NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3343-99T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
T.C.,
Defendant-Appellant.
_____________________________________________________
Submitted November 7, 2001 - Decided February 4, 2002
Before Judges Wefing, Lesemann and Parrillo.
On appeal from Superior Court of New Jersey,
Law Division, Ocean County, I-99-04-00468.
Peter A. Garcia, Acting Public Defender,
attorney for appellant (Abby P. Schwartz,
Assistant Deputy Public Defender, of counsel
and on the brief).
John J. Farmer, Jr., Attorney General, attorney
for respondent (Christine A. Hoffman, Deputy
Attorney General, of counsel and on the brief).
The opinion of the court was delivered by
LESEMANN, J.A.D.
Defendant T.C. appeals from her conviction and resultant
sentence to ten years in prison, with five years of parole
ineligibility, for endangering the welfare of her child, Billy.See footnote 11
The indictment of T.C. refers to the period between July 1, 1995,
when Billy was nine years old, and November 6, 1996, when he was
eleven years old. It charges that T.C. caused "harm" to Billy,
making him "an abused or neglected child." The evidence presented
at a lengthy trial included proof of a long course of sadistic,
violent abuse, both physical and mental, which occurred not only
during the period covered by the indictment, but also before that,
when T.C.'s pattern of abuse included food deprivation which
stopped only when Billy's grandmother assumed his custody and cared
for him for approximately five years. Thereafter, when Billy was
returned to his mother, the pattern of abuse resumed and
intensified to an almost daily occurrence until Billy was finally
removed from T.C.'s custody in November 1996.
The evidence against defendant was overwhelming. It included
testimony from Billy's grandmother, his sister, his father, a
friend and neighbor to whom defendant described her abuse of Billy,
two of the boy's teachers, and a surreptitiously made tape on which
defendant virtually boasted of the abuse she heaped upon her son.
Particularly in the light of that evidence, we find that none of
the errors charged by defendant constituted prejudicial error
requiring a reversal of her conviction and sentence.
Billy was born on June 19, 1985. While he was quite young,
his paternal grandmother, A.P., became concerned about his
extremely low weight. She also noted an early manifestation of the
different treatment which defendant accorded to her two daughters
and to Billy. Those daughters, one a year older than Billy and one
a year younger, were allowed to eat additional foods when they
visited their grandmother, but Billy was not. Any food which A.P.
attempted to give Billy was removed by defendant, who contended
that the foods made him ill. A.P. complained more than once to the
Division of Youth and Family Services (DYFS) about Billy's
condition, and eventually, in January 1990, DYFS had him
hospitalized, removed from his parents' care, and placed in foster
care. Thereafter, he was placed with A.P., and she cared for him
for approximately five years. She testified that she fed him
normally and plentifully, and his underweight problem soon
disappeared.
In or around July 1995, Billy spent a weekend with his
parents, after which they refused to return him to his grandmother.
Although A.P. complained to DYFS, the agency determined that Billy
should be returned to his parents on a permanent basis. He was
then ten years old.
According to the testimony of Billy and his older sister, J.,
there was no significant abuse during the first month or two
following Billy's return. Thereafter, however, the pattern of
abuse resumed and intensified until Billy's final removal from his
mother's custody in November 1996. J., who was fifteen years old
at the time of trial, testified that her mother treated Billy very
differently from the way she treated her two daughters. Billy
testified to the same effect. J. said that Billy was often
prohibited from eating dinner with the rest of the family. He
would often go to school without lunch or breakfast. Billy himself
testified that he was almost never permitted to eat with the
family.
Billy and J. also said that Billy was hit on a regular basis,
and the intensity and number of beatings increased over time. By
November 1996, the beatings were "on a daily basis." They came as
a result of Billy not doing his chores correctly, or saying
something wrong or "just whatever she could blame him for."
Defendant encouraged her daughters to tell her if Billy had done
anything wrong. For any such offense, he was beaten, and the
beatings often involved a belt or a spoon which defendant used to
hit Billy on the head. J. was aware of that because her mother
would often tell J. to bring her the spoon or the belt to
administer the beatings.
Billy also described the increased intensity of the beatings
administered by his mother. He said it "started as just her hands,
and then it gradually went up to a belt." She would hit him "two
or three times with it," and then she took to using a different
type of belt, "a suede braided belt." She also increased the
number of blows per beating, which "started as maybe just one, and
it got up to" sometimes six blows per beating. The beatings were
on an almost daily basis for approximately three months before he
was removed from defendant's custody on November 7, 1996.
A bell which defendant installed on the door to Billy's room
was a prominent subject of testimony at trial. Billy apparently
had a bed-wetting or similar problem controlling his urination.
Defendant also believed that on one occasion, he had taken one of
her pills for himself. As a result, defendant installed a bell
alarm on Billy's door so she would hear him whenever he opened the
door. At one point, she also locked his bedroom door. If she
heard Billy's door open during the night, she would beat him as
punishment in the morning. To try to solve the problem of not
being permitted to go to the bathroom at night, Billy at one point
began urinating out his window. Defendant found out about that and
sealed the window. Billy then attempted to smuggle plastic bags
into his room and urinate in the bags. Defendant found those as
well and on each occasion punished Billy. Eventually, Billy took
to urinating in his room. That led, of course, to unpleasant odors
and to defendant's determination that Billy could not put his
smelly clothing into the family washing machine. Billy was thus
required to either wash his clothes in a basin in the front yard of
the house _ so that others would see him and be aware of his
problem _ or use his own time and money to go to a laundromat and
wash his clothes. His need to do that caused him to break his
perfect attendance record at school _ an approach to Billy's
schooling that was consistent with other manifestations of
defendant's feelings toward and treatment of her son: although he
was a "straight A" student, she denied him opportunities to
participate in extracurricular, honor programs for no apparent
reason other than a general accusation of bad behavior.
K.M. was a neighbor and friend of defendant. Her testimony
and the tape she made of defendant's comments about Billy, also
played a prominent role at trial. K.M. testified to defendant's
constant disparagement and almost obscene criticisms of her son.
Among the milder epithets she applied to him were "faggot," "pig,"
"slob," "animal," and a "piece of" excrement she could not stand to
look at. According to K.M., defendant frequently described her
son's allegedly disgusting behavior and the punishments she
inflicted upon him. K.M. became so upset by this pattern that she
contacted DYFS in an attempt to have that agency investigate the
situation. She was initially unsuccessful, but she continued her
efforts until she presented DYFS with a tape she had made of a
conversation in which defendant demonstrated her contempt for Billy
and described her sadistic activities toward him. Among other
comments on that tape, interspersed with defendant's expressions of
amusement and/or pleasure, was her describing hitting Billy so hard
that "his feet come up off the (expletive) floor." She described
putting him "in his room for (expletive) weeks." She said he had
been "grounded" ninety percent of the time, and she also called him
a "creeping little (expletive) boy," "this thing," and said he was
not "human." She described, with some apparent amusement, how on
one occasion she had told Billy she was going to beat him with a
belt after dinner, and, "You never seen a kid eat so (expletive)
slow in your life . . . he was that upset. He's out there while he
was eating dinner he was shaking. So at least he's got some kind
of (expletive) fear in him anyway." And, she said, referring to a
beating she had administered, his "little ass should be purple
again tomorrow." She also spoke of several other "ass whippings,"
saying she would have Billy drop his pants so there would be no
padding and she could hit his "bare ass."
The tape presented by K.M. induced DYFS to proceed, and an
agency representative then spoke to Billy. An examination of his
buttocks and thighs showed reddish-purple, raised welts consistent
with the use of "a strap."
In addition to her testimony about defendant's comments, K.M.
also described her observations. On at least two occasions, she
saw defendant "backhand" Billy in the face with such force that it
moved him backwards. She also described defendant's visits to her
house, when defendant and her daughters would come into the house
while Billy was made to stay outside, in the car.
Perhaps as significant as the specific events described on the
tape, was defendant's constant insulting and degrading description
of her son, whom she seemed to regard as almost sub-human. As
noted, that pattern and overall treatment was confirmed by Billy,
his older sister, his grandmother and K.M. Additional confirmation
of some of the allegations was provided by school authorities and
by Billy's father. In her own defense, defendant either denied the
incidents or claimed they were exaggerated, justified, or both.
She presented some additional witnesses who said they had not seen
defendant engage in abusive or sadistic behavior toward her son.
The evidence against her, however, was more than overwhelming.
On appeal, defendant makes the following arguments:
POINT I
N.J.S.A. 2C:24-4A IS VIOLATIVE OF THE RIGHT TO
DUE PROCESS BECAUSE PURSUANT TO IT, CONDUCT
WHICH IS DEFINED WITHIN THE STATUTE ITSELF AS
A FOURTH-DEGREE CRIME MAY BE, AND IN THE
INSTANT CASE WAS, PROSECUTED AS A SECOND-
DEGREE CRIME. U.S. CONST., AMEND. XIV; N.J.
CONST. (1947), ART. I, PAR. 10. (Not Raised
Below.)
POINT II
THE ADMISSION INTO EVIDENCE OF OTHER CRIMES OR
BAD CONDUCT EVIDENCE, WHICH INCLUDED TESTIMONY
THAT BILLY HAD BEEN STARVED BY DEFENDANT
PREVIOUSLY AND REMOVED FROM HER HOUSE,
SEVERELY PREJUDICED THE DEFENDANT AND DENIED
HER HER STATE AND FEDERAL CONSTITUTIONAL
RIGHTS TO A FAIR TRIAL. U.S. CONST. AMENDS.
VI AND XIV; N.J. CONST. (1947) ART. I, PARS.
1,
9 AND 10. (Partially Raised Below.)
POINT III
DEFENDANT WAS DENIED THE EFFECTIVE ASSISTANCE
OF COUNSEL AS COUNSEL PUT EXTREMELY
PREJUDICIAL PHOTOGRAPHS BEFORE A WITNESS AND
THESE PHOTOGRAPHS WERE ULTIMATELY MOVED INTO
EVIDENCE BY THE STATE. (Not Raised Below.)
POINT IV
THE PROSECUTOR IMPROPERLY CROSS-EXAMINED THE
DEFENDANT BY ATTEMPTING TO COERCE HER TO
CHARACTERIZE KEY STATE WITNESSES AS LIARS, IN
VIOLATION OF HER RIGHT TO A FAIR TRIAL. (Not
Raised Below.)
POINT V
THE COURT'S INSTRUCTIONS ON THE OFFENSE OF
ENDANGERING THE WELFARE OF A CHILD WERE
INSUFFICIENT AND DEPRIVED DEFENDANT OF HER
RIGHT TO A FAIR TRIAL AND DUE PROCESS OF LAW.
U.S. CONST. AMENDS. V, VI, XIV; N.J. CONST.
(1947) ART. I, PARS. 1,
9 AND 10. (Not Raised
Below.)
POINT VI
THE FAILURE TO REQUIRE THAT THE JURY MAKE A
SPECIFIC FINDING ON THE CHARGE OF ENDANGERING
THE WELFARE OF A CHILD, AS TO THE DEFENDANT'S
CONDUCT, CAUSED THE POTENTIAL OF A NON-
UNANIMOUS PATCHWORK VERDICT IN VIOLATION OF
DEFENDANT'S CONSTITUTIONAL RIGHT TO DUE
PROCESS. U.S. CONST. AMENDS. VI AND XIV;
N.J. CONST. (1947) ART. I, PAR. 1. (Not
Raised Below.)
POINT VII
THE SENTENCE IMPOSED IS EXCESSIVE AND IS
UNSUPPORTED BY THE STATUTORY AGGRAVATING AND
MITIGATING FACTORS.
I
Defendant's first argument asserts that the statute under
which she was convicted, N.J.S.A. 2C:24-4a, is substantively
indistinguishable from N.J.S.A. 9:6-3. Since the former represents
a second degree offense and the latter a fourth degree offense, her
claim is that this duplication vests the prosecutor with an
unconstitutionally broad discretion to choose one rather than the
other. However, we are satisfied that, while the prosecutor does
have a broad discretion to determine under which of those two
statutes to proceed, that fact does not lead to a conclusion that
N.J.S.A. 2C:24-4a is unconstitutional.
First, it is clear that a prosecutor is vested with broad
discretionary powers regarding the decision to prosecute and the
charges on which to base such a prosecution. See, e.g., State v.
Hessen,
145 N.J. 441, 452 (1996); State v. Hermann,
80 N.J. 122,
127 (1979). That discretion includes an initial decision as to
sentencing exposure. See State v. Lagares,
127 N.J. 20, 27 (1992);
State v. Todd,
238 N.J. Super. 445, 461 (App. Div. 1990).
When the State is called upon to determine how to proceed in
a given matter, it is certainly not unusual to find there is more
than one applicable statute under which the prosecutor could
proceed. In such a case when there are overlapping statutes, the
applicable rule is clear: "When an act violates more than one
criminal statute, the Government may prosecute under either so long
as it does not discriminate against any class of defendants."
United States v. Batchelder,
442 U.S. 114, 123-24,
99 S. Ct. 2198,
2204,
60 L. Ed.2d 755, 764 (1979).
In sum, whether to prosecute and what charge to file or bring
before a grand jury, are decisions that generally rest in the
prosecutor's discretion. Ibid. Such an exercise of discretion is
common, and defendant does not argue that, as a general
proposition, the exercise of such discretion raises constitutional
issues. Defendant does argue, however, that when there are two
substantively identical statutes from which the prosecutor may make
a choice, and the penalties available under the two are
significantly different, there is a violation of equal protection
or due process guarantees. That argument, however, was raised and
squarely rejected in Batchelder, supra.
Batchelder involved two separate and distinct statutes, each
of which prohibited a convicted felon from possessing a firearm
which had been transported in interstate commerce. One of the
statutes provided a maximum penalty of five years imprisonment.
The other set the maximum punishment at two years imprisonment.
The defendant was indicted for a violation of the former, and he
was convicted and sentenced to the applicable five year term. He
appealed, and the Court of Appeals reversed and remanded the matter
for imposition of the lesser, two year sentence. United States v.
Batchelder,
581 F.2d 626, 631-34 (7th Cir. 1978). That court held
that the prosecutor's customary discretion to choose between "two
overlapping statutes" did not apply when the two statutes had
"identical substantive elements." The court expressed "serious
doubts about the constitutionality" of those statutes and described
the issue as posing "difficult constitutional questions." To avoid
those issues and a possible determination of unconstitutionality,
the court construed the statutes so as to require a re-sentencing
under the more lenient provision.
The Supreme Court reversed. It found no constitutional
infirmity. It noted what it described as the "long recognized"
proposition that a prosecutor may exercise discretion to proceed
under either of two overlapping statutes. 442 U.S. at 123-24, 99
S. Ct. at 2204, 60 L. Ed.
2d at 764. And it found no distinction
between that settled proposition and the situation presented in
Batchelder, where the two statutes were substantively identical:
[T]here is no appreciable difference between
the discretion a prosecutor exercises when
deciding whether to charge under one of two
statutes with different elements and the
discretion he exercises when choosing one of
two statutes with identical elements. In the
former situation, once he determines that the
proof will support conviction under either
statute, his decision is indistinguishable
from the one he faces in the latter context.
The prosecutor may be influenced by the
penalties available upon conviction, but this
fact, standing alone, does not give rise to a
violation of the Equal Protection or Due
Process Clause. . . . Just as a defendant has
no constitutional right to elect which of two
applicable federal statutes shall be the basis
of his indictment and prosecution neither is
he entitled to choose the penalty scheme under
which he will be sentenced.
[442 U.S. at 125, 99 S. Ct. at 2205, 60 L. Ed.
2d at 765_66.]
See also, citing and quoting extensively from Batchelder, State v.
Kittrell,
145 N.J. 112, 128-30 (1996).
Thus, there is no constitutional infirmity in the State
indicting and proceeding under N.J.S.A. 2C:24-4a, even though
defendant's conduct might also constitute a violation of N.J.S.A.
9:6-3. The choice of the statute under which to proceed is nothing
more than the normal type of discretionary decision vested in and
exercised by prosecutors on an everyday basis.
The State correctly notes that the primary concern of Title 9
is the protection of children rather than the culpability of
adults. See G.S. v. Dept. of Human Serv.,
157 N.J. 161, 176
(1999); State v. Demarest,
252 N.J. Super. 321, 331 (App. Div.
1991). See also Final Report of the New Jersey Criminal Law
Revision Commission, Vol. II, at 259-60 (1971). The obvious
purpose of adopting the newer N.J.S.A. 2C:24-4a was to permit
prosecution for the more serious second degree offense when
circumstances warrant. Ibid. There is no claim, nor any basis for
a claim here, that the prosecutor acted arbitrarily in charging and
prosecuting for a second degree offense. There is no un-
constitutionality.
II
We are also satisfied that there was no error in the trial
court's admitting evidence of defendant's wrongfully withholding
food from Billy between his birth in 1985 and the time when he went
to live with his grandmother in 1990, even though that time period
was not covered by the indictment. We agree with defendant that
the court's limiting instruction in that regard could have been
more specific, but under the facts of this case, considering what
the court did include in its instruction, and also considering
defendant's failure to object to any portion of the charge, or to
request greater specificity, we find that any shortcoming in the
instruction did not constitute prejudicial, reversible error.
The primary evidence on this point consisted of A.P.'s
testimony, together with photographs showing the extent of the
boy's malnutrition and his swift recovery after he began living
with A.P. In addition, there were two brief references to this
factor during trial: in one, a DYFS case worker noted that her
investigation of the abuse that led to defendant's indictment had
been affected by her knowledge that Billy had previously been
removed from defendant's custody and placed with A.P. The second
instance involved a teacher who testified (in answer to defense
counsel's question) that she had not sought an explanation for
Billy's frequent appearances without lunch, because she knew he had
previously been removed from his mother's custody for a similar
reason.
Prior to trial, the court held a hearing to review the pre-
1990 evidence that was to be offered at trial. It heard arguments
by both counsel and ruled that the evidence would be admitted under
N.J.R.E. 404(b), with an appropriate limiting instruction. The
court did provide such an instruction when A.P.'s testimony was
first presented, provided another such instruction when the
photographs were presented, and delivered yet a third instruction
as part of the court's concluding charge to the jury.
N.J.R.E. 404(b) reads as follows:
Other crimes, wrongs, or acts. Evidence of
other crimes, wrongs, or acts is not
admissible to prove the disposition of a
person in order to show that he acted in
conformity therewith. Such evidence may be
admitted for other purposes, such as proof of
motive, opportunity, intent, preparation,
plan, knowledge, identity or absence of
mistake or accident when such matters are
relevant to a material issue in dispute.
The State contended that the evidence of defendant's earlier
mistreatment of her son showed her motive, intent, plan and
knowledge, and the absence of any mistake or accident regarding her
treatment of Billy. We are satisfied that those permitted purposes
are clearly applicable here.
The evidence of defendant's treatment of Billy during the
first five years of his life certainly tended to demonstrate her
malice toward the boy, her intent to inflict harm upon him, her
seemingly almost pathological hatred of him, and it did undercut
her claim that her actions simply represented good faith attempts
to impose reasonable discipline. The evidence was not proffered to
show a general "disposition" to commit crimes or to show that
defendant acted "in conformity" with such a disposition. Rather,
it was presented for a specific, limited purpose, analogous to that
in
State v. Engel,
249 N.J. Super. 336, 372-74 (App. Div.),
certif.
denied,
130 N.J. 393 (1991), which involved, not the defendant's
child, but his wife. There, evidence of defendant's prior abuse of
the victim was held admissible to show defendant's "enduring
hostility toward the victim" which was "important and material" as
a "means to reach and disclose [the defendant's] secret design and
purpose."
Id. at 374. That reasoning applies here as well. The
evidence of defendant's prior abuse while Billy was under five
years old falls squarely within the permitted use of "evidence of
other crimes [or] wrongs" under
N.J.R.E. 404(b).
By itself, however, that analysis does not resolve the
question of whether evidence of defendant's earlier mistreatment of
Billy was properly admitted at trial. In
State v. Cofield, 127
N.J. 328, 338 (1992), the Supreme Court held that, even when
evidence of prior wrongs falls within the permissive provisions of
N.J.R.E. 404(b), the State must nevertheless satisfy a four-prong
test before the evidence can be admitted.
1. The evidence of the other crime must be relevant to a
material issue in the present proceeding;
2. The evidence of the prior offense must be similar in kind
and reasonably close in time to the offense presently charged;
3. The evidence of the prior crime must be clear and
convincing; and
4. The probative value of the evidence of the prior offense
must not be outweighed by its apparent prejudice in the later
proceeding. We are satisfied that the proposed evidence here met
all of those criteria.
First, the evidence relating to defendant's malice was
certainly relevant to a material issue in the present case:
defendant's intent in inflicting on her son the physical and mental
punishment so vividly described at trial. Indeed, that was,
essentially, the critical issue in this case. Defendant maintained
that she was acting only in good faith to impose reasonable
discipline on her son. She asserted that she loved him and placed
an alarm on his door only to protect him and that she had only
disciplined him in moderation. It is difficult to conceive of any
evidence that was more directly aimed at contradicting and
undercutting that defense than evidence that defendant had
deliberately withheld food from her son five years earlier, to such
an extent that he was hospitalized and his custody transferred to
his grandmother. The evidence showed earlier conduct that was as
cruel and vindictive as the later actions charged in the indictment
_ actions aimed precisely at this same victim and, the State
contended, motivated by the same malice.
The proffered evidence also met the second prong of the
Cofield test, since the earlier acts were "similar in kind" and
"reasonably close in time" to the offenses charged in the
indictment. The acts were, in fact, so similar that they were,
realistically, part of the same pattern of conduct. In terms of
time, the apparent gap between the earlier incidents (between 1985
and 1990) and the later events of 1995 to 1996, was explainable by
the obvious fact that during the intervening five years, Billy was
not living with defendant, but was with his grandmother. Only in
1995, did defendant have an opportunity to resume her conduct, and,
within a few months of Billy's return to her control, she proceeded
to do precisely that.
The third prong of the
Cofield test requires "clear and
convincing" evidence of the prior acts. The evidence here met that
description. The testimony of Billy's grandmother was clear and
compelling. The photographs were equally compelling and both were
corroborated at least to some extent by the supplemental testimony
of the DYFS representative and Billy's teacher.
Finally, the question of whether potential prejudice inherent
in testimony of earlier "bad acts" outweighs its probative value in
a later trial, is generally a question committed to the discretion
of a trial court.
See State v. Marrero,
148 N.J. 469, 483 (1997).
Here, the trial court held a hearing to explore that issue. It
considered the nature of the material and the manner in which it
was to be presented. It heard arguments of counsel and weighed the
potential prejudice versus the probative value of the evidence and
reached a reasoned decision that the evidence should be admitted.
As noted, that evidence went to the key issue in the case. It was
presented in a non-inflammatory, fact-oriented manner, and there is
no basis for our concluding that the trial judge's decision
represented an abuse of discretion.
As to the court's limiting instruction, we note again that the
instruction was presented in one form or another on three
occasions. On all of those occasions, the court was emphatic in
instructing the jury that it could not consider the evidence of the
prior offenses as demonstrating some propensity or disposition of
defendant to commit a crime, or evidence that she acted in
accordance with that disposition in the present matter. Before the
evidence was first submitted, the judge told the jury:
You cannot, and I instruct you accordingly,
you must accept my instruction, you cannot
view this evidence, and it is now admissible,
for the purpose of proving that the defendant
acted in conformity in the case that's before
you based on the evidence or the testimony
that you are about to hear. In other words,
what you're about to hear will raise concerns
about prior conduct of the defendant with
regard to her relationship and care of her
son. You may not consider for the purposes of
concluding that if she did it then, she did it
again now. It's not proof of that and may not
be considered by you in any way, shape or form
to serve as proof of that.
After repeating the substance of that instruction a second time
during trial, in the court's final charge to the jury, it repeated
that strong language:
. . . you may not use this evidence to decide
that the defendant has a tendency to commit
crimes or that she is a bad person. That is,
you may not decide that just because the
defendant has committed uncharged crimes,
wrongs or acts, she must be guilty of the
present crime . . . . you may not find the
defendant guilty now simply because the State
has offered evidence that she committed those
other uncharged crimes, wrongs or acts.
Notwithstanding the clarity and force of the court's
prohibitory instruction, however, the remainder of the instruction
lacked the precision that it should have contained. As the Court
noted in
State v. G.S.,
145 N.J. 460, 472 (1996),
On admission of other-crime evidence, the
court must not only caution against a
consideration of that evidence for improper
purposes, it must through specific instruction
direct and focus the jury's attention on the
permissible purposes for which the evidence is
to be considered.
Here, the instruction lacked that required specificity. Rather, in
detailing the proper purposes for which the evidence could be
considered, the trial court engaged in what this court has
described as "[a] mere recitation of the generalities of the rule,"
which failed to "narrowly focus the jury's attention on the
specific use of the other-crime evidence . . . ."
State v. G.S.,
278 N.J. Super. 151, 163-64 (App. Div. 1995),
aff'd, and quoted
with approval,
State v. G.S.,
supra, 145
N.J. at 472.
See also, on
the need for a specific delineation of the proper purpose for which
other-crime evidence is admitted,
State v. Oliver,
133 N.J. 141,
157-58 (1993);
State v. Cofield,
supra, 127
N.J. at 337;
State v.
Stevens,
115 N.J. 289, 305 (1989).
However, even acknowledging that the instructions here failed
to sufficiently specify and focus on the purposes for which the
other crimes evidence was being admitted, it does not follow that
the failure resulted in prejudice to defendant or requires
reversal. As the Court noted in a comparable situation in
State v.
G.S.,
supra, 145
N.J. at 473,
The issue arises as one of plain error because
defendant did not object to the trial court's
instruction on the grounds of lack of
specificity.
R. 2:10-2. Plain error is
reversible if it is "clearly capable of
producing an unjust result."
R. 1:7-2;
R.
2:10-2. Accordingly, the test to apply is
whether the possibility of injustice is
"sufficient to raise a reasonable doubt as to
whether the error led the jury to a result it
otherwise might not have reached." (Quoting
from
State v. Macon,
57 N.J. 325, 336 (1971).)
Here too, defendant raised no objection to the lack of specificity
in the court's instruction, and thus our analysis parallels that in
State v. G.S.
In
G.S., the Court concluded that, "the deficiencies in the
charge did not warrant reversal of defendant's convictions because
the trial court had twice cautioned the jury against considering
the other-crime evidence to prove defendant's disposition to commit
the offenses with which he was charged," and it stressed that,
"this cautionary instruction constituted the 'essential point to be
made in the limiting instruction.'"
G.S., 145
N.J. at 473. In
addition, the Court found "other ample evidence of defendant's
guilt" and, "[a]ccordingly, it determined that any error arising
from a lack of clarity in the limiting instruction was harmless and
not clearly capable of producing an unjust result . . . ."
Ibid.
See also Stevens,
supra, 115
N.J. at 309, cited and quoted with
approval in
G.S.
The reasoning in
G.S. is applicable here. The court here
stressed and made emphatically clear the "essential point to be
made in the limiting instruction": that the other-crime evidence
could not be used to demonstrate defendant's general disposition to
commit the crimes with which she was charged. As noted, that
instruction was delivered three times, emphatically.
Finally, as in
G.S., there was overwhelming other evidence of
defendant's guilt, from the testimony of defendant's victim, from
her daughter, from the child's grandmother, and from the friend and
neighbor who was so upset by defendant's actions that she submitted
and then resubmitted her protestations to DYFS. And finally, there
was indisputable independent additional evidence of guilt from
defendant's own mouth via the tape made by K.M. For all those
reasons, we are satisfied that any error in the court's failure to
deliver as specific and precise a charge as it should have
delivered, was harmless, was not clearly capable of producing an
unjust result, and should not lead to a reversal.
R. 2:10-2.
III
Defendant also seeks reversal on the grounds of alleged
prosecutorial misconduct because of the prosecutor's asking her, on
cross-examination, whether State's witnesses had been lying when
they testified against her. There were a number of such questions
directed at the various State's witnesses, in each of which the
prosecutor asked defendant, in essence, whether a particular
witness was "lying" when he or she described some action of
defendant. Although we find no reported case in this state which
criticizes or prohibits that form of cross-examination, we are
satisfied that such questioning is inappropriate and should not be
countenanced.
See United States v. Richter,
826 F.2d 206, 208 (2d
Cir. 1987);
Greenberg v. United States,
280 F.2d 472, 475 (1st Cir.
1960);
People v. Cornes,
80 Ill. App.3d 166,
399 N.E.2d 1346
(1980). However, while we agree that the prosecutor should have
refrained from such questioning, we do not find that the conduct
constitutes a basis for reversing defendant's conviction.
First, we note that defendant objected to none of that
questioning at trial. Thus, the appropriate standard of review is
plain error _ a finding that the impropriety was clearly capable of
producing an unjust result.
R. 2:10-2. Defendant's failure to
object suggests that her counsel did not believe the conduct was
prejudicial and also made it impossible for the court to take
timely curative action to ameliorate any adverse effect from the
improper questioning.
See State v. Frost,
158 N.J. 76, 83 (1999);
State v. Ramseur,
106 N.J. 123, 323 (1987),
cert. denied,
508 U.S. 947,
113 S. Ct. 2433,
124 L. Ed.2d 653 (1993).
There was no showing of any such prejudice here. Nor can we
see any basis for presuming prejudice. The prosecutor's questions
concerned specific inconsistencies between the testimony of the
defendant and that of the State's witnesses. The prosecutor did
not act improperly in pointing out the inconsistences; the
impropriety lay only in the form used to develop the point. There
was no misrepresentation or mis-characterization of anyone's
testimony. The discrepancy between the testimony of defendant and
that of the witnesses testifying for the State was clear and
virtually self-evident. The prosecutor simply highlighted and
emphasized those inconsistencies. He did not either emphasize or
repeat defendant's responses during his summation. And, in its
final instructions, the court clearly told the jury that it was the
jury's responsibility to determine the credibility of witnesses.
Finally, we note defendant's reliance on an unpublished
opinion of this court,
State v. Haraz, Docket No. A-2397-92T4,
(April 21, 1995). Since the opinion was unpublished, we will not
discuss the case at length. Rather, we will simply note that while
this court did find that questions similar to those employed here
were improper, it ultimately reversed the defendant's conviction
because of three separate and distinct forms of prosecutorial
misconduct, and not simply because the prosecutor improperly asked
defendant to characterize the testimony of the State's witnesses.
We note also that in
Haraz, the defendant had objected to the
cross-examination, and thus there was no need to demonstrate plain
error.
IV
Defendant also claims error in what she describes as the
court's inadequate charge defining the offense of which she was
accused. We find no merit in the claim.
The statute defendant was charged with violating,
N.J.S.A.
2C:24-4a, employs broad, general terminology in describing the
offense of endangering the welfare of children. As applied here,
it refers to causing a child "harm that would make the child an
abused or neglected child as defined in"
N.J.S.A. 9:6-1,
N.J.S.A.
9:6-3, and
N.J.S.A. 9:6-8.21. Thus, to give further content to
N.J.S.A. 2C:24-4a, one must obviously look at the cited provisions
of Title 9. In delivering its charge to the jury here, the court
did precisely that. After first setting out the introductory
provisions of
N.J.S.A. 2C:24-4a, (the defendant must have had a
legal duty to care for the child in question), the court defined
the critical element that the State must prove to establish guilt.
In so doing, it quoted from and paraphrased the aforesaid
provisions of Title 9 and delivered the following instruction:
The third element that the State must
prove beyond a reasonable doubt is the
defendant knowingly caused the child harm that
would make the child an abused or neglected
child. Abused or neglected child means a
child less than eighteen years of age whose
parent or guardian, as herein above defined,
inflicts upon such child physical injury, by
other than accidental means, which causes or
creates a substantial risk of protracted
impairment of physical or emotional health.
Or, a child whose physical, mental or
emotional condition has been impaired or is in
imminent danger of becoming impaired as a
result of the failure of his parent or
guardian . . . to exercise a minimum degree of
care in supplying the child with adequate
food, clothing, shelter, medical care . . . or
in providing a child with proper supervision
or guardianship, by unreasonably inflicting
harm or substantial risk thereof, including
the infliction of excessive corporal
punishment.
. . . [T]he law does not prohibit the use
of corporal punishment. The statute prohibits
the infliction of excessive corporal
punishment. The general proposition is that a
parent may inflict moderate correction such as
is reasonable under the circumstances of a
case.
Or by any other acts of a similarly
serious nature requiring the aid of the court.
Or, a child upon whom excessive physical
restraint has been used under circumstances
which do not indicate the child's behavior is
harmful to himself, others or property.
So "abused or neglected child" has
several "ors" in the definition. If you find
beyond a reasonable doubt any one or more of
those elements has been proven, then you have
established that the child _ _ that element,
that the child is an abused or neglected
child.
That definition is, as noted, generalized. However, there is no
principle requiring that in every case a court must deliver a
specifically tailored instruction relating the facts of the case to
the applicable law. Such tailoring and specification is required
only if necessary to avoid confusion or misunderstanding, or when
the facts and legal concepts are complex and require such
treatment.
See State v. Concepcion,
111 N.J. 373, 379-80 (1988);
State v. Morton,
155 N.J. 383, 422 (1998),
cert. denied, ___
U.S.
___,
121 S. Ct. 1380,
149 L. Ed.2d 306 (2001).
Here, there is no claim that the court misstated the law. Nor
was there a request by defendant for a more specific or tailored
charge. Thus, once again, in order to show a basis for reversal,
defendant must demonstrate plain error.
See State v. Morton,
supra. However, we see no error, "plain" or otherwise.
There was nothing particularly complex or confusing in the law
submitted to the jury here. The definition of an abused or
neglected child was cast in simple, uncomplicated language. The
fact that the definition also employed generalized, non-specific
language was virtually unavoidable given the nature and the
language of the applicable statutes. As the State correctly
argues, the law was relatively simple and the factual allegations
were also uncomplicated. There is nothing extraordinary in calling
upon a jury to decide a case based on concepts that employ terms
such as "substantial," "serious," or "reasonable." Such terms and
concepts are standard parts of our legal system and juries deal
with them on a regular basis. In short, the court delivered an
accurate and sufficient charge. There was no request for further
detailing or tailoring, and there was no error.
V
Although defendant made no such request at trial, she claims
now that the court should have delivered to the jury a "specific
unanimity charge." Her claim is that the jury was presented with
three separate actions which could possibly have warranted a
finding of guilt: first, that defendant hit Billy with a belt;
second, that defendant restrained her son by installing an alarm
system on the door of his room; and third, that she did not provide
him with food. She argues that those three represent different and
distinct violations and the need for juror unanimity requires that
any guilty verdict must be based on all twelve jurors agreeing that
she was guilty of at least one of those three different acts.
The State disagrees. It contends that a general unanimity
charge was sufficient and there was no need for a "specific
unanimity charge." It argues that the indictment charged, and the
State demonstrated, that defendant had engaged in a continuing
course of abusive conduct against Billy from July 1995 through
November 1996, and that conduct made him an abused or neglected
child. It claims that the various acts presented by the State were
all related to that same abusive course of conduct; that the
different acts were not "conceptually distinct" but rather were
"conceptually similar" and included defendant's "emotionally and
physically [abusing] . . . Billy by degrading him through verbal
insults, depriving him of food and other necessities, confining him
to a small room that had an alarm system at night, and beating him
with a belt and other objects severely enough to leave welts." The
State describes those actions as "all parts of defendant's plan to
abuse and torture" Billy. There was, it argues, "a single theory
of emotional and physical abuse," which "was supported by related
acts occurring over a period of time."
We agree with the State's argument. We are satisfied that the
court's general unanimity charge was sufficient and there was no
need for an additional "specific unanimity charge."
The difference between a case which requires a "specific
unanimity charge" and one that does not, is apparent from comparing
two cases:
State v. Bzura,
261 N.J. Super. 602, 606-07 (App.
Div.),
certif. denied,
133 N.J. 443 (1993), and
State v. Parker,
124 N.J. 628, 633-35, 641 (1991),
cert. denied,
503 U.S. 939,
112 S. Ct. 1483,
117 L. Ed.2d 625 (1992). In
Bzura, an attorney was
charged with two different violations of the false swearing
statute. One accused him of making a specific false statement,
contrary to
N.J.S.A. 2C:28-2a, and the second accused him of making
two inconsistent statements, contrary to
N.J.S.A. 2C:28-2c. The
matter was submitted to the jury without a specific unanimity
charge, and the jury found defendant guilty of false swearing. On
appeal, this court reversed, noting that without the specific
unanimity charge, the jury might not have agreed as to which of the
two offenses defendant had committed. Presumably, some jurors may
have determined that defendant had committed one of the offenses
and others may have made a similar determination with respect to
the second charge, but there would not have been a unanimous
verdict on either of the charges. This court concluded that the
procedure followed would have permitted "individual jurors to agree
on a guilty verdict based on such different factual predicates [as]
would countenance a non-unanimous jury verdict."
Id. at 615.
In
Parker, a teacher was convicted of official misconduct
involving three related allegations: first, that she had exhibited
sexually explicit magazines to students; second, that she had
caused her students to make collages from photographs in those
magazines; and third, that she had discussed her own and others'
sexual proclivities with her students.
Parker, 124
N.J. at 631-32.
In that case, defendant had not requested a specific unanimity
charge, and the trial court had delivered only the normal, general
unanimity instruction. On defendant's appeal, the Supreme Court
affirmed.
The Court concluded there had been no indication that the jury
was confused by the charges, or that the allegations against
defendant were contradictory or "only marginally related to each
other."
Id. at 639. Rather, the Court said, the indictment had
charged that defendant was engaged "in a continuing course of
conduct which sexually abused, humiliated and otherwise endangered
the welfare of children while [she] had a legal duty to care for
the children and had assumed responsibility for their care. The
acts cited certainly formed a core of conceptually-similar acts
relating to the students' educational relationship with the teacher
and her abuse of that relationship."
Ibid. The Court went on to
quote with approval language from the Attorney General's brief
which might well have been prepared with our present case in mind:
It is apparent that the acts . . .
allegedly committed by defendant are not
conceptually distinct. All refer to conduct
which can endanger a child, either physically
or mentally. Abuse includes using obscene
language in the presence of a child or
performing any act or deed in the presence of
the child which could debauch the child's
morals. Humiliation includes making the
victim feel degraded. Endangering the welfare
of a child includes engaging in conduct that
would render a child an abused or neglected
child. The evidence in this case, . . .
clearly constituted abusive, humiliating
conduct which "involved subjecting the victims
to either active or passive participation
in . . . activity in a manner harmful to
their physical or mental health." . . . .
Because the acts alleged were conceptually
similar, there was no reason to give a
specific unanimity charge.
[
Ibid.]
We are satisfied that here, as in Parker, there was no indication
of juror confusion, nor were there two separate theories being
submitted to the jury. There was but one theory of ongoing
emotional and physical abuse over a period of time, which consisted
of a number of "conceptually similar acts committed by the
defendant." Accordingly, the general unanimity charge delivered to
the jury was sufficient, and there was no need for the court to
deliver a specific unanimity charge which was not requested by
defendant.
VI
Defendant's claim that her sentence was excessive requires
little discussion. The sentencing judge found five aggravating
factors and no mitigating factors. He emphasized the "nature and
circumstances" of the offense of which defendant had been found
guilty. He described defendant's actions as "the torture and
beating of her son," and pointed out that the occasions specified
in the indictment were not the first times she had done that. The
judge said he was "sickened by the facts as they were developed in
this case." That description comes close to describing the likely
reaction of anyone who has had any contact with this matter or who
reviews the almost incomprehensible series of actions perpetrated
by defendant.
There was ample basis for the court to find the five
aggravating factors referred to: first, the nature and
circumstances of the offense,
N.J.S.A. 2C:44-1a(1); second, the
gravity and seriousness of the harm inflicted upon the victim,
N.J.S.A. 2C:44-1a(2); third, the risk that defendant would commit
another offense,
N.J.S.A. 2C:44-1a(3); fourth, defendant's prior
criminal record,
N.J.S.A. 2C:44-1a(6); and fifth, the need to deter
defendant and others,
N.J.S.A. 2C:44-1a(9). Some of those factors
were obviously more significant than others. Defendant did have a
prior criminal record, but it was relatively minor. On the other
hand, the nature and circumstances of the offense and the gravity
and seriousness of the harm inflicted upon the victim, almost defy
description and comprehension. Defendant's actions have been only
summarized in this opinion. After reading the trial transcript,
and particularly the tape in which defendant described her actions
toward her son with her only emotions apparently being amusement
and some form of pleasure, words like horrifying and despicable
seem inadequate.
The judge also referred to the photographs taken of Billy when
he was five years old and went to live with his grandmother because
he had suffered from malnutrition while living with his mother.
While defendant objects to the court's reference to defendant's
earlier mistreatment, we are satisfied for all of the reasons
discussed in Point II above, that the judge's reference to those
prior acts was proper because of the light they provided on the
later acts.
In
State v. Roth,
95 N.J. 334, 363-64 (1984), the Supreme
Court spoke of the broad discretion vested in a sentencing trial
court, provided only that it proceeds within the parameters of the
criminal code, and the resulting sentence is not one that "shocks
the judicial conscience." There was no illegality here, nor does
the sentence in any respect shock the judicial conscience of this
court.
VII
Finally, we note defendant's argument that her constitutional
rights were violated by reason of her not receiving adequate
representation by counsel. On several occasions, the Supreme Court
and this court have noted that such claims are generally better
dealt with by way of request for post-conviction relief, where an
appropriate record can be developed. We find that is true here,
and thus we reject defendant's request for relief by reason of
inadequate representation by counsel, but without prejudice to her
seeking such relief by way of request for post-conviction relief.
See Strickland v. Washington,
466 U.S. 668,
104 S. Ct. 2052,
80 L.
Ed.2d 674 (1984);
State v. Fritz,
105 N.J. 42 (1987);
State v.
Preciose,
129 N.J. 451 (1992).
We have considered the entire record in this case and all of
the arguments submitted by defendant. To the extent that we may
have omitted specific comment on or reference to one or more of the
arguments submitted, we have done so, not because we have
overlooked them, but rather because we have concluded that such
arguments do not have sufficient merit to warrant discussion in
this opinion.
R. 2:11-3(e)(2).
Affirmed.
Footnote: 1 1 Because of the age of the child victim, the pseudonym
"Billy" is used here rather than the child's real name. For the
same reasons, others referred to herein are identified only by
initials or false names.