STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TROY SWINT,
Defendant-Appellant.
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
COREY SMITH,
Defendant-Appellant.
Argued: January 5, 2000 - Decided: February
15, 2000
Before Judges Stern, Wefing and Steinberg.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County.
Alan Dexter Bowman argued the cause for
appellant Troy Swint (Brown & Brown,
attorneys; Mr. Bowman, of counsel and on the
brief).
Barbara Hedeen, Assistant Public Deputy Public
Defender, argued the cause for appellant Corey
Smith (Ivelisse Torres, Public Defender,
attorney; Ms. Hedeen, of counsel and on the
brief).
Russell J. Curley, Deputy Attorney General,
argued the cause for respondent (John J.
Farmer, Jr., Attorney General, attorney; Mr.
Curley, of counsel and on the brief).
The opinion of the court was delivered by
STEINBERG, J.A.D.
These two appeals arise out of the same indictment and were
argued together. We, therefore, consolidate them for the purposes
of this opinion.
An Essex County Grand Jury returned Indictment No. 3475-10-96,
charging defendants with second-degree conspiracy to commit
kidnapping, aggravated assault and/or murder, N.J.S.A. 2C:5-2,
N.J.S.A. 2C:13-1, N.J.S.A. 2C:12-1(b)(2), and N.J.S.A. 2C:11-3
(count one); first-degree kidnapping, N.J.S.A. 2C:13-1(b)(1) (count
two); second-degree aggravated assault, N.J.S.A. 2C:12-1(b)(1)
(count three); first-degree attempted murder, N.J.S.A. 2C:5-1 and
N.J.S.A. 2C:11-3 (count four); second-degree burglary, N.J.S.A.
2C:18-2 (count five); fourth-degree possession of a weapon under
circumstances not manifestly appropriate for such lawful uses as it
may have, N.J.S.A. 2C:39-5(d) (count six); third-degree possession
of a weapon, a sharp instrument, with a purpose to use it
unlawfully against the person or property of another, N.J.S.A.
2C:39-4(d) (count seven); third-degree possession of a handgun
without first having obtained a permit to carry, N.J.S.A. 2C:39
5(b) (count eight); and second-degree possession of a handgun with
a purpose to use it unlawfully against the person or property of
another, N.J.S.A. 2C:39-4(a) (count nine).See footnote 11
A jury found defendants guilty of first-degree kidnapping,
count two; second-degree aggravated assault, count three; third
degree possession of a weapon for an unlawful purpose, count seven;
and second-degree possession of a handgun for an unlawful purpose,
count nine. The jury found defendants not guilty on the remaining
counts of the indictment.
Each defendant had a prior Graves Act conviction. N.J.S.A.
2C:43-6(a). Accordingly, they were each subject to mandatory
extended terms on counts two, three, and nine which are Graves Act
offenses. See N.J.S.A. 2C:43-6(c), N.J.S.A. 2C:43-7(c), and
N.J.S.A. 2C:44-3(d). The judge merged each defendants'
convictions under counts seven and nine into counts two and three
and then sentenced each defendant to life imprisonment with twenty
years to be served without parole on count two. He also sentenced
each defendant to a consecutive term of imprisonment of twenty
years, with ten years to be served without parole on count three.
The judge also imposed a Safe Neighborhood Services Fund
assessment of $75.00 on each count upon each defendant. Finally,
he imposed an assessment against each defendant of $500 in favor of
the Victims of Crime Compensation Board (VCCB) on count two, and an
additional VCCB assessment of $2,000 on count three. Defendants
appeal. We affirm, but remand for resentencing.
According to the State's proofs, on June 18, 1996, at
approximately 5:30 p.m., Chea Smith, Corey Smith's brother, was
shot to death in Newark, New Jersey. Shortly after the shooting,
Corey Smith was advised that two individuals with the street names
of Drea and Wise had killed Chea. Drea and Wise were friends of
Rashon Grundy, who was the victim of the crime involved in these
appeals.
Later that evening, Corey Lewis, accompanied by Smith,
borrowed a U-Haul truck from Lewis' cousin, James Harris. On June
19, 1996, at approximately 12:30 a.m., the victim was sitting in
his living room when he heard a "big boom". Five individuals ran
into his house wearing ski masks and carrying guns. According to
Grundy, they threatened all the residents in the home and
instructed them not to move or make sounds. One of the men pointed
a gun at the victim and said, "you coming with us." While the
victim was being forcefully removed from his home, a plastic
garbage bag was placed over his head and one of the assailants
struck him in the head with a gun. They demanded that the victim
take them to Wise's home. They took the victim from his home, and
put him in the back of the U-Haul.
While in the back of the U-Haul, the victim noticed a broken
black lamp lying on the floor of the truck. After the truck was
driven a short distance it stopped, and the victim was removed from
the truck and taken inside an abandoned apartment building to the
third floor, and told to get on his knees. A mask was placed over
his head. One of the assailants cut the victim's ear. The victim
took off his mask and saw Swint standing by the window. A sheet
was placed over the victim's head and one of the assailants kept
asking "who killed my brother", "where do Wise live at?", "where do
Andre live at?", and "where Andre girlfriend live at?". When he
told the assailants he did not know where these people were, the
assailants began to torture him. They cut off his ears, cut his
back, neck, hand and arm, and shot him above the knee and in the
ankle.
When the victim realized that the room was quiet, he was able
to struggle down the stairs, out of the building, and managed to
get around the corner to his brother's house.
Janyne Morris, who lived with Edward Grundy, the victim's
brother, testified that on June 19, 1996, at 2:00 a.m., she was
asleep but heard someone tapping on the window. She answered the
door and observed the victim crying, screaming, and covered with
blood. In the colloquy that preceded her testimony, it was clear
that her testimony as to what the victim told her was offered as an
excited utterance pursuant to N.J.R.E. 803(c)(2). She then
testified, without objection, that the victim said "RajhonSee footnote 22 and
them" caused his injuries.
The State also called Edward Grundy who testified that he was
"awakened by [his] girlfriend who said there was something wrong
with my brother". He said he jumped up, went into the dining room
and observed his brother bleeding and crying. Without objection,
he testified that the victim said "Rajhon and them kicked in mommy
door". Edward found some clothes to put on and they all went to
the car intending to go to the hospital. However, the victim said
"[h]e wanted to go to check on my mother and my sisters". At that
point, counsel for Swint objected to any further testimony
regarding statements made by the victim since too much time had
elapsed and there was an insufficient foundation to justify the
admission of the testimony under N.J.R.E. 803(c)(2). The judge
directed the prosecutor to lay the appropriate foundation for the
admission of the testimony.
Edward then again testified that the victim arrived at his
house between 1:30 a.m. and 2:00 a.m. crying and bleeding. Edward
changed his clothes and they got into the car. The victim was in
the home for approximately three minutes. While in the car, blood
was running down the victim's face and he told Edward that he was
shot in the leg. The victim had no shoes, and his pants and shirt
were ripped. Blood was all over him. He was crying and worrying
about going to see his mother. Overruling Swint's objection, the
judge concluded that the victim was still under the stress of the
excitement caused by the incident without opportunity to deliberate
or fabricate and determined that Edward could testify as to what
the victim said, deeming the testimony admissible as an excited
utterance. N.J.R.E. 803(c)(2). Edward said that the victim told
him Troy and Rajhon had participated in the incident. He said the
victim knew " ... it was Troy 'cause Troy off his mask". He
further said Rajhon asked him "who killed my brother".
Newark Detective Calvin Parkman testified that he was
dispatched to the hospital on June 19, 1996, at approximately 1:30
a.m. He met the victim who described to Parkman what had happened
to him. Without objection, Parkman testified that the victim told
him Rajhon Muhammed, who was also known as Corey Smith, and a
person named Troy committed the assault. The victim did not know
Troy's last name. He also testified that the victim knew it was
Rajhon Smith "by the fact that, number one, he said he knew him for
approximately a year. He said he knew him for ... he associated
him for a year and he said his inflections, his voice, his
mannerisms, you know, and the fact that he was saying who killed my
brother, he recognized the voice". Parkman also said that the
victim told him that Troy pulled his mask off and he was able to
look "right in his face".
Parkman further testified that the U-Haul was recovered at
approximately 4:00 a.m. In the cab of the truck he observed two
brown cloth gloves that had "smears of blood on it". Next to the
gloves he observed a black ski mask. There were blood smears on
the interior wall of the rear of the truck. He also observed a
black lamp in the rear of the truck that was exactly as the victim
had described it. There was also a garbage bag in the rear of the
truck. The investigation revealed that the truck had been rented
by James Harris. At approximately 5:30 a.m., Harris was taken to
the police station to be interviewed. Harris told the police that
he had rented the truck but had lent it to his cousin, Corey Lewis.
Harris also stated that Lewis had been accompanied by Smith at the
time the truck was picked up at approximately 9:30 p.m.
Later that morning, between 8:20 a.m. and 9:00 a.m., Parkman
and other officers arrested Smith and Swint who were traveling
together in an automobile. Parkman also testified that they
recovered a box-cutter in the front of the vehicle. He was unable
to state the specific location of the box-cutter other than it was
in the front of the vehicle.
On his appeal, defendant Smith raises the following
arguments:
POINT I BECAUSE THERE WAS NO
EVIDENCE TO LINK THE BOX
CUTTER, WHICH WAS FOUND
IN THE CAR DEFENDANT WAS
OCCUPYING AT THE TIME OF
HIS ARREST, TO THE CRIMES
CHARGED, THE TRIAL COURT
ERRED IN ALLOWING THE
STATE TO ELICIT TESTIMONY
REGARDING ITS DISCOVERY,
THEREBY DEPRIVING
DEFENDANT OF HIS RIGHT TO
A FAIR TRIAL AND DUE
PROCESS OF LAW. U.S.
CONST. AMEND. V, VI, XIV;
N.J. CONST. ART. I, PAR.
1, 10.
POINT II THE ADMISSION OF JAMES
HARRIS' PRIOR
INCONSISTENT STATEMENT
WAS CONTRARY TO STATE V.
GROSS,
121 N.J. 1 (1990),
AND DENIED DEFENDANT A
FAIR TRIAL AND HIS RIGHT
TO CONFRONTATION. U.S.
CONST. AMEND. VI; N.J.
CONST. ART I, PAR. 10.
POINT III THE TRIAL JUDGE ERRED IN
FAILING TO SUFFICIENTLY
TAILOR THE IDENTIFICATION
CHARGE TO POINT OUT THE
INCONSISTENCIES IN THE
ACCOUNTS OF THE VARIOUS
WITNESSES. (Not Raised
Below).
POINT IV THE PROSECUTOR'S CONDUCT
THROUGHOUT THE TRIAL
DEPRIVED DEFENDANT OF A
FAIR TRIAL. U.S. CONST.
AMEND. XIV; N.J. CONST.
ART. I, PAR. 1, 10.
(Partially Raised Below).
A. Aggrandizement Of Wounds And
Glorification Of Victim.
B. Accuracy Of Voice Identification.
C. Defendant's Supposed Threats
Against A Witness.
D. Four-Hour Search For Killers.
POINT V THE TRIAL COURT ABUSED
ITS DISCRETION IN
SENTENCING DEFENDANT TO
CONSECUTIVE TERMS OF
IMPRISONMENT TOTALING
LIFE PLUS TWENTY YEARS
WITH THIRTY YEARS OF
PAROLE INELIGIBILITY AND
IN ORDERING DEFENDANT TO
PAY $2,500.00 IN VIOLENT
CRIME COMPENSATION BOARD
PENALTIES.
A. In Imposing A Consecutive Sentence
For Assault, The Trial Court
Improperly Fractionalized This One
Continuous Incident Into
Separate Events And Thus Did Not
Comply With State v. Yarbough,
100 N.J. 627 (1985).
B. The VCCB Penalties Are Excessive
And Were Imposed With No Statement
Of Reasons.
On his appeal, defendant Swint raises the following
arguments:
POINT I THE TRIAL COURT ERRED IN
ADMITTING THE BOX-CUTTER
INTO EVIDENCE AND DENIED
APPELLANT A FAIR TRIAL.
POINT II APPELLANT WAS DENIED
EFFECTIVE ASSISTANCE OF
COUNSEL (Not Raised
Below).
POINT III THE TRIAL COURT COMMITTED
REVERSIBLE ERROR IN
ADMITTING PRIOR
CONSISTENT STATEMENTS
ABSENT THE APPROPRIATE
LIMITING INSTRUCTION TO
THE JURY (Not Raised
Below).
We first consider the argument raised by each defendant that
the trial judge erred in allowing the box-cutter to be admitted
into evidence and allowing the State to elicit evidence regarding
its discovery. We reject those contentions. Once Parkman
identified the box-cutter at trial, each defense attorney objected
on relevancy grounds. They contended that no blood had been found
on the box-cutter; it had not been subjected to DNA testing; no
fingerprints were found on the box-cutter, and there was no
evidence that it was an instrument of the crimes committed against
the victim. Finally, they argued that N.J.R.E. 403 required its
exclusion since the probative value of the evidence was
substantially outweighed by the risk of undue prejudice.
The trial judge observed that since the box-cutter was found
in a vehicle occupied by defendants, it could be relevant regarding
counts six and seven of the indictment charging defendants with
possession of a certain weapon, a sharp instrument, under
circumstances not manifestly appropriate for such lawful uses at it
may have, N.J.S.A. 2C:39-5(d), and possession of a weapon, a sharp
instrument, with a purpose to use it unlawfully against the person
or property of another, N.J.S.A. 2C:39-4(d). Defendants responded
that was not the State's theory, i.e., that defendants could be
convicted of counts six and seven by virtue of their possession of
the box-cutter at the time of their arrest. Moreover, they argue
on appeal that the case was not presented to the Grand Jury under
that theory. The judge concluded that at that point the State was
not offering the box-cutter into evidence and that he would permit
testimony regarding its discovery. At the end of the State's case,
the judge allowed the box-cutter to be introduced into evidence
subject to the objections voiced earlier by each defendant.
In his charge to the jury, the trial judge never suggested to
the jury that it could convict defendants on counts six and seven
based upon their possession of the box-cutter at the time of their
arrest. Indeed, the trial judge charged the jury as follows: "In
this case the State contends that the defendants' unlawful purpose
in possessing the weapon was to assault and/or to attempt to murder
Rashon Grundy."
Moreover, in the assistant prosecutor's summation which
consumed nearly thirty-three pages, she only made two brief
references to the box-cutter. They are as follows:
and lo and behold, at approximately 8:20 that
morning Rajhon and Troy are in the vehicle for
which Rajhon has identified as driving, [sic]
and that's where the box-cutter is recovered
from. What is the purpose of a box-cutter?
Think about it, ladies and gentlemen.
At the very end of her summation, in mentioning each count of
the indictment and urging the jury to return a finding of guilty,
when mentioning possession of a weapon for an unlawful purpose, she
stated:
And what was that purpose? Think about that
sharp object. What is he doing with a box
cutter and what can a box-cutter do to you?
Most importantly, [defense counsel] brought it
out, was any DNA done, any blood sample? But
if you can recall, I said to Detective
Parkman, what observations did you make? Was
there any blood on that box-cutter? No. What
are you going to test if there is no blood on
the box-cutter? What do you want to test?
Thank you.
In addition, defense counsel, in their summations, forcefully
argued that there was no evidence to connect the box-cutter to the
assault upon the victim. They argued that there was no attempt to
lift fingerprints from the box-cutter; there was no DNA evidence;
there was no expert testimony to "say the wounds that were
inflicted on the victim in this case are consistent with the type
of instrument within a reasoned [sic] degree of medical
probability".
They also argued that the State did not prove the exact location of
the box-cutter in the car, and whose car it was. Clearly, the case
was not presented to the jury by counsel, or the judge, under a
theory that defendants could be convicted of possession of the box
cutter, and possession of it with the purpose to use it unlawfully
against the person of another, based upon their possession at the
time of the arrest. Accordingly, we reject defendants' contention
that the admission of the box-cutter subjected them to a possible
conviction for an offense other than the offense that was presented
to the Grand Jury. See State v. Wolden,
153 N.J. Super. 57, 60
(App. Div. 1977) (defendant may not be convicted of a criminal
offense that is essentially different from that set forth in the
indictment).
Moreover, we conclude that the testimony that the box-cutter
was discovered in an automobile occupied by both defendants within
eight hours after the commission of the crime was relevant and
properly admitted. In addition, the box-cutter itself was properly
admitted. In New Jersey, we have a broad test of relevancy. State
v. Deatore,
70 N.J. 100, 116 (1976). Evidence is relevant if it
has "a tendency in reason to prove or disprove any fact of
consequence to the determination of the action". N.J.R.E. 401.
In determining whether evidence is relevant, the inquiry
should focus upon the logical connection between the proffered
evidence and a fact in issue. State v. Hutchins,
241 N.J. Super. 353, 358 (App. Div. 1990). If the evidence offered renders the
desired inference more probable than it would be without the
evidence, it is relevant. State v. Davis,
96 N.J. 611, 619 (1984);
State v. Coruzzi,
189 N.J. Super. 273, 302 (App. Div.), certif.
denied,
94 N.J. 531 (1983). A jury may draw an inference from a
fact whenever it is more probable than not that the inference is
true. State v. Brown,
80 N.J. 587, 592 (1979); State v. Smith,
210 N.J. Super. 43, 49 (App. Div.), certif. denied,
105 N.J. 582
(1986). If the evidence offered makes the inference to be drawn
more logical, the evidence should be admitted unless otherwise
excludable by law. State v. Covell,
155 N.J. 554, 565 (1999). The
evidence need not by itself support or prove the fact in issue.
State v. Coruzzi, supra, 189 N.J. Super. at 302. Moreover, the
veracity of each inference need not be established beyond a
reasonable doubt in order for the jury to draw the inference.
State v. Brown, supra, 80 N.J. at 592; State v. Smith, supra, 210
N.J. Super. at 49. Finally, circumstantial evidence need not
preclude every other hypothesis in order to establish guilt beyond
a reasonable doubt. State v. Mayberry,
52 N.J. 413, 436 (1968),
cert. denied,
393 U.S. 1043,
89 S. Ct. 673,
21 L. Ed.2d 593
(1969); State v. Smith, supra, 210 N.J. Super. at 49.
Given our broad test of relevancy, we conclude that the box
cutter had a tendency in reason to prove a fact of consequence.
Specifically, it had a tendency in reason to establish that these
defendants, who were arrested in an automobile within eight hours
of the commission of the offense, were, in fact, in possession of
it at the time of the assault upon the victim. The failure to more
specifically link the box-cutter with the offenses goes to the
weight of the evidence, not its admissibility. The State was only
required to show sufficient circumstances to justify an inference
by the jury that the box-cutter was likely to have been used in the
commission of the crime charged. State v. Ricks,
326 N.J. Super. 122, 129 (App. Div. 1999). A weapon found on defendant when he is
arrested is admissible if some connection to the crime can be
shown. Ibid. The judge did not mistakenly exercise his discretion
in permitting the box-cutter to be admitted into evidence.
Moreover, the judge did not mistakenly exercise his discretion
in not excluding the evidence pursuant to N.J.R.E. 403. The party
seeking to preclude the admission of evidence pursuant to N.J.R.E.
403 has the burden of convincing the trial judge that the factors
favoring exclusion substantially outweigh the probative value of
the contested evidence. State v. Morton,
155 N.J. 383, 453 (1998).
The mere possibility that evidence could be prejudicial does not
justify its exclusion. Id. at 453-54. Damaging evidence usually
is very prejudicial, but the real question is whether the risk of
undue prejudice is too high. State v. Bowens,
219 N.J. Super. 290,
296-97 (App. Div. 1987). Whether the probative value of the
evidence is outweighed by the potential prejudice is a decision
left to the discretion of the trial judge. State v. Carter,
91 N.J. 86, 106 (1982). In performing the weighing process envisioned
by N.J.R.E. 403, the trial judge's discretion is a broad one.
State v. Sands,
76 N.J. 127, 144 (1978). On appellate review, the
decision of the trial judge must be affirmed unless it can be shown
that he palpably abused his discretion. State v. Carter, supra, 91
N.J. at 106. Given our limited scope of appellate review of
discretionary decisions of a trial judge regarding the failure to
exclude evidence under N.J.R.E. 403, we conclude that the judge did
not mistakenly exercise his discretion in denying defendant's
application to invoke the rule and exclude the box-cutter.
We next comment briefly upon defendants' contention that the
improper admission of the box-cutter rendered the trial unfair.
Since we have concluded that the box-cutter was properly admitted,
we obviously reject that contention. Moreover, defendants'
argument completely ignores the fact that the jury acquitted them
of possession of the box-cutter as a weapon under circumstances not
manifestly appropriate for such lawful uses as it may have, as well
as possession of a weapon, a firearm, without a permit to carry;
conspiracy; attempted murder; and burglary. Clearly the jury was
not swayed by the admission of the box-cutter into evidence and was
able to look objectively at all the evidence and render an
impartial verdict. We reject as sheer speculation Swint's
contention, raised at oral argument, that perhaps the jury
compromised by finding defendant not guilty of some offenses and
guilty of other offenses, and the compromise was due to the
improper admission of the box-cutter.
We now turn to defendants' contention that the trial judge
incorrectly allowed the State to introduce evidence of James
Harris' prior inconsistent statement. Specifically, they contend
that the statement was not given in circumstances establishing its
reliability. N.J.R.E. 803(a)(1). At trial, James Harris recanted
the statement he gave to the police, contending that it was
physically coerced. The trial judge conducted a hearing pursuant
to N.J.R.E. 104(a), rejected defendants' contentions, and concluded
that given the circumstances that existed when the prior statement
was made, it was sufficiently reliable, and, therefore, admissible.
We conclude that defendants' contention is clearly without merit.
See R. 2:11-3(e)(2). The trial judge carefully considered the
evidence adduced at the Rule 104(a) hearing and concluded that the
statement was admissible. There is more than ample evidence in the
record to support that conclusion. Moreover, we are constrained to
defer to the trial court's credibility determinations that are
often influenced by observations of the character and demeanor of
witnesses which cannot be transmitted by a dry record. State v.
Locurto,
157 N.J. 463, 474 (1999). In addition, the judge clearly
instructed the jury that it must carefully examine and assess
Harris' prior inconsistent statement in light of all the
surrounding circumstances, including his interest in giving the
statement at that time. During the course of his instructions, the
judge set forth the factors that are relevant to a determination of
the reliability of the statement as those factors are set forth in
State v. Mancine,
124 N.J. 232, 248 (1991) and State v. Gross, 121
N.J. 1, 10 (1990).
We next consider Swint's contention that the trial judge
"committed reversible error in admitting prior consistent
statements absent the appropriate limiting instruction to the
jury". We disagree.See footnote 33 First of all, the record clearly establishes
that the statements attributed to the victim by his brother Edward,
and Edward's friend, Janyne Morris, were admitted not as prior
consistent statements pursuant to N.J.R.E. 803(a)(2), but, rather,
as excited utterances pursuant to N.J.R.E. 803(c)(2). Thus, no
limiting instruction was necessary. Parkman's testimony regarding
statements made to him by the victim was not objected to at trial.
We are unable to discern the basis for their admission,See footnote 44 but
conclude that there was no plain error in admitting them.
In the absence of an objection, we must analyze Swint's
contention in the context of the plain error rule. R. 2:10-1;
State v. Timmendequas,
161 N.J. 515, 576 (1999). Defendant must
establish not only that there was error, but also that it was
clearly capable of producing an unjust result. Ibid.; State v.
Macon,
57 N.J. 325, 336 (1971). The possibility of an unjust
result is not any possibility; the possibility must be sufficient
to raise a reasonable doubt as to whether the error led the jury to
a result it otherwise might not have reached. State v. Macon,
supra, 57 N.J. at 336. We may infer from the lack of an objection
that counsel recognized that the alleged error was of no moment or
was a tactical decision to let the error go uncorrected at the
trial. Id. at 337. We conclude that if there was error in the
admission of Parkman's testimony, it was harmless, since his
testimony regarding the victim's identification of defendants was
cumulative to the testimony of the victim, his brother, Edward, and
Janyne Morris. Moreover, as we have previously noted, counsel
effectively cross-examined Parkman regarding the inconsistencies
between the description of the assailants given him by the victim
and the actual physical description of defendant, and forcefully
argued the inconsistencies to the jury.See footnote 55
We next consider Smith's contention that the trial judge erred
in failing to tailor sufficiently the identification charge and
point out inconsistencies in the accounts of the various witnesses.
Preliminarily, we see no evidence in the record that requests to
charge were made pursuant to R. 1:8-7(a). Prior to summations, a
charge conference was conducted pursuant to R. 1:8-7(b). The judge
advised that he would charge on the question of identification.
Counsel did not ask that the judge tailor the charge to the facts
of the case and point out any inconsistencies in the evidence
regarding identification. Accordingly, Smith's challenge to the
charge must also be considered in the context of the plain error
rule, as previously discussed. R. 2:10-2. In addition, counsel
made no objection to the charge. See R. 1:7-2. Again, the failure
to object suggests that counsel perceived the alleged error to be
of no moment, and deprived the trial judge an opportunity to
consider the objection and, if appropriate, remedy the
instructions. State v. Wilbely,
63 N.J. 420, 422 (1973); Bradford
v. Kupper Associates,
283 N.J. Super. 556, 573-74 (App. Div. 1995),
certif. denied,
144 N.J. 586 (1996).
The judge charged the jury on identification as follows:
The defendants, as part of their general
denial of guilt, contend that the State has
not presented sufficient reliable evidence to
establish beyond a reasonable doubt that the
defendants are the persons who committed the
alleged offenses. Where the identity of
persons who committed the crime is in issue,
the burden of proving that identity is upon
the State. The State must prove beyond a
reasonable doubt that these defendants are the
persons who committed the crimes. The
defendants have neither the burden nor the
duty to show that the crimes, if committed,
were committed by someone else or to prove the
identity of the other person. You must decide
therefore not only whether the State has
proven each and every element of the offense
as charged beyond a reasonable doubt, but also
whether these defendants are the persons who
committed them.
To meet the burden with respect to the
identification of the individuals the State
has presented the testimony of Rashon Grundy.
You will recall that this witness identified
the defendants as the persons who committed
the offenses. According to Mr. Grundy, the
identification of the defendants in court was
based upon observations and perceptions which
he made of the defendants at the scene at the
time the offenses were being committed. It is
your function as jurors to decide what weight
if any to give to this testimony. You must
decide whether it is sufficiently reliable
evidence upon which to conclude that these
defendants are the persons who committed the
offenses charged.
In going about your task, you should consider
the testimony in light of the factors
concerning credibility, as I've already
explained them to you. It is particularly
appropriate that you consider the capacity and
the ability of the witnesses to make
observations or perceptions. You should
consider the opportunity which a witness had
at the time and under all the attendant
circumstances for perceiving what the witness
claims to have seen or perceived concerning
the identification of the persons who
committed the alleged offenses. You may also
wish to consider the witness' degree of
attention at the time to [sic] the incident,
the accuracy or inaccuracy of the witness'
description at the time of the incident, the
witness' certainty, and the length of time
before the crime - - between the crime and the
identification among other factors.
In-court identifications may result from a
witness' observations or perceptions of the
defendants during the commission of the crime
or may be the product of an impression gained
at an out-of-court procedure. If it is only
the product of an impression gained at an out
of-court procedure, you give it no weight.
Thus the ultimate issue of the trustworthiness
of in-court identification is for you as the
jury to decide.
If after a consideration of all of the
evidence you have a reasonable doubt as to the
identity of either or both of the defendants
as the persons present at the time and place
the crimes were committed, you must acquit
that or those defendants. If, however, after
a consideration of all the evidence you are
convinced beyond a reasonable doubt of the
defendants' presence at the scene, you will
then consider whether or not the State has
proven each and every element of the offenses
charged beyond a reasonable doubt.
Defendants essentially rely upon State v. Edmonds,
293 N.J.
Super. 113 (App. Div. 1996), certif. denied,
148 N.J. 459 (1997),
in urging that reversal is required where the judge fails to tailor
the identification charge to the facts of the case. We disagree.
To be sure, in Edmonds, supra, another panel of this court held
that the trial judge's identification instruction was misleading
when it referred only to the fact that the State relied upon the
victim's in-court identification of defendant and that it was based
upon her observations and perceptions made at the scene at the time
the offenses were committed. The Edmonds court held that since
identity was a crucial issue, the trial court committed reversible
error in failing to specifically tailor the charge to the facts of
the case by referring not only to the victim's in-court
identification of defendant and his accomplice, but also to her
"glaringly" inconsistent out-of-court identification of defendant
to an investigating officer, as well as her inconsistent versions
as to the roles each defendant had in the commission of the
offense. State v. Edmonds supra, 293 N.J. Super. at 118.
In State v. Malloy,
324 N.J. Super. 525 (App. Div. 1999),
another panel of this court reversed a conviction when the trial
court failed to discuss the evidence regarding identification in
his charge to the jury. Although the judge's truncated version of
the identification instruction was deemed to require reversal, the
court went on to hold that the judge was required to point out in
his instruction to the jury on identification the evidence
introduced which cast doubt upon the identification of defendant.
Id. at 535-36.
On the other hand, a third panel of this court recently held
that a judge is not required to give special credibility
instructions on the issue of identification when questions
regarding the reliability of the identification were adequately
developed during the trial, particularly by way of cross
examination of the identification witnesses, and on summations.
State v. Walker,
322 N.J. Super. 535, 547-50 (App. Div.), certif.
denied, N.J. (1999). The Walker court also rejected
defendant's contention that the trial judge was required to give a
jury instruction summarizing inconsistencies between the victim's
in-court identification of defendants and her description of the
perpetrators given shortly after the commission of the crimes. Id.
at 552.
There is a significant difference between a trial judge's
explaining the applicable law to the jury and in providing guidance
to the jury concerning its fact-finding responsibilities. State v.
Walker, supra, 322 N.J. Super. at 548. Thus, there is a greater
need to relate jury instructions to the facts of the case regarding
the legal concepts the jury will be required to apply than the
evaluation of witness credibility. Ibid. We recognize that where
identification is a central issue, it is reversible error for the
trial judge not to give an instruction which specifically addresses
the jury's evaluation of identification testimony. State v. Green,
86 N.J. 281, 291-92 (1981). Here, the trial judge's charge
essentially complied with Green, supra, and the Model Jury Charge
on identification. The charge was accurate and thorough and
adequately explained the law. Moreover, the judge gave a general
charge on credibility and referred to it in his identification
charge.
A corollary to the right of a judge to comment on the
evidence, is the right not to comment on the evidence. State v.
Biegenwald,
106 N.J. 13, 44 (1997). Judges are, and should be,
reluctant to comment extensively on the facts developed during the
trial. When they do, they run the risk of being perceived by the
jury, as well as the parties, as an advocate. For example, in
fairness, if a judge comments upon the strengths of a party's
position, he or she should also comment on the weaknesses of that
position. Obviously, the judge will not be able to mention all the
facts that were developed during the trial. The roles of the
judge, prosecutor and defense attorney are distinct. The attorneys
are advocates for the respective sides, while the judge is to be
the neutral adjudicator. State v. Avena,
281 N.J. Super. 327, 336
(App. Div. 1995). The judge must remain impartial and detached and
may not "take sides". State v. Santiago,
267 N.J. Super. 432, 437
(Law Div. 1993). The trial judge possesses a broad discretion as
to his or her participation in the trial, but simultaneously must
also maintain an atmosphere of impartiality. State v. Ray,
43 N.J. 19, 25 (1964). Because a trial judge is looked upon by jurors as
the symbol of justice, he or she must exercise the right to
intervene in the trial with extreme delicacy and caution. State v.
Lemon,
107 N.J. Super. 101, 104 (App. Div. 1969). If a judge
chooses to comment upon the relative strengths or weaknesses of the
identification testimony, he or she runs the risk of being
perceived by the jurors as favoring one side over the other. This
unintended result could have an effect on how the jury views the
testimony of the witness. Although a judge has no more ability to
credit or discredit the testimony of a witness, a juror may
perceive the judge as being more experienced in assessing
credibility.
In addition, if a judge comments on some of the facts, a juror
may conclude that because the judge did not mention a fact that the
juror deems critical, that fact is of no consequence. We believe,
in particular, commenting on the relative strengths or weaknesses
of the identification is best left to the attorneys rather than the
judge. The judge must remain at all times the impartial arbiter.
Just as important, the jury must perceive the judge to be the
impartial arbiter. Here, the relative strengths and weaknesses of
the identification of defendant were forcefully argued by the
attorneys. We therefore conclude that the trial judge did not err,
let alone commit plain error, in failing to comment sua sponte on
the testimony and evidence regarding identification. We believe
that a trial judge should leave the advocacy of the relative
strengths and weaknesses of the identification to the partisans,
namely the parties, and should refrain from invading their
province. We, therefore, conclude that a trial judge should not be
reversed for failing to comment sua sponte and point out the
relative strengths or weaknesses of the identification testimony.
We next consider Smith's contention that the prosecutor's
conduct throughout the trial deprived him of a fair trial. We
reject that contention as clearly without merit. See R. 2:11
3(e)(2). We recognize that although a prosecutor is entitled to
sum up the State's case graphically and forcefully, nevertheless,
his or her summation is limited to commenting upon the evidence and
the reasonable inferences to be drawn therefrom. State v. Feaster,
156 N.J. 1, 58-59 (1998). Here, the challenged comments were
arguably either based upon the evidence, or constituted a plea to
the jury to draw inferences that were reasonable from the evidence
introduced during the trial. Even if some of the challenged
comments may have crossed the line, they were not sufficiently
egregious to require a reversal of the conviction. While a
defendant is entitled to a fair trial, he is not entitled to a
perfect trial. State v. Feaster,
156 N.J. 1, 84 (1998); State v.
Loftin,
146 N.J. 295, 397 (1996). Accordingly, prosecutorial
misconduct is only grounds for reversal of a conviction if it was
so egregious that it deprived defendant of a fair trial. State v.
Feaster, supra, 156 N.J. at 59; State v. Harris,
156 N.J. 122, 194
(1998). Reviewing the prosecutor's summation in the context of the
trial as a whole, as we must, we conclude that to the extent the
prosecutor's comments may have crossed the line they were not
sufficiently egregious as to deprive defendants of a fair trial.
We next consider Swint's contention that he was denied the
effective assistance of counsel. Specifically, he contends that
counsel failed in pre-trial preparations to determine that the
State would seek to admit the box-cutter into evidence. He
contends that a "prepared advocate" could have demonstrated its
inadmissibility. Moreover, he contends that defense counsel did
not "factor into his consultations with [Swint] the probable effect
the box-cutter would have on the trial" and precluded him from
formulating a "cogent trial strategy". He also contends that he
therefore could not achieve "an informed perspective relative to
the appropriateness of accepting any negotiated disposition".
Ordinarily, ineffective-assistance-of-counsel claims are
particularly suited for post-conviction review, rather than direct
review, because the claims involve allegations and evidence that
lie outside the trial record. State v. Preciose,
129 N.J. 451, 460
(1992). However, with respect to the claim that had defense
counsel been better prepared he would have been able to
successfully exclude the box-cutter in evidence, we are able to
reject that claim without going beyond the present record because
we have concluded that the box-cutter was, in fact, admissible. We
decline to rule on the other claims of ineffective-assistance-of
counsel since their resolution may depend upon matters outside the
record. Accordingly, defendant may raise them in a petition for
post-conviction relief.
Finally, we consider defendants' sentences. Although not
raised by the State, as we have previously indicated, each
defendant had a prior Graves Act conviction. Therefore, both
N.J.S.A. 2C:43-6(c) and N.J.S.A. 2C:44-3(d) subjected them to a
mandatory extended term. Moreover, when a sentence of life
imprisonment is imposed upon a subsequent Graves Act offender, the
judge must impose a period of parole ineligibility of twenty-five
years. N.J.S.A. 2C:43-7(c). Compare N.J.S.A. 2C:43-7(b) which
essentially provides that when the sentence imposed for an extended
term is life, if a period of parole ineligibility is imposed it
must be twenty-five years. State v. Pennington,
154 N.J. 344,
357-60 (1998); State v. Candelaria,
311 N.J. Super. 437, 452-53
(App. Div.), certif. denied,
155 N.J. 587 (1998). Here, the judge
imposed a period of parole ineligibility of twenty years on each
defendant. Therefore, each sentence is illegal because once the
judge decided to impose a sentence of life imprisonment, he was
also required to impose a twenty-five-year period of parole
ineligibility. The sentences must be corrected for failure to
comply with N.J.S.A. 2C:43-7(c). A defendant challenging his
underlying conviction and sentence has no legitimate expectation of
finality in the sentence. State v. Haliski,
140 N.J. 1, 23 (1995).
Accordingly, an illegal sentence may be corrected before it is
completed or served. State v. Rhoda,
206 N.J. Super. 584, 593
(App. Div.), certif. denied,
105 N.J. 524 (1986); State v.
Copeman,
197 N.J. Super. 261, 265 (App. Div. 1984). Thus, the
court may correct an illegal sentence, even by increasing the term.
State v. Kirk,
243 N.J. Super. 636, 643 (App. Div. 1990).
Therefore, we must vacate the sentences imposed upon each defendant
for first-degree kidnapping because they are illegal. Because we
believe the sentences on each count for each defendant were, to
some extent, interdependent, we likewise vacate the sentences for
aggravated assault and remand for resentencing. On remand, the
judge must also consider N.J.S.A. 2C:44-1(f)(1), which essentially
provides that unless the preponderance of mitigating factors weighs
in favor of a lower term, a sentence imposed pursuant to N.J.S.A.
2C:43-7(a)(1) for a first-degree kidnapping shall have a
presumptive term of life imprisonment. See also State v.
Pennington, supra, 154 N.J. at 356.See footnote 66
Since we have vacated defendants' sentences, it is not
necessary that we address Smith's contention that the trial judge
abused his discretion in sentencing him to consecutive terms and in
ordering him to pay a total of $2,500 in VCCB Penalties. However,
for the sake of completeness, and for guidance of the parties on
resentence, we choose to comment briefly.
While we agree with defendant that the offenses were connected
by a "unity of specific purpose", that is, that the kidnapping was
committed for the purpose of committing the assault and therefore
the crimes were somewhat interdependent of one another, and were
committed within a short period of time of one another, that does
not necessarily mean that defendant was entitled to concurrent
sentences. We recognize that those are some of the factors to be
considered in determining whether to impose sentences concurrently
or consecutively. State v. Yarbough,
100 N.J. 627, 643-44 (1985),
cert. denied,
475 U.S. 1014,
106 S. Ct. 1193,
89 L. Ed.2d 308
(1986). However, those are not the only factors to be considered.
The court should also recognize that there should be no free crimes
in a system for which the punishment shall fit the crime; it should
also consider whether the crimes involve separate acts of violence.
Ibid. While we recognize that the offenses were not predominately
independent of each other and were committed close in time and
place, considering the nature of each offense, the purpose for
which they were committed, and the manner in which they were
committed, including the maiming of the victim by cutting off each
of his ears, shooting him, and stabbing him, our judicial
conscience is not the least bit shocked by the imposition of
consecutive sentences. In a civilized society, neither of these
crimes should be free, as they would be if concurrent sentences
were imposed.
Finally, on remand, if the assessments imposed in favor of the
VCCB exceed the statutory minimum, the judge must express his
reasons for imposing them. State v. Gallagher,
286 N.J. Super. 1,
23 (App. Div. 1995), certif. denied,
146 N.J. 569 (1996); State v.
Pindale,
249 N.J. Super. 266, 289 (App. Div. 1981).
With the exception of the sentence imposed on each defendant,
the convictions are affirmed. We vacate the sentences imposed and
remand for further proceedings not inconsistent with this opinion.
We do not retain jurisdiction.
Footnote: 1 1Corey Lewis was also charged in all counts of the same indictment. However, he died prior to trial. Footnote: 2 2At trial it was developed that Corey Smith also used the name Rajhon. Footnote: 3 3Indeed, a prior consistent statement offered to rebut an express or implied charge against the witness of recent fabrication or improper influence or motive may be admitted substantively. See N.J.R.E. 803(a)(2). If admitted substantively, no limiting instruction is necessary. Footnote: 4 4We note, however, that during his cross-examination of Parkman, counsel for Swint established that the victim was in "shock and discomfort". We note also that the victim's statements to Parkman may have been admissible as well, as a prior consistent statement offered to rebut an express or implied charge of recent fabrication, pursuant to N.J.R.E. 803(a)(2), or as a prior identification made in circumstances precluding unfairness or unreliability, pursuant to N.J.R.E. 803(a)(3). In the absence of a record developing these bases of admissibility, we express no opinion on the admissibility of the testimony under those Rules of Evidence. Moreover, in their cross-examination of Parkman, each defendant effectively brought out inconsistencies between the descriptions Parkman claimed the victim furnished of each defendant, and their actual physical descriptions. Counsel also forcefully argued those inconsistencies in their respective summations. We merely hold that the judge did not commit plain error, under the circumstances of this case, in not sua sponte excluding the testimony. Footnote: 5 5The failure may have been a tactical decision in order to pursue a claim of misidentification by arguing the inconsistencies to the jury in an effort to raise a reasonable doubt as to identity of defendants as the assailants. If it was not a tactical decision, defendants' right to seek post conviction relief is preserved. Footnote: 6 6Since the quantum of the aggregate sentences to be imposed is not mandatory, we suggest that the aggregate sentence imposed on remand should not exceed the aggregate sentence initially imposed. See State v. Rodriguez, 97 N.J. 263, 273-75 (1984); State v. Espino, 264 N.J. Super. 62, 72 (App. Div. 1993).