a gun, as
well as the gun itself, should not have been admitted at the trial
since it was not presented to the Grand Jury. He also contended
that trial counsel was ineffective for the following reasons: (1)
failing to file a pretrial motion to suppress any testimony of the
Georgia King Village incident; (2) failing to file a pretrial
motion to suppress any testimony regarding the Lance gun arrest,
and drug use by Lance and Pickney; (3) failed to move to dismiss
the indictment by virtue of the failure of the prosecutor to submit
to the Grand Jury the fact that Tyronne Kornegay, who was not
charged, had previously admitted to participating in the incident,
which was confirmed by Linda Moore; (4) failing to move to dismiss
the indictment because the State failed to submit to the Grand Jury
that fact that M.T. had identified three other individuals rather
than defendant; (5) failing to call Detective Cocchi to testify
that M.T. had identified other individuals from a photographic
array; (5) failing to request "a DNA analysis of the semen stains
or any of the other stains that were taken from the panties and
other garments that were retrieved in the course of the
investigation of the case, as well as that which was retained in
the rape kit, as it might have provided a more precise measure to
provide the attribution of the stain as to a person that would
exculpate the defendant"; (6) failing to request a DNA analysis of
Flores since M.T. had testified that the perpetrators had forced
him to have intercourse with her;See footnote 22 (7) failing to appropriately
cross-examine M.T. on the identification issue, specifically that
she had made a comment during a recess that she then recognized
defendant; (8) failing to call Lance as a witness; (9) failing to
present Charles Alexander as an alibi witness.
In addition, defendant asserted that appellate counsel was
ineffective in failing to adequately challenge the accomplice
liability charge in the second direct appeal.
In his written opinion, the judge concluded that many of the
claims in the petition for post-conviction relief should have been
raised on direct appeal and were procedurally barred by R. 3:23-4
(a ground for relief raised in a petition for post-conviction
relief is procedurally barred if it could reasonably have been
raised in a prior proceeding). The judge concluded that there was
no fundamental injustice sufficient to relax the procedural bar.
In addition, he concluded that some of the issues raised on appeal
have previously been decided by this court and thus were barred by
R. 3:22-5 (a prior adjudication upon the merits of any ground for
relief is conclusive). The judge also determined that the petition
was time-barred because it was not filed within five years of
defendant's conviction. R. 3:22-12 (a petition for post-conviction
relief must be filed within five years after rendition of the
judgment or sentence sought to be attacked unless it alleges facts
showing that the delay was due to defendant's excusable neglect).
Finally, the judge considered the contentions on the merits and
generally concluded that defendant had not established a reasonable
probability that the alleged deficiencies materially contributed to
defendant's conviction.
On this appeal, defendant raises the following arguments:
POINT ONE
THE POST-CONVICTION RELIEF JUDGE ERRED BY
FAILING TO GRANT DEFENDANT AN EVIDENTIARY
HEARING ON THE ISSUE OF INEFFECTIVENESS OF
TRIAL COUNSEL
POINT TWO
THE POST-CONVICTION RELIEF JUDGE ERRED IN
FINDING THAT DEFENDANT'S CONTENTION THAT HE
WAS DENIED THE EFFECTIVE ASSISTANCE OF TRIAL
COUNSEL WAS WITHOUT MERIT
POINT THREE
THE CONFUSION OF THE POST-CONVICTION RELIEF
COURT THAT DEFENDANT'S GROUNDS FOR RELIEF WERE
PROCEDURALLY BARRED WAS IN ERROR
Initially, we agree with the motion judge that the petition
was time-barred under R. 3:22-12, particularly in light of the fact
that defendant did not even attempt to establish excusable neglect.
A petition is time-barred if it does not claim excusable neglect,
or allege the facts relied on to support that claim. State v.
Mitchell,
126 N.J. 565, 577 (1992). R. 3:22-12's time-bar should
only be relaxed under exceptional circumstances. State v.
Afanador,
151 N.J. 41, 52 (1997). Moreover, in considering R.
3:22-12's time-bar, the date of the judgment of conviction controls
even if there are subsequent sentencing proceedings. State v.
Dugan,
289 N.J. Super. 15, 19-21 (App. Div.), certif. den,
145 N.J. 373 (1996). While we recognize that the petition was filed only
sixty days after it was time-barred, we choose not to relax the
time-bar in light of defendant's failure to allege or establish
excusable neglect, and also in light of our conclusion that the
claims set forth in the petition lack potential merit.
Notwithstanding the time-bar, we shall address defendant's
contention that trial counsel was ineffective in failing to request
DNA testing. In order to establish that trial counsel was
ineffective, defendant must establish that trial counsel's
representation fell below an objective standard of reasonableness,
and, that there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have been
different. State v. Marshall,
148 N.J. 89, 156-57 (1997). There
is a wide range of what constitutes reasonable professional
assistance, and there is a strong presumption that counsel's
conduct falls within that range. Id. at 157. A petitioner must
establish the right to post-conviction relief by a preponderance of
the credible evidence. State v. Preciose,
129 N.J. 451, 459 (1992)
(internal citations omitted).
A defendant seeking to establish ineffectiveness of trial
counsel for failing to request a DNA is truly in a catch-22
position. In order to be entitled to post-conviction relief, he
must establish a reasonable probability that, but for counsel's
unprofessional errors, the result of the trial would have been
different. Marshall, supra, 148 N.J. at 157. Yet, he needs the
results of the requested test in order to meet that burden. Stated
another way, a convicted defendant who does not have the results of
a DNA test can never establish a reasonable probability that the
result of the proceeding would have been different if DNA testing
had been performed. Thus, we conclude that applications of this
nature are not suited for post-conviction relief proceedings.
Rather, we conclude that if a defendant desires a DNA sample
for testing purposes, even post-conviction, he must make an
application to the trial court.
We also realize that applications of this type are not
envisioned by R. 3:20-1, which authorizes a trial judge, on
defendant's motion, to grant defendant a new trial "if required in
the interest of justice." Without the positive results of a DNA,
a defendant cannot demonstrate that the interests of justice
require a new trial. In addition, in order to be entitled to a new
trial on the ground of newly discovered evidence, a defendant must
show that the evidence is material, was discovered after the trial,
was not reasonably discoverable prior to trial, and is of such a
nature that it would probably change the jury's verdict. State v.
Carter,
85 N.J. 300, 314 (1981). Again, without the benefit of a
DNA analysis, a defendant cannot sustain that burden.
The absence of a rule authorizing the filing of a motion does
not deprive a litigant of the right to make an application to the
court. Indeed, R. 1:1-2 specifically provides that our rules
"shall be construed to secure a just determination, simplicity in
procedure, [and] fairness in administration . . . In the absence
of a rule, the court may proceed in any manner compatible with
these purposes." Thus, the absence of a rule specifically
authorizing a post-judgment motion seeking a DNA analysis is not an
impediment to making the application, and does not deprive the
trial court of the right, in appropriate circumstances, to grant
the relief requested. After all, our rules are designed to
accomplish substantial justice and so as to facilitate that quest
they should not be construed to frustrate that goal.
We have previously held that "in a criminal case, when the
State's proofs are weak, when the record supports at least a
reasonable doubt of guilt" an application for DNA testing should be
granted. State v. Thomas,
245 N.J. Super. 428, 436 (App. Div.
1991). Recently, we held that if defendant can establish that
"newly developed DNA techniques can yield definitive findings, such
tests should be ordered under the supervision of the court." State
v. Velez,
329 N.J. Super. 128, 136 (App. Div. 2000). On the other
hand, another panel of this court has recently held that a
defendant is not entitled to compel the State to release evidence
retained by the prosecutor for purposes of post-judgment DNA
testing where the evidence of defendant's participation in the
crime was overwhelming, and he did not present a defense of alibi
nor present evidence that is consistent with a theory he hoped DNA
testing would support. State v. Halsey,
329 N.J. Super. 553, 556-
60 (App. Div. 2000). Indeed, at trial, Halsey asserted a defense
of intoxication. Id. at 554.
As in a petition for post-conviction relief, a defendant
seeking a release of evidence in order to permit DNA testing must
establish his right to such relief. Among the factors to be
considered by the court are whether the sample or samples requested
still exist, and, whether they have been contaminated. Defendant
must also establish by a preponderance of the credible evidence
that there is a reasonable probability that the outcome of the
proceedings would have been different had a favorable DNA result
been obtained. In addition, in cases involving a sexual attack by
multiple participants, defendant must be prepared to show whether
that fact would affect the conclusions reached by the DNA analysis.
These suggestions of issues to be explored at a motion seeking
release of evidence for DNA testing are merely examples of some of
the factors we deem relevant. We leave to the litigants, and the
motion judge, the development and consideration of other questions
that may be pertinent in arriving at the ultimate conclusion.
We recognize that here defendant is represented by the Office
of the Public Defender (OPD). Nevertheless, we have some concern
as to whether specific consideration has been given to the question
of who should pay for the DNA test. Because of its budgetary
restraints, OPD must play an integral part in the indigency
determination. Matter of Kauffman,
126 N.J. 499, 502 (1991). The
OPD was established for the purpose of providing representation for
indigent defendants charged with the commission of indictable
offenses. N.J.S.A. 2A:158A-5. The OPD is mandated to provide all
necessary legal services, including investigation and other
preparation. Ibid. However, the Legislature also determined that
the OPD may consider factors such as need and "real value to a
defense," and weigh those factors against the financial constraints
of OPD "in determining what are the necessary services and
facilities of representation." Ibid. Thus, the Legislature has
recognized that resources are not unlimited and are subject to
budgetary limitations and it has given OPD discretionary authority
to determine what services and facilities are to be provided to an
indigent defendant. Matter of Cannady,
126 N.J. 486, 493 (1991).
In Cannady, the Court held that under certain circumstances,
OPD may be required to provide ancillary services to an indigent
defendant whom it does not represent. Id. at 492. However, in
light of its concern that a defendant will seek services of no real
value because he or she will not be required to pay for them, the
Court required a defendant seeking ancillary services to apply to
the OPD for funds. Id. at 493. While we recognize that here
defendant is indigent and represented by the Public Defender, we
believe the same considerations are present. Consequently, we hold
that a defendant who seeks to obtain a DNA test at public expense
must make application to the OPD for funds. A motion seeking that
relief must be supported by a certification by OPD that it will pay
for the tests if the application is granted. In determining
whether it will fund the test, OPD must weigh defendant's needs and
the real value of the requested services against the financial
constraints inherent in its budget. N.J.S.A. 2A:158A-5; Cannady,
supra, 126 N.J. at 498. As in Cannady, we further hold that if OPD
rejects defendant's application, its reasons must be reduced to
writing and furnished defendant. Id. at 497. That decision shall
be subject to judicial review by the trial judge, or if the case
has not yet been assigned to a specific judge, to the assignment
judge or his or her designee. Ibid. Our busy trial courts should
not be required to consider applications for DNA testing without
some reasonable assurance that if granted, the test will be paid
for and performed, subject, of course, to the court's obligation to
reject the decision of OPD if the court believes a DNA test is
appropriate.
We have carefully considered the record, the briefs filed, and
the applicable law and conclude that the remaining issues raised by
defendant on appeal are without sufficient merit to warrant
discussion in a written opinion. R. 2:11-3(e)(2).
Affirmed, without prejudice to defendant's right to move to
compel the State to furnish samples for DNA testing.
Footnote: 1 1Count one charged co-defendant Rodney Lance with first- degree murder by purposely or knowingly murdering Pedro Flores by his own conduct, N.J.S.A. 2C:11-3(a)(1) and (2). A jury found Lance not guilty of all charges. Footnote: 2 2M.T. testified that Flores protested, but she told him to fake it.