STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
SPENCER LEE HORNE,
Defendant-Appellant.
________________________________
Submitted December 7, 2004 - Decided March 31, 2005
Before Judges Kestin, Alley and Falcone.
On appeal from the Superior Court of New Jersey, Law Division, Hudson County,
02-03-0531-I.
Yvonne Smith Segars, Public Defender, attorney for appellant (Alan I. Smith, Designated Counsel,
of counsel and on the brief).
Peter C. Harvey, Attorney General of New Jersey, attorney for respondent (Frank Muroski,
Deputy Attorney General, of counsel and on the brief).
The opinion of the court was delivered by
ALLEY, J.A.D.
On March 5, 2002, in indictment number 0531-03-2002, a Hudson County Grand Jury
charged defendant, Spencer Lee Horne, and his codefendant, Rickey Weaver, with having committed
the following offenses in Jersey City on December 30, 2001: first-degree armed robbery,
N.J.S.A. 2C:15-1 (Count One), and fourth-degree possession of an imitation firearm for an
unlawful purpose, N.J.S.A. 2C:39-4(e) (Count Two).
On August 7 through August 12, 2002, a jury tried defendant and Weaver
on these charges. When defendant did not appear for trial, he was tried
in absentia. At trial, the alleged victim, Michael Guest, identified Weaver and the
toy gun, as well as a photograph of defendant. Officer Goodman also identified
defendant's photograph at trial. Guest stated that he had "no doubt" that it
was defendant and Weaver who had robbed him. Guest also identified two photographs
of the vehicle used in the robbery, as well as his signature on
both photographs. Neither defendant nor Weaver presented any witnesses or evidence on their
behalf. On August 12, 2002, the jury found defendant and Weaver guilty of
first-degree armed robbery and fourth-degree possession of an imitation firearm for an unlawful
purpose.
On December 17, 2002, a Hudson County Grand Jury charged defendant in indictment
number 2777-12-2002 with having committed the following offenses on or about July 26,
2002: third-degree burglary, N.J.S.A. 2C:18-2(a) (Count One), and third-degree theft by unlawful taking,
N.J.S.A. 2C:20-3(a) (Count Two). On February 13, 2003, defendant entered a plea of
guilty to the charge of third-degree burglary in indictment number 2777-12-2002, as part
of a plea bargain in which the State agreed to recommend dismissal of
Count Two of the indictment.
On February 13, 2003, defendant was charged in an accusation with third-degree bail
jumping, N.J.S.A. 2C:29-7. That same day, he pled guilty to that charge and,
when pleading guilty, he admitted that he had been provided notice in court
to appear for his trial that was scheduled to begin on August 5,
2002. Defendant acknowledged that the judge had informed him that if he did
not appear, the trial would proceed without him. Defense counsel also stated on
the record that defendant had actually been handed the notice informing defendant to
appear on the scheduled date, and that the notice was signed by the
judge, both attorneys, and defendant.
At sentencing on March 13, 2003, on indictment number 0531-03-2002, the State moved
to have defendant sentenced to an extended term for the armed robbery conviction.
Denying the State's motion, the court merged Count Two into Count One, and
sentenced defendant to a twenty-year prison term with a seventeen-year period of parole
ineligibility, as required by the "No Early Release Act," N.J.S.A. 2C:43-7.2, (NERA), to
be served concurrently with the aforementioned sentences. The court also imposed the required
five-year period of parole supervision, and all statutorily mandated fines and penalties. On
the same day, the court sentenced defendant to concurrent five-year sentences for the
third-degree convictions of burglary and bail jumping, each with a two-and-a-half year period
of parole ineligibility.
The circumstances of the crimes for which the jury convicted defendant were straightforward.
At approximately 1:00 a.m. on December 30, 2001, Michael Guest was walking on
Linden Avenue enroute to Vincent's Pizzeria in Jersey City. Prior to arriving at
the pizzeria, Guest observed two people in a black car, either a 1
985 Grand Marquis or 1985 Crown Victoria, pull up to him with its lights
off.
The passenger, later identified as codefendant, Rickey Weaver, left the vehicle with an
object in his hand that appeared to Guest to be a small black
handgun. Weaver approached Guest and said, "give me everything." The driver of the
vehicle, later identified as defendant, also got out and approached Guest. Defendant and
Weaver then proceeded to search Guest's clothing by patting his pants pockets, reaching
into his jacket pockets, and pulling his pants up to view inside his
socks. Unsuccessful in the search, Weaver questioned Guest as to what he was
doing on the street without any money. Defendant and Weaver then walked back
to their vehicle and drove off.
After this incident, Guest proceeded to his home, which was approximately a block
away, to call the police. He provided the police descriptions of both defendant
and Weaver, as well as a description of the car, and informed the
police that they were armed with a handgun. As the result of a
radio dispatch, Officer Anthony Goodman began to follow a black Grand Marquis for
several blocks, noting that it had two black male occupants. With the assistance
of a marked patrol unit, Officer Goodman stopped the Grand Marquis. As Officer
Goodman approached the vehicle, he observed the passenger crouch down. The officers ordered
both the driver and the passenger, subsequently identified as defendant and Weaver, to
exit the vehicle, and proceeded to search them. Officer Goodman noted that Weaver
was wearing a knitted hat, and that defendant appeared much heavier than Weaver.
The officer also observed that both suspects were wearing dark clothing. Officer Goodman
looked inside the Grand Marquis and saw the handle of what appeared to
be a handgun on the floor of the front passenger side. The officer
then seized the object and determined that it was a toy gun.
The police brought Guest to police headquarters to determine whether defendant and Weaver
were the men who were involved in the earlier encounter. Guest remained in
the back seat of a patrol car parked across the street while defendant
and Weaver were brought into headquarters. Guest then identified defendant and Weaver as
the two men who had robbed him, and the Grand Marquis as the
vehicle that was used. He also identified the seized toy gun as the
implement displayed by Weaver. Both defendant and Weaver were arrested and charged with
first-degree armed robbery and fourth-degree possession of an imitation firearm for an unlawful
purpose.
On July 26, 2002, while awaiting trial on bail for the December 2001
armed robbery, defendant broke into a van in North Bergen and removed a
toolbox. Neither the van nor the toolbox belonged to defendant, nor did he
have permission to enter the van.
Defendant contends in his brief on appeal:
POINT I: THE TRIAL COURT ABUSED ITS DISCRETION IN DENYING THE DEFENDANT'S MOTION
FOR A JUDGMENT OF ACQUITTAL AT THE END OF THE STATE'S CASE ON
THE CHARGE OF ROBBERY ON COUNT ONE.
POINT II: THE TRIAL COURT ABUSED ITS DISCRETION BY TRYING THE DEFENDANT IN
ABSENTIA. (Not Raised Below)
POINT III: THE TRIAL COURT COMMITTED PLAIN ERROR BY FAILING TO INSTRUCT THE
JURY THAT IT SHOULD NOT GIVE ANY GREATER WEIGHT TO THE WITNESS' IDENTIFICATION
OF THE DEFENDANT AS ONE OF THE ACTORS MERELY BECAUSE THEY IDENTIFIED THE
DEFENDANT'S BCI "MUG SHOT" AND THE ADMISSION OF THE DEFENDANT'S "MUG SHOT" INTO
EVIDENCE MADE NECESSARY A SPECIFIC JURY INSTRUCTION THAT THE FACT THAT THE POLICE
TOOK AN ARREST BCI "MUG SHOT" OF THE DEFENDANT WAS NOT SUBSTANTIVE EVIDENCE
THAT THE DEFENDANT COMMITTED THE ROBBERY. (Not Raised Below)
POINT IV: THE TRIAL COURT ABUSED ITS DISCRETION IN CHARGING THE JURY THAT
THE DEFENDANT'S ABSENCE FROM THE TRIAL COULD BE CONSIDERED AS EVIDENCE OF CONSCIOUSNESS
OF GUILT.
POINT V: IMPOSITION OF THE TWENTY (20) YEAR SENTENCE WITH AN 85% NERA
PERIOD OF PAROLE INELIGIBILITY ON DEFENDANT'S ROBBERY CONVICTION WAS EXCESSIVE AND AN ABUSE
OF THE SENTENCING COURT'S DISCRETION.
A. THE COURT ABUSED ITS DISCRETION IN IMPOSING A SENTENCE IN EXCESS OF
THE PRESUMPTIVE SENTENCE FOR A CRIME OF THE FIRST DEGREE.
B. THE COURT ABUSED ITS DISCRETION IN IMPOSING AN 85% NERA PERIOD OF
PAROLE INELIGIBILITY.
Thereafter, by a supplemental letter dated July 27, 2004, defendant asserted that his
sentence was contrary to principles set forth in Blakely v. Washington, 542 U.S.
_____,
124 S. Ct. 2531,
159 L. Ed.2d 403, reh'g denied, ____
U.S. ____,
125 S. Ct. 21,
159 L. Ed.2d 851 (2004).
We first consider defendant's contention that the court erred by failing to grant
his motion for a judgment of acquittal pursuant to R. 3:18-1 because his
"conduct neither placed the victim in fear, nor corroborated an intent to commit
a robbery." With regard to the element of fear, defendant suggests that because
"the weapon was never pointed towards the victim," there was insufficient proof as
to fear of immediate bodily injury. Finally, he maintains that the court misperceived
the statement regarding Guest's lack of money because it was made as the
two actors were leaving the scene "and had nothing to do with an
alleged robbery."
Motions for judgments of acquittal are governed by R. 3:18-1, which provides:
At the close of the State's case or after the evidence of all
parties has been closed, the court shall, on defendant's motion or its own
initiative, order the entry of a judgment of acquittal of one or more
offenses charged in the indictment or accusation if the evidence is insufficient to
warrant a conviction.
In determining such a motion, the court must ascertain whether the State's evidence
in its entirety would permit a reasonable jury to find guilt of the
offense beyond a reasonable doubt. State v. Reyes,
50 N.J. 454, 459 (1967).
The reviewing court shall provide "the State the benefit of all its favorable
testimony as well as of the favorable inferences which reasonably could be drawn
therefrom." Ibid. We review the trial court's ruling on the motion for acquittal
by considering the State's evidence, direct or circumstantial, in light of the Reyes
standard. State v. Josephs,
174 N.J. 44, 81 (2002).
Defendant's contention that the trial court erred by denying his motion for acquittal
is meritless. First, defendant's suggestion that there was insufficient evidence demonstrating that the
victim was in fear of imminent bodily harm because the gun was only
brandished, and not pointed directly at the victim, is nonsensical. Second, the display
of an imitation gun, accompanied by a search of Guest, provided strong indicia
of an intent to commit robbery. Just minutes after the incident, Guest provided
descriptions of both actors, the gun, and the vehicle used in the commission
of the offense. Shortly thereafter, the police apprehended two men fitting the descriptions
provided by Guest, while driving the same model vehicle observed by him, in
which an imitation gun was found in the passenger compartment. At trial, Guest
positively identified both defendant and Weaver as the men who had robbed him.
In sum, we reject defendant's contention that the court below erred by not
granting a judgment of acquittal because, on the proofs adduced at trial, there
was ample evidence upon which a reasonable jury could find that the actors
committed armed robbery.
Defendant contends that the court abused its discretion by charging the jury that
his absence from trial could be considered as consciousness of guilt. Defendant urges
that this instruction was contrary to the waiver principle expressed in State v.
Whaley,
168 N.J. 94, 99 (2001), and embodied in R. 3:16(b), which provides,
in pertinent part:
(b) At Trial or Post-conviction Proceedings.
The defendant shall be present at every stage of the trial, including the
impaneling of the jury and the return of the verdict, and at the
imposition of sentence, unless otherwise provided by Rule. Nothing in this Rule, however,
shall prevent a defendant from waiving the right to be present at trial.
A waiver may be found either from (a) the defendant's express written or
oral waiver placed on the record, or (b) the defendant's conduct evidencing a
knowing, voluntary, and unjustified absence after (1) the defendant has received actual notice
in court or has signed a written acknowledgment of the trial date, or
(2) trial has commenced in defendant's presence.
The court gave the following charge to the jury with regard to defendant's
absence at trial:
Now, in this case, the defendant, Mr. Horne, has not been present for
the duration of the trial. His absence was not excused by the Court.
Now, in the beginning of the case I asked you if whether or
not someone was present or not in and of itself would cause you
not to be able to be a juror, and you all said no,
I can be a juror, I'll be in the case and I'll decide
it. However, when I instruct you in the law, you may infer, if
you wish, by his lack of presence, as I instruct you here. You
don't have to, and merely because I'm instructing you in this doesn't mean
that I'm directing you to follow it. I must instruct you in all
aspects of the law. Simply because I give you a charge doesn't mean
that I'm telling you what you must do, I'm simply telling you here's
the law that you have to apply, and you apply it as you
deem fit to the facts of the particular case.
If you find that the defendant, Mr. Horne, fearing that a conviction would
result against him on the charges involved in the indictment, took refuge in
flight for the purpose of evading conviction of that charge, then you may
consider such flight, in consideration and connection with all the other evidence in
the case, as an indication of proof of consciousness of guilt. The flight
can only be considered as evidence of consciousness of guilt if you should
determine that his purpose in leaving was to evade conviction for the offense
charged in the indictment.
If, after consideration of the evidence, you find that the defendant, fearing a
conviction would result against him by not appearing at trial on the charge
involved in the indictment, took refuge in flight for the purpose of evading
a conviction, then you may consider such flight, in connection with all the
other evidence, because the State has to prove its case beyond a reasonable
doubt, as an indication of proof of consciousness of guilt. It is for
you, the judges of the facts, to decide whether or not evidence of
flight shows a consciousness of guilt and whether you wish to apply it,
and the weight, if any, to be given to such evidence in light
of all the other evidence in the case.
We have held that a defendant's absence from trial, when there was other
evidence that might show consciousness of guilt, could support a jury instruction on
flight. State v. Andrial,
203 N.J. Super. 1, 6 (App. Div. 1985). The
record in Andrial reasonably supported the conclusion that the motivation for defendant's absence
was "his desire to escape the potential consequence of a jury verdict." Pressler,
Current N.J. Court Rules, Comment to R. 3:16 (2005). A jury may, under
such an analysis, infer from all the circumstances surrounding a defendant's unexcused absence
at trial that such absence resulted from a "consciousness of guilt and pursuant
to an effort to avoid prosecution based on that guilt." State v. Melendez,
129 N.J. 48, 61 (1992)(quoting Andrial, supra, 203 N.J. Super. at 7). While
the court may instruct the jury that it could consider flight as evidence
of a defendant's guilty conscience, a jury may not, however, infer guilt based
on a defendant not testifying at trial. See, e.g., Melendez, supra, 129 N.J.
at 53.
The threshold issue here is whether defendant's absence from trial constitutes a "flight"
as that term is used in Andrial and Melendez. In those cases, the
defendants failed to return to trial after initially appearing. Here, however, defendant never
appeared, and was therefore tried in absentia. The failure to appear for trial
does not necessarily constitute flight, as that term is commonly used. Moreover, the
Model Jury Charge for flight employs traditional concepts regarding that term, which entails
fleeing or evading.
See footnote 1
This construction would appear to comport with the defendants' actions
in Andrial and Melendez in that a reasonable inference could be drawn that
those defendants fled the trial due to consciousness of guilt.
If defendant, as the State contends, waived his right to trial by failing
to appear, his action was within the purview of R. 3:16(b). It appears
logically inconsistent to attach a flight charge to behavior sanctioned by rule. We
note, in this conviction, that the "waiver" language of the present R. 3:16
was not part of the Rule when Melendez and Andrial, supra, were decided.
A defendant who exercises his right of waiver under R. 3:16(b) would otherwise
do so with the onus of facing a highly prejudicial jury charge.
Here, the distinction drawn by the trial court is that the flight charge
here was appropriate because defendant's absence was "unexcused." After defense counsel argued that
defendant would be prejudiced as a result of exercising his right under R.
3:16, the court held:
If I were to follow the request of the defense, then one could,
with impunity, abandon trial at any stage of the proceedings and determine that
they could frustrate the interests of justice by such things as we have
in this case, such as having to use photos instead of the person
in court, not being able to have a victim identify his assailant or
her assailant in court, all of those things that can't be done when
an individual is not here.
Still, that can be done if it's done in the appropriate legal manner.
The appropriate legal manner is not not to show up, not to have
people close doors at your last known address and to run when confronted
with authorities that come to the door, but rather to come to court,
say to the Court I choose not to participate in my case, I
will be right outside the hall, I'll be downstairs, I'll be at my
lawyer's office, I'll be someplace that you could get me at every time,
so that each day I could say to him to come to court
if you wish to come to court. If you don't wish to, fine,
please remain at your lawyer's office, please remain out in the hallway, please
remain on the next floor with one of the officers.
That was not done. Consequently, it cannot be argued that a flight charge
should not be given based upon someone exercising their constitutional rights. If you
want to exercise your constitutional rights, truly want to do it, then you
do it in the appropriate manner which is available to you.
There appear to be two flaws in the court's analysis. First, the frustration
of the interests of justice that the court refers to may result not
only from an "unexcused" absence, but also where the defendant's absence was sanctioned.
In the event of an excused absence, witnesses would still be limited to
identifying "photos instead of the person in court," and the victim would still
be unable to "identify his assailant or her assailant in court." Second, and
more importantly, the court provides no basis in law for the application of
an "excused/unexcused" test for purposes of R. 3:16(b). The court rejected defense counsel's
waiver argument based on defendant's waiver not being done in "the appropriate legal
manner." In addition to there being no basis in R. 3:16 for attaching
this condition, it does not appear to have the effect that the court
suggests. The court does not delineate how the impact on a trial differs
when a defendant is absent but under custody, compared to a situation where
the absence is unexcused and the defendant is missing. In either scenario, the
interests of justice are frustrated, and the effect on the jury is identical.
Additionally, the "consciousness of guilt" may be equal in both scenarios since it
is the defendant's decision to be absent from trial in both situations that
serves as the basis for this inference.
We conclude it is error to give a flight charge in situations where
pursuant to R. 3:16(b) a defendant waives his right to be present at
trial through an unexcused absence. Failure to appear at trial does not constitute
flight as that term was intended to infer consciousness of guilt. The Supreme
Court held in State v. Long,
119 N.J. 439, 499 (1990), "[f]light requires
departure from a crime scene under circumstances that imply consciousness of guilt." In
State v. Mann,
132 N.J. 410, 418 (1993), the Court observed that "[e]vidence
of conduct of an accused subsequent to the offense charged is admissible only
if probative of guilt. . . . Evidence of flight or escape from
custody by an accused generally is admissible as demonstrating consciousness of guilt, and
is therefore regarded as probative of guilt." In these cases, the Court refers
to the typical situation involving flight where a defendant has fled apprehension thereby
giving rise to an inference of guilt. In these scenarios, the probative value
of this flight evidence is not substantially outweighed by the resultant prejudice to
the defendant. See N.J.R.E. 403 (setting forth the standard for the exclusion of
relevant evidence on the grounds of prejudice, confusion, or waste of time).
In the case of an absentee defendant, however, the facts relating to the
absence are unknown. The absence from trial is not necessarily probative of guilt
at all, but is highly prejudicial under any circumstances. Further, the totality of
the circumstances in which the jury is charged to infer a consciousness of
guilt is limited to the record. Therefore, the circumstances necessary to evaluate the
defendant's absence are not made available to the jury. For example, it may
not be known at the time of deliberations whether the defendant has fled
the state, or is incapacitated somewhere, unable to attend trial. Essentially, therefore, the
jury is provided with a potentially circular instruction, one that permits an inference
of guilt based on the defendant's absence if the proofs tend to support
a finding of guilt in the first place.
From an evidential standpoint, an unexcused absence from trial is not necessarily probative
of a consciousness of guilt. There are a considerable number of other factors
that could account for a defendant's absence, e.g., fear, incapacitation, mistake, etc. Therefore,
absence from trial alone as an indicator of guilt is of low probative
value. An instruction to the jury, however, that permits an inference of guilt
based on this absence is highly prejudicial. The fact that the charge only
permits that this inference be drawn, and does not require it, does not
cure it of its evidential infirmity because of the dearth of proofs relating
to the absence before the jury. Additionally, as a practical matter, a defendant's
absence that constitutes a waiver of his presence from trial under R. 3:16(b)
does little or nothing to prevent him or her from being brought to
justice. By that time, the defendant presumably would have been charged and arraigned
and because of the waiver the jury could hear the case and reach
a verdict despite his or her absence.
We reject the State's contention that the giving of the flight charge here
was harmless error. The State contends that "an erroneous flight charge should not
be cause for reversal if the evidence of defendant's guilt is clear and
uncontradicted." That contention is, however, unpersuasive on this record. Here, although the jury
was presented with particular evidence of defendant's guilt, including both an in-court identification
by the victim, and physical evidence belonging to defendant, the evidence was hardly
so compelling as to render the flight charge incapable of producing an unjust
result, and therefore harmless. R. 2:10-2; compare State v. Macon,
57 N.J. 325,
337-38 (1971) with State v. Pillar,
359 N.J. Super. 249 (App. Div.), certif.
denied,
177 N.J. 572 (2003) (illustrating what errors constitute harmless errors). Moreover, noting
the prejudice to defendant inherent in the erroneous flight charge, and applying Pillar,
supra, we are "unable to conclude beyond a reasonable doubt that . .
. [the error] did not contribute to his conviction." 359 N.J. Super. at
280. As a result we reverse the convictions appealed from and remand for
a new trial.
This disposition renders it unnecessary to consider all other points raised by defendant,
including the sentencing issues, such as defendant's reliance on the United States Supreme
Court's recent holding in Blakely v. Washington, ___ U.S. ___,
124 S. Ct. 2531,
159 L. Ed.2d 403, reh'g denied, ____ U.S. ____,
125 S.
Ct. 21,
159 L. Ed.2d 851 (2004), and his claim that the
sentence imposed on him was unconstitutional under Blakely principles since it exceeds the
maximum authorized by the jury's verdict.
Reversed and remanded.
Footnote: 1
The Model Jury Charge for "Flight" reads:
There has been some testimony in the case from which you may infer
that the defendant fled shortly after the alleged commission of the crime. The
defendant denies any flight (or, the defendant denies that the acts constituted flight).
The question of whether the defendant fled after the commission of the crime
is another question of fact for your determination. Mere departure from a place
where a crime has been committed does not constitute flight. If you find
that the defendant, fearing that an accusation or arrest would be made against
(him/her) on the charge involved in the indictment, took refuge in flight for
the purpose of evading the accusation or arrest on that charge, then you
may consider such flight in connection with all the other evidence in the
case, as an indication or proof of consciousness of guilt. Flight may only
be considered as evidence of consciousness of guilt if you should determine that
the defendant's purpose in leaving was to evade accusation or arrest for the
offense charged in the indictment.