NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1932-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
STEVEN BRANNON,
Defendant-Appellant.
___________________________________
Submitted January 8, 2003 - Decided March 3, 2003
Before Judges King, Lisa and Fuentes.
On appeal from Superior Court of
New Jersey, Law Division, Mercer
County, 00-9-963-I.
Yvonne Smith Segars, Public Defender,
attorney for appellant (Susan Brody,
Assistant Deputy Public Defender, on
the brief).
Daniel G. Giaquinto, Mercer County
Prosecutor, attorney for respondent
(Elizabeth H. Stearns, Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
FUENTES, J.A.D.
Defendant Steven Brannon was convicted, after a jury trial, of
third degree resisting arrest, N.J.S.A. 2C:29-2a(3)(a), by using or
threatening to use physical force or violence, fourth degree
resisting arrest, N.J.S.A. 2C:29-2a(2), by flight, and fourth
degree possession of a weapon under circumstances not manifestly
appropriate for such lawful uses as it may have, N.J.S.A. 2C:39-5d.
He was also convicted, in a bifurcated trial,See footnote 11 of the fourth degree
offense of certain persons not to have a weapon, N.J.S.A. 2C:39-7a.
The jury acquitted defendant of two counts of third degree
aggravated assault upon a law enforcement officer, N.J.S.A. 2C:12-
1b(5)(a), and third degree possession of a weapon, a knife, with
the purpose to use it unlawfully, N.J.S.A. 2C:39-4d.
The court granted the State's motion for the imposition of a
discretionary extended term of imprisonment on the third degree
offense of resisting arrest, merged the fourth degree resisting
arrest conviction and sentenced defendant to a term of eight years
with a four year period of parole ineligibility. The court also
merged the fourth degree unlawful possession of a weapon charge
with the certain persons offense and imposed an eighteen month term
to run concurrent with the extended term and levied the mandatory
fines and penalties.
On appeal, defendant raises the following issues:
POINT I
BECAUSE THE COURT PROVIDED THE JURY WITH AN
ERRONEOUS DEFINITION OF THE TERM "PHYSICAL
FORCE OR VIOLENCE," DEFENDANT'S CONVICTION FOR
THIRD-DEGREE RESISTING ARREST MUST BE VACATED
AND THE MATTER REMANDED FOR A NEW TRIAL ON
THAT CHARGE.
POINT II
THE SENTENCE OF EIGHT YEARS WITH A FOUR-YEAR
PAROLE BAR WAS MANIFESTLY EXCESSIVE. THE
MATTER MUST BE REMANDED FOR RESENTENCING TO A
TERM NOT TO EXCEED SIX YEARS.
We agree that the trial court's definition of "physical force
or violence," as an element of third degree resisting arrest, was
erroneous. In the context of the evidence presented, we hold that
this constituted reversible error.
I
The details of the initial interaction between defendant and
police are not in dispute. On July 8, 2000 at approximately 8
p.m., while on patrol in the area of Hermitage Avenue and Bellevue
Avenue in Trenton, police officers Stephen Varn and Steven Wilson
observed an individual, later identified as defendant, sitting on
his bicycle drinking beer. Because public consumption of alcohol
is a violation of a municipal ordinance, the officers turned their
unmarked police car around to issue defendant a summons. As the
uniformed police officers approached defendant on foot, he
discarded the beer bottle and attempted to leave the area on his
bicycle. Defendant was also carrying a backpack. The officers
immediately gave chase. Defendant fell to the ground but, in an
effort to evade apprehension, attempted to run using the bicycle as
a barrier between himself and Officer Varn. At this point the
stories diverge.
According to defendant, who testified in his own behalf, he
was nervous, tired and unable to run very far because he had been
"drinking beer [and] smoking crack earlier that day." As he turned
around, Varn ran past him, blocked his path and screamed for him to
put his hands behind his back. As he asked Varn why he was being
arrested, he was struck from behind and knocked to the ground by
Officer Wilson. While on the ground, the two officers physically
subdued and handcuffed him. He was then taken back to where the
bicycle was lying and forced to kneel while the police searched his
backpack. No contraband or weapons were found.
Thereafter, he was taken to the police vehicle and ordered to
lay on the ground, face down. Again, according to defendant, when
he protested, he was maced for no apparent reason. When the police
asked if he had any weapons or sharp objects on his person, he
responded by telling them exactly where all of the items were
located. The police recovered a folding knife, a railroad spike,
crack pipes, baggies and $230.50 in cash.
The testimony of the two arresting officers provided the jury
with an altogether different account of the event. Officer Wilson
described a violent confrontation with defendant which placed him
and his partner in clear and substantial danger of physical harm.
According to Wilson, defendant ran directly toward him, striking
him in the chest and tearing his badge and nameplate from his
uniform. When Varn came to assist him in handcuffing defendant,
all three men fell to the ground. Defendant continued to struggle,
punching and kicking the officers in an attempt to get away.
When the officers managed to place one handcuff on defendant,
the struggle intensified, requiring Wilson to spray defendant with
pepper spray three separate times. This appeared to have no
effect. At this point, defendant reached into his pocket, while
continuing to struggle with Wilson, and pulled out a closed pocket
knife. Wilson grabbed defendant's wrist to prevent him from
opening the knife. Defendant eventually dropped the knife as a
result of Wilson slamming his hand against the ground. Varn
immediately kicked the weapon out of defendant's reach. The
officers flipped defendant on his stomach, face down to the ground,
but defendant succeeded in turning around and resumed throwing
punches and kicking. Wilson struck defendant in the nose, which
seemed to momentarily stun him. Seizing the opportunity, Wilson
placed the second handcuff on defendant.
The altercation took approximately fifteen to twenty minutes.
A search of defendant incident to his arrest revealed, in addition
to the folding knife, plastic zip-lock bags, three glass "crack
pipes," found in his front pants pocket, and a railroad spike
wrapped in a rubber tubing and fashioned to "look like a club,"
hidden in his sock.
II
As part of his overall charge, the trial judge instructed the
jury on the elements of third degree resisting arrest utilizing the
model charge. In the course of its deliberation, the jury sent a
note requesting the court to define the terms "physical force or
violence." In response, the trial judge gave the jury the
following supplemental charge:
[F]orce means an amount of physical power or
strength used against a victim[.] That force
need not entail pain or bodily harm and not
[sic] need leave any marks.
We are not talking the concept we talk [sic]
about in the aggravated assault charges.
We're talking about the use of power or
strength against an individual. There would
be force, violence would be unjust or
unwarranted use of force under the
circumstances and it could be force or
violence. It's in the disjunctive as I
indicated; and further, if it is a matter of
using or threatening to use physical force,
that's all part of the verdict sheet that you
have, you can refer very specifically to those
words. Obviously words are very important.
Defense counsel specifically objected to this supplemental
charge.
DEFENSE COUNSEL:
I wanted to put on the record that I think the
dictionary Blackstone's [sic] definition for
force would have been [a] more appropriate
definition for this charge of resisting arrest
for the questions the jury asked. That
definition was power, violence, pressure
directed against a person or thing. I think
there was a secondary definition of an act,
especially a violent act directed at a victim.
Then for the word violence, the Court had also
looked up the Blackstone's [sic] dictionary
and found following: Unjust or unwarranted
use of force, and then there is a secondary
definition of it: Physical force unlawfully
exercised with intent to harm.
THE COURT:
I'm not giving that.
DEFENSE COUNSEL:
I wanted to note I think that the one you did
use comes from the robbery statute and the
comments of the robbery statute perhaps and I
think that's a much lower threshold for level
of force because it's specifically designed to
cover such things as blindside [sic] muggings,
that was the annotation there was referenced
to a case State versus Battle.
THE COURT:
I think you're absolutely wrong but I'll not
recharge this.
III
Our Supreme Court has consistently emphasized the need for
trial courts to give clear and correct jury instructions.
State v.
Savage,
172 N.J. 374, 387 (2002);
State v. Koskovich,
168 N.J. 448,
507 (2001);
State v. Brown,
138 N.J. 481, 522 (1994)
,
overruled on
other grounds by State v. Cooper,
151 N.J. 326 (1996);
State v.
Martini,
131 N.J. 176, 271 (1993);
cert. denied,
516 U.S. 875,
116 S. Ct. 203,
133 L. Ed.2d 137 (1995);
State v. Concepcion,
111 N.J. 373, 379 (1988);
State v. Green,
86 N.J. 281, 287 (1981). Each
element of an offense must be properly defined.
State v. Wallace,
158 N.J. 552, 558 (1999). Furthermore, the Model Jury Charges are
only guidelines. A trial judge has a non-delegable duty to modify
the Model Charge when necessary so that it conforms with the facts
and circumstances of the case being tried.
State v. Concepcion,
111
N.J. at 379;
State v. Green,
318 N.J. Super. 361, 376 (App.
Div.),
aff'd,
163 N.J. 140 (1999).
Here, the jury's question focused on the definition of the
term "physical force or violence" used by defendant to purposely
prevent or attempt to prevent Officer Varn from effecting
defendant's arrest. The New Jersey Code Criminal Justice (Code)
defines the offense of resisting arrest as follows:
(1) Except as provided in paragraph (3), a
person is guilty of a disorderly persons
offense if he purposely prevents or attempts
to prevent a law enforcement officer from
effecting an arrest. (2) Except as provided in
paragraph (3), a person is guilty of a crime
of the fourth degree if he, by flight,
purposely prevents or attempts to prevent a
law enforcement officer from effecting an
arrest. (3) An offense under paragraph (1) or
(2) of subsection a. is a crime of the third
degree if the person: (a) Uses or threatens to
use physical force or violence against the law
enforcement officer or another; or (b) Uses
any other means to create a substantial risk
of causing physical injury to the public
servant or another. It is not a defense to a
prosecution under this subsection that the law
enforcement officer was acting unlawfully in
making the arrest, provided he was acting
under color of his official authority and
provided the law enforcement officer announces
his intention to arrest prior to the
resistance.
[
N.J.S.A. 2C:29-2a]
The Legislature did not define the terms "physical force or
violence." On their face, these words are susceptible to different
interpretations. Thus: ". . . we [will] look beyond the literal
words of the statute and consider 'extrinsic factors, such as the
statute's purpose, legislative history, and statutory context to
ascertain the Legislature's intent.'"
State v. Livingston,
172 N.J. 209, 217 (2002). (Citations omitted). However, in criminal
cases, we are guided by the rule of lenity, which requires us to
construe penal statutes strictly and interpret ambiguous language
in favor of a criminal defendant."
Ibid.
The Legislature amended
N.J.S.A. 2C: 29-2a effective April 28,
2000, elevating the crime of resisting arrest by using or
threatening the use of physical force or violence from a fourth
degree to a third degree offense.See footnote 22 The specific wording at issue
here is based on § 242.2 of the Model Penal Code. In the
commentary contained in the Final Report recommending adoption of
our modern Code of Criminal Justice, the New Jersey Criminal Law
Revision Commission noted that:
Resistance to arrest is one of the most common
forms of obstructing the execution of the
laws. We deal with it specifically rather
than leave it to the general terms of Section
2C:29-1, because we wish to grade the offense
depending upon the presence of forcible
resistance that involves some substantial
danger to the person.
[Final Report of the New Jersey Criminal Law
Revision Commission, The New Jersey Penal
Code, Volume II, comment 1 on § 2C:29-2
(1971).]
The driving principle of the statute is to link the
seriousness of the offense to the substantial risk of danger
forcible resistence poses to the law enforcement officer and
others.
An offense under paragraph (1) or (2) of
subsection a. is a crime of the third degree
if the person: (a)
Uses or threatens to use
physical force or violence against the law
enforcement officer or another; or (b) Uses
any other means to create a substantial risk
of causing physical injury to the public
servant or another. (Emphasis added.)
[
N.J.S.A. 2C:29-2a]
The phrase "any other means" used in sub-section (b) is
indicative of the legislative intent to define "physical force or
violence" as instances where the "means" employed to resist the
arrest inherently involved a substantial risk of physical injury to
either the arresting officer or another. In
State v. Wallace,
supra, 158
N.J. at 558, the Court defined "injury," in the context
of second degree eluding,
N.J.S.A. 2C:29-2b to be equivalent to
"bodily injury," as defined in
N.J.S.A. 2C:11-1a. We see no
rational basis to limit this aspect of the holding in
Wallace to
only second degree eluding. Both resisting arrest and eluding
reflect the same legislative concern for the safety of law
enforcement personnel and the general public. Both crimes are also
committed against the criminal justice system, not against the law
enforcement officer individually.
See State v. Parsons,
270 N.J.
Super. 213, 222 (App. Div. 1994). Finally, both resisting arrest
and eluding have their respective counterpart offenses of
aggravated assault, specifically listing the police officer as the
victim of the crime.
Cf. N.J.S.A. 2C:12-1b(5) and
N.J.S.A. 2C:12-
1b(6). Consequently, these offenses do not merge at the time of
sentencing with offenses under
N.J.S.A. 2C:29-2. We therefore hold
that "physical injury," in the context of third degree resisting
arrest, means bodily injury as defined in
N.J.S.A. 2C:11-1a.
Thus, in a case in which a defendant is charged with third
degree resisting arrest, a jury must be instructed that using or
threatening to use "physical force or violence" means conduct which
creates or threatens to create a substantial risk of causing
physical injury to the public servant or another. "Physical
injury" means bodily injury as defined in
N.J.S.A. 2C:11-1a.See footnote 33
IV
The judge's supplemental instruction to the jury did not
include the element of "conduct creating or threatening to create
substantial risk of physical injury," thereby improperly relieving
the State of its burden to prove, beyond a reasonable doubt, this
element of the offense of third degree resisting arrest.
Furthermore, by defining "physical force" as "an amount of physical
power or strength used against a victim [which need not] entail
pain or bodily harm [nor] leave any marks," the jury could have
convicted defendant based on patently de minimis conduct, e.g.,
pulling his arm away in an effort to avoid being handcuffed. A
similar outcome is also possible with the definition of "violence"
as an "unjust or unwarranted use of force under the circumstances."
In this case, the jury was confronted with conflicting
accounts of the encounter between defendant and the police.
Defendant testified to passively submitting to unprovoked and
unwarranted violence at the hands of the police. The arresting
officer detailed a harrowing and violent altercation in which
defendant was, at all times, the implacable aggressor.
From the conflicting testimony, the jury could have found that
defendant did use some force in his physical struggle with the
police, but not necessarily of such a quality or magnitude that it
created a substantial risk of causing physical injury to one or
both of the officers. Such a finding would not properly support a
conviction of third degree resisting arrest. However, under the
supplemental charge given, the jury may have found such force
adequate to convict. The State must prove this element beyond a
reasonable doubt. The erroneous charge given may have led the jury
to a result it might otherwise not have reached, and was thus
clearly capable of producing an unjust result.
R. 2:10-2;
State v.
Macon,
57 N.J. 325, 337-38 (1971). The error is therefore harmful
and requires reversal.
In criminal cases, erroneous jury instructions are presumed to
be reversible error, and are thus poor candidates for
rehabilitation under the concept of harmless error.
State v. Diaz,
144 N.J. 628, 641 (1996);
State v. Simon,
79 N.J. 191, 206 (1979);
State v. Clausell,
121 N.J. 298, 317 (1990);
State v. Olivera,
344 N.J. Super. 583, 590 (App. Div. 2001);
State v. Worthy,
329 N.J.
Super. 109, 116 (2000).
Our conclusion that the erroneous instruction cannot be
disregarded as harmless is bolstered by the jury's acquittal on the
two aggravated assault counts, thus finding that defendant did not
cause or attempt to cause bodily injury to either officer. While
this is not dispositive of the third degree charge, it supports our
conclusion that the error was harmful.
We reverse defendant's conviction of third degree resisting
arrest and remand the matter for a new trial on that count. In all
other respects, defendant's judgment of conviction remains in
effect. In light of our disposition, we do not address defendant's
sentencing argument. In the event the State chooses to forgo
retrial on the third degree resisting arrest count, it may request
the trial court to "unmerge" and reinstate defendant's conviction
of fourth degree resisting arrest by flight and sentence defendant
on that count.
State v. Pennington,
273 N.J. Super. 289, 295 (App.
Div.),
certif. denied,
137 N.J. 313 (1994).
Reversed and remanded only with respect to third degree
resisting arrest.
Footnote: 1 1 See State v. Ragland,
105 N.J. 189, 193 (1986).
Footnote: 2 2 L. 2000, c. 18 § 2
Footnote: 3 3 We believe the Model Jury Charge for N.J.S.A. 2C:29-2a,
third degree resisting arrest, should be modified to add this
definition of physical force or violence. Accordingly, we refer
this concern to the Committee on Model Jury Charges, Criminal,
for further consideration.