STATE OF NEW JERSEY,
v.
THOMAS R. HOWARD, JR., M.D.
Defendant-Appellant.
_____________________________
Argued November 28, 2005 - Decided
Before Judges Lintner,
See footnote 1
Parrillo and Gilroy.
On appeal from the Superior Court of New Jersey, Law Division, Salem County,
Docket No. CPO 15567.
Richard F. Klineburger, III, argued the cause for appellant (Klineburger & Nussey, attorneys;
Glenn A. Zeitz and Jordan G. Zeitz, on the brief).
John C. Wright, Assistant Salem County Prosecutor, argued the cause for respondent (John
T. Lenahan, Salem County Prosecutor, attorney; Mr. Wright, on the brief).
The opinion of the court was delivered by
GILROY, J.S.C. (temporarily assigned).
Defendant, Dr. Thomas R. Howard, Jr., appeals from his conviction for driving while
intoxicated (DWI), N.J.S.A. 39:4-50(a), after a trial de novo in the Law Division.
The primary issue presented on appeal is whether the State is required to
prove that a defendant has been advised of his or her right to
independent testing pursuant to N.J.S.A. 39:4-50.2(c) and (d) in order to sustain a
conviction of a per se violation under N.J.S.A. 39:4-50(a). Because we conclude that
the State is not required to present such proofs as an element of
the offense, we affirm.
On December 13, 2003, at approximately 2:00 a.m., defendant was operating a motor
vehicle eastbound on Hollywood Avenue, Township of Carneys Point.
See footnote 2
Defendant was proceeding home,
having just left the Italian Kitchen Restaurant where he had consumed alcoholic beverages
commencing at 10:00 p.m., the evening prior. Following directly behind defendant was an
individual operating a red vehicle. Corporal Ogbin, who had been driving a police
vehicle in the opposite direction, turned his car around, and followed the two
automobiles. While behind the red vehicle, Ogbin observed defendant's car "cross the center
line" and "return[] to the proper lane of travel and immediately cross[] the
shoulder line, and then turn[] . . . and then return[] to the
proper lane of travel." In the interim, Patrolman Mangiocco turned onto Hollywood Avenue
and followed behind Ogbin's vehicle. While in this position, Mangiocco made observations of
defendant's vehicle. He just kept coming back into the [west] lane and traveling
back into the [east] lane into his lane of travel. Corporal Ogbin activated
his emergency lights intending to stop the red vehicle. After the red vehicle
and Ogbin's vehicle pulled to the shoulder, Mangiocco pulled directly behind defendant and
followed him for approximately 100 yards, during which time he observed defendant "swerving."
When asked to describe what he meant by "swerving," Mangiocco stated: "[h]e continued
to go into the [westbound] lane, bring his vehicle back in his lane
of travel, at which time I stopped his vehicle."
Following the stop, Mangiocco observed that defendant had bloodshot eyes and fumbled through
a number of receipts that fell to the floor of his car when
asked to produce motor vehicle credentials. On making the observations, Mangiocco requested defendant
to exit his motor vehicle for the purpose of performing field coordination tests.
As defendant stepped out of the vehicle, Mangiocco observed that "he . .
. place[d] his right hand on his vehicle to use for balance to
walk to the front of his vehicle to the side of the road."
Mangiocco requested defendant to perform two field coordination tests: a heel-to-toe walk, and
a one-leg stand. Mangiocco concluded that defendant failed the two tests because he
took the wrong number of steps when performing the heel-to-toe test, and kept
the "tip of his foot . . . touching the ground for balance"
when performing the one-leg stand test. After completion of the tests, Mangiocco formed
the opinion that defendant was under the influence of alcohol, and arrested him.
At police headquarters, defendant was turned over to Corporal Ogbin who administered two
breathalyzer tests at 2:54 a.m. and 3:00 a.m., resulting in .12 blood alcohol
concentration (BAC) readings. Defendant was issued a summons for DWI; failure to exhibit
a valid insurance card, N.J.S.A. 39:3-29; failure to drive within a single lane,
N.J.S.A. 39:4-88b; and reckless driving, N.J.S.A. 39:4-96.
The matter was tried before Judge Krell in the Carneys Point Township municipal
court on June 10, 2004. Police Officers Mangiocco and Ogbin testified as to
their observations of defendants motor vehicle on the roadway; Mangiocco testified to his
observations of defendant at the time of the stop; and Ogbin testified concerning
the two breathalyzer test results. Defendant testified that another person was operating a
second vehicle directly behind him on Hollywood Avenue at the time of the
stop for the purpose of following defendant to his home; that he observed
flashing lights from a police car behind the second vehicle pulling the operator
over; that he pulled his vehicle over, in order not to leave the
other person; and, that it was at this time when Mangiocco pulled behind
defendant. Defendant denies that he was directly pulled over by Mangiocco.
Prior to Ogbin's testimony concerning the administration of the breathalyzer tests, defense counsel,
having reviewed the discovery provided by the State, stipulated that: 1) Ogbin was
a qualified breathalyzer operator; 2) that the breathalyzer was properly tested before and
after the date of the offense, and was in proper working order at
the time of the tests; and 3) that the breathalyzer tests were administered
properly. Based on the testimony and the stipulation, the judge found that the
State had probable cause to arrest defendant for DWI; determined that the State
had failed to prove DWI based upon the officers' observations of the operation
of defendant's motor vehicle and defendant at time of the stop, but found
defendant guilty of DWI based solely upon a per se violation because of
the two BAC readings. Because this was defendants second offense, the judge imposed
a sentence of two years suspension of driving privileges; forty-eight hours detention at
an approved Intoxicated Driver Resource Center (IDRC); and fines of $505. Other appropriate
costs, assessments, penalties and surcharges were also imposed. Those portions of the sentence
suspending defendants driving privileges and directing his detention at an IDRC were stayed,
pending appeal.
On appeal de novo to the Law Division, defendant argued the issue of
lack of probable cause for Mangiocco to arrest him for DWI, and also
raised for the first time at oral argument an issue concerning the validity
of Ogbins breathalyzer operators certification card. Defendant contended that the card was invalid
because one of the two persons whose facsimile signature appears on the card,
former Superintendent of State Police Carl Williams, had left his office on February
28, 1999, approximately four months prior to the date that Ogbin was issued
the card on June 18, 1999.
On October 15, 2004, after having made independent findings of fact and giving
due regard to the municipal judges opportunity to judge the credibility of the
witnesses, State v. Johnson,
42 N.J. 146, 157 (1964), the judge rejected defendants
argument concerning lack of probable cause for his arrest, and found defendant guilty
of DWI based upon the two breathalyzer readings. The judge, however, never made
independent findings of fact concerning whether there was sufficient evidence in the record
to sustain a conviction for DWI based upon the police officers' observations of
defendant's motor vehicle moving upon the highway, and of defendant at the time
of the motor vehicle stop.
See footnote 3
The judge also declined to hear argument concerning
the breathalyzer operators certification card because that issue had not been raised at
the municipal court level. The same sentence as below was imposed, and defendant's
request for a stay of the sentence was denied.
Defendant retained new counsel, and appeals his conviction arguing:
POINT I.
PRIOR COUNSELS FAILURE TO HAVE A DIRECTED VERDICT OF NOT GUILTY BASED ON
THE POLICE OFFICERS FAILURE TO INFORM DR. HOWARD PURSUANT TO N.J.S.A. 39:4-50.2(d) OF
HIS STATUTORY RIGHT UNDER N.J.S.A. 39:4-50.2(c) TO HAVE INDEPENDENT CHEMICAL TESTS OF HIS
BREATH, URINE OR BLOOD CONSTITUTES INEFFECTIVE ASSISTANCE OF COUNSEL BECAUSE BUT FOR COUNSELS
FAILURE TO MAKE SUCH A MOTION, DR. HOWARD WOULD NOT HAVE BEEN CONVICTED
OF A PER SE VIOLATION OF N.J.S.A. 39:4-50(a).
POINT II.
PRIOR COUNSEL'S FAILURE TO INITIALLY RAISE THE ISSUE REGARDING THE VALIDITY OF THE
BREATHALYZER OPERATORS CERTIFICATION CARD AT THE MUNICIPAL COURT LEVEL AND HIS LATER FAILURE
TO PROPERLY RAISE IT AT THE LAW DIVISION LEVEL PURSUANT TO R. 3:23-8(a)
CONSTITUTES INEFFECTIVE ASSISTANCE OF COUNSEL.
POINT III.
PRIOR COUNSELS FAILURE TO MOVE FOR A DIRECTED VERDICT OF NOT GUILTY BASED
ON THE STATES FAILURE TO ENTER INTO EVIDENCE ANY OF THE ITEMS UNDERLYING
THE BREATHALYZER STIPULATION CONSTITUTES INEFFECTIVE ASSISTANCE OF COUNSEL.
Claims of ineffective assistance of counsel are governed by the standards set forth
in Strickland v. Washington,
466 U.S. 668, 687,
104 S. Ct. 2052, 2064,
80 L. Ed.2d 674, 693 (1984). State v. Fritz,
105 N.J. 42,
58 (1987) (holding the precepts of Strickland and its tests have been adopted
by New Jersey). Under Strickland, defendant must show that defense counsel's performance was
deficient. Strickland, supra, 466 U.S. at 688, 104 S. Ct. at 2064, 80
L. Ed.
2d at 693. Additionally, defendant must demonstrate "a reasonable probability that,
but for counsel's unprofessional errors, the result of the proceeding would have been
different." Id. at 694, 104 S. Ct. at 2068,
80 L. Ed 2d
at 698.
There is a strong presumption that counsel "rendered adequate assistance and made all
significant decisions in the exercise of reasonable professional judgment." Id. at 690, 104
S. Ct. at 2066, 80 L. Ed.
2d at 695. Further, because prejudice
is not presumed, Fritz, supra, 105 N.J. at 60-61, defendant must demonstrate "how
specific errors of counsel undermined the reliability" of the proceeding. United States v.
Cronic,
466 U.S. 648, 659 n.26,
104 S. Ct. 2039, 2047 n.26,
80 L. Ed.2d 657, 668 n.26 (1984). Moreover, such acts or omissions of
counsel must amount to more than mere tactical strategy. Strickland, supra, 466 U.S.
at 689, 104 S. Ct. at 2065, 80 L. Ed.
2d at 694-95.
Adequate assistance of counsel is measured by a standard of "'reasonable competence.'" State
v. Jack,
144 N.J. 240, 248 (1996) (quoting Fritz, supra, 105 N.J. at
53). Therefore, judicial scrutiny requires great deference because the standard does not demand
"the best of attorneys," but rather requires attorneys be "[not] so ineffective as
to make the idea of a fair trial meaningless." State v. Davis,
116 N.J. 341, 351 (1989). Claims of ineffective assistance of counsel are particularly well-suited to
post-conviction relief proceedings because in most instances the claims require development of a
record beyond the trial record. State v. Preciose,
129 N.J. 451, 460 (1992).
In fact, we ordinarily decline to review an ineffective assistance of counsel claim
on direct appeal unless the claim can be resolved on the trial record.
See State v. DeAngelis,
281 N.J. Super. 256, 265-66 (App. Div. 1995); State
v. McBride,
213 N.J. Super. 255, 272 (App. Div. 1986). It is with
these principles in mind that we address defendant's arguments.
Defendant argues that prior counsel "should have moved for a directed verdict of
not guilty at the conclusion of the trial because the State failed to
produce evidence that [defendant] was informed pursuant to N.J.S.A. 39:4-50.2(d)[,] of [his] statutory
right under N.J.S.A. 39:4-50.2(c)[,] to have [a person of his own choice conduct]
independent 'chemical tests of his breath, urine or blood.'" Defendant contends that the
State must prove, as an element of a per se violation under N.J.S.A.
39:4-50(a), that defendant was advised of the statutory right to have independent chemical
tests of his "breath, urine or blood" after he submitted to the breathalyzer
tests, and because the record is devoid of any evidence that he was
so advised, the breathalyzer test results should have been excluded from evidence. Defendant
asserts that prior counsel's failure to move for a directed verdict "reveals a
lack of the essential legal knowledge needed to meet the case of the
prosecution[,] is contrary to professional norms[,] and constitutes an unreasonable and deficient performance."
Defendant also contends that "there is a reasonable probability that the verdict would
have been different absent the breathalyzer test evidence," because neither the municipal court
nor the Law Division judge found him guilty based upon observational evidence.
The State counters that it is not required to prove that defendant was
advised of the statutory right to obtain independent testing of his "breath, urine
or blood" after submitting to the breathalyzer tests in order to establish a
per se violation under N.J.S.A. 39:4-50(a). The State further contends that prior counsel,
having reviewed discovery in the case, made a tactical decision of attacking the
probable cause for the arrest, rather than procedural aspects of the case; and
therefore, the first prong of Strickland is not met.
N.J.S.A. 39:4-50.2 (the Implied Consent Law) provides in pertinent part as follows:
(a) Any person who operates a motor vehicle on any public road, street
or highway or quasi-public area in this State shall be deemed to have
given his consent to the taking of samples of his breath for the
purpose of making chemical tests to determine the content of alcohol in his
blood; provided, however, that the taking of samples is made in accordance with
the provisions of this act and at the request of a police officer
who has reasonable grounds to believe that such person has been operating a
motor vehicle in violation of the provisions of [N.J.S.A.] 39:4-50.
. . . .
(c) In addition to the samples taken and tests made at the direction of
a police officer hereunder, the person tested shall be permitted to have such
samples taken and chemical tests of his breath, urine or blood made by
a person or physician of his own selection.
(d) The police officer shall inform the person tested of his rights under subsections
(b) and (c) of this section.
We hold that the State is not required to present affirmative proof that
a defendant has been advised of the right to independent testing under N.J.S.A.
39:4-50.2(c) and (d) in order to sustain a conviction of a per se
violation under N.J.S.A. 39:4-50(a). It is only where a defendant seeks to suppress
breathalyzer test results for failure of the State to comply with the statutory
provisions concerning a defendant's right to independent testing that the State is required
to prove compliance with the statute.
Prosecution for operation of a motor vehicle in violation of N.J.S.A. 39:4-50(a), is
quasi-criminal in nature, and as such, the State is obligated to prove each
element of the charge beyond reasonable doubt. State v. Dively,
92 N.J. 573,
585 (1983); State v. Di Carlo,
67 N.J. 321, 327 (1975); State v.
Emery,
27 N.J. 348, 353 (1958). A violation of N.J.S.A. 39:4-50(a), may be
proven "through either of two alternative evidential methods: proof of a defendant's physical
condition or proof of a defendant's blood alcohol level." State v. Kashi,
360 N.J. Super. 538, 545 (App. Div. 2003), affd,
180 N.J. 45 (2004). That
the Legislature may "require a motor vehicle operator, arrested on probable cause for
driving [in violation of N.J.S.A. 39:4-50(a),] to submit to a [breath] test" is
beyond challenge. State v. Macuk,
57 N.J. 1, 14 (1970). An operator, arrested
on probable cause in violation of the statute, does not have a "legal
right or choice to refuse" a breath test. Id. at 15. Nor does
the admission of breath test results in a prosecution under the DWI statute
violate a defendant's constitutional rights. Id. at 13-17.
A defendant who submits to the taking of a breath sampling retains the
statutory right "to have such samples taken and chemical tests of his breath,
urine or blood made by a person or physician of his own selection."
N.J.S.A. 39:4-50.2(c). Once a defendant submits to the taking of a breath test,
the "police officer shall inform the person tested of his [statutory] rights." N.J.S.A.
39:4-50.2(d) (emphasis added).
N.J.S.A. 39:4-50.2 does not address any "affirmative duties on the part of the
police," other than "the need to inform an arrestee of the right to
a copy of the test results[,] [Subsection (b),] and that he or she
is permitted to have an independent test performed[,] [Subsections (c) and (d)]." State
v. Greeley,
178 N.J. 38, 43 (2003). Accordingly, issues concerning the statutory right
and the obligation of the police to refrain from any actions or omissions
that "would render the statutory right meaningless" are addressed on an individual case
basis. Ibid.
However, the reported cases do not address the issue presented here: whether the
State must offer proof of compliance with that part of the refusal statute
requiring the police to advise defendant of the statutory right to independent testing.
It was assumed in each of the reported cases that the defendant had
been properly advised of the statutory right. The cases only concerned the obligation
of the State to establish a proper police procedure to afford a defendant
a meaningful opportunity to have independent tests conducted, and to ensure that the
police not interfere with or thwart the defendant's attempt to exercise the right
to independent examination. Id. at 43-45 (citing State v. Jalkiewicz,
303 N.J. Super. 430, 434 (App. Div. 1997); State v. Ettore,
228 N.J. Super. 25, 28-31
(App. Div. 1988), certif. denied,
114 N.J. 473 (1989); State v. Hicks,
228 N.J. Super. 541, 550-51 (App. Div. 1988), certif. denied,
127 N.J. 324 (1990)).
We have accorded defendants who have been thwarted or impeded from exercising the
statutory right to independent testing the remedy of moving to suppress the breathalyzer
test results. Id. at 44-45; Jalkiewicz, supra, 303 N.J. Super. at 434; Hicks,
supra, 228 N.J. Super. at 547. We determine that the same remedy applies
when a police officer fails to inform a defendant of his or her
statutory right. N.J.S.A. 39:4-50.2(d).
However, the mere absence of evidence in the record that the police complied
with N.J.S.A. 39:4-50.2(d), does not give rise to an established fact of non-compliance
requiring suppression of otherwise valid breathalyzer test results. Where a defendant seeks to
bar admission of breathalyzer test results because of a police officer's failure to
comply with the statute, the defendant is obligated to move to suppress the
breathalyzer test results and present evidence of the police officer's non-compliance. This is
the burden imposed upon a defendant who seeks to suppress evidence obtained in
violation of his Fourth Amendment rights. See Rule 3:5-7, governing motions to suppress
in the Law Division, and Rule 7:5-2, for motions to suppress filed in
the municipal court. Although the "burden of proof allocation" may shift on the
motion, "i.e., on the defendant where the search is made under a warrant
and on the State where warrantless," we require in either instance that a
defendant file a motion to suppress. Pressler, Current N.J. Court Rules, comments 2
and 3 on R. 3:5-7 (2006); see also State v. Valencia,
93 N.J. 126, 133 (1983). Because breathalyzer test results used in prosecuting individuals charged with
DWI are obtained from the defendants without a search warrant, motions to suppress
such evidence are generally brought in the municipal court. R. 7:5-2(a). Requiring a
defendant to follow the same procedure when there is a claim of a
violation of a statutory right does not violate due process. Greeley, supra, 178
N.J. at 44-45; Jalkiewicz, 303 N.J. Super. at 434; Hicks, supra, 228 N.J.
Super. at 547.
That defendant should have moved for suppression is especially appropriate in this case
where prior to Corporal Ogbin's testimony concerning the administration of the breathalyzer tests,
defendant stipulated the fact that the breathalyzer tests were administered properly. It was
reasonable for the prosecutor to have assumed that it was not necessary to
delve into whether the officer advised defendant of the statutory right to independent
testing. The State is not required to prove a negative. Because we conclude
that the State was not required to produce affirmative proof of compliance with
N.J.S.A. 39:4-50.2(d), we determine that defendant fails to meet the Strickland test on
this issue.
Defendant argues next that trial counsel's failure to raise the issue concerning the
validity of Corporal's Ogbin's certification card at the municipal court level, and to
properly raise it in the Law Division, constitutes ineffective assistance of counsel. Defendant
argues that the first prong of Strickland is met because counsel admitted at
the trial de novo that he failed to raise the issue at the
municipal court level because he only recently became aware of the issue. Defendant
argues that the second prong of Strickland is satisfied because failure to raise
the issue concerning the certification card materially affected the outcome of defendant's case.
Defendant contends that if the card is invalid, "the reliability of the breathalyzer
test results are suspect and prior counsel should not have stipulated to those
results because without the breathalyzer test results, Dr. Howard would (and could) not
have been convicted of a per se violation." We disagree.
Because the parties stipulated Corporal Ogbin's qualifications as a breathalyzer operator, the card
was not introduced into evidence. From the description of the certification card, we
are satisfied that the card in question is a replica,
See footnote 4
not the officer's
original certification. The original certification is maintained by the Division of State Police.
See N.J.A.C. 13:51-1.14. Defendant argues that because the replica produced in discovery was
signed by a former Superintendent of State Police who had left office at
the time Corporal Ogbin completed his original breathalyzer certification course, the card is
invalid and could not have been presented as evidence to establish Ogbin's qualifications
to operate the breathalyzer, thereby precluding the admission of the breathalyzer results. Defendant
does not challenge Ogbin's completion of his original course certification or of any
re-certification courses completed subsequent thereto or that the original operator's certificate on file
with the State Police is invalid. Defendant only presents a technical challenge to
the replica card.
We dismiss the challenge because we are satisfied that "[o]nly upon completion of
this required course of training will the certification and replica be issued." State
v. Sohl,
363 N.J. Super. 573, 579 (App. Div. 2003) (holding that the
fact that the officer's initial training course completion date was not set forth
on the breath test operator's certification card did not render the card invalid).
"[T]he replica which is maintained by the operator is [only] evidence of the
operator's qualifications to operate the breathalyzer." Id. at 580. That the replica was
signed by a former Superintendent of State Police, not holding office at the
time that the operator completed his course certification, does not affect the results
obtained from tests administered from an otherwise qualified breathalyzer operator. It is at
best a technical deficiency which does not require the exclusion of the breathalyzer
test results. Id. at 579-80. Because Ogbin's replica breathalyzer certification card containing the
former Superintendents signature does not affect his qualifications to operate a breathalyzer, we
determine that defendant has not met Strickland.
Lastly, defendant argues that his prior counsel's failure to move for a directed
verdict of not guilty based on the State's failure to enter into evidence
the documents underlying the breathalyzer stipulation constitutes ineffective assistance of counsel. Defendant contends
that notwithstanding his stipulation that the breathalyzer operator was qualified, the breathalyzer was
in proper working order before and after the test, and the test was
administered properly, the State was still obligated to move into evidence documents underlying
the stipulation including the breathalyzer operator's certification card, the pre- and post-testing instrument
inspection certificates, and the certificate of analysis of the breath alcohol simulator solution.
We considered the argument in light of the record and applicable law, and
are satisfied that the argument is without sufficient merit to warrant a discussion
herein. R. 2:11-3(e)(2). Although a defendant is not required to concede undisputed facts
in a criminal matter, State v. Flynn,
202 N.J. Super. 215, 219 n.1
(App. Div. 1985), a defendant is free to enter into a stipulation where
"there is no bona fide dispute between the parties" concerning a relevant fact.
N.J.R.E. 101(a)(4). When a defendant stipulates the facts necessary for the admissibility of
breathalyzer test results, the State is not required to introduce the underlying documents.
If defendant wanted to qualify his stipulation, defendant should have so stated at
the time of trial.
Affirmed.
Footnote: 1
Judge Lintner did not participate in oral argument. However, with the consent of
counsel, he has joined in this opinion. R. 2:13-2(b).
Footnote: 2
Patrolman Mangiocco of the Carney's Point Township Police Department testified that the
roadway runs in a northbound/southbound direction, and defendant was operating his vehicle southbound.
However, Corporal Ogbin testified that the roadway does not run in a northbound/southbound
direction at the area of the motor vehicle stop, but rather in an
eastbound/westbound direction, and defendant was traveling eastbound. Because the direction of defendant's motor
vehicle is not relevant to the resolution of the issues presented on appeal,
we shall refer to the roadway as running in an eastbound/westbound direction throughout
the opinion for purpose of consistency.
Footnote: 3
We have previously recommended municipal court judges, and Law Division judges on
trials de novo, "in N.J.S.A. 39:4-50 cases where there are proofs of guilt,
with and without breathalyzer readings, [that] the judge[s] should make findings and conclusions
on both bases. Failure to do so is unfair to defendants, the State,
the attorneys[,] and the Appellate Courts." State v. Sisti,
209 N.J. Super. 148,
151 (App. Div. 1986); see State v. Nemesh,
228 N.J. Super. 597, 605
(App. Div. 1988), certif. denied,
114 N.J. 473 (1989).
Footnote: 4
A "replica" is defined as "an operator's certificate . . . which shall
bear the signatures or facsimile signatures of the Attorney General and Superintendent of
State Police . . . and which is of a size that permits
it to be carried in the pocket, purse, wallet, etc." N.J.A.C. 13:51-1.2.
A-