SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-076-95T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
CHRISTOPHER GORRELL,
Defendant-Appellant.
_________________________________________________________________
Submitted October 28, 1996 - Decided December 17, 1996
Before Judges Havey, Brochin and Eichen
On appeal from the Superior Court of New
Jersey, Law Division, Hunterdon County
Susan Reisner, Public Defender, attorney
for appellant (Terri A. Cutrera,
Designated Counsel, on the brief).
Sharon B. Ransavage, Hunterdon County
Prosecutor, attorney for respondent
(Dawn M. Solari, Assistant Prosecutor,
of counsel and on the brief).
The opinion of the Court was delivered by
BROCHIN, J.A.D.
Defendant Christopher Gorrell was convicted of second and third degree aggravated assault (N.J.S.A. 2C:12-1(b)(1) and -(2)) and third degree possession of a knife for an unlawful purpose (N.J.S.A. 2C:39-4(d)). He was sentenced to ten years' imprisonment for the second degree offense and to concurrent
five-year terms of imprisonment for each of the other two
offenses.
Defendant has appealed. He argues that he was denied a fair
trial because of the ineffectiveness of his trial counsel who, he
asserts, did not understand the applicable hearsay rules; did not
effectively cross-examine the State's witnesses or select the
appropriate witnesses to present on his behalf; used an
incompetent affidavit to support his motion for a new trial and
failed to cite pertinent precedents; and, at sentencing,
neglected to present evidence of mitigating factors. He also
contends that the trial court committed prejudicial error by
admitting hearsay testimony, failing to adequately instruct the
jury about the precautions applicable to an admission by silence,
and failing to provide curative instructions or to voir dire the
jury to ascertain possible prejudice after several jurors were
inadvertently permitted to see him in handcuffs. Lastly,
defendant asserts that the court erred by disregarding mitigating
factors which should have reduced his sentence.
Defendant was convicted of assaulting a young man named
Bhakti Curtis following a street corner brawl. Curtis was driven
to the scene of the assault by a friend who waited for him nearby
while the fighting was going on. The friend found Curtis
afterwards, lying on his back on the street, bleeding from gaping
knife cuts to his chest and arm. The friend drove Curtis to a
hospital emergency room where 250 stitches and 60 staples were
used to close his wounds.
Curtis testified for the State. He had been drunk during
the fighting and, although he knew and was able to name five of
the approximately ten to twelve other combatants, he did not know
who had stabbed him. Only one of the State's other witnesses had
been present during the brawl. That witness testified that he
had been only an onlooker and had never been closer than nineteen
feet from the fighting. He told the jury that he did not see
defendant strike Curtis.
Defendant told the jury that he had not approached Curtis
until Curtis was on the ground and the people who had been around
him were dispersing. Then, according to defendant, he only
looked at Curtis's wounds and walked away. Three of defendant's
friends who had been present during the fighting testified on his
behalf. They stated that they had not seen him or anyone else
stab Curtis.
The knife with which Curtis had been stabbed was never
found. There was testimony that defendant used a box-knife in
his work that would have been capable of causing wounds like
those inflicted on Curtis, but others of those present were said
to own similar knives. There was no testimony that defendant had
had his box-knife in his possession on the night of the crime.
He denied that he had it with him and there was evidence that it
had been broken some time earlier.
The State's case depended entirely on two pieces of
evidence. The first of these is the testimony of Donnell Graham.
He testified that defendant came to his home shortly after the
stabbing. His testimony continued as follows:
Q [W]hat happened after he came to your
home?
A He knocked on my door . . . . And I went
downstairs, opened the door, and he said, "We
got him." And I asked him "Who?" and he said
"Bhakti.
. . . . Then I asked him, "What happened?"
And he said, "We beat him down."
. . . . [H]e just came out of the blue and
said, "I cut him . . . [w]ith my box knife."
The second piece of evidence on which the State rested its
case was developed during its cross-examination of one of the
defendant's witnesses, Roneld Scott, and during the presentation
of its rebuttal case. Scott testified that, while riding in a
car with at least two other persons shortly after Curtis was
knifed, he met defendant walking with Donnell Graham and perhaps
with one or more other friends who had been present during the
brawl. The prosecutor then cross-examined him as follows:
Q [I]sn't it true that everybody was calling
the defendant names?
A Yes. . . .
Q What names do you remember him being
called by everybody?
A Well, the person that was really calling
names was D [Donnell Graham]. . . .
Q Do you remember what names he was calling
him?
A He called him butcher. . . .
A Donnell, he was the one that was calling him that. And [defendant] told him to "Stop
calling me that." He's like "Don't call me
that."
Scott was then confronted with a written statement he had
given to Police Detective Ronald Cozze and, referring to the
statement, the prosecutor asked him whether he had not told
Detective Cozze that "Donnell Graham[ ] was calling the defendant
Butcher and Zorro, and also Keisha Jones was calling him that."
Scott replied, "No. I said Donnell." The prosecutor continued,
"And isn't it true that there was no response from the
defendant?" Scott answered, "No. . . . [W]hat he said was "Stop
calling me that."
The State presented Detective Cozze as a rebuttal witness.
After having established that the detective had taken a statement
from Scott, the prosecutor asked the following questions and
received the following replies:
Q In that statement did you ask Mr. Scott
about the fact that when the defendant
returned to the scene of the cutting, that
people were calling him, among other things,
Zorro and Butcher?
A Yes.
Q And did Mr. Scott tell you that the
reaction from [defendant] at the time was
that he didn't show any -- or to use his
words, "He didn't show no expression, just
was like there." Correct?
A. Yes.
The detective also denied that Scott ever told him that defendant
had responded to the epithets by saying, "Don't call me that."
Defendant claimed that Graham's testimony was a
fabrication. He attempted to buttress that contention by showing
that Graham harbored an enmity toward him engendered by earlier
controversies.
Graham had married defendant's sister about a year and a
half before the trial. On cross-examination, he testified that
about a year and a half earlier, he had been living with
defendant's sister and defendant in defendant's mother's
apartment. He stated that he was asked to leave the apartment
because defendant had falsely accused him of "beating the hell
out of his little sister." Defendant intended to also offer the
testimony of four witnesses who he expected to testify about a
recent incident during which Graham had threatened to kill or
injure defendant. The prosecutor objected. He argued, and the
trial judge agreed, that the witnesses could not testify about
Graham's threats because their testimony would be hearsay, that
the testimony was not admissible to affect Graham's credibility
because he had not been asked about the threats while he was on
the witness stand, and that there was no other applicable
exception to the hearsay rule. That ruling was error.
If Graham was hostile enough toward defendant to want to
kill him, that could reasonably have raised a doubt in the minds
of the jurors about whether Graham's testimony was truthful or
whether it was fabricated to serve his hostility. A threat to
kill, depending on the circumstances under which it was made and
how it was expressed, could certainly be evidence that the person
who uttered the threat felt extremely hostile toward the person
whom he threatened. Common sense therefore strongly suggests
that evidence of the threats should be admissible, not because
the person who is alleged to have uttered them denies that he did
so, but because the threats themselves may be strong evidence of
the state of mind of the person who threatened and therefore may
shed material light on the question whether his testimony should
be believed.
The trial court's view that some rules of law stood in the
way of this commonsense result was mistaken. It is fundamental
that
A witness may be impeached by showing
his bias -- "bias" being assumed here to be
interchangeable with such terms as
partiality, hostility, enmity, ill will,
malice, and prejudice. Thus, it may be shown
that witnesses for the prosecution had met to
organize a mob to hang the defendant; that
the witness had made threats against the
defendant; that quarrels had taken place
between the witness and the defendant; or
that ill feeling existed between the witness
and the defendant.
[2 Wharton's Criminal Evidence § 461 (13th
ed. 1972) (footnotes omitted).]
New Jersey law is to the same effect. See State v. Smith,
101 N.J. Super. 10, 13 (App. Div. 1968) ("[i]t is elementary that a
party may show bias, including hostility, of an adverse
witness"); State v. Pontery,
19 N.J. 457, 471-73 (1955).
Furthermore, the bias may be proved by extrinsic evidence:
[F]or the purpose of impairing or supporting
the credibility of a witness, any party
including the party calling the witness may
examine the witness and introduce extrinsic
evidence relevant to the issue of credibility
. . . .
[N.J.R.E. 607.]
See Clayton v. Freehold Twp. Bd. of Educ.,
67 N.J. 249, 253
(1975) (bias of witness may be shown by extrinsic evidence
without prior cross-examination of that witness); State v. Smith,
supra, 101 N.J. Super. at 13 (extrinsic evidence may be used to
establish bias). The impression of the trial court and the
attorneys in the present case, that a prior inconsistent
statement is the only category of extrinsic evidence that can be
used for impeachment, is incorrect. See State v. Silva,
131 N.J. 438, 444 (1993) (five modes of attack on witness' credibility
recognized, including partiality and prior inconsistent
statements); State v. Johnson,
216 N.J. Super. 588, 603 (App.
Div. 1987) (testimony regarding use of drugs or alcohol proper as
ground for impeaching credibility).
The objection on the ground of hearsay to defendant's
proffer of witnesses who would have testified about Graham's
threats against defendant was also mistaken. Wigmore states
the pertinent rule as follows: "Utterances indirectly indicating
fear, ill-will, excitement, or other emotion on the part of the
speaker are also admissible, whether the person be one whose
state of mind is in issue . . . or a witness whose bias is to be
ascertained." 6 Wigmore on Evidence § 1790 at 326 (Chadbourn
rev. 1976); see N.J.R.E. 803(c)(3); cf. State v. Benedetto,
120 N.J. 250, 255-56 (1990).
Our holding in State v. Maxwell,
50 N.J. Super. 298 (App.
Div. 1958), is squarely in point. We held in that case that the
trial court had erred in excluding evidence of threats which was
offered to impeach the testimony of the person who uttered the
threats. The defendant was tried for atrocious assault. He
denied the charge, claiming that he had not been present when the
assault was committed. Id. at 300-01. To establish that the
complaining witness was trying to frame him in order to "get
even" with him, the defendant proffered someone who was prepared
to testify that he had overheard the complaining witness threaten
that he would "get even" with defendant. Id. at 306. Our
explicit holding was:
We hold that defendants' counsel had the
right to cross-examine the complaining
witness with reference to the claimed
incident in question and had a right to
pursue this inquiry with a witness who was
said to have been present at the time of the
alleged conversation. State v. Pontery,
19 N.J. 457, 471 (1955). [Emphasis added.]
[Maxwell, supra, 50 N.J. Super. at 307
(emphasis added).]
In the present case, the evidence which incriminated
defendant came almost exclusively from Graham. The jury needed to
evaluate Graham's credibility in order to decide what weight to
give his testimony that defendant had admitted his guilt. The
jury also had to evaluate Graham's credibility to decide what
significance to attribute to Scott's testimony that Graham was
calling defendant "butcher" after the stabbing. The erroneous
exclusion of evidence which bears on Graham's credibility
requires that defendant be given a new trial.
We will comment on the admissibility of Scott's and Cozze's
testimony about the names that defendant was called because that
issue will probably arise again on retrial. If Scott had testified consistently with his pretrial statement that when Graham, and perhaps others, called defendant "butcher" shortly after Curtis was stabbed, defendant did not deny, and may have welcomed, the implication, the testimony would have been inadmissible as hearsay unless, as the State contends, it fell within N.J.R.E 803(b)(2), the exception for adoptive admissions.See footnote 1 That exception applies to "A statement offered against a party which is: . . . (2) a statement whose content the party has adopted by word or conduct or in whose truth the party has manifested belief . . . ." Pursuant to that rule, if Scott had testified consistently with his pretrial statement, the admissibility of his trial testimony would therefore have depended on a preliminary judicial finding that defendant had adopted or manifested a belief in the assertion implied by the epithets applied to him. Cf. Greenberg v. Stanley, 30 N.J. 485, 497-98 (1959); State v. Briggs, 279 N.J. Super. 555 (App. Div.), certif. denied, 141 N.J. 99 (1995); Burbridge v. Paschal, 239 N.J. Super. 139, 154-55 (App. Div.), certif. denied, 122 N.J. 360 (1990); see N.J.R.E. 104 (a) and (c) and 803(b) ("In a criminal proceeding, the admissibility of a defendant's statement which is offered against the defendant is subject to Rule 104(c)"). The
facts asserted in Scott's statement -- that defendant smiled
silently when Graham called him "butcher" in the presence of
other persons who had been present during the brawl -- would have
permitted, but would not have compelled, findings by the court
and by the jury that defendant's silence was an implied or
adoptive admission that he had acted like a butcher in stabbing
Curtis.
However, Scott's trial testimony differed from his pretrial
statement. At trial he denied saying that defendant had
responded to the epithet by smiling and remaining silent; he
testified that defendant told Graham to stop. Scott's pretrial
statement itself therefore became admissible as substantive
evidence, provided that the pretrial statement satisfied the
requirements of N.J.R.E. 803(a). Cf. State v. Brown,
138 N.J. 481, 542 (1994) (inconsistent statement, including a feigned lack
of recollection of prior statement, admissible as substantive
evidence). The admissibility of the statement therefore depended
on a finding by the court that defendant, by his silence, had
implicitly admitted the truth of what Graham was implying by
calling him "butcher."
Detective Cozze's testimony relating what Scott had said in
his pretrial statement was not admissible unless the statement
was part of the proof of an adoptive admission by defendant.
Except as part of an adoptive admission, Scott's pretrial
statement was not admissible merely because it contradicted his
trial testimony elicited by the State on cross-examination. The
State was entitled to cross-examine Scott to prove how defendant
had greeted the appellation "butcher" only if defendant's
reaction to the epithet was tantamount to an admission of what
the epithet implied. Otherwise the testimony about what
defendant was called and how he responded was prejudicial
hearsay.
In the event of a retrial, whether or not the testimony
about what defendant was called and how he responded was
objectionable hearsay or an adoptive admission should be
determined in a Rule 104 hearing. If the testimony is found to
be admissible, the jury, without being told of the court's
determination, should be instructed by the court that Scott's
testimony about how defendant reacted to Graham's calling him
"butcher" should be considered on the issue of defendant's guilt
only if the testimony is credited and, in addition, only if the
jury finds that defendant's reaction to the epithet is tantamount
to an admission that he stabbed Curtis. See State v. Kobylarz,
44 N.J. Super. 250, 259 (App. Div.), certif. denied,
24 N.J. 548
(1957), overruled sub silentio on other grounds, State v.
Deatore,
70 N.J. 100, 115 n.9 (1976).
Our disposition of the case makes it unnecessary for us
to address any of defendant's other argument points except his
contention that his sentence was excessive because mitigating
factors were not considered. We hold that this last point is
entirely without merit. R. 2:11-3(e)(2).
The judgment appealed from is reversed and the case is
remanded for further proceedings not inconsistent with this
opinion.
Footnote: 1It is possible that the testimony that Graham called defendant "butcher" would also be admissible under the "excited utterance" exception to the hearsay rule if the utterance meets the conditions for that exception. See N.J.R.E. 803(c)(2). That possibility was not argued in the trial court or on appeal, but the parties will be free to explore it on remand.