SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-770-94T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DENNIS G. IPPOLITO,
Defendant-Appellant.
________________________________________
Argued: January 17, 1996 Decided: February 16, 1996
Before Judges Dreier, A.M. Stein and Kestin.
On appeal from the Superior Court of New
Jersey, Law Division, Somerset County.
Mark H. Friedman, Assistant Deputy Public
Defender argued the cause for appellant
(Susan L. Reisner, Public Defender,
attorney; Mr. Friedman, of counsel and on
the brief).
Nancy Peremes Barton, Deputy Attorney General
argued the cause for respondent (Deborah T.
Poritz, Attorney General, attorney; Ms. Barton,
of counsel and on the brief).
The opinion of the court was delivered by
DREIER, P.J.A.D.
Defendant appeals from convictions of fourth-degree theft of property of $200 or more, N.J.S.A. 2C:20-3a, and of the disorderly persons offense of resisting arrest, N.J.S.A. 2C:29-2a, a lesser-included offense of the fourth-degree crime originally charged. Defendant was sentenced to a term of eighteen months with a nine-month parole disqualifier for the
theft and to a 180-day concurrent sentence in the county jail for
resisting arrest.
Defendant and his sister's fiancee, Jack Ensel, were seen
loading plywood into Ensel's van at a residential construction
site in Warren at 11:00 p.m. One of the partners in the
construction company developing the site and a friend of his had
noticed the van earlier in the evening and then again saw the van
there at 11:00 p.m. Becoming suspicious because all other
workers had left the site, they called the police. The owner
later discovered that twenty or thirty sheets of plywood were
missing.
As the police arrived at the site, they observed the van
with its lights off and its door open, the two individuals
outside the van became aware of the presence of the police car,
they jumped inside the van and drove away with their headlights
off. When the police attempted to stop the vehicle by activating
their overhead lights, the driver then turned on the van's lights
and sped away. The police car followed with its lights and siren
activated. After a four-mile chase through Warren, Watchung, and
Greenbrook the van stopped in the opposite lane of traffic. Both
occupants exited through the driver's side and began to run away.
The officers pursued the suspects and eventually caught
defendant, who had been the passenger in the van. The driver
could not be found, but was later arrested. There was a
question concerning the amount of resistance defendant gave to
his arrest. One officer sprained his knee and elbow and the
other officer broke his left index finger and sprained his wrist.
Defendant contended that when the van stopped, he stepped out of
the van on the driver's side so that he would not walk into the
middle of the street, but before he moved two steps, he was
tackled and everything became "foggy and blurry." He denied
running or struggling.
Ensel, the driver of the van, entered into a plea agreement
and testified for the State in return for a non-custodial
sentence. He asserted that defendant had "asked me to come and
pick him up and take a ride to get some plywood." He picked up
defendant in a rented van and followed his directions to the
development where they began loading the van with wood. When
Ensel saw the police he "panicked and just drove away, with the
police car chasing ...." He finally "stopped the van and ran"
when he "realized that [he] wasn't going to get away." He hid
under a bush and waited until everyone left before walking out of
the woods. Before making his plea agreement, he had submitted a
false alibi statement to the court, claiming he was at a motel
the entire evening with his fiancee.
Defendant gave contrary testimony. He stated that he was
employed as a carpenter at the time of the robbery and also did
independent carpentry work, but he had never worked in any
developments in Warren. On the night of the robbery, Ensel
pulled his van up to defendant's home and asked him to take a
ride to talk about problems between Ensel and defendant's sister.
They drove to a job site where Ensel said his "boss okayed him to
take some lumber and move it." The defendant was unsure how
Ensel was employed at the time, but he was aware that Ensel had
had various jobs as a building laborer and a security guard.
Defendant testified that he thought what they were doing was
proper because he saw people "walking around and stuff ...."
When he became aware that the police were pursuing them, he
repeatedly asked Ensel to pull over. When Ensel finally stopped,
the defendant stepped out of the van only to be tackled by the
police.
Defendant raises two principal problems concerning the jury
charge, as well as a claim of ineffective assistance of counsel:
POINT I
THE CONVICTION AND SENTENCE IMPOSED FOR
FOURTH DEGREE THEFT MUST BE REVERSED BECAUSE
DEFENDANT WAS DENIED A FAIR TRIAL WHEN THE
JURY WAS NOT INSTRUCTED ON THE AFFIRMATIVE
DEFENSE OF CLAIM OF RIGHT SET FORTH IN
N.J.S.A. 2C:20-2c AND WAS GIVEN AN IMPROPER,
CONFUSING AND INCOMPLETE INSTRUCTION ALLOWING
IT TO INFER GUILT OF THEFT FROM DEFENDANT'S
"UNEXPLAINED" POSSESSION OF STOLEN PROPERTY.
(Not Raised Below)
A. Failure to Charge on Claim of Right.
B. Improper Jury Instruction on Inference of
Theft from Possession of Recently Stolen
Property.
C. Ineffective Assistance of Counsel.
Defendant's initial point is that the judge should have
given a "claim of right" charge. He raises it both as an issue
of plain error, R. 2:10-2, and to indicate the ineffectiveness of
his counsel in not requesting this charge which defendant claims
was amply supported by the evidence.
The State, however, asserts that a claim of right defense is
inapplicable to the facts of this case because it is triggered
only where a defendant presents evidence of an honest claim of
ownership. According to the State, defendant asserted merely
that he thought Ensel had the authority to move the wood,
defendant did not claim ownership of the wood, and therefore, the
defense should be inapplicable.
The State's position is not supported by the plain language
of the statute, the original commentary to the Code of Criminal
Justice, or our reading of the case law. Under N.J.S.A. 2C:20-2(c)2:
It is an affirmative defense to prosecution
for theft that the actor:
....
(2) Acted under an honest claim of right to
the property or service involved or that he
had a right to acquire or dispose of it as he
did;
....
There is no indication in the statute that the application of
this defense is limited to a claim of ownership.
An ownership requirement is also absent from the language of
the commentary of the Criminal Law Revision Commission which
recommended the statutory wording. To the contrary, the
commentary speaks of the defendant and the owner as potentially
separate individuals:
4. Claim of Right: Subsection c. To be
guilty of theft, the actor must be aware that
he is appropriating property and that it is
the property of another, i.e., there must be
a "conscious" misappropriation. He is not a
thief if he mistakenly supposes that the
owner has consented....
[2 Commentary: Final Report of the New
Jersey Criminal Law Revision Commission 221
(1971) (emphasis added).]
This issue in the present case was raised under similar
circumstances in State v. Taplin,
239 N.J. Super. 95 (App. Div.
1988). There, the defendant had been charged with assisting a
friend in stealing a television set from the home where the
friend lived with his mother. The defendant admitted helping his
friend remove the television, but claimed that he did not realize
the friend had no right to take and sell it. Id. at 96-97. On
appeal, defendant urged that the court had committed plain error
in failing to charge the affirmative defense of claim of right.
Id. at 96. We reversed the conviction on other grounds and did
not directly rule on the claim of right issue. However, we
stated specifically that "we assume ... that the trial judge will
be requested to charge the claim of right defense recognized by
N.J.S.A. 2C:20-2(c)." Id. at 100.
The State argues that State v. Mejia,
141 N.J. 475 (1995)
and State v. Harris,
141 N.J. 525 (1995) support its contention
that the statute requires a claim of ownership and that
defendant's arguments merely related to the elements of theft
generally. In Mejia, the Court defined the claim of right
defense in language that apparently included an ownership
requirement:
To establish the claim-of-right defense,
defendant need prove only that he honestly
believed that he was recovering his own
property.
[Id. at 497 (emphasis added).]
Yet in the same paragraph as the latter quotation, the Court also
cited with approval State v. Taplin, supra, which the Supreme
Court characterized as recognizing that defendant was "entitled
to [the claim of right] defense because he honestly but
incorrectly believed he was assisting [the] rightful owner in
removing [the] television set." Ibid. The court also observed
that the claim of right defense goes beyond merely negating an
element of a theft or robbery charge: "By comparison, claim of
right is not premised on a failure of proof, but on
justification." 141 N.J. at 496. From these citations, we glean
the Supreme Court's approval of the principle that the claim of
right defense encompasses more than claims of ownership.
We next turn to the issue of whether the absence of the
claim of right charge was plain error. The general rule is that
it is plain error for a court to omit a charge concerning a
statutory affirmative defense that has been established by
evidence in the case, "regardless of what requests counsel may
make." State v. Moore,
113 N.J. 239, 287-288 (1988) (regarding
the statutory defense of diminished capacity); State v.
Underwood, 1
995 W.L. 767414 at *5, ___ N.J. Super. ___, ___ (App.
Div. 1995) (concerning the statutory defense to theft that the
property was received with a purpose of returning it to the true
owner); State v. Jasuilewicz,
205 N.J. Super. 558, 574-575 (App.
Div. 1985), certif. denied,
103 N.J. 467 (1986) (regarding the
defense of diminished capacity).
While we have found no case specifically treating the
omission of a claim of right defense as plain error, in State v.
Bzura,
261 N.J. Super. 602 (App. Div.), certif. denied,
133 N.J. 443 (1993), we held that the defendant was not prejudiced by the
absence of a specific jury charge concerning claim of right
because the trial court's instructions had specifically addressed
the defense's claim of right theory. Id. at 616-617. Although
the defendant claimed that the statutory defense should have been
specifically charged, we stated that the trial judge in his
charge had sufficiently presented the defense for the jury's
consideration. We clearly implied that we would have found plain
error had the trial court sua sponte not explained the substance
of the defense to the jury. Ibid. Likewise, in State v. Taplin,
supra, we did not have to reach this issue since we found other
bases for reversal. 230 N.J. Super. at 99-100. As noted
earlier, we clearly stated that defendant was entitled to the
claim of right charge on remand. Id. at 100.
In the case before us, there were ample facts to support
defendant's claim based upon his testimony.See footnote 1 The circumstances
of the claim of right defense should have been apparent to the
trial judge through defendant's testimony and his attorney's
summation. This is not a situation where the court would have
been required "`on its own meticulously [to] sift through the
entire record' to determine whether the issue properly was before
the jury." State v. Jasuilewicz, supra, 205 N.J. Super. at 575
(distinguishing State v. Choice,
98 N.J. 295, 299 (1985), where
the court mistakenly charged the jury on manslaughter with little
bases in the record). In the case before us, the jury could have
determined factually that one of three scenarios existed: First,
defendant had been duped by his future brother-in-law to assist
him in a theft; second, Ensel had been duped by defendant to
assist defendant in a theft; or third, defendant and Ensel were
partners in crime, and each was merely attempting to lay the
blame on the other to save himself. The issue turned sharply on
the credibility of defendant and Ensel, but the jury was never
told that if they believed defendant, his explanation was in fact
exculpatory under the statute.
The court did tell the jury that it could consider "a
satisfactory explanation" for the defendant's possession of the
property. But the judge kept cutting short his instruction as to
what constituted a satisfactory explanation. At best, this was
confusing to the jury, and at worst, this constituted a charge
that the claim to right defense was unavailable. The judge
stated:
In considering whether possession of
recently stolen property has been
satisfactorily explained, you are reminded
that in the exercise ... that paragraph
should not be in there. Does not apply to
this case.
Possession may be satisfactorily
explained through other circumstances, other
evidence independent of - - nope. -
Independent of any testimony of the accused.
The jury could have understood these words to mean that it needed
independent testimony to determine whether the explanation was
satisfactory and could not apply the defense on the basis of
defendant's testimony alone. Since defendant offered no proof
other than his own testimony, the jury would have had no legal
basis to accept defendant's explanation.
For the first time on appeal, defendant also raises the
objection that the court improperly charged the jury that it
could consider the common law presumption that defendant's
possession of stolen merchandise shortly after the theft
permitted the inference that defendant was the thief. He argues
that the charge was not only improper, but that it aggravated the
error created by the absence of the claim of right charge.
The inference charge is given when there is a dispute
concerning the identity of the person who physically took the
property. State v. Dancyger,
29 N.J. 76, cert. denied,
360 U.S. 903,
79 S.Ct. 1286,
3 L.Ed.2d 1255 (1959). The evidence in
Dancyger established that the defendant possessed stolen jewelry
within hours of its taking, but no direct evidence established
that defendant actually took the jewelry and he told police that
he found it in the gutter. Id. at 81-82. In Dancyger's often-quoted words:
It is well established that the unexplained
and exclusive possession of stolen property
shortly after the theft justifies an
inference that the possessor is the thief.
The basis for such an inference is the
improbability that the accused could have
acquired the stolen property so soon after
the theft unless he was the thief.See footnote 2
[Id. at 85 (citations omitted) (emphasis
added).]
The absence of direct evidence showing that defendant not only
possessed the property, but was involved in its taking a short
time earlier creates the need for the inference and the charge.
See also State v. Davis,
50 N.J. 16, 26 (1967); State v. Thomas,
103 N.J. Super. 154, 156-158 (App. Div. 1968); State v. Griffin,
84 N.J. Super. 508, 522-523 (App. Div. 1964).
The charge is inappropriate where, as here, defendant admits
that he took the property and that he possessed it from the time
it was taken until it was recovered, but he has explained his
possession as a claim of right. In light of such evidence,
defendant's acquisition and possession of the property is no
longer improbable or unexplained. His possession of the property
from the time of its removal was a certainty and there is no need
for the jury to resolve the issue by inference. In circumstances
such as these, the use of the inference in the face of a claim of
right by defendant has an unduly prejudicial effect.
Additionally, we note that the judge removed from the
accomplice liability charge the requirement that it was
defendant's conscious objective that the crime of theft be
committed. This error also compounded the effect of the omitted
claim of right charge. These errors individually and
cumulatively require a new trial.
Since we have determined that a new trial is necessary, we
need not treat defendant's claim of ineffective assistance of
trial counsel. We trust that on the retrial of this case the
relevant charges will be requested and given.
The errors just noted do not, however, affect defendant's
conviction for the disorderly persons offense of resisting
arrest. The errors may have affected the legal effect the jury
gave to defendant's testimony, but they should not have adversely
affected his credibility. It is clear that the jury carefully
considered the issue of defendant's arrest since it rejected the
State's claim that defendant was guilty of the fourth-degree
crime of resisting arrest, but found him guilty solely of the
disorderly persons offense. The jury obviously found under
N.J.S.A. 2C:29-2 that the State had not proved beyond a
reasonable doubt that defendant had used or threatened physical
force or violence against the officers effecting his arrest. We
therefore affirm the disorderly persons conviction.
Defendant's conviction of theft of moveable property is
reversed and the matter is remanded to the Law Division for
retrial. Defendant's conviction of the disorderly persons
offense of resisting arrest is affirmed.
Footnote: 1Of course, if there are insufficient facts raised by the evidence at trial to support the defense, the charge need not have be given. See e.g., State v. Harris, supra, 141 N.J. at 559. Footnote: 2Although the Court in Dancyger speaks of the "unexplained possession" of stolen property, it is clear that a defendant cannot avoid the presumption merely by offering an explanation for his possession of the property after its unlawful taking. In Dancyger, the defendant explained his possession as his having found the property and the inference was still properly charged, because if the jury rejected defendant's explanation, his later possession still had to be related back to his having been the person who took the jewelry.