SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3772-99T4
STATE OF NEW JERSEY,
Plaintiff/Respondent,
v.
SONNEY PELHAM,
Defendant/Appellant.
Submitted: April 30, 2002 - Decided: July 9,
2002
Before Judges Skillman, Wallace, Jr. and
Wells.
On appeal from the Superior Court of New
Jersey, Law Division, Middlesex County, 95-5-
571-I.
Peter A. Garcia, Acting Public Defender,
attorney for appellant (Susan Brody, Assistant
Deputy Public Defender, of counsel and on the
brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Lisa Sarnoff Gochman,
Deputy Attorney General, of counsel and on the
brief).
The opinion of the court was delivered by
WALLACE, JR., J.A.D.
A Middlesex County grand jury indicted defendant for
aggravated manslaughter, N.J.S.A. 2C:11-4a. Tried by a jury,
defendant was found guilty of the lesser included offense of
second-degree death by auto, N.J.S.A. 2C:11-5. The trial judge
imposed a sentence of seven years in prison, with a three-year
period of parole ineligibility. Appropriate fines and penalties
were also imposed.
On appeal, defendant makes the following arguments in his
brief:
POINT I:
BY INSTRUCTING THE JURY THAT THE REMOVAL OF WILLIAM
PATRICK'S LIFE SUPPORTS DID NOT CONSTITUTE AN
INTERVENING CAUSE, THE COURT DEPRIVED DEFENDANT OF
HIS CONSTITUTIONAL RIGHT TO HAVE THE CAUSATION
ISSUE DECIDED BY THE JURY.
POINT II:
BY DELIVERING AN OPENING STATEMENT REPLETE WITH
PEJORATIVE REFERENCES TO DEFENDANT ALMOST IDENTICAL
TO COMMENTS HE HAD MADE IN A PREVIOUS CASE THAT HAD
LED TO REVERSAL ON GROUNDS OF PROSECUTORIAL
MISCONDUCT, THE PROSECUTOR DELIBERATELY INTERFERED
WITH DEFENDANT'S RIGHT TO HAVE HIS CASE DECIDED BY
AN IMPARTIAL JURY.
POINT III:
THE THREE-YEAR MANDATORY MINIMUM SENTENCE WAS
UNCONSTITUTIONALLY IMPOSED BECAUSE THE FACT OF
DEFENDANT'S INTOXICATION WAS NOT DECIDED BY THE
JURY. (NOT RAISED BELOW).
We conclude it was error to instruct the jury that the removal of
life support from the victim did not constitute an intervening
cause, and that this issue must be decided by the jury. We reverse
and remand for a new trial.
The facts may be briefly stated. The conviction arose out of
an automobile accident which occurred around 11:30 p.m. on December
29, 1995. Defendant was operating his vehicle when he collided
with the rear of a vehicle driven by William Patrick. The force of
the impact caused Patrick's vehicle to strike a guardrail and
utility pole approximately 150 feet away.
Sergeant Mark Heistand and Lieutenant Richard Hutchinson of
the South Brunswick Police Department were nearby and heard the
crash. They immediately responded to the scene of the accident,
secured the area, and requested assistance. Defendant exited his
vehicle and approached the police officers. After the police
determined that defendant was not injured, they turned their
attention to the Patrick vehicle. They found Patrick unconscious
and his passenger semi-conscious. Emergency crews eventually used
the "jaws of life" to free Patrick and his passenger and both were
transported to a nearby hospital.
The passenger was released the next day, but Patrick sustained
serious injuries and remained in the hospital. He suffered two
fractured vertebrae and damage to his spinal cord, causing
paralysis from his chest down. In addition, he suffered pulmonary
contusions, a punctured lung, multiple rib fractures, a laceration
on his scalp, and a significant closed head injury, causing loss of
consciousness and bleeding in his brain. Patrick was placed on a
ventilator for assistance in his breathing. Unfortunately, he was
not able to recover. Both Patrick and his family eventually
requested to have the ventilator removed. On May 30, 1996, an
intravenous morphine drug was administered to Patrick, and the
ventilator was removed. Patrick died several hours later.
We return to the scene of the accident. Sergeant Heistand
approached defendant who was standing outside of his vehicle. At
first, defendant did not believe he had been involved in an
accident and said he had been run off the road. After Heistand
showed defendant the front-end damage to his vehicle and the paint
on his vehicle from Patrick's red vehicle, defendant acknowledged
he must have been in an accident. Heistand noticed defendant was
swaying and had an odor of alcohol on his breath. Other officers
arrived on the scene. Heistand walked away from defendant to speak
to Sergeant Allen Sanchez, who was the midnight shift commander.
Heistand believed that defendant was under the influence of alcohol
and requested Officer Mark Montagna to administer roadside sobriety
tests.
Montagna observed that defendant was unsteady. He asked
defendant to recite the alphabet, close his eyes and tilt his head
back with his arms by his side, and perform the finger-to-nose
test. Defendant recited the alphabet correctly, but paused a few
seconds between letters about five or six times. Defendant lost
his balance after tilting his head backward. On the finger-to-nose
test, Montagna instructed defendant to touch his right hand to his
nose three times and touch his left hand to his nose twice.
Defendant could not follow this sequence and, after two
unsuccessful attempts with his right hand, asked "How do I do this
again?" Montagna placed defendant under arrest for driving under
the influence.
Defendant was then placed in a police car. While in route to
the police station, Sergeant Ken Mazza instructed the officers to
take defendant to the hospital for a blood test to determine his
blood alcohol level. At the hospital, defendant refused to sign
the blood test consent, but agreed to have blood drawn. A
registered nurse drew three vials of blood. She used two gray-
topped glass vials from the police blood alcohol kit and one red-
topped glass vial from the hospital to collect the blood. Tests
performed at the State Police Laboratory revealed a .19 blood
alcohol content while the hospital-tested blood sample resulted in
a reading of .18 blood alcohol content.
At trial, the State presented evidence to show that an
individual with a blood alcohol content of between .09 and .12
would have impaired judgment and would also increase the tendency
to ignore peripheral vision. Further, a driver with a blood
alcohol content of .19 would experience double vision and would be
100 times more likely than a sober driver to be involved in an
accident. The State's expert testified that a man of defendant's
weight would have to consume eleven twelve-ounce regular beers, or
eleven five-ounce glasses of twelve-proof wine, or six five-ounce
glasses of twenty-proof wine, or twelve ounces of 100-proof liquor,
or sixteen ounces of eighty-proof liquor, to reach a blood alcohol
content of .19.
In his defense, defendant presented four character witnesses
and two witnesses who were with him prior to the accident. Eric
Mandrackie testified that on December 29, 1995, between 5:15 p.m.
and 8:00 p.m., he and defendant each drank three mugs of beer and
one shot of liquor. Keith Fletcher testified that defendant
arrived at his house between 8:00 and 9:00 p.m. to celebrate
Fletcher's wife's pregnancy. He said defendant stayed a few hours
and had two glasses of champagne. Fletcher said that defendant did
not appear intoxicated when he left.
Defendant testified consistent with his witnesses' testimony.
He claimed he did not feel intoxicated when he left Fletcher's
house and did not have any drinks after he left the home. He said
he did not fall asleep while driving and did not believe the
accident was alcohol-related. Defendant could not recall details
of the accident, but claimed it happened too quickly for him to
stop. He said he applied his brakes, but could not stop in time.
He did not recall telling Heistand at the scene that he did not see
the other car and denied he said he was not involved in an
accident. Defendant also disputed Montagna's testimony that he
failed the sobriety tests, but admitted he caused the accident.
Defendant contends that it was error for the trial judge to
instruct the jury that the removal of life support was not an
intervening cause of the victim's death. Defendant asserts that
the judge's instruction deprived him of a jury finding on the
essential element of causation.
The State's evidence showed that the official cause of
Patrick's death was pulmonary failure, secondary to repeated bouts
of pneumonia and blood clots in his lungs caused by paralysis, and
damage to his lungs sustained in the motor vehicle accident. As
noted above, Patrick and his family requested that the ventilator
be removed. Patrick died a short while later.
Prior to trial, defendant moved to dismiss the indictment on
the ground that the termination of Patrick's life support system
was an independent cause of death and thus precluded defendant's
conviction. In a published opinion, the trial judge, after
reviewing the definition of causation in N.J.S.A. 2C:2-3, addressed
the issue of "whether the removal of life support from a victim who
was not brain dead is an intervening cause sufficient to insulate
defendant from liability for aggravated manslaughter." State v.
Pelham,
328 N.J. Super. 631, 633 (Law Div. 1998). The judge noted
there were no reported decisions in New Jersey on this issue.
Therefore, the judge looked to our decision in State v. Watson,
191 N.J. Super. 414 (App. Div. 1983), certif. denied,
95 N.J. 230
(1983), where we held that the removal of life support from a brain
dead victim was not an intervening cause of death as the victim's
"'death resulted not from turning off the respirator, but from
defendant's acts, which undeniably caused the victim's brain to
die'," to deny defendant's motion. Pelham, supra, 328 N.J. Super.
at 637 (citation omitted). The judge found that even though
Patrick was not brain dead, it was "evident that the removal of the
life support in the instant matter was not an intervening cause
because the removal of the life support did not 'break the original
causation.'" Id. at 638. The judge explained:
A jury could easily find that the original
causation of the victim's death was the
defendant's actions. Specifically, the victim
would not have been placed on life support but
for the defendant driving his vehicle while he
was intoxicated into the back of Patrick's
vehicle. Accordingly, I find that the State
has satisfied the 'but for' element of
causation.
[Ibid.]
The judge also found that a jury could reasonably infer Patrick's
injuries and death "were within the risk of which defendant was
aware when he collided into the victim's vehicle on December 29,
1995, while he was intoxicated." Ibid. at 638. The judge
concluded that causation would have to be determined by the jury,
but he would instruct the jury that "the removal of life support is
not a sufficient intervening cause to relieve defendant of criminal
liability." Id. at 639.
At trial, the judge instructed the jury on causation and
intervening cause. For causation, the judge charged:
To establish causation the State must
prove two elements beyond a reasonable doubt.
First, that but for defendant's conduct
William Patrick wouldn't have died. Second,
William Patrick's death must have been within
the risk of which the defendant was aware. If
not it must involve the same kind of injury or
harm as the probable result of the defendant's
conduct and must also not be too remote, too
accidental in its occurrence or too dependent
on another's volitional act to have a just
bearing on defendant's liability or on the
gravity of his offense. In other words, the
State must prove beyond a reasonable doubt
that William Patrick's death was not so
unexpected or unusual that it would be unjust
to find the defendant guilty of aggravated
manslaughter _ slaughter.
It is alleged that the victim William
Patrick died approximately five months after
the collision which occurred on December 29,
1995. With regard to the issue of remoteness
there is no requirement that the State prove
that the victim died immediately or within a
certain period of time after the collision.
Nevertheless, you may want to consider the
time that elapsed between the collision and
William Patrick's death along with all of the
other evidence in determining whether the
State has proven beyond a reasonable doubt
that the defendant caused William Patrick's
death as I have defined that term.
The State alleges that William Patrick
died as a result of medical complications from
the injuries which he sustained in the
collision. Subject to the definition of
causation which I've already given you the
State may satisfy its burden of proving
causation by proving beyond a reasonable doubt
that William Patrick died from medical
complications that resulted from injuries
which he sustained in the collision provided
that these injuries and medical complications
were the precipitating and contributing causes
of Mr. Patrick's death.
With regard to the issue of accident, if
you find that Mr. Patrick's death resulted
from preexisting medical conditions
independent of the injuries and accompanying
medical complications which he received as a
result of the collision as the defendant
contends you must find the defendant not
guilty. If you find that Mr. Patrick died as
a result of his prior medical condition being
exacerbated, in other words, made worse by the
collision you are instructed that criminal
liability is not lessened because the victim
is not in excellent health. In other words,
if you find beyond a reasonable doubt that the
defendant's conduct accelerated or worsened
any preexisting medical condition or illness
which William Patrick may have had thereby
resulting in his death and meets the other
conditions of causations then you should find
that the defendant caused Mr. Patrick's death.
For intervening cause, the judge stated:
[a]n intervening cause which - - is a cause
that breaks the original chain of causation.
In that regard you have heard testimony that
on May the 30th, 1996 William Patrick was
taken off the ventilator pursuant to his
wishes and that he died several hours later.
I instruct you that the removal of life
support, in this case a ventilator, is not a
sufficient intervening cause to relieve the
defendant of criminal liability. In other
words, the removal of life support from Mr.
Patrick who was not brain dead was not a
sufficient intervening cause to relieve the
defendant of criminal liability. If you find
that the defendant's actions set in motion the
victim's need for life support the causal link
between the defendant's actions and the
victim's death is not broken by the removal or
refusal of life support as long as you find
that the death was the natural result of the
defendant's actions.
[Emphasis added.]
Defendant contends the trial judge's instruction to the jury
that removal of life support is "not a sufficient intervening cause
to relieve defendant of criminal liability" essentially deprived
him of the constitutional right to have a jury decide that issue.
Before addressing defendant's argument, we note our agreement
with the trial judge's decision to deny defendant's motion to
dismiss the indictment based on the intervening cause of removal of
life support. An intervening cause is defined as "[a]n event that
comes between the initial event in a sequence and the end result
thereby altering the natural cause of events that might have
committed a wrongful act to an injury." Black's Law Directory 212
(7th ed. 1999); see also Hellstern v. Smekowitz,
17 N.J. Super. 366, 373 (App. Div. 1952)(stating that the intervening cause must
be a cupable and efficient cause and one which destroys the
efficient causal connection between the negligent act of the
defendant and the injury).
Here, the victim required life support as a result of his
multiple injuries sustained in the accident caused by defendant.
The victim and his family requested the removal of the life support
system and the request was granted. In our view, a jury could
reasonably conclude the removal of life support did not alter the
natural course of events, but rather allowed Patrick's injury to
take its natural course. See People v. Bowles,
607 N.W.2d 715,
717-18 (Mich. 2000)(removal of artificial respirator was not an
intervening cause, but a natural and inevitable result of the
injuries inflicted by defendant); State v. Ruane,
912 S.W.2d 766,
775 (Tenn. 1995) (whether the victim's decision to have life
support equipment removed insulated defendant from criminal
responsibility should be determined by the trier of fact); State v.
Yates,
824 P.2d 519, 523 (Wash. App. 1992), pet. denied,
833 P.2d 1390 (Wash. 1992) (holding that when life support is removed, the
cause of death is not the removal but the agency that generated the
need for the life support in the first instance). Consequently, we
affirm the trial judge's decision denying defendant's pretrial
motion to dismiss the indictment.
We turn now to defendant's argument that the judge's
instruction to the jury that removal of life support was not a
sufficient intervening cause to relieve defendant of criminal
liability deprived him of the constitutional right to have a jury
decide that issue.
Defendant was charged with criminal homicide. The relevant
Code section provides that "[c]riminal homicide constitutes
vehicular homicide when it is caused by driving a vehicle
recklessly." N.J.S.A. 2C:11-5a. As part of its proofs, the State
must establish a causal relationship between defendant's conduct
and the resulting harm to the victim. See State v. Jamerson,
153 N.J. 318, 336 (1998). "[A]n accused is constitutionally entitled
to have a jury find each factual element beyond a reasonable doubt
before he or she is convicte[d]", and "a court may never instruct
a jury to find against a criminal defendant on any factual issue
that is an element of the crime charged." State v. Anderson,
127 N.J. 191, 200 (1992). Causation is an essential element of the
offense within the province of the jury's determination.
The right to a trial by jury is guaranteed by the Sixth
Amendment of the United States Constitution and Art. I, par. 9 of
the New Jersey Constitution. See State v. Ingenito,
87 N.J. 204,
210 (1981). It is the jury's determination of the facts from the
evidence submitted at trial that establishes the innocence or guilt
of a defendant. Id. at 211. As the Court explained:
The responsibility of the jury in the domain
of factual findings, and ultimate guilt or
innocense, is so pronounced and preeminent
that we accept inconsistent verdicts that
accrue to the benefit of a defendant. . .
Indeed, a jury has the prerogative of
returning a verdict of innocence in the face
of overwhelming evidence of guilt. It may
also refuse to return a verdict in spite of
the adequacy of the evidence. . . This is
indicative of a belief that the jury in a
criminal prosecution serves as the conscience
of the community and the embodiment of the
common sense and feelings reflective of
society as a whole. (citations omitted)
[State v. Ingenito,
87 N.J. 204, 211-12 (1981).]
In Ingenito, supra, the Court addressed the question whether
the use of collateral estoppel in a criminal trial impinged upon
defendant's right to a trial by jury. The Court answered the
question in the affirmative, holding that the "application of
collateral estoppel against a defendant constitutes an invasion of
the factfinding and ultimate decisional functions of the jury."
Id. at 213. Further, the Court emphasized that the trial judge
"must take care to ensure that the jury enter its deliberations
without preconceived views as to the existence of any essential
element of the offense or the guilt of the defendant." Id. at 214.
In support of this view, the Court referred to its opinion in State
v. Humphreys,
54 N.J. 406 (1969), where the Court invalidated a
jury charge in connection with a statutory presumption because it
improperly relieved the State of its burden of proof. Ingenito,
supra, 87 N.J. at 215.
The Court addressed a similar problem in State v. Ragland,
105 N.J. 189 (1986). In Ragland, defendant was charged with unlawful
possession of a weapon and possession of a weapon by a convicted
felon. The charges were severed. The jury first found defendant
guilty of unlawful possession of a weapon and then returned to
decide the possession of a weapon by a convicted felon offense.
The trial judge charged the jury that if you find defendant "was
previously convicted of the crime of robbery and that he was in
possession of a sawed-off shotgun as you have indicated . . . then
you must find him guilty as charged by this Court." Id. at 192.
The Court reversed, finding that the effect of the charge was to
direct a guilty verdict. Id. at 193. The Court gave guidance for
future trials in related matters as follows:
What is needed in such a matter is a strong
instruction to the jury to disregard its prior
verdict of possession . . . advising the jury
that it is the State's burden to prove that
fact beyond a reasonable doubt, allowing the
jury, however, to consider the evidence that
had previously been brought before it on the
possession charge. . . We need not determine
whether this error was harmless beyond a
reasonable doubt, for when the constitutional
deprivation consists of a directed verdict,
preservation of the integrity of the right to
trial by jury requires reversal.
[Id. at 195-96.]
Applying these principles here, we conclude the trial judge's
instructions on intervening cause deprived defendant of the
opportunity to have the jury decide the essential issue of
causation. The issues of causation and intervening cause should
generally be left to the jury for its factual determination. Lynch
v. Scherninge,
162 N.J. 209,235 (2000); State v. Martin,
119 N.J. 2, 16-17 (1990); Rappaport v. Nichols,
31 N.J. 188, 203 (1959).
See State v. Maldonado,
137 N.J. 536, 569-70 (1994). In the
context of the entire charge, the language that "the removal of
life support from Mr. Patrick who was not brain dead was not a
sufficient intervening cause to relieve the defendant of criminal
liability", coupled with the further charge that if the jury found
"defendant's actions set in motion the victim's need for life
support the causal link between defendant's actions and the
victim's death is not broken by the removal or refusal of life
support," essentially removed that issue from the jury and had the
potential to be construed by the jury that the State had proven the
element of causation. We conclude the charge to the jury on
intervening cause deprived defendant of his constitutional right to
have the jury in a criminal trial to decide all elements of the
charged offense.
On remand, the trial judge should instruct the jury on the
elements of causation and intervening cause. The judge, however,
should modify the jury instruction to delete any language that
suggests the State had met its burden of proof on the issue of
causation, or that the termination of life support was or was not
a break in the chain of causation.
Because we reverse defendant's conviction, we find no need to
address defendant's remaining arguments.
We reverse and remand for a new trial.