SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2890-00T4
STATE OF NEW JERSEY,
Plaintiff-Respondent
v.
WAYNE PILLAR,
Defendant-Appellant
Submitted September 11, 2002 - Decided March 11, 2003
Before Judges Kestin, Eichen and Weissbard.
On appeal from Superior Court of New
Jersey, Law Division, Middlesex County,
98-9-1339.
Peter A. Garcia, Acting Public Defender,
attorney for the appellant (Alfred V. Gellene,
Designated Counsel, on the brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Adrienne B. Reim,
Deputy Attorney General, of counsel and
on the brief).
The opinion of the court was delivered by
WEISSBARD, J.A.D.
In this child sexual abuse case we are constrained to
reverse defendant's conviction due to the improper admission of a
highly incriminating statement made by defendant to police at the
time of his arrest. We conclude that the statement, made
immediately following administration of MirandaSee footnote 11 warnings and
after an assurance from an officer that defendant could make a
statement "off-the-record," was not only obtained in violation of
Miranda but was involuntary. We hold, as well, that a statement
concerning the offense made by one of the victims to a physician
who examined the victim at the request of investigating
authorities was also inadmissible. Finally, we conclude that the
admission of defendant's statement, either alone or in
conjunction with the physician's testimony, cannot be deemed
harmless in the circumstances of this case, which turned on
defendant's credibility weighed against that of the victims.
On September 21, 1998, a Middlesex County grand jury
returned an indictment charging defendant Wayne Pillar with two
counts of first degree aggravated sexual assault of P.T. and
S.A.T., N.J.S.A. 2C:14-2a (counts one and six, respectively);
three counts of second degree sexual assault, two involving P.T.
and one, S.A.T., N.J.S.A. 2C:14-2b (counts two, three and seven);
two counts of third degree endangering the welfare of a child
involving P.T. and S.A.T., N.J.S.A. 2C:24-4a (counts four and
eight, respectively); and one count of second degree endangering
the welfare of a child, involving P.T., N.J.S.A. 2C:24-4b(4)
(count five). P.T., was born on August 23, 1983. S.A.T., P.T.'s
sister, was born on May 7, 1979.
The indictment alleged that defendant engaged in various
acts of sexual abuse of P.T., between January 1, 1991 and August
22, 1996. The incidents allegedly took the form of fondling,
digital and genital penetration, and oral sex. With respect to
S.A.T., it was alleged that defendant sexually assaulted her
sometime between May and September 1991 by touching her
improperly when she was under the age of thirteen.
The jury acquitted defendant of count three, involving an
allegation of sexual assault by penetration with P.T. between
August and September 1996 when P.T. was over thirteen, as well as
count six, an allegation of aggravated sexual assault by
penetration with S.A.T. between May and September 1991 when she
was under thirteen. He was convicted on the remaining counts.
On October 13, 2000, defendant was sentenced to a twelve-
year prison term on count one (aggravated sexual assault), a
seven-year term on counts two and seven (sexual assault), a four-
year term on counts four and eight (endangering), and a five-year
term on count five (endangering). The terms imposed on counts
two, four, five, seven and eight were to run concurrent with the
sentence on count one.
In 1976, defendant, who was thirty-nine years old,
befriended J.T. and M.T., the parents of P.T. and S.A.T. Shortly
thereafter, M.T. and defendant began a sexual relationship. In
fact, both M.T. and defendant believe that defendant is the
biological father of S.A.T. Defendant was P.T.'s godfather as
well.
In 1982, defendant moved to Florida. However, he would call
M.T. and visit the family occasionally, staying at their
household during these visits. Three years later, defendant
returned to New Jersey and lived with the family for another
three years. In 1988, defendant moved back to Florida but
continued to visit the family two or three times a year. When he
did visit, he slept in P.T.'s room, while P.T. slept on the
couch.
Defendant would purchase gifts for P.T., a child who had
attended a special school since she was four years old and was
eventually classified as emotionally disturbed. When P.T. was
seven years old, however, defendant began to touch "[her] vagina
and breasts . . . underneath [her] clothing." These incidents
would occur when P.T.'s parents were at bingo, which was nearly
every night, and mostly when S.A.T., P.T.'s older sister, was out
of the house, although several instances occurred with the sister
present in the house. P.T. complained to M.T. about defendant's
conduct, specifically that defendant was "hurting her," but her
mother did nothing. Defendant eventually forced P.T. to touch
his penis. Defendant would also give alcohol to P.T. until she
became intoxicated. The two would also watch pornographic movies
together, during which defendant would begin masturbating himself
and touching her. Defendant also forced P.T. to give him oral
sex "a couple of times," gave her drugs, and also took suggestive
photographs of her in her underwear; pictures which defendant had
developed and kept. Eventually, when P.T. was around ten or
eleven, defendant penetrated P.T. with his penis, although P.T.
yelled for him to stop. There were two incidents of vaginal
penetration. On more than one occasion, defendant tied P.T.'s
hands and feet during the assaults.
When defendant was not in New Jersey, he would call P.T.
every Friday night or send her letters, both sexual in nature.
On one occasion around Christmas, defendant sent P.T. a box of
CDs with a letter noting that it was to be opened only by P.T.,
"Confidential. For your eyes only. Top Secret." The letter
stated in pertinent part:
[A]nd also a gift certificate for a pair of
pants to cover your sweet little ass. This
way you can get the style that you like and
not one that I think looks best on you. That
can wait until I get there, and take you
shopping if your [sic] good to me . . . . I
plan on cumming up at the end of March, so
you can start getting ready now. I know you
finally got [S.A.T.] thrown out, and I hope
that you are not to [sic] lonely without
someone to fight with . . . . I'm hoping
that you and D. will throw me a little tea
party when I'm there. I will bring a movie
for us three to watch, and maybe all 3 of us
can learn something and have fun doing it
together.
Defendant also sent P.T. a letter indicating that he would give
her certain things if she did certain things, such as "a lap top
computer which he said he might get [her] if [she] had sexual
intercourse with him." This letter, which P.T. described as a
"price list," stated in part:
Just a short little letter about our phone
call on Friday. You wanted to know about
present values. So here is a price list.
Under $5 lunch or snack money but be careful
because they add up. $5 to $15 about the
cost of the bra. This also should cover a
CD. $15 to $30.00, this will buy a pair of
pants and a shirt. Will also get dinner.
$30 to $60 this is the almost everything
price range. Should uncover everything and
taste new experiences and one or two other
small gifts over $60. This is the all the
way gift, no stopping. Doing everything. It
also includes a role of film for Mom's
Polaroid camera.
P.S. $1300, new computer. Hey, I'd have to
fuck someone every night to buy one of those.
Defendant's behavior ceased when P.T. turned fourteen. The
last incident involved defendant forcing P.T. to have intercourse
and stating "if [P.T.] tell[s] anybody, [she's] going to get it."
Defendant allegedly fondled one of P.T.'s friends as well,
although he was not charged for that offense.
In 1992, defendant also inappropriately touched P.T.'s older
sister, S.A.T. on several occasions. In one instance, when
S.A.T. was twelve, defendant penetrated S.A.T.'s vagina with his
finger. S.A.T. told her mother, who did not believe her.
Several days later, defendant began to rub her inner thigh while
the two were driving to a mall. S.A.T. "pushed his hand away,"
told him to stop and sat in the back for the trip home. S.A.T.,
who was dating a man twenty years older than her (whom she later
married), moved out of the house in 1998 because she did not get
along with her mother.
In 1997, C.L., a friend of the T.'s, moved into the T.'s
residence upon being evicted from her own home. C.L. got along
well with P.T. and S.A.T., eventually becoming J.T.'s girlfriend.
On March 19, 1998, while tucking P.T. in for bed, C.L. noticed a
crumpled piece of paper on the floor of P.T.'s bedroom. She
picked up the paper and read it, noticing that the letter was
from defendant. The next day, in response to questioning about
the letter, P.T. told C.L. that "[defendant] had touched her" and
asked her not to tell J.T., her father. C.L. then spoke with
S.A.T., who also related defendant's conduct with her. C.L. then
told J.T. of the allegations.
C.L. looked around the house and found other letters from
defendant. On Monday, she called P.T.'s school, and J.T. called
the police. A week later J.T., S.A.T., and P.T., met at P.T.'s
school with Investigator Allan Bandics. Investigator Bandics
took statements from both girls, in the presence of a school
counselor, and Marcia Gonzalez, a representative from the
Division of Youth and Family Services. Complaints were signed
shortly thereafter and on July 12, 1998, the next time defendant
came to New Jersey from Florida, he was arrested.
Prior to trial, the judge held an N.J.R.E. 104(a) hearing to
determine the admissibility of out-of-court statements made by
defendant to the police following his arrest. The judge admitted
the statements, finding them to have been made voluntarily. The
judge also admitted, based on stipulated facts, out-of-court
statements made by P.T. and S.A.T. to C.L., concerning the sexual
acts allegedly committed upon them by defendant, under the "fresh
complaint" rule.
Both P.T. and S.A.T. testified at trial to the various acts
of sexual abuse committed by defendant. In addition, the jury
heard certain incriminating statements made by defendant, which
we will discuss hereafter. The jury also reviewed the letters
written by defendant to P.T.
Defendant testified in his own behalf, denying that he had
ever touched P.T. or S.A.T. in an inappropriate manner. He
explained that the letters written to P.T. were meant as jokes,
conceding that, in hindsight, they contained inappropriate
language. He acknowledged that he had a habit of making coarse
sexual jokes that people might find offensive and admitted
engaging in such sexual banter with P.T. and S.A.T.
I
We first address the admissibility of an incriminating
statement made by defendant after his arrest.
A.
On July 12, 1998, defendant was arrested as he arrived at
P.T.'s home on a visit from Florida. Investigator Bandics read
defendant the charges contained in complaints signed by S.A.T.
and J.T., P.T.'s father, and verbally advised him of his Miranda
rights. Defendant acknowledged that he understood his rights and
asked no questions at that time. After transporting defendant to
the police department, Bandics read the rights again, and
defendant signed a Miranda warning card. Once again defendant
acknowledged that he understood his rights and asked no
questions.
After being photographed and fingerprinted, defendant was
escorted into a conference room where he was given the criminal
complaints to read for himself. At that point, Bandics asked
defendant if he wished to speak. Defendant responded that he was
"guilty of some of the things on here . . . but not all of them."
Defendant then stated that he would like to speak to the police,
but would "like to consult with an attorney first." Defendant
asked what would happen to him next, and Bandics told him about
the arraignment process, setting of bail and appointment of
counsel, if necessary. When asked if he had any questions,
defendant paused for a moment, and asked to "say something 'off-
the-record.'" Both Bandics and Detective Zebrowski, who was also
in the conference room, agreed to listen to an "off-the-record"
statement. At this point, defendant stated "that he fondled
these girls [referring to P.T. and S.A.T.] but did not penetrate
them." Bandics testified that he was not sure what "off-the-
record" meant, but he was "under the impression that [defendant]
wanted to tell me something." Bandics conceded that in his mind
once an individual receives Miranda warnings, "there really is no
such thing as off-the-record." After defendant made the
"fondling" admission, Bandics asked if "he wanted to talk about
anything else." Defendant responded that he "thought it would be
best if he could speak to an attorney first." The conversation
then ended.
B.
Before the trial court, defense counsel argued that the
police officers' consent to listen to "off-the-record" statements
was misleading, which caused defendant's incriminating statements
to be coerced, in violation of his Fifth Amendment rights. The
State countered that defendant was well aware of his right to
remain silent, and that he knew that he was entitled to confer
with counsel. The State also argued that "off-the-record" was
ambiguous to reasonable people such as the police officers to
whom the comment was addressed.
The trial judge determined that defendant's first statement
that he was guilty of some of the charges, was not a product of
interrogation, and that, in any event, it was voluntarily made
because defendant was cognizant of his constitutional rights when
he made it. The judge also determined that the second statement,
made after defendant requested to speak "off-the-record," was
voluntarily made for the same reason, and because the officers'
conduct was "not unreasonable." Hence, the judge denied
defendant's motion to suppress the statements, both of which were
subsequently heard by the jury.
On appeal defendant does not challenge the ruling with
respect to his initial statement, but contends that the second,
"off-the-record," statement was not admissible because "it was
misleading and false." Although defendant primarily attacks the
statement on the ground that it was involuntarily made, he also
argues that the police conduct in obtaining the statement
subverted the Miranda warnings themselves. Because the two
arguments are "intertwined," Reynolds v. State,
610 A.2d 782, 785
(Md. 1992), cert. denied,
506 U.S. 1054,
113 S. Ct. 981,
122 L.
Ed.2d 134 (1993), we address the admissibility of defendant's
statement both in terms of a Miranda violation, as well as on
traditional grounds of voluntariness. However, we note, as did
the court in Reynolds, supra, at 785-86, that appellate counsel
have an obligation to carefully isolate and identify the separate
legal bases of their arguments and to include them in distinct
point headings. R. 2:6-2(a)(5).
C.
As is now well known, in Miranda, the United States Supreme
Court prescribed procedures that law enforcement must follow in
an effort to protect a criminal suspect's Fifth Amendment
privilege against self-incrimination. The Miranda rights "are
ancillary to the fundamental right that is at the core of the
Fifth Amendment." State v. Burris,
145 N.J. 509, 518 (1996)
(citing Oregon v. Elstad,
470 U.S. 298, 304,
105 S. Ct. 1285,
1290,
84 L. Ed.2d 222, 229 (1985)). The Miranda warnings are
not themselves rights protected by the Constitution but are,
rather "prophylactic measures that are necessary to safeguard the
essential constitutional right against self-incrimination."
Ibid.
Because the Miranda warnings are
prophylactic measures designed to ensure that
a suspect's decision to speak to the police
is knowing and voluntary, a Miranda violation
itself is not determinative of a Fifth
Amendment violation of the privilege against
self-incrimination. [Michigan v. Tucker,
417 U.S. 433, 444-45,
94 S. Ct. 2357, 2364,
41 L.
Ed.2d 182, 193 (1974)]. A voluntary,
incriminating statement elicited without the
Miranda warnings violates a defendant's
ancillary rights, but does not rise to the
level of a constitutional violation. Id. at
446, 94 S. Ct. at 2365, 41 L. Ed.
2d at 194.
A statement that is elicited after a Miranda
right has been invoked, however, becomes a
violation of constitutional dimension -- a
violation of the constitutional right itself.
Wainwright v. Greenfield,
474 U.S. 284, 293,
106 S. Ct. 634, 639,
88 L. Ed.2d 623, 631
(1986).
[Id. at 519.]See footnote 22
The distinction between violation of a prophylactic rule and
violation of a constitutionally guaranteed right is significant
because of the consequences that flow from each. There is "a
qualitative difference between a failure to administer Miranda
warnings in the first place, and a failure to honor, after they
have been asserted, the constitutional rights that those warnings
are designed to secure." State v. Hartley,
103 N.J. 252, 272
(1986). Thus, a statement resulting from an in-custody
interrogation without Miranda warnings may nevertheless be
voluntary. Ibid. As a result, such a voluntary, though unwarned
statement, while inadmissible in the prosecution's case-in-chief,
may be used for impeachment of the accused if he testifies.
State v. Burris, supra, 145 N.J. at 529.See footnote 33 On the other hand, an
involuntary statement is inadmissible for any purpose. Id. at
534; Mincey v. Arizona,
437 U.S. 385, 397-98,
98 S. Ct. 2408,
2416,
57 L. Ed.2d 290, 303-04 (1978); United States v. Walton,
10 F.3d 1024, 1033 (3rd. Cir. 1993).
D.
We first address the impact of an agreed to request to speak
"off-the-record" following administration of Miranda warnings.
There are two bases upon which such an agreement renders the
resulting statement inadmissible. First, such a
misrepresentation directly contradicts and thereby neutralizes
the entire purpose of the Miranda warnings. Second, such
misrepresentation, may, and in this case did, render the
statement involuntary. We deal with the Miranda issue first.
(1)
In People v. Braeseke,
602 P.2d 384 (Cal. 1979)See footnote 44, the
defendant was taken to a police station to be interviewed
concerning the killings of his mother, father and grandfather.
After an initial period of questioning, the police decided to
reinterview defendant concerning inconsistencies between his
story and that of another witness. Miranda warnings were
administered and defendant indicated his willingness to speak
with the officers. However, after some further inconsistency
developed, the police told defendant that they believed he had
committed the homicides. "At this point defendant said he did
not want to discuss the matter further without an attorney
present." Id. at 386. Nevertheless, during subsequent booking
procedure defendant asked if he could speak with one of the
original interrogating officers alone and "off-the-record." The
officer agreed and defendant made certain incriminating
statements, which led to a tape-recorded confession. Id. at 386-
87. The court held that a request to speak "off-the-record"
cannot constitute a knowing and intelligent waiver of Miranda
rights, specifically the advice that anything a suspect says can
be used against him in a court of law. Id. at 391. "Indeed,
defendant's request revealed a marked lack of understanding of
the Miranda warnings. [The officers] then contributed to
defendant's lack of understanding by agreeing to the request
rather than informing defendant there could be no such thing as
an 'off-the-record' discussion." Ibid. (citations omitted)See footnote 55.
Similarly, in United States v. Walton, supra, 10 F.
3d at
1027, the court was also faced with a defendant who sought an
off-the-record interview with federal agents the day following
administration of Miranda warnings and the providing of a written
statement. The officer, who defendant knew from high school,
assured defendant that they could talk "off the cuff," following
which defendant provided inculpatory information. No Miranda
warnings were given before this conversation.
At the outset, the court acknowledged that "[t]his is not a
Miranda case," since Walton was not in custody when his statement
was made. As a result, the admissibility of the statement was to
be evaluated under a voluntariness standard judged by the
totality of the circumstances. Walton, supra, at 1028. Although
we shall discuss the voluntariness of defendant's statement later
in this opinion, it is of significance that in finding the
statement involuntary the Third Circuit noted that "there was no
reason for Walton to disbelieve [the officer] that nothing he
said would be used against him, and to rely instead upon the
Miranda warnings he had been given the previous day. Indeed the
Miranda warnings of the previous day and [the officer's]
assurances during the park bench meeting appear exclusive of, and
inconsistent with, one another." Id. at 1030. The officer's
"assurances that Walton could speak 'off the cuff' created a
situation in which Walton was deprived of the ability to
understand the consequences of foregoing his privilege [against
self-incrimination]. A fortiorari, he was deprived of the
ability to make an intelligent choice between exercising and
waiving that privilege." Id. at 1031.
The same reasoning applies in the present case. Indeed, the
infirmity here runs deeper. A police officer cannot directly
contradict, out of one side of his mouth, the Miranda warnings
just given out of the other. An acquiescence to hear an "off-
the-record" statement from a suspect, which the officer ought to
know cannot be "off-the-record," totally undermines and
eviscerates the Miranda warnings, at least with respect to a
statement made, as here, in immediate and direct response to the
misleading assurance. As the Pennsylvania Supreme Court said in
Commonwealth v. Gibbs,
553 A.2d 409, 411 (Pa.), cert. denied,
493 U.S. 963,
110 S. Ct. 403,
107 L. Ed.2d 369 (1989),
"[m]isleading statements and promises by the police choke off the
legal process at the very moment which Miranda was designed to
protect." We agree.
Even if we accept the trial judge's conclusion that the
officer did not know what defendant meant by "off-the-record," a
conclusion we consider implausible in light of the common usage
of the expression, it was the officer's obligation to clarify
what the statement did mean, especially in light of the officer's
acknowledgment that in his mind there was no such thing as an
"off-the-record" conversation. In the face of the Miranda
warning just administered, there could not be a valid waiver of
the right to remain silent without such a clarification. See
United States v. Anderson,
929 F.2d 96, 100 (2nd Cir. 1991)
("affirmative misrepresentations by the police may be
sufficiently coercive to invalidate a suspect's waiver of the
Fifth Amendment privilege"); see also Colorado v. Spring, 479
U.S. 564, 576 n.8,
107 S. Ct. 851, 858 n.8,
93 L. Ed.2d 954, 967
n.8 (1987).
(2)
The second basis upon which we conclude that the statement
is not admissible relates to voluntariness, which is a legal
question requiring an independent appellate determination. See
Miller v. Fenton,
474 U.S. 104, 110,
106 S. Ct. 445, 449,
88 L.
Ed.2d 405, 411 (1985); State v. Watford,
261 N.J. Super. 151,
162 (1992) (Havey, J.A.D., concurring)See footnote 66. "The requirement that
Miranda warnings be given does not, of course, dispense with the
voluntariness inquiry." Dickerson, supra, 530 U.S. at 444, 120
S. Ct. at 2336, 147 L. Ed.
2d at 420. Although police
misrepresentations are relevant in analyzing the totality of the
circumstances surrounding a claim that a confession was
involuntary, such "misrepresentations alone are usually
insufficient to justify a determination of involuntariness or
lack of knowledge." State v. Cooper,
151 N.J. 326, 355 (1997),
cert. denied,
528 U.S. 1084,
120 S. Ct. 809,
145 L. Ed.2d 681
(2000) (citations omitted). "Moreover, a misrepresentation by
police does not render a confession or waiver involuntary unless
the misrepresentation actually induced the confession." Ibid.
(citation omitted). Nevertheless, it has been held that a
promise of immunity in the form of an assurance by police that a
statement would not be used against an accused, or would be
considered confidential, without more, renders the statement
involuntary. United States v. Walton, supra; Ponticelli v.
State,
593 So.2d 483, 488 (Fla. 1991), judgment vacated on other
grounds by,
506 U.S. 802,
113 S. Ct. 32,
121 L. Ed.2d 5 (1992);
State v. McDermott,
554 A.2d 1302, 1305-06 (N.H. 1989); People v.
Tanser,
394 N.E.2d 616, 619-20 (Ill. App. 1979); State v. Nash,
421 N.W.2d 41, 43-44 (Neb. 1988). The argument is that allowing
the State to use incriminating information obtained in reliance
on a false promise "would be to sanction governmental deception
in a manner violating due process." State v. McDermott, supra,
554 A.
2d at 1306. An unfulfilled promise by a law enforcement
officer is indistinguishable from a misrepresentation. See
United States v. Fisher,
700 F.2d 780, 783 (2nd Cir. 1983).
The doctrinal underpinning for the conclusion that
statements made in reliance upon an official promise of favorable
treatment are inadmissible is contained in Bram v. United States,
168 U.S. 532,
18 S. Ct. 183,
42 L. Ed. 568 (1897).See footnote 77 In that
case, the Supreme Court stated that the "legal principle by which
the admissibility of the confession of an accused person is to be
determined" is that
a confession, in order to be admissible, must
be free and voluntary: that is, must not be
extracted by any sort of threats or violence,
nor obtained by any direct or implied
promises, however slight, nor by the exertion
of any improper influence . . . . A
confession can never be received in evidence
where the prisoner has been influenced by any
threat or promise; for the law cannot measure
the force of the influence used, or decide
upon its effect upon the mind of the
prisoner, and therefore excludes the
declaration if any degree of influence has
been exerted.
[Id. at 542-43, 18 S. Ct. at 186-87, 42 L.
Ed. at 573 (quoting 3 Russell on Crimes, 478
(6th ed. 1896)).]
In the course of finding that the statement at issue had not been
made voluntarily, the Court held that "the impact of the
conversation" between the defendant and the police officer was
not to be considered "from a mere abstract point of view, but by
the light of that it was calculated to produce on the mind of the
accused, situated as he was at the time the conversation took
place." Id. at 564, 18 S. Ct. at 195, 45 L. Ed. at 581.
In United States v. Pinto,
671 F. Supp. 41 (D.Me.1987), the
court discussed at length the history and evolution of the Bram
doctrine, noting that it "has never been modified or reversed"
and continued, to the date of that opinion, "to be cited as
controlling precedent on the voluntariness of confessions." Id.
at 50. In particular, the court noted approving references to
Bram in Malloy v. Hogan,
378 U.S. 1, 6-7,
84 S. Ct. 1489, 1492-
93,
12 L. Ed.2d 653, 658-59 (1964), Miranda v. Arizona, supra,
384 U.S. at 461-62, 86 S. Ct. at 1621, 16 L. Ed.
2d at 716, Brady
v. United States,
397 U.S. 742, 754-55,
90 S. Ct. 1463, 1472,
25 L. Ed.2d 747, 759 (1970), and Hutto v. Ross,
429 U.S. 28, 30,
97 S. Ct. 202, 203,
50 L. Ed.2d 194, 197 (1976) (per curiam).
Nevertheless, what had once been considered virtually "a per se
rule that promises or suggestions of leniency made to a defendant
in the absence of counsel render any subsequent confession
involuntary," Pinto, supra, 671 F. Supp. at 52 (citing Miller v.
Fenton,
796 F.2d 598, 626-27 (3rd Cir.) (Gibbons, J.,
dissenting), cert. denied,
479 U.S. 989,
107 S. Ct. 585
93 L. Ed.2d 587 (1986)), see also United States v. Wolf,
601 F. Supp. 435,
441-42 (N.D. Ill. 1984), has evolved into a totality of
circumstances test in which any promises or threats by police
officers are simply one factor to be considered. Pinto
summarized the status of the case law as follows:
Modern cases look to the totality of the
surrounding circumstances to determine the
"voluntariness" of a statement.
Notwithstanding the implication in Bram that
any promise taints a statement subsequently
made, the more recent decisions consider a
variety of factors, including the nature of
the promise, see, e.g., [United States v.
Robinson,
698 F.2d 448, 455 (D.C. Cir.
1983)], the context in which the promise was
made, see, e.g., Shotwell [Manufacturing Co.
v. United States,
371 U.S. 341, 347,
843 S.
Ct. 448, 453,
9 L. Ed.2d 357, 363 (1963)],
the characteristics of the individual
defendant, see Stein [v. New York,
346 U.S. 156, 185-86,
73 S. Ct. 1077, 1093-94,
97 L.
Ed. 1522, 1543 (1953)], whether the defendant
was informed of his rights see, e.g., Miller,
[supra,] 796 F.
2d at 609, and whether counsel
was present, see, e.g., Brady, [supra,] 397
U.S. at 754, 90 S. Ct. at 1472, 25 L. Ed.
2d
at 759-60.
[Pinto, supra, 671 F. Supp. at 57.]
Judge Havey discussed the current status of Bram in his
concurring opinion in State v. Watford, supra, 261 N.J. Super. at
160-64, noting that in Arizona v. Fulminante,
499 U.S. 279, 285,
111 S. Ct. 1246, 1251,
113 L. Ed.2d 302, 315 (1991), reh'g
denied,
500 U.S. 938,
111 S. Ct. 2067,
114 L. Ed.2d 472 (1991),
the Court expressly disavowed Bram as the standard for
determining the voluntariness of a confession. Rather, the
controlling test, the Court held, is that found in Schneckloth v.
Bustamonte,
412 U.S. 218, 225-26,
93 S. Ct. 2041, 2046-47,
36 L.
Ed.2d 854, 862 (1973), which asks whether, under the totality of
circumstances, the confession is "the product of an essentially
free and unconstrained choice by its maker" or whether "his will
has been overborne and his capacity for self-determination
critically impaired." See also Green v. Scully,
850 F.2d 894,
900-01 (2nd Cir. 1988), cert. denied,
488 U.S. 945,
109 S. Ct. 374,
102 L. Ed.2d 363 (1988); State v. DiFrisco,
118 N.J. 253,
257-58 (1990); State v. J.G.,
261 N.J. Super. 409, 424 (App.
Div.), certif. denied,
133 N.J. 436 (1993).See footnote 88 "Thus, the federal
cases apparently focus, at least in part, on the clarity and
certainty of the promise in determining whether, in the totality
of the circumstances, the promise had the capacity to overbear
the will of the defendant." State v. Watford, supra, 261 N.J.
Super. at 163. And "[w]hether a statement by the interrogating
officer amounts to a promise must be viewed from the defendant's,
not the [interrogator]'s perspective, applying a reasonableness
standard." Ibid. (citing Grades v. Boles,
398 F.2d 409, 412 (4th
Cir. 1968)).
Nor does the process of determining the impact of a promise
on the voluntariness of a statement involve a quantitative
weighing of the various factors set out in Schneckloth; rather,
it is a qualitative weighing in which even a single factor may
result in a finding that the "suspect's will was overborne and
the confession was not therefore a free and voluntary act." Id.
at 164 (quoting Green v. Scully, supra, 850 F.
2d at 902). In
Watford, Judge Havey took note, ibid., of the statement in Brady
v. United States, supra, 397 U.S. at 754, 90 S. Ct. at 1472, 25
L. Ed.
2d at 759, where, in an effort to distinguish Bram, the
Court said:
Bram dealt with a confession given by a
defendant in custody; alone and unrepresented
by counsel. In such circumstances, even a
mild promise of leniency was deemed
sufficient to bar the confession, not because
the promise was an illegal act as such, but
because defendants at such times are too
sensitive to inducement and the possible
impact on them too great to ignore and too
difficult to assess.
In the present case, we examine the particular statement
given by defendant, in custody, alone and without counsel, in
specific and immediate response to the officer's assurance that
defendant could speak off-the-record. That promise, which
defendant could reasonably believe meant that the statement would
not be used against him, clearly had the likelihood of stripping
defendant of his "capacity for self-determination," Schneckloth,
supra, 412 U.S. at 225-26, 93 S. Ct. at 2046-47, 36 L. Ed.
2d at
862. "A promise that statements made will not be used against
the defendant purports to remove the specter of proving one's own
guilt by making a statement. Such a promise is a truly powerful
one, going to the heart of a declarant's reservations about
giving a statement." United States v. Conley,
859 F. Supp. 830,
836 (W.D. Pa. 1994). We agree with the court's statement in
Streetman v. Lynaugh,
812 F.2d 950, 957 (5th Cir. 1987), reh'd
denied,
818 F.2d 865 (1987), that "certain promises, if not kept,
are so attractive that they render a resulting confession
involuntary. A promise . . . that any statement will not be used
against the accused is such a promise." (citation omitted). As
the Court said in United States v. Walton, supra, 10 F.
3d at
1031, an assurance that a statement would not be used against a
suspect goes "beyond a direct promise of leniency." If defendant
believed that his statement could not be used against him,
despite the earlier Miranda warnings, his statement made as a
result of that false assurance could not be a free and voluntary
one. Stated differently, the improper promise "actually induced"
the incriminating statement. State v. Cooper, supra, 151 N.J. at
355. In our view, the facts fail to establish that Pillar's
statement was voluntary beyond a reasonable doubt. State v.
Miller,
76 N.J. 392, 404-05 (1978).See footnote 99
The cases relied upon by the State are all readily
distinguishable. In State v. Henderson,
911 P.2d 74, 77 (Haw.
1996), although the defendant asked to make an "off-the-record"
statement after being advised of his Miranda rights, the officer
told him that any statement he made would be "on the record."
Nevertheless, defendant chose to speak. In the present case,
rather than stating out loud that which was in his mind - that
there could not be an off-the-record statement - Detective
Bandics acquiesced in the request. In Carswell v. State,
491 S.E.2d 343 (Ga. 1997), defendant's off-the-record denial of
involvement in a murder came three hours before his ultimate
confession at which point he had again received Miranda warnings.
As the court said, "[a]t that point, Carswell could not
reasonably have expected that his interrogation was being
conducted off-the-record. Thus, Carswell's confessions were
quite remote from, and not prompted by, the investigator's claim
that they were speaking off-the-record . . . ." Id. at 346.See footnote 1010
Quite the contrary is true here. In State v. McCray,
506 S.E.2d 301 (S.C. 1998), cert. denied,
526 U.S. 1025,
119 S. Ct. 1266,
143 L. Ed.2d 362 (1999), the court found that the officer's
statement to the defendant that he was going to have an "off of
the cup [sic] question and answer thing that we need to compile
the evidence" did not constitute "police trickery" but was,
rather, "clearly intended to convey the manner in which he
planned to conduct his interview of [defendant]." Id. at 307.
Finally, in State v. Little,
498 S.E.2d 716, 718-19 (W.Va.
1997), the administration of Miranda rights was tape recorded,
after which defendant indicated that he did not wish to make a
statement. The police officer turned off the recorder and left
defendant alone with his mother and brother. After speaking with
his family, defendant said he wished to make a statement. He
then made a statement 'off-the-record' "to which [the officer]
replied that if defendant was telling the truth, his actions
could be construed as self-defense." The recorder was then
turned on again and defendant was reread his Miranda rights after
which he admitted to shooting the victim. The West Virginia
Supreme Court held the confession to be voluntarily given.
Those facts are so far afield from the circumstances present
in this case as to provide no support for the State's argument.
Here, to repeat, defendant's statement was in direct and
immediate response to Bandics's knowingly incorrect
representation that he could speak "off-the-record."See footnote 1111 We do not
hold that an off-the-record assurance continues indefinitely to
render a statement made in response thereto involuntary. A
statement made at a substantially later point in time might well
be found voluntary notwithstanding the earlier false assurance.
E.
Despite finding that defendant's second statement was
inadmissible, we must still determine whether the resulting error
was harmless. R. 2:10-2; Arizona v. Fulminante, supra, 499 U.S.
at 307-11, 111 S. Ct. at 1264-65, 113 L. Ed.
2d at 329-33.See footnote 1212
To state the harmless error test, at least with respect to
constitutional errors, is easier than to apply it. In State v.
Macon,
57 N.J. 325, 340-41 (1970), the Court adopted the Chapman
v. California,
386 U.S. 18, 24,
87 S. Ct. 824, 828,
17 L. Ed.2d 705, 710-11 (1967) test that for a constitutional error to be
harmless, "the court must be able to declare a belief that it was
harmless beyond a reasonable doubt." As Chief Justice Weintraub
said in Macon, supra, at 340, "what continues to defy
articulation is the process which leads a judge to say there is a
doubt and that the doubt is or is not a reasonable one. The
circumstances are too infinite and the appellate judgment too
laden with discretion to admit a formulary aid." Another judge
has aptly referred to the "chameleonic quality of harmless error
methodology," State v. Evans,
633 P.2d 83, 88 (Wash. 1981)
(Brachtenbach, C.J., concurring), in apparent recognition of the
distinct approaches employed by courts - and often by the same
courts at different times - to determine if a given error is, or
is not, harmless. The differing approaches appear to fall under
two standards of review: "[t]he first, the contribution test,
focuses on whether the error contributed to the verdict, that is,
whether the evidence was likely to have been considered by the
jury in arriving at its decision . . . . The second standard
focuses on the remainder of the pie and permits a judicial
finding of harmless error if the untainted evidence . . . is so
overwhelming that in the judgment of the reviewing court
conviction was inevitable." Dennis J. Sweeney, An Analysis of
Harmless Error in Washington: A Principled Process,
31 Gonz. L.
Rev. 277, 286 (1996) (hereinafter Sweeney). See also State v.
Evans, supra, 633 P.
2d at 86-87. The contribution test is the
"stricter of the two," being more "deferential to the party
asserting the error." Sweeney, supra, at 287. Under that test,
harmless error is error "which could not have 'contributed' to
the verdict." Sweeney, ibid. However, under either test a
reviewing court must be able to "conclude that 12 jurors in a
given case would have arrived at the same collective decision
regardless of the error. To state this undertaking is also to
state its impossibility." Sweeney, supra, at 291.
Even though Chapman and its progeny, such as Macon, would
appear to have adopted the "contribution" test, Harrington v.
California,
395 U.S. 250,
89 S. Ct. 1726,
23 L. Ed.2d 284
(1969), decided just two years after Chapman, has been viewed by
some as having adopted the "overwhelming evidence" test. See
Harry T. Edwards, To Err is Human, But Not Always Harmless: When
Should Legal Error Be Tolerated,
70 N.Y.U. L.Rev./u>. 1167, 1186
(1996) (hereinafter Edwards); State v. Evans, supra, 633 P.
2d at
87. As a result, many appellate courts have adopted the analysis
of the majority in Harrington, which looks to "whether the record
evidence adequately demonstrates the appellant's guilt, rather
than whether the error contributed to the verdict." Ibid.
Notwithstanding, in Arizona v. Fulminante, supra, in finding
that the coerced confession there was not harmless, the majority
opinion on that issue appears to have reverted "to the likely
impact of the error on the jury verdict in assessing the claim of
harmless error." Edwards, supra, at 1189-90. That view was
strengthened by the decision in Sullivan v. Louisiana,
508 U.S. 275, 279-280,
113 S. Ct. 2078, 2081-82,
124 L. Ed.2d 182, 189
(1993), where Justice Scalia, speaking for the Court, concerning
the proper harmless error analysis, wrote:
Chapman itself suggests the answer.
Consistent with the jury-trial guarantee, the
question it instructs the reviewing court to
consider is not what effect the
constitutional error might generally be
expected to have upon a reasonable jury, but
rather what effect it had upon the guilty
verdict in the case at hand. Harmless-error
review looks, we have said, to the basis on
which "the jury actually rested its verdict."
The inquiry, in other words, is not whether,
in a trial that occurred without the error, a
guilty verdict would surely have been
rendered, but whether the guilty verdict
actually rendered in this trial was surely
unattributable to the error. That must be
so, because to hypothesize a guilty verdict
that was never in fact rendered - no matter
how inescapable the findings to support that
verdict might be - would violate the jury-
trial guarantee. (citations omitted).
And, finally, the Supreme Court confirmed its adoption of the
contribution approach and its consequent rejection of the guilt-
based analysis of harmless error in O'Neal v. McAninch,
513 U.S. 432,
115 S. Ct. 992,
130 L. Ed.2d 947 (1995).
Our courts have likewise at various times employed language
suggestive of both approaches. As noted, Macon rather clearly
adopted the contribution analysis of Chapman. See also Fahy v.
Connecticut,
375 U.S. 85, 86-87,
84 S. Ct. 229, 230,
11 L. Ed.2d 171, 173 (1963) ("The question is whether there is a reasonable
possibility that the evidence complained of might have
contributed to the conviction"), discussed in Macon, supra, 51
N.J. at 338-341; and State v. Johnson,
46 N.J. 289, 291 (1966) (a
pre-Macon decision, in which the Court said, with respect to an
apparent non-constitutional error, "there must be an evaluation
of its capacity for improper impact in the circumstances of a
case"). In State v. Bankston,
63 N.J. 263, 272 (1973), the Court
spoke in terms of a contribution approach, noting that the trial
court's instructions "did not remove the prejudicial effect of
that testimony from the minds of the jury." Yet, only a few
lines later the Court appeared to have conflated the two
approaches, stating: "We cannot say the proof was so
overwhelming as to foreclose a real possibility that the jury
gave decisive weight to the improper hearsay testimony." More
recently, in addressing the cumulative impact of several
instances of prosecutorial misconduct during trial, the Court
said:
Even if the evidence were overwhelming,
that could never be a justifiable basis for
depriving a defendant of his or her
entitlement to a constitutionally guaranteed
right to a fair trial. The impact of
violating a defendant's right to a fair trial
cannot be measured by, or weighed against,
the quantum of evidence bearing upon his or
her guilt. (citations omitted).
[State v. Frost,
158 N.J. 76, 87 (1999).]
Yet, later that same term, in State v. Pepshi,
162 N.J. 490, 493
(1999), without any indication that it was consciously effecting
a change in approach, the Court found certain non-constitutional
error harmless "in light of the overwhelming evidence of guilt
and the innocuous nature of the testimony." See also State v.
Burton,
309 N.J. Super. 280, 289 (App. Div.), certif. denied,
156 N.J. 407 (1998) ("evidence of defendant's guilt was
overwhelming"); State v. Guzman,
313 N.J. Super. 363, 383 (App.
Div.), certif. denied,
156 N.J. 424 (1998) (Observing that "[t]he
State presented overwhelming evidence of defendant's guilt
independent of [co-defendant's] statements [to police]").
Despite the sometimes inconsistent language, we conclude
that, at least for constitutional errors, the correct approach
seeks a determination of "what should have (as opposed to what
did) or should not have (as opposed to what did not) influenced a
jury in any given case. When so viewed, the analysis becomes
less an exercise in judicial intuition, or second-guessing, and
more of a reasoned application of a set of rules to a given fact
pattern which ultimately results in the decision that the case
will or will not be reversed." Sweeney, supra, at 282. We
acknowledge that the contribution approach is not always an easy
path to follow when, as here, there is overwhelming untainted
evidence of defendant's guilt. "Indeed, [o]nly through a
determined adherence to principle do we look beyond the weight of
the evidence to the likely impact of an error." Edwards, supra,
at 1192.
Notwithstanding the strength of the State's evidence, and
the implausibility of defendant's explanation concerning his
sexually suggestive letter to P.T., this case still turned on
credibility. Having made the determination to testify, defendant
was entitled to have his credibility judged by the jury without
any improperly received evidence weighting the scales against
him. Defendant's admission that he "fondled" the girls was just
this type of proof. It strongly corroborated the victim's
testimony and may have been an important factor in the jury's
findings of guilt. As the Supreme Court noted in Fulminante:
A confession is like no other evidence.
Indeed, "the defendant's own confession is
probably the most probative and damaging
evidence that can be admitted against him . .
. . [T]he admissions of a defendant come
from the actor himself, the most
knowledgeable and unimpeachable source of
information about his past conduct.
Certainly, confessions have profound impact
on the jury, so much so that we may
justifiably doubt its ability to put them out
of mind even if told to do so."
[Fulminante, supra, at 499 U.S. at 296, 111
S. Ct. at 1257, 113 L. Ed.
2d at 322 (quoting
Bruton v. United States,
391 U.S. 123, 139-
40,
88 S. Ct. 1620, 1629-30,
20 L. Ed.2d 476, 487 (1968) (White, J. dissenting)).]
As one commentator has noted, confessions are known to have
a "profound effect" on juries, possessing "the potential to
completely undermine the defense." Renfro, supra, at 590.
"[I]nculpatory remarks by a defendant have a tendency to resolve
jurors' doubts about a defendant's guilt to his detriment."
State v. McCloskey,
90 N.J. 18, 31 (1982).
Thus, we find ourselves unable to conclude beyond a
reasonable doubt that defendant's admission did not contribute to
his conviction. Id. at 32; State v. Bankston, supra, 63 N.J. at
273; State v. Macon, supra, 57 N.J. at 340; United States v.
Walton, supra, 10 F.
3d at 1032-34. The fact that defendant was
found not guilty on some counts, suggesting that the jury did not
rush to judgment, does not undermine our conclusion. We do not
know the basis for the not guilty findings and cannot speculate;
the "bottom line" remains that defendant was found guilty on most
charges and his damning admission likely played a part in his
conviction. Indeed, the jury's attention was specifically
directed to defendant's statements in the course of the
instructions. Nor does defendant's vague statement, that he was
guilty on "some of the charges" in the complaint but not others,
eradicate the harm flowing from his specific admission of
fondling, which the prosecutor emphasized in her summation as
constituting strong corroboration of P.T.'s testimony.
On retrial, defendant's admission of "fondling" is deemed
inadmissible and may not be used for any purpose.
II
Defendant attacks the admissibility of five segments of
trial testimony relating what is claimed to be "fresh complaint"
evidence on the part of P.T. or S.A.T. We agree that some of the
testimony was inadmissible, but conclude that it either did not
rise to the level of "plain error," R. 2:10-2, or was harmless
error under the circumstances of the case. See State v. Macon,
supra, 57 N.J. at 337-39. We will address each area in turn and
then deal with the impact of any improperly admitted evidence on
the trial. First, however, we briefly discuss the parameters
governing the admission of such testimony.
The fresh complaint doctrine permits proof that a victim of
sexual assault complained of the assault within a reasonable time
to someone the victim would normally turn to for sympathy,
protection and advice. State v. Hill,
121 N.J. 150, 163 (1990);
State v. Tirone,
64 N.J. 222, 226 (1974); State v. Scherzer,
301 N.J. Super. 363, 419 (App. Div.) certif. denied,
151 N.J. 466
(1997); State v. J.S.,
222 N.J. Super. 247, 252 (App. Div.),
certif. denied,
111 N.J. 589 (1988). The evidence is permitted
to forestall the assumption that no assault occurred because no
complaint was made. State v. Balles,
47 N.J. 331, 338 (1966),
cert. denied and appeal dismissed,
388 U.S. 461,
87 S. Ct. 2120,
18 L. Ed.2d 1321 (1967); Scherzer, supra, 301 N.J. Super. at
419; J.S., supra, 222 N.J. Super. at 252. Consistent with the
rationale for its admissibility, which is to show only that a
complaint was made, no details of the complaint are admissible.
Hill, supra, 121 N.J. at 163. However, details of the complaint
may be permitted to rehabilitate a witness after impeachment to
show that statements were made after the incident consistent with
the witness's trial testimony. Id. at 165; N.J.R.E. 607; see
also, Buinno, Current N.J. Rules of Evid., comment 4 to N.J.R.E.
607 (2000).
While statements about the sexual assault must be reasonably
contemporaneous, that requirement has been given a flexible
application when the victim is a minor. State v. Bethune,
121 N.J. 137, 143 (1990). Thus, even a substantial lapse of time
between the assault and the complaint may be permissible if
satisfactorily explainable by the age of the victim and the
circumstances surrounding the making of the complaint. For
example, in State v. Hummel,
132 N.J. Super. 412, 423 (App.
Div.), certif. denied,
67 N.J. 102 (1975), a period of three
years between assault and complaint was allowed where the
fifteen-year-old victim had been repeatedly raped over a three-
year period and had just been removed from her abuser, thereby
freeing her from the bonds of a paralyzing fear. The remoteness
of the complaint from the abuse was found to affect only the
probative value, not the competency, of the evidence. Ibid.; see
also State v. Balles, supra, 47 N.J. at 341. Flexible
application of the doctrine to children's complaints is
recognized as a necessity since children are especially
vulnerable to being cajoled or coerced by their abusers into
remaining silent; they may be too frightened or embarrassed to
reveal the abuse. State v. Bethune, supra, 121 N.J. at 143-44;
State v. Kozarski,
143 N.J. Super. 12, 16 (App. Div.), certif.
denied,
71 N.J. 532 (1976); Hummel, supra, 132 N.J. Super. at
423.
In addition to being reasonably contemporaneous, the
complaint must be both spontaneous and voluntary, factors which
may be negated if the complaint results from interrogation. See
State v. Bethune, supra, 121 N.J. at 144; State v. Tirone, supra,
64 N.J. at 226-27; People v. Hood,
319 N.E.2d 802, 809 (Ill.
1974) (complaint elicited by question from friends as to "what
had happened" qualifies as excited utterance); People v. Damen,
193 N.E.2d 25, 30 (Ill. 1963) (complaint elicited by question
"what happened?" held admissible); People v. Evans,
527 N.E.2d 448, 458 (Ill. App. Ct. 1988) (complaint made in response to
questions such as "what's wrong?" and "Did he do something to
you?" is admissible because the questions were non-coercive);
State v. Stevens,
289 N.W.2d 592, 594-96 (Iowa 1980) (victim's
complaint of having been raped, made in response to a friend's
general inquiry about what was wrong, was admissible).
Frequently, juvenile sexual assault victims do not
spontaneously tell of the assault without being prompted by
questions. See State v. Bethune, 121 N.J. at 144. "Because the
child has no clear understanding of what has been done to her,
her 'original complaint' often consists of responses to the
questioning of a patient, persistent adult who draws the child's
story from her." Ibid.; accord State v. D.R.,
109 N.J. 348, 359-
60 (1988); State v. Kozarski, supra, 143 N.J. Super. at 16-17.
Thus, non-coercive questions do not rob a complaint of its
admissibility under the "fresh complaint" rule. See State v.
Hill, supra, 121 N.J. at 167; Bethune, supra, 121 N.J. at 144.
To determine whether a statement is in response to non-coercive
questioning, trial courts must consider the age of the child, the
child's relationship with the interviewer, the circumstances
under which the interrogation takes place, whether the child
initiated the discussion, the type of questions asked, whether
they were leading, and their specificity regarding the alleged
abuser and the acts alleged. See State v. Bethune, supra, 121
N.J. at 145. See also State v. Michaels,
136 N.J. 299, 308
(1994).
The first item challenged is P.T.'s statement to C.L. after
C.L. found defendant's highly suggestive letter in her room. The
incident took place on either March 19 or 20, 1998, just a day or
two after P.T.'s mother had moved out of the house. At that
point, C.L. had already become the paramour of P.T.'s father. As
C.L. testified:
I was saying good night to [P.T.] down
in her room. There was a piece of paper on
the floor folded up and I picked it up and
threw it on her dresser and I said next time
pick your stuff off the floor and she said
you can read it if you want to. I said no,
it's not mine. She said but I want you to.
I opened up the piece of paper and I read it.
Q: And what was the piece of paper?
A: It was a page written by
[defendant] to P.T.
. . . .
Q: With regard to the letter what did
you do after you read it?
A: I closed my mouth, folded the piece
of paper up and stuck it in my back
pocket.
Q: What happened next?
A: [P.T.] asked me if I was mad at
her. She told me not to say
anything to her father and I said
we'll talk about it.
. . . .
Q: And did she then go to sleep at
night or at least did you put her
to bed?
A: Yes.
Q: Did you say anything to her father
that evening?
A: No.
Q: The next morning did you have a
chance to speak with P.T.?
A: Yes.
. . . .
Q: When you spoke with P.T. the next
morning, . . . did she tell you that
[defendant] had touched her?
&n