SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4571-99T1
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
SHAUN A. GRISSOM,
Defendant-Appellant.
_______________________________
Argued: January 24, 2002 - Decided:
February 7, 2002
Before Judges Newman, Fall and Axelrad.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County, 99-8-2935-
I.
Lorraine L. Posner argued the cause for
appellant (Brown and Brown, attorneys; Raymond
A. Brown and Alan Dexter Bowman, of counsel
and on the brief).
H. John Witman, III, argued the cause for
respondent (David Samson, Attorney General of
New Jersey, attorney; Mr. Witman, Deputy
Attorney General, of counsel and on the
brief).
The opinion of the Court was delivered by
AXELRAD, J.T.C. (temporarily assigned).
Defendant, Shaun Grissom, appeals his criminal conviction for
robbery and weapons offenses and seeks reversal and a new trial.
Tried to a jury, defendant was convicted of first-degree
robbery, N.J.S.A. 2C:15-1 (count one); fourth-degree aggravated
assault, N.J.S.A. 2C:12-1b(4) (count two); third-degree unlawful
possession of a weapon, a handgun, N.J.S.A. 2C:39-5b (count three);
second-degree possession of a handgun for an unlawful purpose,
N.J.S.A. 2C:39-4a (count four); and fourth-degree unlawful
possession of hollow point bullets, N.J.S.A. 2C:39-3f (count five).
At trial, after the State rested, defense counsel moved for
dismissal of the first-degree robbery charge, the fourth-degree
aggravated assault charge, and the second-degree possession of a
weapon for an unlawful purpose charge, or in the alternate, for
instructions as to self-defense and as to the lesser-included
offense of theft of services. The trial judge denied defense
counsel's requests.
The trial judge sentenced defendant to sixteen years
imprisonment for armed robbery with a No Early Release Act (NERA)
minimum of thirteen years, seven months and nine days. Defendant
received concurrent terms of five years for unlawful possession of
a handgun and eighteen months for possession of hollow point
bullets. The other charges were merged into the armed robbery
conviction.
According to the trial testimony, this case involved a theft
of a taxi cab fare which turned into a first-degree robbery when
defendant pulled a handgun on the taxi driver. Defendant asked the
taxi driver, Pierre Loradin, to drop him off at the Valley Fair
Supermarket entrance inside the gate, near the intersection of Colt
Street and Chancellor Avenue in Irvington. Prior to arriving
there, defendant asked the driver to let him out at the corner,
about forty to fifty feet before the entrance to the market. The
driver pretended he did not understand defendant and dropped him at
the originally-requested destination inside the gate at Valley
Fair, explaining at trial that it was his practice to drop off
passengers where other people are present. The driver demanded a
fare of $6, at the rate of about one dollar a block since the cab
does not have a meter. Defendant claimed he only had $5 and
appeared to look through his pockets for the fare.See footnote 11 Then he
abruptly exited the cab without paying the fare and began walking
away, turning the corner in the direction of "the back of Valley
Fair."
The driver followed defendant in his cab, and upon reaching
him, without exiting the vehicle, asked "where is the money?"
Defendant then pointed a handgun at the taxi driver's face and
asked, "are you looking for money?" The driver pulled away.
Within a block of the supermarket, the taxi driver flagged
down an Irvington police officer and told her what had happened.
She followed the cab driver to the supermarket. The officer
spotted defendant crouched at the rear of a van parked near an
intersection. When defendant saw her turning, he ran but was
eventually apprehended. Defendant was identified by the driver at
the scene. The officers found no weapons on defendant. A post-
arrest search of the area yielded discovery of a 9mm handgun with
a hollow point round in the firing chamber and other hollow point
rounds in the magazine in the rear wheel of the van where the
officer first saw defendant.
About four hours earlier that morning an Irvington police
officer searched a car pursuant to an unrelated charge against
defendant that was not at issue in this case, and in the glove
compartment found a 9mm magazine with ten rounds of 9mm ammunition.
The car was registered to defendant. Defendant had no permit to
carry a handgun.
On appeal, defendant seeks reversal of his convictions on the
following grounds:
POINT I
THE TRIAL COURT DENIED APPELLANT A FAIR TRIAL
IN ADMITTING OTHER CRIMES EVIDENCE ABSENT ANY
INSTRUCTION TO THE JURY RESPECTING THE PROPER
CONSIDERATION OF IT.
POINT II
THE TRIAL COURT ERRED IN FAILING TO CHARGE THE
JURY AS TO THE DEFENSE OF SELF-DEFENSE.
POINT III
THE TRIAL COURT'S ERROR IN REFUSING TO CHARGE
SELF-DEFENSE INDUCED ITS ADDITIONAL ERROR IN
REFUSING TO CHARGE THE LESSER-INCLUDED OFFENSE
OF THEFT OF SERVICES.
The State's position in this case was that the theft of
services was turned into a robbery when defendant drew a handgun
and pointed it at the taxi driver. Defendant does not claim error
in the judge's decision to give an armed robbery instruction. He
contends that the trial court committed reversible error in denying
his request to also charge theft of services, N.J.S.A. 2C:20-8, as
a lesser-included offense of first-degree robbery. Defendant
concedes that there was more than ample evidence for a theft
conviction, but urges that the theft was complete when he exited
the cab so there was a rational basis to acquit him of armed
robbery.
Accordingly, the jury should have been given the opportunity
to find a lesser-included offense. We agree and reverse
defendant's robbery conviction (count one) and remand for a new
trial. We affirm the other convictions.
To be considered a lesser-included offense, a crime must
either be established by proof of the same or less than all the
facts used to establish the greater charge, N.J.S.A. 2C:1-8d(1), or
it must differ from the crime charged only through a lower degree
of risk of injury to the victim or a lower degree of culpability of
the defendant, N.J.S.A. 2C:1-8d(3). See, e.g., State v. Smith,
136 N.J. 245, 249-50 (1994).
The applicable standard for determining whether the trial
court should charge a jury with respect to a lesser-included
offense is set forth in N.J.S.A. 2C:1-8e of the New Jersey Code of
Criminal Justice:
The court shall not charge the jury with
respect to an included offense unless there is
a rational basis for a verdict convicting the
defendant of the included offense.
In State v. Crisantos,
102 N.J. 265, 277 n. 10 (1986), the Court
interpreted N.J.S.A. 2C:1-8e, consistent with the Model Penal Code,
to also require a rational basis to acquit of the greater charge.
The Official Comment to N.J.S.A. 2C:1-8(e) references this dual
requirement:
[W]here the defendant makes the request and
the State objects, the facts proved at trial
should be evaluated to ensure that there is a
rational basis for a jury to reject the
greater charge and convict of the lesser;
wherever there is a such a basis, the lesser
charge should be given. It should be noted
that although 2C:1-8(e) speaks literally only
of a rational basis to convict on the lesser
charge, the provision has been read to
require, as well, a rational basis to acquit
on the greater charge. [Citations omitted].
[Cannel, New Jersey Criminal Code Annotated,
comment 12 on N.J.S.A. 2C:1-8(e) (2002).]
Theft of services can be a lesser-included offense of robbery.
Cf. Smith, supra, 136 N.J. at 250. In Smith, supra, the defendant,
a passenger in a taxi, was charged with first-degree robbery, with
the State alleging that the defendant had threatened the taxi
driver with a knife and had robbed him of $120. Ibid. Defendant,
on the other hand, denied that he was armed, claimed that he
neither threatened nor robbed the driver, and alleged that "he did
nothing more than 'cheat[] him out of the cab fare by not paying
him.'" Ibid. The Court held:
The operative ingredient--deception in the one
case, the threat of immediate bodily injury in
the other--is sharply different for each
offense. In this case, because the element of
deception is an essential ingredient of
obtaining services without payment but is not
required for a robbery conviction, theft of
services cannot be said to be a lesser-
included offense of robbery.
[Ibid.]
Here, unlike in Smith, supra, the facts are not in dispute and the
circumstances supporting a lesser-included offense of theft of
services are completely encompassed by those supporting a robbery
conviction.
Under N.J.S.A. 2C:15-1, a person is guilty of robbery if, in
the course of committing a theft, he
(1)Inflicts bodily injury or uses force upon
another; or
(2) Threatens another with or purposely puts
him in fear of immediate bodily injury; or
(3) Commits or threatens immediately to commit
any crime of the first or second degree.
An act shall be deemed to be included in the
phrase "in the course of committing a theft"
if it occurs in an attempt to commit theft or
in immediate flight after the attempt or
commission.
Because it is undisputed that a theft did in fact occur when
defendant Grissom exited the cab without paying the fare, the
question is whether he threatened Loradin, the taxi driver, with
bodily force "in the course of committing a theft," i.e., "in
immediate flight after the . . . commission." In State v. Mirault,
92 N.J. 492, 494 (1983), the Court was presented with circumstances
in which defendant fought with a police officer who was called to
the scene by an individual who noticed, upon returning home, that
her front door had been forced open. In analyzing whether the
theft was complete prior to the order to "freeze" and ensuing
altercation with the officer, the Court looked at the analogous
context of felony murder, noting that the question in each felony
murder case related to robbery is "whether the offender, before
inflicting the injury that causes death, has reached a point of at
least temporary safety . . . or become subject to 'complete
custody.'" Id. at 500-01 (citing People v. Smith,
133 N.E. 574, 575
(N.Y. App. Div. 1921)). The court found that defendant had not
reached a point of at least temporary safety because defendant
engaged in a fight with the police officer at the scene of the
theft. Id. at 501. It concluded that the "continuous and violent
struggle [that] took but a few minutes, never moved behind the
scene of the [theft] . . . , and never found the defendant in
complete custody until the backup police arrived," and that
rendered the robbery and aggravated assault "part of a continuous
transaction." Ibid. Thus, the assault took place "in the course
of committing a theft,'" and elevated the charge of theft to
robbery. Ibid. (citing N.J.S.A. 2C:15-1).
In State v. Jordan,
240 N.J. Super. 115, 117 (App. Div.),
certif. denied,
122 N.J. 328 (1990), defendant, after being
confronted outside of a store from which he stole merchandise,
unsuccessfully "threw a punch" and then swung his bag of stolen
items at a store detective. After defendant was brought back into
the store, he pushed the detective away and "body-slammed" and
punched two other detectives. Ibid. We found reversible error in
the trial court's refusal, after request, to charge the jury with
the lesser-included offenses of theft of movable property and
shoplifting because there was a rational basis in the evidence to
convict defendant of either of those offenses and to acquit him of
second-degree robbery. Id. at 120-21. We said,
[t]he jury might have rejected the State's
proofs that defendant used force against [the
store detective] . . . when he was stopped
after leaving the store and it might have
found that defendant's infliction of bodily
injury on [the other detectives] . . . after
he was returned to the store occurred after
flight had been concluded and defendant was in
custody. Cf. State v. Mirault,
92 N.J. 492,
500-501 . . . . Thus, the jury might have
found that the bodily injury to the two store
detectives was not inflicted in the course of
committing a theft. While such a result would
have been extraordinary, it nevertheless could
have been reached by the jury.
. . . .
Even though the evidence that defendant
was guilty of second degree robbery is
overwhelming, we are constrained to reverse
defendant's conviction for second degree
robbery and remand the matter for a new trial
on that charge.
[Ibid.]
In State v. McClary,
252 N.J. Super. 222, 225 (App. Div.
1991), certif. denied,
130 N.J. 6 (1992), we were presented with
circumstances in which defendant, after fleeing the victim's office
with her purse, fought with four of the victim's employees who had
continuously pursued him from the office to another location in the
victim's workplace. We held that:
[I]n this case, as distinguished from the
Jordan case, the flight had not concluded and,
indeed, all of defendant's actions testified
to by the witnesses were part and parcel of
the immediate flight from the theft of the
purse, and thus there was no rational basis
upon which defendant could be found guilty of
an included offense of theft from the person
and not guilty of the encompassing offense of
robbery or armed robbery.
[Id. at 228.]
When a lesser-included offense charge is requested by
defendant, a "trial court is obligated, in view of defendant's
interest, to examine the record thoroughly to determine if the
rational-basis standard has been satisfied." Crisantos, supra, 102
N.J. at 278. Here, the trial court did not have to find that
defendant's flight had concluded in order to charge the jury with
the lesser-included offense of theft of services. It is sufficient
if the jury might have rejected the State's proofs and found
defendant's claim that the theft was complete after he exited the
taxi was rationally supported by the evidence, even if the evidence
of robbery is "overwhelming." Jordan, supra, 240 N.J. Super. at
121.
The relevant portions of Loradin's testimony that deal with
the flight are as follows:
Q: [on direct examination] What happened at
that point when he got out of the cab?
A: So I ask him you don't pay. He didn't
answer me. Inside of Valley Fair, he go
to the corner. There's the corner in
front of the door. There's a corner like
this, he go to the back of Valley Fair.
Q: What did you do when you saw him go that
direction?
A: So I turned to see what he's doing, he
didn't pay. When I went to him, while I'm
in my car, I asked him where is the
money.
Q: So I'm clear on this. You drove up to
where he was going?
A: Yes.
Q: Did you ever get out of your car?
A: No.
Q: So you pulled up and what happened at
that point?
A: And he pulled a gun like that. He said
are you looking for money? I said
alright. I turn to right, I got out.
. . . .
Q: [on cross-examination] You announced the
fare to be six dollars. He said he didn't
have the full 6 dollars according to you
and you were waiting for him to pull out
some money -- he seemed to be going in
his pockets?
A: That's true, yes.
Q: And then I think you said the next thing
you knew he was out of the car so you
didn't actually see him get out, did you?
You suddenly noticed he's out of the car
and he's not paying?
A: He's not paying and he gets out.
Q: You saw him actually open the door and
get out?
A: Yes, sir.
Q: Am I correct in that?
A: Yes, sir.
Q: Now at that time did you get out of your
-- when you saw him getting out without
giving you any money, did you get out of
your car then?
A: No.
Q: The person began to walk away, isn't that
correct?
A: That's true.
Q: After [he] walked some distance, you
began to drive in the same direction that
person was, is that correct?
A: Yes, sir.
Q: Now, were you driving fast? When you
drove after that person who didn't pay
you, did you drive fast?
A: I drive to get out, not fast.
Q: When -- then you had to turn a corner to
go to around the side or back of the
supermarket, isn't that correct?
A: That's true.
Q: So you -- I'm having a little trouble
understanding, let me clarify something.
You dropped him off in front of the
supermarket where shoppers are coming in
and going out?
A: That's true.
Q: And then when the passenger began to walk
away, you drove around to the back of the
supermarket where you confronted him?
A: That's true.
. . . .
Q: [on cross examination] Then you drove
around to the back of the supermarket and
you asked him again about the fare, isn't
that correct?
A: Yes, sir.
There is sufficient evidence in the record from which a jury
could conclude that defendant's pointing of his handgun at the taxi
driver was part of the continuous transaction of refusing to pay
the fare and accomplished before his flight was complete, and
convict him of first-degree armed robbery. However, there is also
sufficient evidence in the record from which the jury could have
concluded that defendant reached a point of at least temporary
safety as per Mirault and Crisantos, supra, when he exited the cab
and that his pointing of the gun was a separate offense. After
defendant was dropped off in the front of the supermarket, he
"walked away," apparently turned the corner of Valley Fair, and was
subsequently pursued by Loradin who "confronted him" from the cab
at the "back of the supermarket." Had the jury been given the
lesser-included offense instruction, there was a rational basis
upon which defendant could have been found guilty of an included
offense of theft of services and acquitted of the offense of armed
robbery.
We turn now to defendant's claim that the trial court also
committed reversible error in admitting evidence that a second
magazine loaded with 9mm ammunition was found in defendant's motor
vehicle four hours before the taxi cab incident. We note that
defense counsel did not raise this "other crimes" argument below
and, in fact, conceded the admissibility of this evidence. At a
conference conducted just after the jury was sworn, the prosecutor
sought the court's approval to refer in his opening to discovery of
the magazine in defendant's car and to the burglary investigation.
Defense counsel responded:
I think there's no dispute that the fact
that a magazine and bullets are found in the
defendant's car is admissible. We're not
arguing about that.
[B]ut when you go beyond that to say that the
car was found in the proximity of the scene of
the burglary that has no bearing on the case
at hand. It brings in other crimes evidence
basically for no probative value. . . . It
does have a substantial, an enormous potential
to prejudice the jury against the defendant
because they may suspect that he's also
involved in some other crimes . . . .
The prosecutor then withdrew his request to refer to the burglary,
pending evidentiary development at trial. After the initial
conference, defense counsel neither objected to the officer's
testimony, the physical evidence, or the charge, nor requested a
limiting instruction.
Assuming that this was "other crimes" evidence under N.J.R.E.
404(b), not part of the res gestae as argued by the State on
appeal, the trial judge should have given a limiting instruction
regarding intent to possess, but we do not know on retrial whether
new counsel will take the same position as did prior counsel. If
defense counsel objects to the testimony regarding the other
magazine, the trial court will have to determine whether the
evidence is admissible and, if so, whether a limiting instruction
is warranted in the context of the case presented.
We have considered defendant's remaining contention regarding
the trial judge's refusal to charge self-defense and find it to be
without merit. R. 2:11-3(e)(2). Defense counsel waived an opening
statement and defendant neither testified at trial nor called any
witness. Based on the driver's testimony, there was no evidence to
support the claim of a relentless pursuit of defendant, that the
driver was armed, or anything from which a jury could conclude that
the driver forcibly tried to extract payment from defendant or
committed any act against which defendant sought to protect
himself.
Accordingly, except to reverse defendant's conviction for
first-degree robbery and to remand the matter for a new trial on
that charge, the judgment of conviction is affirmed.
Footnote: 1 1At trial it was stipulated that when Grissom was later apprehended, he had $182 on his person.