NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-7000-97T5
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TAYSIR SHEIKA,
Defendant-Appellant.
________________________________
Argued January 10, 2001 - Decided February 9, 2001
Before Judges Baime, Wallace, Jr. and Carchman.
On appeal from Superior Court of New Jersey,
Law Division, Passaic County, L-92-12-1421.
Miles Feinstein argued the cause for the
appellant.
Michael J. Williams, Deputy Attorney General,
argued the cause for respondent (John J. Farmer, Jr.,
Attorney General, attorney; Mr. Williams, of
counsel and on the brief).
The opinion of the court was delivered by
BAIME, P.J.A.D.
On the night of June 5, 1992, Russell Ferguson was robbed
and fatally beaten. Following a protracted jury trial, defendant
was found guilty of felony murder (N.J.S.A. 2C:11-3a(3)), second
degree robbery (N.J.S.A. 2C:15-1), and second degree conspiracy
(N.J.S.A. 2C:5-2). His alleged accomplice, Charif Abdul, was
convicted of second degree robbery and second degree conspiracy,
but was acquitted of felony murder. After merging the
convictions, the trial court sentenced defendant to sixty years
imprisonment with a thirty year parole disqualifier. Defendant
appeals from the resulting judgment and the denial of his
petition for post-conviction relief. We affirm defendant's
conviction, but remand the matter to the Law Division for further
proceedings.
I.
Ferguson was a Paterson firefighter. On the night of the
incident, he and his friends, Joseph Parkin, Charles Parkin, and
David Prosser, imbibed substantial quantities of alcohol at
Rosie's Tavern. Ferguson was extremely inebriated, so much so
that the bartender refused to continue serving him. At some
point, Ferguson left the tavern alone.
Although the exact chronology of events is not entirely
clear, Ferguson ultimately encountered defendant, Abdul,
Ahmadnour Ayoub, Isaam Atshan, Raaid Thabata and Marilyn
Carrerro, who had gathered outside a nearby restaurant. Ferguson
appeared helplessly intoxicated. Taking advantage of that
condition, defendant and Abdul threw the victim to the ground.
Defendant grabbed Ferguson's firefighter's medallion while Abdul
relieved the victim of his wallet. In a statement given to the
police upon his arrest, Atshan described how defendant repeatedly
kicked Ferguson as he lay helpless on the sidewalk. Although
Atshan disavowed that statement at trial, he admitted that he
observed defendant and Abdul flee from the scene following the
robbery.
Thabata and Carrerro departed in Carrero's automobile. They
subsequently encountered defendant, Abdul and Atshan several
blocks away. Defendant proudly displayed Ferguson's gold chain,
noting that he had "mugged" the victim. Thabata and Carrero
drove the three men to a nearby destination.
Meanwhile, Ferguson was able to make his way to Rosie's
Tavern. According to Prosser, Ferguson appeared intoxicated and
disheveled. Ferguson told Parkin "they got me," but was
initially unable to explain what happened. He later related that
he had been kicked and punched in the back and groin, but he
could give no further details concerning the crime. Ferguson
complained of abdominal pain, but refused medical assistance.
The Parkins drove Ferguson to his house. With their
assistance, he was able to exit from the car, but he was "bent
over" and could not stand erect. After helping Ferguson undress,
the Parkins departed. Ferguson's wife, Cecelia, was not present,
having moved out of the house three weeks earlier to assist her
invalid mother.
Cecelia returned to the house the next morning. Unable to
push the door more than a few inches, she peered in the crack and
observed Ferguson's bare shoulder. The emergency squad was
immediately summoned. They found Ferguson's body propped against
the door. A search of the house revealed that the bathroom
toilet was cracked and leaking. Feces were found in and around
the bathtub. Ferguson was pronounced dead at the scene.
Dr. Lyla Perez performed the autopsy. She found that
Ferguson's tenth and eleventh ribs were fractured, and that the
decedent had suffered three deep lacerations in his spleen.
Perez also found a deep hemorrhage of the muscles surrounding
Ferguson's back. Although Ferguson suffered from advanced
cirrhosis of the liver, Perez unequivocally concluded that the
"laceration[s] of the spleen with contusions and intra-abdominal
hemorrhage . . . and rib fractures" constituted the cause of
death. Perez also determined that the injuries were consistent
with the decedent having been repeatedly kicked in the area of
his ribs. Perez discounted the possibility that Ferguson's death
was a result of a fall or contact with a toilet. Such an
accident would have resulted in large bruising on the outside of
the skin. Perez emphasized that such an occurrence would not
cause a ruptured spleen.
The police investigation revealed that defendant, Atshan,
Thabata, and Omar Ayoub (Ahmadnour's brother) met on the
afternoon of the day Ferguson's body was discovered. Defendant
sold the gold chain he had stolen from Ferguson to Omar, but
retained the firefighter's medallion. Defendant, Abdul and
Atshan divided the proceeds. Omar subsequently discarded the
chain upon learning that the police were investigating Ferguson's
death.
On June 8, 1992, the police arrested Abdul on an unrelated
charge. While transporting Abdul to the police station, one of
the officers mentioned the investigation relating to Ferguson.
Abdul spontaneously replied, "you must be talking about the
chain." The police then apprised Abdul of his constitutional
rights. Abdul thereafter confessed his participation in the
crime.
The police arrested defendant later that day. He too was
advised of his constitutional rights. After initially
disclaiming any involvement, defendant admitted that he had
participated in the robbery and might have kicked Ferguson while
relieving the victim of his gold chain and medallion. Defendant
stated that he had given the medallion to his girlfriend. She
later brought the item to the police station at defendant's
request.
It is against this backdrop that we address defendant's
arguments. Defendant contends: (1) his confession was
improperly admitted, (2) he was deprived of the effective
assistance of counsel, (3) the jury's verdict was tainted by
prosecutorial misconduct, (4) evidence pertaining to the victim's
background should not have been introduced, (5) he was denied his
right to confrontation by the prosecution's failure to divulge
the identity of a confidential informant, (6) hearsay information
was improperly admitted, (7) his right to a meaningful appeal was
denied because not all sidebar conferences were stenographically
recorded, (8) the State deprived him of due process by failing to
preserve tangible evidence, (9) the conspiracy count should not
have been submitted to the jury, (10) several jurors should have
been struck because of their close relationship with law
enforcement, (11) the instructions on robbery were not tailored
to the facts of the case, (12) the charge on reasonable doubt was
insufficient, (13) the jury should have been instructed on the
statutory defense to felony murder, (14) the charge on accomplice
liability was inadequate, and (15) the instructions on felony
murder were confusing. Although this was not an error-free
trial, we find no sound basis to disturb defendant's conviction.
We nevertheless remand the matter for an evidentiary hearing
respecting several of defendant's claims of ineffective
assistance of counsel.
II.
Defendant first contends that the court erred by denying his
pretrial motion to suppress his confession. The salient facts
were hotly contested.
Sergeant Raymond Reid and Detective Timothy Jordan testified
for the State. Both officers related that they arrested
defendant on June 8, 1992, and that they apprised him of his
constitutional rights while he was being transported to police
headquarters. After indicating that he understood his rights,
defendant expressed his awareness of Ferguson's robbery, but
denied any involvement.
The interrogation continued at the police station. For the
first time, Reid informed defendant of Ferguson's death. Shortly
after this revelation, defendant agreed to give a statement.
Defendant was again advised of his constitutional rights. Before
giving a written statement, defendant signed a formal waiver.
The statement took approximately two hours to complete. Reid
testified unequivocally that no threats were made and that none
of the officers present displayed a weapon during the
questioning.
Jordan's testimony essentially mirrored that of Reid.
Specifically, Jordan testified that defendant became visibly
upset after being apprised of Ferguson's death. At that point,
defendant agreed to sign a formal waiver of his rights and to
provide a written statement. Like Reid, Jordan was questioned on
cross-examination as to whether any threats were made or force
employed in order to obtain a confession. Jordan adamantly
denied any suggestion that defendant was coerced. Jordan could
not recall whether Captain William Buckley was present when
defendant was questioned. When asked if he "recalled whether
Buckley took his gun out . . . and placed it on the desk in front
of [defendant] . . . at any stage [of the interrogation,]" Jordan
responded that he "did not."
Defendant testified that he was not apprised of his
constitutional rights until after he gave the written statement.
According to defendant's testimony, Captain Buckley unholstered
his gun and placed it on the desk while threatening to "beat
[him] up if [he] did not tell him" the whereabouts of Ferguson's
medallion. Defendant claimed that Buckley again threatened him
when he continued to refuse to confess. Defendant testified that
he ultimately succumbed to Buckley's threats and gave a written
statement. He asserted that he first learned that Ferguson had
died only after giving his written statement.
In denying the motion to suppress, the trial judge
emphasized that he believed the testimony of Reid and Jordan and
found defendant's account to be incredible. The judge found
specifically that Buckley never displayed his weapon or otherwise
threatened defendant during the interrogation. The judge
determined that defendant was advised of his rights while being
transported to police headquarters, that he was readvised at the
police station before signing the written waiver, that the
officers informed him of Ferguson's death prior to his
confession, and that the written statement was voluntarily given.
The trial judge's factual findings are supported by
substantial credible evidence present in the record.
State v.
Barone,
147 N.J. 599, 615 (1997). We are obliged to defer to the
trial judge's credibility determination to the extent that it was
grounded in the court's opportunity to observe the character and
demeanor of the witnesses, an opportunity that we appellate
judges are not afforded.
See State v. Locurto,
157 N.J. 463, 472
(1999);
State v. Johnson,
42 N.J. 146, 162 (1964). It cannot
fairly be said that the trial judge went wide of the mark in his
determination that the State had sustained its burden of proof
respecting the question of voluntariness.
State v. Galloway,
133 N.J. 631, 654 (1993).
We are nevertheless constrained to note a troubling aspect
of this case. Defendant interprets Jordan's response to defense
counsel's cross-examination as meaning that the witness could not
recall whether or not Buckley displayed his firearm in a
threatening manner during the course of the interrogation. While
perhaps this is a plausible construction of the record, we read
the transcript differently. We construe Jordan's answer as an
unequivocal denial of defendant's claim that Buckley threatened
him by displaying his service revolver.
It is nonetheless unfortunate that the State failed to call
Buckley or other additional witnesses who might have either
rebutted defendant's claim of coercion or otherwise shed light on
the incident. Two states, Arkansas and Mississippi, have adopted
the rule that whenever an accused offers testimony that his
confession was induced by violence, threats or coercion, the
prosecution has the burden to produce all material witnesses who
were connected with the controverted incriminatory statement or
give an adequate explanation for their absence.
See, e.g.,
Bell
v. State,
324 Ark. 258, 261,
920 S.W.2d 821, 822 (1996);
Griffin
v. State,
322 Ark. 206, 213,
909 S.W.2d 625, 629 (1995);
Foreman
v. State,
321 Ark. 167, 173,
901 S.W.2d 802, 804 (1995);
Remeta
v. State,
300 Ark. 92, 99,
777 S.W.2d 833, 837-38 (1989);
Bushong
v. State,
267 Ark. 113, 117-18,
589 S.W.2d 559, 561 (1979),
cert.
denied,
446 U.S. 938,
100 S. Ct. 2157,
64 L.Ed.2d 791 (1980);
Gammel & Spann v. State,
259 Ark. 96, 101,
531 S.W.2d 474, 478
(1976);
Russey v. State,
257 Ark. 570, 572,
519 S.W.2d 751, 754
(1975);
Northern v. State,
257 Ark. 549, 551,
518 S.W.2d 482, 484
(1975);
Smith v. State,
256 Ark. 67, 68,
505 S.W.2d 504, 506
(1974);
Smith v. State,
254 Ark. 538, 542,
494 S.W.2d 489, 491
(1973);
Kircher v. State,
753 So.2d 1017, 1024 (Miss. 1999);
Underwood v. State,
708 So.2d 18, 30 (Miss. 1998);
Morgan v.
State,
681 So.2d 82, 89 (Miss. 1996);
Thorson v. State,
653 So.2d 876, 888 (Miss. 1994);
Agee v. State,
185 So.2d 671, 673 (Miss
1966). Illinois has flirted with the rule,
see People v. Brooks,
115 Ill.2d 510,
505 N.E.2d 336 (1987);
People v. Rogers,
303 Ill. 578,
136 N.E. 470 (1922);
People v. Lumpp,
113 Ill. App.3d 694,
447 N.E.2d 963 (1983);
People v. McClure,
43 Ill. App.3d 1059,
358 N.E.2d 23 (1976), but has more recently rejected it,
People
v. R.D.,
155 Ill.2d 122,
613 N.E.2d 706 (1993).
We decline to adopt a
per se rule that the trial courts must
refuse to admit a confession into evidence unless the State has
presented as witnesses every police officer and everyone present
at the defendant's interrogation. In the final analysis, whether
a confession is voluntary or involuntary depends upon the quality
of the evidence presented, which must be determined by the trial
court. If in order to resolve a factual question, the trial
court requires that all of the material witnesses be called, it
may request the prosecutor to present such witnesses.
People v.
R.D., 155
Ill. at 138, 613
N.E.
2d at 714 (citing
People v.
Patterson,
154 Ill.2d 414, 450-51,
610 N.E.2d 16, 32 (1992)).
Although we do not decide whether a trial court may call a
material witness on its own if the prosecutor refuses, the judge
surely can find a deficiency in the State's proofs by reason of
the absence of the witness. We stress that the State must prove
the voluntariness of a confession beyond a reasonable doubt.
State v. Galloway, 133
N.J. at 654;
see also State v. Kelly,
61 N.J. 283, 294 (1972). If the prosecution fails to present a
critical witness bearing upon the question of voluntariness, it
faces the strong likelihood that the defendant's confession will
be suppressed. We are satisfied that these principles are
sufficiently protective of an accused's rights.
In any event, the State presented overwhelming evidence that
defendant's confession was voluntarily given. The confession was
properly admitted into evidence.
III.
We turn to defendant's argument that he was deprived of the
effective assistance of counsel. Several of defendant's
contentions were raised in his petition for post-conviction
relief and are again advanced here. Others are presented for the
first time in defendant's direct appeal from the judgment of
conviction. We consider all claims together.
We begin with a brief recitation of the applicable
principles. To prevail on a claim of ineffective assistance of
counsel, a defendant must first show that his attorney made
serious professional errors.
Strickland v. Washington,
466 U.S. 668, 687,
104 S. Ct. 2052, 2064,
80 L.Ed.2d 674, 693 (1984).
Second, it must be established that the attorney's deficient
performance prejudiced the defense so as to deprive the defendant
of a fair trial.
Ibid.
To establish the first prong of the test, defendant must
prove that counsel's representation fell below an objective
standard of reasonableness, measured by prevailing professional
norms.
Id. at 687-88, 104
S. Ct. at 2064-65, 80
L.Ed.
2d at 693.
"Because of the difficulties inherent in making this evaluation,
a court must indulge a strong presumption that counsel's conduct
falls within the wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption
that, under the circumstances, the challenged action 'might be
considered sound trial strategy.'"
Id. at 689, 104
S. Ct. at
2065, 80
L.Ed.
2d at 694-95. A court deciding an ineffectiveness
claim must judge the reasonableness of counsel's challenged
conduct on the facts of the particular case, viewed as of the
time of the attorney's conduct. "The court must then determine
whether, in light of all the circumstances, the identified acts
or omissions were outside the wide range of professionally
competent assistance."
Id. at 690, 104
S. Ct. at 2066, 80
L.Ed.
2d at 695.
To prove the second prong, defendant must show "there is a
reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different."
Id. at 694, 104
S. Ct. at 2068, 80
L.Ed.
2d at 698. The error
committed must be so serious as to undermine our confidence in
the jury's verdict.
State v. Fritz,
105 N.J. 42, 60 (1987). It
is not enough for the defendant to show that the error or errors
had some conceivable effect on the outcome of the trial.
Defendant first argues that he was prejudiced by his
attorney's concession that he committed the robbery. This
concession was first made in counsel's opening statement and was
later repeated in the attorney's closing remarks. The gist of
counsel's contention was that even if defendant robbed Ferguson,
he was not guilty of felony murder because the robbery did not
cause the victim's death. More specifically, he asserted that
Ferguson's injuries occurred after the robbery and were caused by
the victim's intoxication.
Defense counsel's argument was grounded in
N.J.S.A. 2C:11-
3a(3) and
N.J.S.A. 2C:2-3e.
N.J.S.A. 2C:11-3a(3) states that a
person is guilty of felony murder if when engaged in committing
one of the enumerated offenses, he "causes the death of a person
other than one of the participants." Under
N.J.S.A. 2C:2-3e, a
felony is considered the cause of death when, but for the
commission of the offense, the death would not have occurred, and
when the death is "a probable consequence of the [defendant's]
conduct." Thus, a defendant may not be found criminally liable
for a death that occurs in the course of a felony if that death
is too remotely related or accidental.
State v. Martin,
119 N.J. 2, 32 (1990).
We are satisfied that counsel's concession constituted a
reasonable strategy in light of the evidence presented. The
State presented overwhelming evidence that defendant participated
in the robbery. However, the causal relationship between the
commission of that crime and Ferguson's death was somewhat
problematical. It was arguable that Ferguson was not seriously
injured when he returned to Rosie's Tavern. It was also arguable
that Ferguson's extreme inebriation caused him to fall against
the toilet once he returned to his home. We have no occasion to
second guess defense counsel's tactical decision under the
"'distorting effects of hindsight.'"
State v. Bey,
161 N.J. 233,
251 (1999) (quoting
State v. Marshall,
148 N.J. 89, 156-57
(1997)). Trial counsel may not be considered ineffective merely
because the trial strategy failed.
State v. Davis,
116 N.J. 341,
357 (1989).
Defendant's reliance on
State v. Harrington,
310 N.J. Super. 272 (App. Div.),
certif. denied,
156 N.J. 387 (1998) is clearly
misplaced. There, we found that the defendant's attorney was
constitutionally deficient when he conceded that the defendant
was guilty of committing a robbery that was the predicate to a
felony murder charge.
Id. at 282. We said that the concession
inexorably led to the defendant's conviction of felony murder.
Ibid. In contrast, counsel's concession here was part of a
carefully crafted defense designed to result in an acquittal of
the felony murder count.
Harrington is thus clearly inapposite.
In a similar vein, we reject defendant's argument that
counsel was ineffective because he conceded that the rights set
forth in
Miranda v. Arizona,
384 U.S. 436,
86 S. Ct. 1602,
16 L.Ed.2d 694 (1966), were given by the police when defendant was
transported to headquarters. It will be recalled that
defendant's principal claim was that he was coerced into
confessing by Captain Buckley's threats. An additional attack _
one challenging whether the
Miranda warnings were properly given
_ might have had the effect of diluting defendant's assertion
that his statement was involuntary. The attorney's tactical
decision cannot reasonably be challenged from the vantage point
of twenty-twenty hindsight. On the record before us, it cannot
be said that counsel's performance in this regard was deficient
or that such deficiency prejudiced defendant's right to a fair
trial.
Defendant's other claims of ineffective assistance of
counsel cannot fairly be decided without an evidentiary hearing.
These include defendant's contentions that: (1) trial counsel
was encumbered by an undisclosed conflict of interest, (2) his
attorney failed adequately to consult with him and investigate
his claims of innocence, and (3) his lawyer did not inform him of
his right to testify. We discuss these arguments
seriatim.
It is undisputed that trial counsel's daughter is an
assistant prosecutor in Passaic County, the very office that
prosecuted defendant. Although another assistant prosecutor
represented the State at trial, defendant asserts that his
attorney had dual loyalties.
It is axiomatic that a defense attorney's representation
must be "untrammeled and unimpaired," his loyalty undivided.
Glasser v. United States,
315 U.S. 60, 70,
62 S. Ct. 457, 465,
86 L.Ed. 680, 699 (1942);
see also State v. Bellucci,
81 N.J. 531,
538 (1980);
State v. Land,
73 N.J. 24, 31 (1977);
State v. Green,
129 N.J. Super. 157, 161 (App. Div. 1974). There is no greater
impairment of a defendant's constitutional right to counsel than
that which can occur when his attorney is serving conflicting
interests.
State v. Bellucci, 81
N.J. at 538. The resulting
representation may be more harmful than the complete absence of a
lawyer.
Ibid.
In
State v. Bellucci, an attorney who had represented the
defendant in his prosecution for gambling offenses previously had
represented two codefendants in the same case prior to their
pleading guilty. In addition, the attorney's law partner had
represented yet another codefendant in the same action and
continued to represent him at a joint trial. Regarding the prior
representation, the Supreme Court found clear evidence that the
attorney's obligations to preserve the confidences and secrets of
his prior clients had the strong potential to affect his
representation.
Id. at 540-41. The Court viewed the conflict of
interest as substantial, creating a great likelihood of
prejudice, thus rendering the attorney's representation of
Bellucci constitutionally defective.
Id. at 539-41. The Court
also found a conflict in the attorney's representation of
Bellucci at the same trial in which his law partner had
represented a codefendant.
Id. at 541-43. The Court held that
such joint representation by private law partners created a
per
se conflict such that actual prejudice need not be shown.
Ibid.
Thus, whether the joint representation had occurred through a
single attorney or by associated attorneys, "once a potential
conflict exists, prejudice will be presumed in the absence of
waiver."
Id. at 543. The Court added, "[i]n no event is waiver
to be found from a silent record."
Id. at 544.
In subsequent decisions, the Court has construed
Bellucci as
"creat[ing] a two-tier system for evaluating conflict-of-interest
claims."
State v. Norman,
151 N.J. 5, 24 (1997). Dual
representations have been said to represent a
per se conflict, in
which case prejudice is presumed absent a valid waiver.
Id. at
24-25. Otherwise, the potential or actual conflict of interest
must be evaluated and, if significant, a great likelihood of
prejudice must be shown to establish constitutionally defective
representation.
Id. at 25;
see also State v. Bell,
90 N.J. 163,
171 (1982).
The Court has considered three factors in determining
whether a conflict
per se exists or whether the conflict is
merely a potential one. The first factor pertains to the extent
to which there is ready access to confidential information among
the attorneys.
State v. Bellucci, 81
N.J. at 541. In
Bellucci,
for example, the Court found that dual representation of
defendants by partners presented a
per se conflict because firm
members typically have access to, and share, confidential
information.
Ibid.;
see also State v. Norman, 151
N.J. at 29.
The second factor relates to whether, and to what extent, the
attorneys share an economic interest. For example, in
Bellucci,
the law firm had an equal financial incentive to retain the
defendants where it disserved its clients' interests whether or
not the defendants were represented by a single partner or by
separate partners, thus creating
per se conflict. In
State v.
Bell, however, the Court determined that public interest firms,
such as the Public Defender's Office, have no financial incentive
in retaining the cases of joint defendants who might thereby be
prejudiced. 90
N.J. at 168. The third factor concerns whether,
and to what extent, public confidence in the integrity of the law
profession might be compromised or eroded by permitting the case
to proceed notwithstanding the potential for mischief.
Id. at
168-69;
State v. Bellucci, 81
N.J. at 541-42.
Applying these principles, we decline to expand
Bellucci's
per se conflict rule to the facts presented here. Although the
conflicts problems arising out of trial counsel's relationship
with his daughter are myriad, complex and pose a real potential
for prejudice, the accessibility to confidential information,
financial incentive to disserve the client, and public perception
of lack of integrity are not so stark as to compel an ironclad,
per se rule of constitutional ineffectiveness. In reaching this
conclusion, we emphasize the danger of creating absolute rules
that are inflexible in recognizing the subtleties of the facts of
specific cases. We doubt the practical efficacy of a rule
requiring automatic reversals of well-supported criminal
convictions without inquiry into the fairness and justness of the
verdict.
See State v. Grice,
109 N.J. 379, 384-85 (1988).
Instead, we recognize the desirability of a flexible rule that
would not compromise the constitutional right to "effective and
unconflicted representation."
State v. Norman, 151
N.J. at 29;
State v. Bell, 90
N.J. at 169-71.
The interests of justice strongly militate in favor of a
remand to the Law Division for further exploration of the facts
and development of the record. While we have found no reported
New Jersey decision dealing with the precise issue presented, the
courts of other jurisdictions faced with similar problems have
required evidentiary hearings to determine the likelihood of
prejudice emanating from the relationship between the defendant's
attorney and the prosecutor.
See, e.g. People v. Jackson, 167
Cal. App.3d 829, 832,
213 Cal. Rptr. 521, 522 (Ct. App. 1985)
(sustained dating relationship between defense counsel and
prosecutor constituted conflict requiring reversal of
conviction);
Commonwealth v. Croken,
432 Mass. 266, 269,
733 N.E.2d 1005, 1013 (2000) (evidentiary hearing was warranted to
determine whether attorney-client relationship was impaired by
personal relationship between defense counsel and prosecutor);
State v. Kelley,
20 S.W.3d 147, 154 (Tex. Ct. App. 2000)
(familial relationship between trial counsel and assistant
prosecutor found not to have impaired defendant's right to the
effective assistance of an attorney). That course is mandated
here.
Relevant to the Law Division's inquiry are three opinions
rendered by the Supreme Court's Advisory Committee on
Professional Ethics. In
Opinion 191,
94
N.J.L.J. 225 (1971), the
Committee decided that when a father and two sons practiced law
together, and one of the sons was appointed prosecutor, the
remaining members of the firm could no longer practice criminal
law in that county. In
Opinion 201,
94
N.J.L.J. 225 (1971), the
Committee precluded the former partner of an assistant prosecutor
from practicing criminal law in the same county. More recently,
in
Opinion 599,
119
N.J.L.J. 632 (1987), the Committee permitted
the father and brother of an assistant prosecutor to practice
criminal law in the same county. The Committee distinguished its
prior opinions by noting that the assistant prosecutor had never
practiced with either his father or brother, and all lived in
separate households. In this case, the trial court should
determine whether defendant's trial attorney and his daughter had
ever practiced law together and whether they resided in different
households at the time of the trial and related criminal
proceedings.
The trial court should also determine whether defense
counsel apprised defendant of his relationship and, if not,
whether defendant otherwise became aware of it. One additional
circumstance deserves attention.
Rule of Professional Conduct
1.8 provides that "[a] lawyer related to another lawyer as
parent, child, sibling or spouse shall not represent a client in
a representation directly adverse to a person who the lawyer
knows is represented by the other lawyer except upon consent by
the client after consultation regarding the relationship."
Although the record is not wholly informative on the question, it
appears that this
Rule was not violated because trial counsel's
daughter apparently played no part in the prosecution of
defendant. However, much depends on the structure of the Passaic
County Prosecutor's Office and the extent to which counsel's
daughter was a part of the prosecutorial decisionmaking process.
These are some of the factual issues that should be explored on
remand.
We add the following comments before leaving the subject.
The problem we face here should not recur. When a defense
attorney is faced with a possible conflict of interest in
representing his client, he should notify the trial court of the
potential problem at the earliest possible time. The trial court
should conduct a hearing on the record to determine whether a
conflict of interest exists. The defendant should be present at
the hearing. Depending upon the relevant facts, the defendant
should be apprised of the potential problems and pitfalls
pertaining to the potential conflict. Specifically, counsel
involved in a potential conflict situation such as the one
disclosed here should not proceed with the defense without first
explaining fully to the accused the nature of the alleged
contaminating relationship. The prosecution should be required
to explain how the assistant prosecutor who is related to the
defense attorney will be shielded from having any decisionmaking
ability in the case. Such arrangements should be described in
detail. The defendant, if he so desires, should be afforded the
opportunity to secure counsel unencumbered by potential divided
loyalties. A defendant may surrender his right to independent
counsel.
State v. Bellucci, 81
N.J. at 544. However, the trial
court should ensure that the waiver is voluntarily and
intelligently made on the record.
Ibid. (citing
State v. Land,
73
N.J. at 34).
Defendant is also entitled to an evidentiary hearing on his
claim that trial counsel usurped his decision whether or not to
testify. Defendant contends that his attorney never apprised him
of his right to take the stand, but instead simply directed him
not to testify. In
State v. Savage,
120 N.J. 594 (1990), our
Supreme Court emphasized that "it is the responsibility of a
defendant's counsel, not the trial judge, to advise defendant on
whether or not to testify and to explain the tactical advantages
or disadvantages [of] doing so or not doing so."
Id. at 630.
The Court explained that "[c]ounsel's responsibility includes
advising a defendant of the benefits inherent in exercising that
right and the consequences inherent in waiving it."
Id. at 631.
The decision whether or not to testify ultimately rests with
defendant in consultation with his lawyer.
State v. Bey, 161
N.J. at 269. On remand, defendant should be required to file an
affidavit pinpointing his claim that his attorney was ineffective
in failing to apprise him of his options. Assuming a
prima facie
case of ineffectiveness is presented, defendant is entitled to an
evidentiary hearing.
State v. Preciose,
129 N.J. 451, 462-64
(1992).
The same procedure should be followed with respect to
defendant's remaining claims of ineffectiveness. Defendant
should be required to provide factual support in an affidavit
concerning his contention that counsel failed to consult with
him,
State v. Savage, 120
N.J. at 615-17, failed to interview key
State's witnesses,
State v. Preciose, 129
N.J. at 463, and failed
adequately to investigate the possibility of an intervening cause
of Ferguson's death,
ibid. If the facts so presented establish a
prima facie case of ineffectiveness, defendant should be afforded
an evidentiary hearing.
IV.
Defendant's remaining arguments clearly lack merit.
R. 2:11-3(e)(2). We need comment only on defendant's claims that
(1) the trial was tainted by prosecutorial misconduct, (2) he was
prejudiced by the trial court's failure to charge the jury on the
statutory defense to felony murder, and (3) plain error was
committed in the trial court's instructions on accomplice
liability.
We are entirely satisfied that defendant was not prejudiced
by the prosecutor's conduct of the trial. However, our
disposition of this issue does not constitute a blanket
endorsement of the prosecutor's methods. The prosecutor
improperly referred to defendant and Abdul as "thugs" during his
direct examination of Ayoub. Such derogatory name-calling is
beneath the dignity of the prosecutor, and has often been
disapproved by the Supreme Court,
see, e.g.,
State v. Clausell,
121 N.J. 298, 341-42 (1990) (prosecutor improperly described
defendant as a "maniac");
State v. Pennington,
119 N.J. 547, 577
(1990) (prosecutor's reference to defendant as a "coward,"
"liar," and "jackal" were improper), and this court,
see, e.g.,
State v. Gregg,
278 N.J. Super. 182, 189 (App. Div. 1994),
certif. denied,
140 N.J. 277 (1995) (prosecutor erred when he
characterized the defendant as "a ninny," "a buffoon," and a
"violent" criminal);
State v. Stewart,
162 N.J. Super. 96, 102-03
(App. Div. 1978) (prosecutor improperly referred to the defendant
as a "young punk");
State v. Von Atzinger,
81 N.J. Super. 509,
516 (App. Div. 1963) (prosecutor improperly described the
defendant as a "bum," "hood," and "punk"). The trial court's
prompt intervention and curative charge nevertheless obviated any
potential for undue prejudice.
The prosecutor also erred in his summation when he suggested
that the trial judge endorsed the testimony of the State's
expert, Dr. Perez. The judge's preliminary finding that Perez
was qualified to offer an opinion concerning the cause of
Ferguson's death obviously did not constitute an endorsement of
the witness's testimony. The prosecutor's suggestion that the
judge vouched for the credibility of the expert was factually
incorrect and highly improper. We nevertheless find no prejudice
flowing from this brief and isolated incident. At the time that
the judge found Perez to be qualified, he specifically told the
jury that it was not bound by the witness's opinion testimony and
that it could reject it if it wished. This charge was
essentially repeated in the judge's instructions at the
conclusion of the case.
We also reject defendant's argument that the trial court
erred by failing to instruct the jury of the statutory defense to
felony murder set forth in
N.J.S.A. 2C:11-3a(3). That statute
reads in pertinent part:
[I]t is an affirmative defense that the
defendant:
(a) Did not commit the homicidal act or
in any way solicit, request, command,
importune, cause or aid the commission
thereof; and
(b) Was not armed with a deadly weapon,
or any instrument, article or substance
readily capable of causing death or serious
physical injury and of a sort not ordinarily
carried in public places by law-abiding
persons; and
(c) Had no reasonable ground to believe
that any other participant was armed with
such a weapon, instrument, article or
substance; and
(d) Had no reasonable ground to believe
that any other participant intended to engage
in conduct likely to result in death or
serious physical injury.
The evidence did not support the thesis that defendant was
not a direct participant in the commission of the homicidal act.
Beyond this, defendant did not submit a request to charge on the
subject. Nor did he interpose a timely objection to the
instructions given. To the contrary, during the charge
conference, the defendant's attorney acceded to the trial court's
decision to charge the statutory defense as to Abdul, but not as
to defendant. The error belatedly claimed here did not have the
capacity to lead to an unjust result.
R. 2:10-2. Nor was the
alleged error of such moment as to "'cut mortally into the
substantive rights of the defendant[].'"
State v. Corsaro,
107 N.J. 339, 341 (1987) (quoting
State v. Harper,
128 N.J. Super. 270, 277 (App. Div.),
certif. denied,
65 N.J. 574 (1974)).
Finally, we are unpersuaded by defendant's claim that the
trial court's charge on accomplice liability constituted plain
error. The trial of this case took place before our decision in
State v. Bielkiewicz,
267 N.J. Super. 520, 528 (App. Div. 1993)
was rendered. Using the Model Charge in effect at the time, the
trial court told the jury that "one cannot be held to be an
accomplice unless [it is found] that he possessed the same
criminal state of mind that is required to be proved against the
person who actually committed the criminal act." This was the
instruction we criticized in
Bielkiewicz. We are nonetheless
satisfied that the error was not harmful because the evidence was
overwhelming that defendant harbored the requisite
mens rea
necessary to establish felony murder.
See State v. Norman, 151
N.J. at 38;
State v. Eure,
304 N.J. Super. 469, 472 (App. Div.),
certif. denied,
152 N.J. 193 (1997);
State v. Rue,
296 N.J.
Super. 108, 115 (App. Div. 1996),
certif. denied,
148 N.J. 463
(1997). Moreover, the trial court instructed the jury that it
was to consider "[e]ach offense and each defendant . . .
separately." We are satisfied that defendant was not prejudiced.
See State v. Scherzer,
301 N.J. Super. 363, 475 (App. Div.),
certif. denied,
151 N.J. 466 (1997).
The conviction is accordingly affirmed. The matter is
remanded to the Law Division for proceedings consistent with this
opinion. We do not retain jurisdiction.