SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4182-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TRAVIS MOORE,
Defendant-Appellant.
Submitted January 8, 2003 - Decided March 12,
2003
Before Judges King, Lisa and Fuentes.
On appeal from Superior Court of New Jersey,
Law Division, Middlesex County, 01-2-265-I.
Yvonne Smith Segars, Public Defender, attorney
for appellant (Alyssa Aiello, Assistant Deputy
Public Defender, of counsel and on the brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Steven J. Zweig,
Deputy Attorney General, of counsel and on the
brief).
The opinion of the court was delivered by
LISA, J.A.D.
This appeal requires us to determine whether eluding an
officer, N.J.S.A. 2C:29-2b, is elevated from a third-degree to
second-degree crime where the defendant's unlawful conduct creates
a risk of death or injury to himself, but to no one else. We hold
it does not.
After a trial by jury, defendant was convicted of second-
degree eluding and sentenced to seven-years imprisonment. The jury
acquitted defendant of possession of a controlled dangerous
substance (CDS), N.J.S.A. 2C:35-10a(1), and possession of a CDS
with intent to distribute, N.J.S.A. 2C:35-5a(1) and -5b(3). The
judge who presided over the jury trial adjudicated the motor
vehicle charges arising out of the incident. R. 3:15-3(a)(2). The
judge found defendant guilty of careless and reckless driving, but
merged the careless with the reckless conviction, and the reckless
with the second-degree eluding conviction. The judge found
defendant not guilty of failure to wear a seatbelt, operating a
motor vehicle with tinted windows and possession of a CDS in a
motor vehicle.
A person is guilty of third-degree eluding who operates a
motor vehicle on a street or highway, who knowingly flees or
attempts to elude a police or law enforcement officer after
receiving a signal from the officer to bring the vehicle to a full
stop. N.J.S.A. 2C:29-2b. The offense is elevated to a second-
degree crime "if the flight or attempt to elude creates a risk of
death or injury to any person." Ibid. The State tried the case on
the theory that defendant created a risk of death or injury to
himself, but to no one else. The judge denied defendant's motion
at the end of the State's case, R. 3:18-1, to dismiss the second-
degree eluding charge (and, implicitly, to submit only the third-
degree charge to the jury).
The judge instructed the jury that the enhancing element would
be satisfied if "the flight or attempt to elude created a risk of
death or injury to any person and that person would include and is
alleged to be the defendant himself." He reiterated, "In order to
find this element, you must determine that there was at least one
person put at risk by the defendant's conduct and that would be
according to the State's allegations the defendant himself." The
jury verdict sheet correspondingly asked the jurors, if they found
defendant guilty of third-degree eluding, to further determine if
defendant's conduct "created a risk of death or injury to the
defendant."
On appeal, defendant contends the trial judge's instruction on
second-degree eluding improperly broadened the scope of the
offense, thereby violating defendant's right to due process of law.
We agree with this contention and now reverse.
At 12:15 a.m. on January 12, 2001, Lt. Auker, in uniform and
patrolling in a marked police car, observed a car traveling at a
high rate of speed in the opposite direction on Industrial Road in
Carteret. Auker made a U-turn and activated his overhead lights.
He estimated the vehicle's speed at close to sixty miles per hour
in a forty miles per hour zone. The vehicle pulled over without
incident. The distance from the point of Auker's initial
observation of the vehicle to the point of the stop was about one-
half of a mile, and the elapsed time between those events was less
than one minute.
As Auker exited his car and approached the stopped vehicle, he
observed a lone occupant, later determined to be defendant.
According to Auker, as he approached defendant's car he placed his
hand on his gun and unsnapped the restraint, but never removed it
from the holster. He did this for his safety because of the late
hour and because defendant leaned towards the glove compartment.
According to defendant, Auker unholstered his gun, pointed it in
defendant's face and addressed him using a racial epithet. Under
either version of this interaction, defendant then sped away from
the scene. Defendant contends he panicked and left in fear of the
officer. The State urges an inference that defendant left because
there was CDS in the car, which he did not want to be discovered.
Auker returned to his car and began a pursuit, with his
overhead lights and siren on. Auker knew of a sharp curve in the
roadway and consciously held down his speed to about fifty to
fifty-five miles per hour. He "backed off" hoping defendant would
slow down. Auker radioed for back-up, who he instructed to proceed
to an intersection beyond the curve, where they could intercept
defendant. Defendant accelerated rapidly, reaching a speed
estimated by Auker of sixty to seventy miles per hour. After
traveling about one-half of a mile from the initial stop in less
than one minute, defendant did not successfully negotiate the
curve. His car left the road, striking a utility pole and severing
it in half. There may have been some snow or ice on the roadway
that may have contributed to the crash. Defendant was seriously
injured and was removed to the hospital by a medivac helicopter.
CDS was found in the wrecked car. The car was owned by
defendant's brother. Defendant testified he had just borrowed it
to drive home and had no knowledge of the presence of CDS. The
jury apparently accepted this testimony.
Auker testified that traffic in the area was "very light."
There was no testimony about any other vehicles actually in the
area during the course of the eluding, nor of any pedestrians.
This portion of Industrial Road is a "fairly wide roadway" in an
industrial area.See footnote 11 The State did not contend that Auker, who
prudently drove at a safe speed, was placed at risk.
Thus the circumstances do not provide a basis upon which an
inference could reasonably be drawn that "people were likely to be
in the area and that they were put at risk of death or injury by
defendant's eluding." State v. Wallace,
158 N.J. 552, 560 (1999).
Certainly, there was no direct proof of people in the area. The
State did not seek to avail itself of the permissive inference in
N.J.S.A. 2C:29-2b, which allows a jury to infer that a defendant
creates a risk of death or injury to any person if the defendant's
conduct involves a violation of chapter 4 of Title 39. The only
such violation the State alleged during the course of the eluding
was reckless driving, based only on excessive speed.See footnote 22 A permissive
inference charge was not given. Therefore, whether "any person" in
N.J.S.A. 2C:29-2b includes the defendant is squarely presented.
The term "any person" seems simple. Literally, it encompasses
all natural persons, N.J.S.A. 2C:1-14g, without exclusion. The
literal meaning of the term, therefore, without regard to its
context, does not exclude defendant, and therefore includes him.
Context, however, cannot be disregarded. The Code of Criminal
Justice uses the same term in contexts where the defendant is
plainly not included. See, e.g., N.J.S.A. 2C:12-1.2a (Endangering
an injured victim is accomplished by defendant causing bodily
injury to "any person."); N.J.S.A. 2C:12-2b(2) (Although N.J.S.A.
2C:12-2 is entitled "Recklessly Endangering Another Person,"
subsection b(2) makes it a crime to entice "any person" to take
"any treat, candy, . . . ."); N.J.S.A. 2C:13-5a(3) (Criminal
coercion is committed if, with purpose unlawfully to restrict
another's freedom of action, defendant exposes a secret which would
tend to subject "any person" to hatred, contempt or ridicule,
etc.); N.J.S.A. 2C:21-16 (Securing execution of documents by
deception is accomplished where it affects or is likely to affect
the pecuniary interest of "any person."); N.J.S.A. 2C:27-3a(1) (A
defendant who threatens unlawful harm to "any person" with purpose
to influence a decision, etc. by a public official, etc., commits
an offense); N.J.S.A. 2C:37-2a(1) (A defendant promotes gambling
who accepts money or property pursuant to an agreement with "any
person" to participate in gambling activity). Defendant points to
such Code sections to support his argument that the terms "any
person," "anyone," "another," and "another person" are used
interchangeably throughout the Code.
Where statutory language is clear and unambiguous, it is our
duty to enforce it as written. State v. Toth,
354 N.J. Super. 13,
19 (App. Div. 2002). Where the language of a statute is
susceptible of more than one meaning, however, resort must be had
to extrinsic sources to determine the correct meaning. State v.
Hoffman,
149 N.J. 564, 578 (1997). In these circumstances, such
items as "legislative history, committee reports, and
contemporaneous construction may be used to help resolve any
ambiguity and to ascertain the true intent of the Legislature."
Ibid. We conclude that the term "any person," in the context of
N.J.S.A. 2C:29-2b, is susceptible to two meanings, one which
includes the defendant and one which does not.
Our conclusion is premised on (1) examples such as those we
have listed which demonstrate different meanings for the term
throughout the Code; (2) the use by the Legislature, in some
instances, of language specifically including a defendant, rather
than using the "any person" language. See, e.g., N.J.S.A. 2C:30-2
(Official misconduct is committed when a defendant engages in the
proscribed activity with purpose to obtain a benefit "for himself
or another"); and (3) the general and common notion that victim-
oriented criminal conduct is typically measured by harm or a threat
of harm caused by the actor to others, not to him or herself. We
therefore look beyond the literal meaning of the term to glean its
correct meaning.
When the Code was originally adopted in 1979, eluding was not
a separate offense, but was encompassed within the offense of
resisting arrest under N.J.S.A. 2C:29-2. State v. Wallace, supra,
158 N.J. at 557. By L. 1981, c. 290, § 28, effective September 24,
1981, N.J.S.A. 2C:29-2b was added to create the separate offense of
eluding, which was restricted to the use of motor vehicles and was
graded only as a disorderly persons offense. Ibid.
By L. 1989, c. 84, § 1, effective May 31, 1989, N.J.S.A.
2C:29-2b was strengthened by adding a mandatory loss of driving
privileges for violators. The grading of the offense was not
changed, and no enhancement was added if the violator created a
risk of death or injury. The legislative history accompanying this
enactment evidenced concern for danger to the violator as well as
others. The sponsors' statement stated:
A motorist fleeing or attempting to elude
a police officer may create a dangerous
situation for himself, the police officer and
other drivers in the vicinity. Fatal
accidents have been caused by persons driving
a motor vehicle in an attempt to evade police
officers. The purpose of this bill is to
discourage persons from placing themselves and
others in danger by using a motor vehicle to
elude police or law enforcement officers.
[Sponsor's Statement, Assembly No. 1825.]
A Star-Ledger article, included in the bill's official
legislative history, quotes the bill's co-sponsor, Assemblyman
Robert Franks, as stating, "A driver who flees or speeds off in an
attempt to escape apprehension can create a dangerous situation for
himself, the police and other motorists in the vicinity." Matthew
Reilly, Governor enacts law permitting hearsay evidence in child
abuse cases, Star-Ledger, June 2, 1989. The desired deterrent
effect was accomplished, however, by increasing the penalty, not by
enhancing the offense if the undesirable risk was created.
By L. 1991, c. 341, § 3, effective January 7, 1992, N.J.S.A.
2C:29-2b was amended to introduce, for the first time, an enhanced
offense if the offender's eluding conduct "creates a risk of death
or injury to any person." This amendment also included the
permissive inference provision. Eluding remained a disorderly
persons offense, and the enhanced offense was graded as a fourth-
degree crime. As originally proposed, the amendatory language was:
"except that, if the flight or attempt to elude creates a
substantial risk of injury to another, the person is guilty of a
crime of the fourth degree." (Emphasis added). Senate, No. 1192,
Pre-Filed For Introduction in the 1990 Session, First Reprint. The
bill passed the Senate in this form on March 29, 1990 and was then
referred to the Assembly Judiciary, Law and Public Safety
Committee. Legislative Index.
On March 7, 1991, that Committee recommended a change in the
amendatory language, to provide: "except that, a person is guilty
of a crime of the fourth-degree if the flight or attempt to elude
creates a risk of death or injury to any person." (Emphasis added)
Senate, No. 1192, Pre-Filed For Introduction in the 1990 Session,
First Reprint. On December 2, 1991 the Assembly passed the bill in
its amended form; the Senate passed the amended bill on December 9,
1991; and it was finally approved in that form on January 7, 1992.
Legislative Index. The State argues: "The fact that the
Legislature specifically rejected the term 'to another,' replacing
it with the phrase 'to any person,' conclusively establishes that
it specifically intended that creating a risk of death or injury to
the eluding party be included within the [enhanced] offense."
Other portions of the legislative history of this bill
contradict the State's position. The March 7, 1991 Committee
Statement explaining the Committee's recommended amendments states
the bill would upgrade eluding to a fourth-degree offense if it
creates a risk of death or injury to "any person." The Statement
continues, "As amended, there shall be a permissive inference that
a flight or attempt to elude in a motor vehicle creates a risk of
death or injury to another if the conduct involves a violation of
chapter 4 of Title 39." (Emphasis added.) Assembly Judiciary, Law
and Public Safety Committee Statement to Senate, No. 1192, with
committee amendments, Dated: March 7, 1991. The amended bill uses
the "any person" term in the permissive inference provision. The
Committee Statement thus provides support for defendant's position
that the Legislature uses the terms interchangeably.
The State also relies on a News Release issued by the Office
of the Governor on January 7, 1992, which states: "The law aims to
address a problem that has grown more severe in recent years:
deaths and injuries caused by people fleeing from police." Office
of the Governor, New Release, January 7, 1992. The State argues
"[t]here is no indication that the Legislature was less concerned
if the death and injury caused by people fleeing from police
happened to occur to the people doing the fleeing."
But a closer look at the News Release and another item in the
legislative history reveals otherwise. The News Release states
that "[t]he legislation was supported by county prosecutors and by
police organizations" and that even "[i]n cases where no one is
killed or injured, but the risk of that happening is created" the
new law upgrades the eluding offense from a disorderly persons
offense to a fourth-degree crime. Ibid. A news article contained
in the official legislative history sheds light on the incident
that inspired the bill and the kind of risks that underlie the
support of the law enforcement community:
[The sponsors'] bills were proposed
because of police chases in the late 1980's
that ended with the deaths of innocent drivers
who were killed by fleeing suspects. One was
Desere M. LaCrosse, 19, who was driving
through Toms River one night in November 1988
when her car was struck by a vehicle whose
driver was fleeing from a Seaside Heights
officer.
County prosecutors and police
organizations supported the new law because
they saw a growing willingness by criminal
suspects to risk other people's lives by
leading police on car chases, officials with
the governor's office said.
[Press Statehouse Bureau, Drivers who run from
police face harsher penalties, Asbury Park
Press, Jan. 8, 1992 (emphasis added).]
Contrary to the State's contention, the history accompanying
this bill includes no concern for the well-being of the offender,
but only for that of others. The history relates an overriding
concern for the well-being of innocent third parties as the impetus
and purpose of the bill. Thus, while the bill's amendment during
the legislative process is significant, it is by no means
conclusive of the intention proffered by the State. The
legislative intent is somewhat mixed.
N.J.S.A. 2C:29-2b was next amended by L. 1993, c. 219, § 5,
effective August 2, 1993, which upgraded disorderly eluding to a
third-degree offense and upgraded the enhanced offense from fourth-
degree to second-degree. There is no change in the "any person"
language in the statute. Thus the statutory amendments themselves
add nothing to our analysis of the legislative intent. We do find
significance, however, in the legislative history of this
amendment.
The Sponsor's Statement, the Assembly Judiciary, Law and
Public Safety Committee Statement and the Senate Judiciary
Committee Statement all say this:
Under present law, the offense of eluding
a law enforcement officer while in operation
of a motor vehicle is punishable as a
disorderly persons offense . . . . If the
eluding results in the creation of a risk of
injury or death to another person, eluding is
presently graded as a crime of the fourth
degree . . . . This bill would upgrade eluding
from a disorderly persons offense to a crime
of the third degree . . . . If the offense
creates a risk of injury or death, the bill
would grade eluding as a crime of the second
degree . . . .
[Sponsor's Statement to Senate, No. 1205
(emphasis added); Assembly Judiciary, Law and
Public Safety Committee Statement to Senate,
No. 1205 with committee amendments, Dated
April 5, 1993 (emphasis added); Senate
Judiciary Committee Statement to Senate, No.
1205, Dated: October 8, 1992 (emphasis
added).]
These official statements indicate that the legislators amending
the law deemed its present status, after the previous amendment, to
require creation of the risk of death or injury to "another person"
to sustain the enhanced offense. The Governor's bill-signing
statement echoed this sentiment: "This bill puts the brakes on a
frightening and dangerous act. Suspects who lead police on high
speed chases put everyone around them at risk of injury or death."
Office of the Governor, News Release, August 2, 1993 (emphasis
added).
At best, the legislative history is ambiguous. The difference
between a third and second-degree crime is substantial. The two
grades of crimes do not constitute a mere continuum, the former
carrying a potential ordinary term prison sentence of three to five
years and the latter five to ten years. N.J.S.A. 2C:43-6a(3) and
-6a(2). A defendant convicted of third-degree eluding is not
subject to a presumption of imprisonment. N.J.S.A. 2C:44-1e; State
v. Pineda,
227 N.J. Super. 245, 250-51 (App. Div. 1988), aff'd in
part, rev'd in part,
119 N.J. 621 (1990). A defendant convicted of
second-degree eluding, even if a first offender, is subject to a
presumption of imprisonment, which is rarely overcome. N.J.S.A.
2C:44-1d; State v. Jabbour,
118 N.J. 1 (1990). The substantial
disparity in consequences emphasizes the need for clarity in
differentiation of the offenses. See N.J.S.A. 2C:1-2a(4) and (5).
Defendant argues that interpretation of the "any person" term
to include him is an overbroad construction which denies him of due
process. Penal statutes must be strictly construed. State v.
Valentin,
105 N.J. 14, 17 (1987). This rule "has at its heart the
requirement of due process. No one shall be punished for a crime
unless both the crime and its punishment are clearly set forth in
positive laws." Id. at 17-18 (quoting In re Suspension of DeMarco,
83 N.J. 25, 36 (1980). "Penal laws cannot be extended by
implication or intendment. Where more than one reasonable
interpretation may be made, or where the language is ambiguous -
and the ambiguity is not manufactured by the defendant - the
construction must be drawn against the state." State v. Valentin,
supra, 105 N.J. at 18 (citing State v. Carbone,
38 N.J. 19, 23-24
(1962); 3 Sands Sutherland Statutory Construction ¶ 59.03 at 6-7.)
Our Supreme Court has commented on the Legislature's intended
scope of protection in the eluding statute:
We are satisfied that the Legislature intended
to protect all persons by the eluding statute,
including the police officers occupying the
chasing vehicle and any person in the eluding
vehicle, as well as any people who could
potentially be exposed to death or injury
along the chase route. In our view, the
statute was designed to punish those who elude
the police and actually cause injury or death,
as well as those whose unlawful conduct
creates a possibility of injury to others.
[State v. Wallace, supra, 158 N.J. at 560
(emphasis added).]
The State relies on the first quoted sentence; the defense on the
second. The Court in Wallace did not have the occasion to consider
the issue now before us. We read the passage in its entirety and
its context. In the sentence preceding the quoted passage, the
Court expressed its disagreement with the conclusion in State v.
Dorko,
298 N.J. Super. 54 (App. Div.), certif. denied,
150 N.J. 28
(1997), that the State must prove the presence of a member of the
public in the vicinity of the chase who was exposed to injury. The
Court thus expressed in the first quoted sentence a more expansive
view, to include the pursuing police officers and occupants of the
eluding vehicle. The second quoted sentence states that those
subject to enhanced punishment are individuals whose unlawful
conduct creates a possibility of injury to others. It is illogical
that the two are one and the same. Thus the expansive view stops
short of including the defendant. We therefore conclude that "any
person in the eluding vehicle" refers to that vehicle's passengers.
In its present form, in light of the legislative history and
correlative Code provisions, we cannot find a legislative intent to
include the offender in the protected class. In the absence of an
express and definitive provision making clear that the offender is
subject to enhanced punishment as a result of creating a risk of
harm to him or herself, we decline to impute such a meaning. We
doubt that an ordinary citizen of average intelligence would
ascribe such a meaning to the statute as presently written. State
v. Valentin, supra, 105 N.J. at 19. This is an appropriate case in
which to invoke the doctrine requiring strict construction against
the State of a penal statute.
Defendant's conviction of second-degree eluding is vacated.
Defendant's motion to withhold from the jury second-degree eluding
and submit to it only third-degree eluding should have been
granted. The jury's finding of defendant's guilt of third-degree
eluding is not challenged and remains undisturbed. The matter is
remanded for resentencing on the third-degree eluding offense.See footnote 33
Reversed and remanded.
Footnote: 1 1The prosecutor described the area in her opening as "that portion of Carteret when you are heading north on the Turnpike you see all the oil, the big round oil tankers right in that area." Footnote: 2 2The careless driving charge, also based only on excessive speed, was for defendant's driving before the initial stop. Footnote: 3 3Vacation of the second-degree eluding conviction may result in "unmerging" the reckless driving conviction and imposing a separate sentence for that offense. State v. Pennington, 273 N.J. Super. 289, 295 (App. Div.), certif. denied, 137 N.J. 313 (1994).