SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5059-99T5
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
STANTON DRISCO,
Defendant-Appellant.
_________________________________________________________________
Argued October 29, 2002 - Decided November 25, 2002
Before Judges Skillman,See footnote 11 Cuff and Lefelt.
On appeal from the Superior Court of
New Jersey, Law Division, Union
County, Indictment No. 90-10-1961-I.
Paul Casteleiro argued the cause for
appellant.
Steven J. Kaflowitz, Assistant
Prosecutor, argued the cause for
respondent (Thomas V. Manahan, Union
County Prosecutor, attorney; Patricia
L. Cronin, Assistant Prosecutor, of
counsel and on the brief).
The opinion of the court was delivered by
LEFELT, J.A.D.
Defendant Stanton Drisco is serving an aggregate sentence of
twenty-years imprisonment with ten-years parole ineligibility for
several Union County convictions including three counts of first-
degree robbery, one count of second-degree possession of a
firearm for an unlawful purpose, and one count of third-degree
possession of a firearm without a permit. After exhausting all
direct appeals, defendant petitioned for post-conviction relief
(PCR). He contended first that trial counsel was ineffective
because counsel did not present an alibi defense to the jury.
Second, defendant argued that trial counsel had a conflict of
interest because defendant had charged counsel with providing
ineffective assistance during a prior Hudson County
representation. Judge Walter Barisonek conducted an evidentiary
hearing on these contentions and denied defendant's PCR petition
in a thorough oral decision. Defendant now appeals from the
denial, and we affirm.
I.
We summarize only the facts necessary to understand the two
contentions defendant urges on PCR. At approximately 1:00 p.m.,
two men committed an armed robbery at the offices of Luise Dairy
Product in Elizabeth. Present were the Dairy's owner, office
manager and secretary. Subsequently, the secretary identified
defendant from a photo lineup of six photographs. She claimed to
be "a hundred percent" sure that defendant was one of the
robbers. Several days later, the office manager also positively
identified defendant's photograph saying she was certain he was
the man who held the gun during the robbery. The Dairy's owner,
however, was unable to identify defendant from a photo lineup.
Indeed, while the owner identified defendant in court as the
perpetrator, the day before the owner initially identified
defendant's attorney as the robber. He then changed his
identification and pointed to defendant as the perpetrator
because of his fuller face and height.
Defendant claimed at his PCR hearing that he could not have
committed this robbery because he had an appointment at
University of Medicine/Dentistry Hospital and Clinic in Newark
when the robbery occurred. Defendant testified that he arrived
at the hospital at 10:00 a.m. and saw a doctor around 11:00 -
11:30 a.m. After the appointment, defendant claimed he ate lunch
with Eleanor Hannah (now deceased) and his "common-law wife"
Lorraine Drisco. At about 1:30 p.m. defendant and his "wife"
left the hospital, took a bus home, and arrived in Elizabeth
around 2:30 p.m.
After initially being represented by attorneys from the
public defender's office, defendant retained counsel for the two
armed robbery cases pending against him, one in Hudson County and
the other in Union County, which is the matter at issue in this
appeal. Retained counsel had grown up with defendant in
Elizabeth and had known defendant and his family for many years.
Counsel described his relationship with defendant as "friendly."
Defendant was convicted in Hudson County and shortly
thereafter, just prior to his Union County trial, defendant filed
a motion seeking a new trial alleging that trial counsel rendered
ineffective assistance in the Hudson County case. Specifically,
defendant claimed that counsel had "sold him out" to the
prosecutor.
After trial counsel learned of the ineffective assistance
claim that defendant was pressing against him, counsel discussed
the matter with defendant. Counsel was not upset by the
ineffective assistance allegation but was quite upset about being
charged with selling defendant out. Counsel told defendant that
if he wanted he could fire him. Counsel said "I don't have to
represent you in Union County, . . . just fire me and it's over."
Defendant admitted that he "had words with" counsel but he never
fired him from the Union County case and never made a motion
before or during trial to have counsel relieved.
II.
We start by recognizing that every criminal defendant is
guaranteed effective assistance of counsel. Strickland v.
Washington,
466 U.S. 668, 685-86,
104 S. Ct. 2052, 2062-63,
80 L.
Ed.2d 674, 692 (1984). To establish a prima facie case of
ineffective assistance, defendant must demonstrate two factors:
first, that defense counsel's performance was deficient; and
second, that there exists "a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding
would have been different." Id. at 694, 104 S. Ct. at 2068, 80
L. Ed.
2d at 698; State v. Fritz,
105 N.J. 42, 58 (1987).
Prejudice is not presumed. State v. Fritz, supra, 105 N.J.
at 63. A defendant must demonstrate "how specific errors of
counsel undermined the reliability" of the proceeding. U.S. v.
Cronic,
466 U.S. 648, 659 n.26,
104 S. Ct. 2039, 2047 n.26,
80 L.
Ed.2d 657, 668 n.26 (1984). Moreover, any claimed errors of
counsel must amount to more than mere tactical strategy.
Strickland, supra, 466 U.S. at 689, 104 S. Ct. at 2065, 80 L. Ed.
2d at 694-95. Adequate assistance of counsel is measured by a
standard of "'reasonable competence'." State v. Fritz, supra,
105 N.J. at 53. The standard does not demand "the best of
attorneys," but rather requires that attorneys be not "so
ineffective as to make the idea of a fair trial meaningless."
State v. Davis,
116 N.J. 341, 351 (1989); See State v. Fisher,
156 N.J. 494, 500 (1998).
A.
Here defendant alleges ineffective assistance because
counsel failed to point out that defendant's medical condition
rendered him incapable of committing the crime and failed to
present an alibi defense to the jury. Defendant acknowledged
during cross-examination at the PCR hearing that his medical
condition did not render him bedridden, and Judge Barisonek
determined that counsel made a strategic decision not to present
the alibi. Our review of the record leads us to conclude that
the judge's determination was based on substantial credible
evidence and deserves to be affirmed on that basis. State v.
Locurto,
157 N.J. 463, 470-71 (1999).
Counsel determined that the alibi defense was weak because
defendant could not offer a disinterested witness to verify
defendant's whereabouts at the time of the robbery. The notice
of alibi which was filed on defendant's behalf indicated that he
was a patient at the hospital at the time of the robbery. This
was clearly not so as defendant had been seen by a doctor earlier
in the morning. In addition, the judge found that defendant
never disclosed to counsel before trial the woman with whom he
allegedly had lunch at the hospital after he had been seen by the
doctor. Counsel also found defendant's "wife" to be less than
credible given her close relationship to defendant and her
resemblance to a person identified cashing the checks from the
robbery. Finally, there was evidence that the decision not to
present the alibi defense was mutually decided between counsel
and defendant.
Counsel's fear that a weak alibi could cause more harm than
good is the type of strategic decision that should not be second
guessed on appeal. Accordingly, we agree with Judge Barisonek's
conclusion that defendant has not established that counsel was
ineffective for withholding the alibi defense from the jury.
B.
Second, defendant argues that because defense counsel had an
actual conflict of interest that adversely affected counsel's
performance, we must presume prejudice and reverse defendant's
convictions. The PCR judge rejected this argument and found that
there was no conflict between defendant and his counsel and even
if a conflict did exist, it was waived.
Defendant's conflict of interest claim falls within his
Federal and State constitutional right to the "assistance of
counsel." State v. Bellucci,
81 N.J. 531, 538 (1980). Bellucci
holds that under the State Constitution once a conflict between a
private attorney and his or her client exists because the
attorney also represents co-defendants, prejudice is presumed
unless waived and any conviction must be reversed. Id. at 537-
38. When dealing with such a conflict, defendant need not
demonstrate that his or her claim also meets the Strickland and
Fritz two-prong test used to evaluate ineffective assistance
claims not involving conflicts. State v. Murray,
315 N.J. Super. 535, 544 (App. Div. 1998), certif. denied,
172 N.J. 179 (2002).
The Federal Sixth Amendment conflict of interest test is
more restrictive. Under Cuyler v. Sullivan,
446 U.S. 335, 348,
100 S. Ct. 1708, 1718,
64 L. Ed.2d 333, 346-47 (1980), to
establish a Sixth Amendment violation, without objecting at
trial, defendant must demonstrate that an actual conflict of
interest adversely affected the defense lawyer's performance.
More recently, our Supreme Court considered whether business
ties between attorneys representing two defendants created a
conflict of interest that warranted the application of Bellucci's
per se rule imputing prejudice, or whether the ties amounted only
to potential conflicts of interest that required an evaluation of
the likelihood of prejudice before reversing the defendants'
convictions. In State v. Norman,
151 N.J. 5, 10-11 (1997), the
Court explained that Bellucci created "a two-tier system for
evaluating conflict-of-interest claims." Id. at 24. Under the
first tier, "[i]f a private attorney, or any lawyer associated
with that attorney, is involved in simultaneous dual
representations of codefendants, a per se conflict arises, and
prejudice will be presumed, absent a valid waiver." Id. at 24-
25. "Otherwise," under the second tier, "the potential or actual
conflict of interest must be evaluated and, if significant, a
great likelihood of prejudice must be shown in that particular
case to establish constitutionally defective representation of
counsel." Id. at 25 (citing State v. Bell,
90 N.J. 163, 171
(1982)).
New Jersey's constitutional standard thus provides broader
protection against conflicts than does the Federal Constitution.
Ibid. (citing State v. Sanchez,
129 N.J. 261, 274-75 (1992)).
The Federal Sixth Amendment protection requires a defendant, who
has not objected at trial, to show that counsel's conflict
constituted an actual conflict that adversely affected counsel's
performance before reversal will occur. Cuyler v. Sullivan,
supra, 446 U.S. at 348, 100 S. Ct. at 1718, 64 L. Ed.
2d at 346-
47. Under our State constitution, when considering a potential
conflict that does not involve multiple representations, we
evaluate the potential or actual conflict to determine if there
is a "great likelihood of prejudice." Norman, supra, 151 N.J. at
25. If a great likelihood of prejudice is found, then we presume
that actual prejudice has resulted in constitutionally defective
representation.
It is under these principles that we analyze defendant's
claim and conclude that defendant has failed to satisfy both the
State and Federal standards. We first recognize that effective
assistance for a particular defendant becomes more problematic in
multiple representations than in most other conflict situations.
"A defense attorney's representation must be 'untrammeled and
unimpaired,' his loyalty undivided." Bellucci, supra, 81 N.J. at
538 (quoting Glasser v. United States,
315 U.S. 60, 70,
62 S. Ct. 457, 465,
86 L. Ed. 680, 699 (1941)). Under dual or multiple
representations, counsel's duty to one client may collide with
counsel's duty to other clients, creating difficult choices that
often impair effective representation.
Here, we do not deal with multiple or dual representations,
or the problems of divided loyalties. Instead we consider
defendant's allegation that a conflict of interest was caused
because defendant had previously charged trial counsel with
ineffectiveness. In such a case, we decline to apply the per se
portion or the first tier of Bellucci and proceed into the second
tier to determine the nature of the conflict and the likelihood
of prejudice that may have been created.
Not all conflicts of interest are suited for Bellucci's per
se rule. See State v. Sheika,
337 N.J. Super. 228, 246 (App.
Div.), certif. denied,
169 N.J. 609 (2001) (where we did not
apply the per se Bellucci rule to evaluate the conflict caused
when trial counsel's daughter was an assistant prosecutor from
the county office prosecuting defendant); State v. Pych,
213 N.J.
Super. 446, 453 (App. Div. 1986) (where we found no
constitutional impairment where counsel represented defendant
while counsel was under indictment); see also Beets v. Scott,
65 F.3d 1258, 1265 (5th Cir. 1995), cert. denied,
517 U.S. 1157,
116 S. Ct. 1547,
134 L. Ed.2d 650 (1996) (where the federal court
applied Strickland to address attorney conflicts outside the
multiple or serial client context).
We do agree, however, that conflict in a later proceeding
involving the same attorney is possible when the defense attorney
has been previously charged with ineffective assistance by the
same client. Depending on the particular charges and the
circumstances present, counsel could develop personal animosity
toward defendant thus compromising his or her ability to defend
the case effectively. Therefore, a potential conflict is
present.
Trial counsel, as does this court, however, recognizes that
criminal defendants file ineffective assistance claims routinely.
Such challenges are "commonplace." United States v. Moree, 220
F.3d 65, 71 (2nd Cir. 2000). An ineffectiveness claim is
different from a situation where defendant contends the lawyer's
representation violated ethical responsibilities, as occurred in
Douglas v. U.S.,
488 A.2d 121, 126 (D.C. Cir. 1985). Unlike an
ethical complaint, no process issues against the lawyer when
ineffective representation is charged, and the lawyer's adversary
is not the client. Ibid. Every charge of ineffective
assistance, therefore, does not automatically create an actual
adversarial relationship between client and lawyer.
While multiple representation situations often result in
conflicting duties between and among clients, other types of
conflicts can involve a spectrum of situations from mere
potential conflicts to outright criminal misdeeds. Beets, supra,
65 F.3d at 1270. For example, an attorney's conflict arising
from self-dealing caused by a fee payment dispute or security for
fees, business dealings with the client, or unauthorized
disclosure of information, may or may not prejudice the
representation provided the client. Ibid. Many such potential
conflicts will not warrant a presumption of prejudice with the
consequent automatic reversal of any criminal conviction suffered
by the client. Instead, the gravity of the conflict and the
resulting impact upon the representation must be analyzed.
Here, defendant's filing of the ineffectiveness claim in the
Hudson County case did not prejudice defendant's Union County
case. While counsel was upset by the specific charge brought in
Hudson County against him, nothing suggests that counsel acted in
his own self interest or in any capacity other than in
defendant's best interests when he tried defendant's Union County
case. Except for the failure to present the alibi defense, which
we have found not to constitute ineffective assistance, defendant
had no complaints about counsel's performance. There is also no
other indication in the record that counsel harbored such
resentment from the Hudson County charges that his representation
in the Union County case was adversely affected.
Moreover, in the instant case, defendant was given the
option of firing counsel, but chose to continue his services.
While it would have been preferred to bring the claimed conflict
to the attention of the trial judge, Sheika, supra, 337 N.J.
Super. at 248, the failure to do so in this case was not fatal
because we have found that the representation provided was not
adversely affected by the potential conflict. We point out,
however, that in the future this type of conflict and any waiver
should be placed on the record. Defendants may surrender their
right to independent counsel, but trial courts "should ensure
that the waiver is voluntarily and intelligently made on the
record." Ibid. (citing Bellucci, supra, 81 N.J. at 544 and State
v. Land,
73 N.J. 24, 34 (1977)).
When an actual conflict of interest is present, a court may
reject defendant's waiver. State v. Rivera,
232 N.J. Super. 165,
179 (App. Div. 1989). This was not a case, however, where the
potential conflict materialized into an actual conflict requiring
counsel to choose between self-interest and his duty to
defendant; counsel continued to advance only defendant's
interests and defendant suffered no prejudice from the claimed
conflict. Consequently, under both Norman, supra, 151 N.J. at 5,
and Cuyler v. Sullivan, supra, 446 U.S. at 335, 100 S. Ct. at
1708, 64 L. Ed.
2d at 333, we find no violation of defendant's
right to effective assistance of counsel under either the State
or Federal constitutions.
Affirmed.
Footnote: 1 1 Judge Skillman did not participate in oral argument, but has, with the consent of counsel, joined in this opinion. R. 2:13-2(b).