SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2518-96T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TIMOTHY SMITH,
Defendant-Appellant.
__________________________________________________
Argued March 18, 1998 - Decided April 22,
1998
Before Judges BaimeSee footnote 1, Wefing and Bilder.
On appeal from Superior Court of New Jersey,
Law Division, Union County.
Paul B. Halligan, Assistant Deputy Public
Defender, argued the cause for appellant
(Ivelisse Torres, Public Defender, attorney;
Mr. Halligan, of counsel and on the brief).
Jordana Jakubovic, Deputy Attorney General,
argued the cause for respondent (Peter
Verniero, Attorney General, attorney; Ms.
Jakubovic, of counsel and on the brief).
The opinion of the court was delivered by
BILDER, J.A.D. (retired and temporarily assigned on recall).
Following a jury trial defendant Timothy Smith was found guilty of aggravated sexual assault, N.J.S.A. 2C:14-2a.See footnote 2 He was
sentenced to a custodial term of 17 years and a VCCB penalty was
imposed.
The conviction arose from an aggravated sexual assault on
defendant's fiancee's eight year old niece, T.I. T.I. was
visiting her aunt at the time and later, after returning to her
home she reported the incident to her mother, who in turn
reported it to the Prosecutor's Office.
In his brief on appeal defendant makes the following
contentions:
POINT I
THE COURT ERRED IN ALLOWING THE VICTIM TO
TESTIFY ON CLOSED CIRCUIT TELEVISION.
POINT II
THE TRIAL COURT ERRED IN ALLOWING THE JURY TO
VIEW THE VIDEOTAPED INTERVIEW OF T.I.
CONDUCTED BY DETECTIVE KOENIG OF THE UNION
COUNTY PROSECUTOR'S OFFICE.
POINT III
THE PROSECUTOR'S MISCONDUCT DENIED DEFENDANT
A FAIR TRIAL AND DEFENDANT'S CONVICTION MUST
BE REVERSED.
POINT IV
THE SEVENTEEN YEAR SENTENCE IS EXCESSIVE.
The principal issue on appeal is the correctness of the court's ruling permitting the infant victim to testify over closed circuit television. The procedure employed is authorized by N.J.S.A. 2A:84A-32.4 and has been found to be constitutionally permissible. State v. Crandall, 120 N.J. 649 (1990); see
Maryland v. Craig,
497 U.S. 836,
110 S.Ct. 3157,
111 L.Ed.2d 666
(1990). It is a well-recognized exception to the Sixth Amendment
confrontation clause -- the constitutionally protected right of a
defendant to confront the witnesses against him -- but as with
all such exceptions, it must be applied in a manner that least
dilutes the constitutional protections while furthering the
important public policy of safeguarding the physical and
psychological well-being of child abuse victims. Maryland v.
Craig, 497 U.S. at 852-857, 110 S.Ct. at 3167-3169, 111 L.Ed.
2d
at 682-686; State v. Crandall, 120 N.J. at 654-659.
In Maryland v. Craig Justice O'Connor set forth specific
preconditions to the denial of a defendant's right to face-to-face confrontation with an infant victim. A trial court must (1)
hear evidence and determine that the use of the television
testimony procedure is necessary to protect the welfare of the
particular child witness who will be testifying, (2) find the
child witness would be traumatized, not by the courtroom
generally, but by the presence of the defendant, and (3) find
that the emotional distress suffered by the child witness in the
presence of the defendant is more than de minimis -- more than
mere nervousness, excitement or some reluctance to testify. 497
U.S. at 855-856, 110 S.Ct. at 3169, 111 L.Ed.
2d at 685.
In this case the trial judge followed the proper procedure
and sought to satisfy all of these requirements. After an in
camera hearing he found that T.I. was "a very frightened little
girl," "beyond the fear I've seen in other children who have
testified in similar cases before me in similar courtrooms as
this." Her fear was not mere nervousness, or excitement, or
reluctance to testify, but was "well beyond that kind of
problem." The fear encompassed the defendant but went beyond to
a fear of the courtroom.
I find based upon the testimony that I've heard quite
clearly beyond my mind any doubt, surely by clear and
convincing evidence, that this child is frightened of
[defendant] and frightened of these surroundings and
frightened beyond the normal.
I find the child is beyond the norm terrified basically
of both the defendant and the courtroom and that she
really needs the ability to sit and to testify in
camera.
He concluded that T.I. should be allowed to testify from his
chambers over closed circuit television.
Following this ruling, defendant sought to vindicate another
component of his confrontation right -- the right to have the
jury observe the demeanor of the witness, see Maryland v. Craig,
487 U.S. at 845-846, 110 S.Ct. at 3163-3164, 111 L.Ed.
2d at 678-679, -- by offering to waive his presence and sit outside the
courtroom while T.I. testified. This is a practice suggested by
Justice Handler in State v. Crandall, 120 N.J. at 658-659. In
rejecting the request, the court was clearly motivated by a
conclusion that the infant was unable to testify in the
courtroom, with or without the presence of the defendant.
The child said yesterday and I believe that the child
that even though [the defendant] wouldn't be here, she
could not tell these things to a strange group of 14
people who will be sitting near her. She couldn't even
sit in that chair when she was brought into the
courtroom by the prosecutor a week ago. We have a
very, very frightened child, more than nervousness and
more than mere upset. This would really be a traumatic
event to the child beyond the normal.
Defendant contends the evidence failed to establish that it
was the presence of defendant rather than the courtroom setting
generally that would traumatize the infant victim. Moreover he
argues, even if there was sufficient evidence to support a
finding that the infant's anxiety stemmed from a fear of the
defendant, the court erred in failing to order an alternative
procedure which would have permitted T.I. to testify out of
defendant's presence but in front of the jury.
In their respective opinions, both Justice O'Connor and
Justice Handler have made it clear that testimony by closed
circuit television may only be employed to protect the infant
from a face-to-face confrontation with the defendant. "The trial
court must also find that the child witness would be traumatized,
not by the courtroom generally, but by the presence of the
defendant. Denial of face-to-face confrontation is not needed to
further the state interest in protecting the child witness from
trauma unless it is the presence of the defendant that causes the
trauma." Maryland v. Craig, 497 U.S. at 856, 110 S.Ct. at 3169,
111 L.Ed.
2d at 685; see State v. Crandall, 120 N.J. at 655.
Justice O'Connor suggested that a child's anxieties might be
assuaged by the use of a less intimidating setting. Maryland v.
Craig, 497 U.S. at 856, 110 S.Ct. at 3169, 111 L.Ed.
2d at 685.
Here, no effort was made to find a way to accommodate T.I.'s
fears without denying, at least as far as possible, defendant's
constitutional right of confrontation.
The clear violation of the principles pronounced in Craig
and Crandall require a reversal.
(c) the child testifies at the proceeding.
The admissibility of children's hearsay statements has been
comprehensively discussed by Judge Shebell in State v. Michaels,
264 N.J. Super. 579, 633-635 (App. Div. 1993), aff'd,
136 N.J. 299 (1994). A repetition would be redundant; an effort at
improvement fruitless.
An examination of the videotape discloses the interview fell
into two quite separate parts -- parts characterized by the trial
judge as an interview and, following an intermission during which
the child sat alone and on camera, a reinterview. From that
examination we are satisfied the first period, the "interview,"
was free of suggestion, coercion or any mannerisms on the part of
the interviewer that might be taken by the child as suggestive or
coercive. The trial judge's finding of trustworthiness is fully
supported by the record.
However, it was clear that after the "interview" the
detective reviewed the material gathered in that session and
sought to clarify and elaborate upon that in a second
"reinterview." Our examination of the tape persuades us that the
"reinterview" was replete with suggestive material and more akin
to cross-examination than the neutral examination this exception
to the hearsay rule requires. See Idaho v. Wright,
497 U.S. 805,
826-827,
110 S.Ct. 3139, 3152,
111 L.Ed.2d 638, 659-660 (1990).
We do not suggest any impropriety in the procedure employed by
those conducting the interview, nor that there was anything
coercive or intimidating about it. It may well have been
necessary in order to learn more for the prosecutor's own
purposes, however the limits of proper police interrogation are
far wider than the more circumscribed requirements of this
exception to the hearsay rule. Suggestive questions may not
imperil voluntariness, but a lack of spontaneity creates doubts
as to reliability.
In the event of a retrial, only that portion of the
interview which precedes the intermission, i.e., the "interview,"
shall be displayed to the jury.
Footnote: 1 Judge Baime did not participate in oral argument but participates in the opinion with the consent of the parties. Footnote: 2 The jury failed to return a verdict on a companion count of sexual assault. It was dismissed at the time of sentencing.