SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5583-98T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
SYLVESTER LIVINGSTON,
Defendant-Appellant.
________________________________
STATE OF NEW JERSEY, A-5811-98T4
Plaintiff-Respondent-Cross-Appellant,
v.
DERRICK GRIMSLEY,
Defendant-Appellant-Cross-Respondent.
________________________________
A-5583-98T4 Argued and A-5811-98T4 Submitted
April 3, 2001 - Decided May 1, 2001
Before Judges Pressler, Ciancia and Alley.
On appeal from the Superior Court of New
Jersey, Law Division, Mercer County, 96-03-
0404I.
James K. Smith, Jr., Assistant Deputy Public
Defender, argued the cause for appellant,
Sylvester Livingston, in A-5583-98T4 (Peter
A. Garcia, Acting Public Defender, attorney;
Mr. Smith of counsel and on the brief).
Dorothy A. Hersch argued the cause for
respondent in A-5583-98T4 (Daniel G.
Giaquinto, Mercer County Prosecutor,
attorney; Charles Ouslander, Assistant
Prosecutor, of counsel and on the brief).
Peter A. Garcia, Acting Public Defender,
attorney for appellant-cross-respondent
Derrick Grimsley, in A-5811-98T4 (Michael C.
Kazer, Designated Counsel, on the brief).
Daniel G. Giaquinto, Mercer County
Prosecutor, attorney for respondent-cross-
appellant in A-5811-98T4 (Charles Ouslander,
Assistant Prosecutor, of counsel and on the
brief).
The opinion of the court was delivered by
ALLEY, J.A.D.
These appeals arise from the trial of co-defendants
Sylvester Livingston and Derrick Grimsley in Mercer County.
Livingston's appeal was argued and Grimsley's was submitted, and
we consolidate them for purposes of this opinion.
Both defendants were indicted and were tried by a jury on
the following charges: carjacking, first degree, N.J.S.A. 2C:15-
2 (Count One); robbery, first degree, N.J.S.A. 2C:15-1 (Count
Two); theft, third degree, N.J.S.A. 2C:12-3(a) (Count Three);
unlawful taking of a motor vehicle, fourth degree, N.J.S.A.
2C:20-10(b) (Count Four); attempted murder, first degree,
N.J.S.A. 2C:11-3 and 2C:5-1 (Count Five); aggravated assault,
second degree, N.J.S.A. 2C:12-1(b)(1) (Count Six); aggravated
assault, fourth degree, N.J.S.A. 2C:12-1(b)(4) (Count Seven);
possession of a weapon for an unlawful purpose, second degree,
N.J.S.A. 2C:39-4(a) (Count Eight); and unlawful possession of a
weapon, third degree, N.J.S.A. 2C:39-5(b) (Count Nine).
Each defendant was found guilty on all Counts and, after
appropriate mergers, each was sentenced on Counts One, Five and
Nine. The court imposed the following respective sentences on
these convictions:
Livingston: life, with a period of twenty-five years
without parole for carjacking (Count One); twenty years,
with a period of ten years without parole for attempted
murder (Count Five), concurrent to the sentence on Count
One; and five years with a period of two and one-half years
without parole for unlawful possession of a weapon (Count
Nine), consecutive to the other sentences;
Grimsley: life, with a period of twenty-five years
without parole for carjacking (Count One); life, with a
period of twenty-five years without parole for attempted
murder (Count Five), concurrent to the sentence on Count
One; and ten years with a period of five years without
parole for unlawful possession of a weapon (Count Nine),
consecutive to the other sentences.
Also indicted with these defendants on the same charges, but
tried separately from them, was Marcus Payton, who testified at
their joint trial. At Payton's trial he was found guilty on all
charges except attempted murder. After appropriate mergers,
Payton received an aggregate sentence of ten years imprisonment,
with a period of five years without parole.
Evidence presented by the State could have led the jury to
find that the victim, Rodney Jenkins, had parked his girlfriend's
vehicle at a closed service station in Trenton early in the
morning of August 8, 1995, and was making a telephone call from a
pay phone at the station. Meanwhile, Payton was driving around
the area with Livingston and Grimsley when they observed Jenkins
talking on the phone. After circling the area, Payton stopped
his vehicle and got out, purportedly to relieve himself, and as
he was thus engaged the other two walked over to Jenkins.
Jenkins was twice shot in the back and was seriously wounded by
more than one round. Livingston and Grimsley left Jenkins on the
ground and fled in the vehicle Jenkins had been driving.
Jenkins, who was near death when taken to the hospital and
underwent lengthy hospitalization and rehabilitation, has lost
the use of both legs and his left arm and shoulder. He had been
a security officer at Trenton Psychiatric Hospital at the time of
the crimes and had been captain of the security officers'
basketball team. Due to his condition, he was unable to assist
materially with identification procedures for a considerable
period after the crime, but after his hospitalization he was able
to identify a photograph of Livingston in a photo array. He was
unable to identify Grimsley.
We turn to the language "two or more prior and separate
occasions .... "See footnote 22 Strained and tortured construction might urge
that "two or more prior and separate occasions on which a
defendant has been convicted" means only that the two earlier
convictions must have occurred before the third, and that those
two need not have occurred at different times. This makes no
sense, even apart from the statute's express use of the word
"separate." The word "two" is specifically used in the
conjunctive and modifies "occasions." The triggering event is
"three strikes," not two. Justice O'Hern's reference in State v.
Oliver, supra, to the statutory backdrop puts the concept this
way: "That law mandates a life sentence without parole for any
person convicted on three separate occasions of certain violent
crimes ...." 162 N.J. at 583. (Emphasis added).
The term "separate occasions" is almost uniformly used in
the sense of at "different times." See, e.g., State v. G.V.,
162 N.J. 252, 259 (2000); Garfinkel v. Morristown Obstetrics &
Gynecology Associates, P.A.,
333 N.J. Super. 291, 298 (App. Div.
2000) State v. Sosinski,
331 N.J. Super. 11, 14 (App. Div.)
certif. denied,
165 N.J. 603 (2000); State v. Cook,
330 N.J.
Super. 395 (App. Div.
165 N.J. 486 (2000); Reynolds v. Lancaster
County Prison,
325 N.J. Super. 298, 305 (App. Div. 1999) certif.
denied,
163 N.J. 394 (2000).
What are separate times for purposes of the statute? The
focus of this provision clearly is not on the separateness of the
underlying prior crimes but on the convictions. Grimsley pled
guilty to two separate robberies on the same day. He later was
sentenced for both on another day. The likelihood is, and the
record does not show the contrary, that the cases were
consolidated under R. 3:25A-1 or were treated as de facto
consolidated, that the pleas were entered within minutes of each
other sequentially in a continuous proceeding, and that on the
sentencing date the sentences were imposed sequentially in a
continuous proceeding. While Grimsley's prior robbery
convictions thus did not occur simultaneously or concurrently,
nevertheless they plainly were not "separate." They occurred in
a single continuous proceeding. In the face of the clarity of
the statute's wording, it is not appropriate for us to venture to
define any arbitrary specific amount of time that must pass
between the "separate occasion[s]" for the imposition of the
convictions.
It is instructive, in applying the "Three Strikes" law that
is now before us, to consider prior practice under a somewhat
comparable provision of former Title 2A, the "habitual offender"
act, N.J.S.A. 2A:85-12, repealed September 1, 1979, upon the
adoption of Title 2C, the Code of Criminal Justice.See footnote 33 From the
time of the decision in State v. McCall,
14 N.J. 538 (1954), the
habitual offender law was consistently applied to count multiple
convictions obtained on the same date as only one of the
predicate three prior convictions that were required to trigger
the act's sentencing provisions. See State v. Williams,
167 N.J.
Super. 57, 63 (App. Div. 1979): State v. Culver,
30 N.J. Super. 561 (App. Div. 1954), aff'd,
16 N.J. 483 (1954), see also State
v. Culver,
40 N.J. Super. 427, 431-432 (App. Div. 1956), affirmed
23 N.J. 495 (1957), cert. denied,
354 U.S. 925,
77 S.Ct. 1387,
1 L.Ed.2d 1441 (1957).See footnote 44
Thus, our reading of the "Three Strikes" law is fully
consistent with the manner in which the former "habitual
offender" act was applied. In the "Three Strikes" statute,
unlike the habitual offender act, there is not a separate
provision that prohibits counting as predicate crimes multiple
convictions entered on the same day. The present statute's clear
wording, however, renders the lack of an express particular
statutory provision to that effect insignificant.
The manner in which our Supreme Court applied the escalating
fines and license suspension sanctions for auto theft under
N.J.S.A. 2C:20-2.1 in State v. Eisenman,
153 N.J. 462 (1998), is
interesting in this context. The defendant there had stolen
several vehicles and was charged with these thefts in three
indictments. He pled guilty to most of these charges on one day
and was sentenced pursuant to his guilty pleas on another day.
The Court held:
Because defendant's thefts, first
of the Chrysler van, then of the
Isuzu Trooper, and finally of the
Mercedes and the Jeep, clearly were
independent crimes-- committed at
different times in separate places
and affecting separate victims--the
imposition of three consecutive
ten-year suspensions could
constitute a proper exercise of the
sentencing court's discretion.
[153 N.J. at 478-79.]
Eisenman, however, does not contradict the result we reach here
because of the clarity of the expression "separate occasions" in
the "Three Strikes" statute and the immense difference between a
life term of imprisonment and the non-custodial sanctions under
N.J.S.A. 2C:20-2.1. Moreover, the language of the "Three
Strikes," provision is not comparable to the theft statute's
references to "first offense," "second offense," and "third or
subsequent offense ...."
We are of course mindful that we should view the "Three
Strikes" provisions, as we do other sentencing enactments,
through the lens of the "paramount goal of our sentencing reform
[,which] has been to seek greater uniformity in sentencing.
State v. Hartye,
105 N.J. 411, 415-16 (1987)." State v. Dunbar,
108 N.J. 80, 97 (1987). It is indeed appropriate to inquire as
to the fairness of sentencing one individual to life imprisonment
under the "Three Strikes" law, compared with the possibility of
allowing another with the same number of convictions for offenses
on different dates with different victims to escape the sentence
merely because his convictions for separate crimes have fallen on
the same day. This consideration becomes of even greater moment
when, as with Grimsley, the conduct of the possible beneficiary
of the fortuity shows no indication that "the life sentence may
frustrate rehabilitation while there is still hope ...." State
v. McCall, supra, 14 N.J. at 548. We are persuaded, however,
that these considerations do not trump the plain language of the
statute. Moreover, in the case of this thirty-five year old
defendant, who is already subject in this case to a life sentence
for attempted murder, with a total of thirty years of parole
ineligibility on that sentence and the weapons offense, the
practical benefit that results to him from this decision is that
he would be eligible for parole after age sixty rather than not
eligible at all.See footnote 55
To summarize, in light of the statute's plain language, we
are satisfied that applying the "Three Strikes" law to defendants
in Grimsley's position would pervert rather than fulfill the
statute. It is not enough that the pleas in the two prior cases
and the sentences in the two cases occurred sequentially rather
than simultaneously. We are in no doubt that Grimsley's two
robbery convictions were imposed in actual or de facto
consolidated cases, without separation, and not on "two or more
prior and separate occasions." The trial court thus correctly
rejected the State's application that Grimsley be sentenced
pursuant to the "Three Strikes" law.
Footnote: 1 1To be sure, in evaluating this statute we must follow the
"canon of statutory interpretation that mandates strict
construction of a criminal statute. See generally State v.
Galloway,
133 N.J. 631 (1993); State v. Valentin,
105 N.J. 14,
17, (1987); State v. Carbone,
38 N.J. 19, 23-24 (1962)." State
v. Austin,
335 N.J. Super. 486, 489 (App. Div. 2000). In the
statutory drafting process, the particular situation of
defendants such as Grimsley, who "package" pleas the same day and
later are sentenced on another day, undoubtedly could have been
more particularly addressed. It is clear to us, nevertheless,
that the statute plainly does not apply to defendants in
Grimsley's position.
Footnote: 2 2On the present facts, the meaning of "prior" as used in the
statute involves no difficult issue of interpretation, and this
is in contrast to use of the concept "prior" and "previously
convicted" as employed respectively in N.J.S.A. 2C:43-6(c) and
N.J.S.A. 2C:44-4(b) in a different context, see State v. Hawks,
114 N.J. 359 (1989) and State v. Haliski,
140 N.J. 1 (1995). As
Judge King observed in State v. Hill,
327 N.J. Super. 33, 39-40
(App. Div. 1999), certif. denied,
164 N.J. 188 (2000), in Hawks,
supra,
the Supreme Court considered a defendant who
had committed two Graves Act (gun) offenses
on separate occasions. He had been convicted
for the second offense before he was
convicted for the first offense. In
resolving the "previously convicted" issue,
the Court held that the extended-term
provisions of the Graves Act must be imposed
on the entry of the second gun conviction, no
matter in what order the offenses occurred.
Id. at 363, 367. Later, in State v. Haliski,
140 N.J. 1, (1995), the Court, relying on
Hawks, emphasized that the Graves Act "is
concerned only with deterrence and is wholly
unconcerned with rehabilitation." Haliski,
140 N.J. at 9. The Court also held that a
second Graves Act offender may be sentenced
to a mandatory extended term while his first
Graves Act conviction is either pending on
appeal or the time to appeal has not yet
expired. Id. at 17-18.
Here, the sentences for each of the earlier robberies have long
since been imposed and there is no issue of pending appeals or
sequence of convictions that casts any doubt on whether
Grimsley's 1985 robbery convictions were "prior." There can be
no legitimate dispute that they are "prior" convictions for
purposes of the application of this statute.
Footnote: 3 3 Any person convicted on 3 separate occasions
of high misdemeanors in this state, or of
crimes under the laws of the United States or
any other state or country, which crimes
would be high misdemeanors under the laws of
this state, or whose convictions for such
offenses in this state or under the laws of
the United States or any other state or
country shall total 3 or more, and who
thereafter is convicted of an offense
enumerated in this subtitle, is hereby
declared to be an habitual criminal, and the
court in which such fourth or subsequent
conviction is had, shall impose a life
sentence in the state prison upon the person
so convicted.
Conviction of 2 or more of such crimes or
high misdemeanors charged in 1 indictment or
accusation, or in 2 or more indictments or
accusations consolidated for trial shall be
deemed to be only 1 conviction.
Footnote: 4 4 Our Supreme Court, in applying this provision in State
v. McCall, supra, 14 N.J. at 548, noted that the second paragraph
of the statute quoted above had been added by a 1951 amendment
and that this
... paragraph of the Habitual Criminals Act
as reenacted in N.J.S. 2A:85--12, N.J.S.A.,
in 1951 is clear. It is an embodiment of the
amelioration philosophy subsequently
expressed in the Report to Governor Alfred E.
Driscoll of the Committee to Examine and
Investigate the Prison and Parole Systems of
New Jersey (appointed by Governor Driscoll
under L. 1941, c. 315, N.J.S.A. 52:15--7),
dated November 21, 1952, at page 86 namely:
Where in the particular
circumstances life imprisonment is
deemed harsh and unreasonable, the
prosecution becomes abortive. And
the life sentence may frustrate
rehabilitation while there is still
hope ....
Footnote: 5 5In any event, the Supreme Court's comment as to the
defendant in State v. Thomas, supra, 166 N.J. at 574 is pertinent
here:
The Court's holding today should not be
viewed as an indication that we do not deem
the offense, involving as it does an
eleven-year-old child, to be serious. Our
decision is based exclusively on the view
that the Legislature has made the decision,
whether wisely or otherwise, that not all
sexual offenses against children should be
subject to NERA. We find defendant's conduct
to be both serious and reprehensible.
Although Grimsley's crimes are different than the one in Thomas,
they also represent reprehensible conduct and we do not minimize
their seriousness.