SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6842-96T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DUNCAN H. FARRELL,
Defendant-Appellant.
___________________________________
Argued: November 10, 1998 - Decided: April 22, 1999
Before Judges Kestin, Wefing and Carchman.
On appeal from the Superior Court of New Jersey,
Law Division, Criminal Part, Essex County.
Bartholomew Baffuto argued the cause for appellant
(John Menzel, attorney; Mr. Menzel, on the brief).
Robert L. Cerefice, Assistant Essex County
Prosecutor, argued the cause for respondent
(Patricia A. Hurt, Essex County Prosecutor, attorney;
Mr. Cerefice, of counsel and on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
Defendant appeals from a judgment of conviction entered in the
Law Division on de novo on the record appeal, R. 3:23-8(a), from
the East Orange Municipal Court. The convictions were for driving
while under the influence of intoxicants (DWI), N.J.S.A. 39:4-50,
and failure to maintain a single lane, N.J.S.A. 39:4-88b. As in
the Municipal Court, fines of $250 and $55 and court costs of $30
and $31, respectively, were imposed; and statutory assessments were
ordered: $100 Alcohol Rehabilitation and Enforcement Fund, $50
V.C.C.B., and $75 Safe Neighborhood Fund. Enrollment in the
I.D.R.C. was ordered and defendant's driver's license was suspended
for 180 days. The sentence was stayed pending appeal.
On appeal, defendant raises the following issues:
POINT I THE MUNICIPAL COURT SHOULD HAVE DISMISSED
COMPLAINTS AGAINST DEFENDANT BECAUSE THE
STATE'S BAD FAITH IN CONDUCTING THE
PROSECUTION AND ITS GROSS NEGLECT AND
FAILURE TO TIMELY PROSECUTE VIOLATED
SUPREME COURT DIRECTIVES, DEFENDANT'S
SPEEDY TRIAL AND DOUBLE JEOPARDY RIGHTS,
AND JUDICIAL INTEGRITY.
A. CONTINUATION OF PROCEEDINGS VIOLATED
THE "60-DAY RULE."
B. ADJOURNMENTS VIOLATED SPEEDY TRIAL
PRINCIPLES.
1. DELAY WELL EXCEEDED 60 DAYS.
2. THE STATE CAUSED ALL BUT ONE
ADJOURNMENT.
3. FARRELL REPEATEDLY ASSERTED HIS
RIGHT TO A SPEEDY TRIAL.
4. FARRELL'S PREJUDICE IS BEYOND
QUESTION.
C. ADJOURNMENTS VIOLATED DOUBLE JEOPARDY
PRINCIPLES.
D. ADJOURNMENTS COMPROMISED JUDICIAL
INTEGRITY AND DISCREDITED RELIANCE ON
COURT ORDERS.
POINT II EVIDENCE BASED ON THE TROOPER'S
OBSERVATIONS OF DEFENDANT FAILED TO PROVE
BEYOND REASONABLE DOUBT THAT DEFENDANT WAS
UNDER THE INFLUENCE OF INTOXICATING
LIQUOR.
POINT III CONVICTION OF BOTH DWI AND WEAVING
VIOLATED DEFENDANT'S RIGHT TO BE FREE OF
DOUBLE JEOPARDY IN THAT SUCH A RESULT
FRACTIONALIZED CONDUCT COMMON TO BOTH
CHARGES AND RESULTED IN MULTIPLE
PUNISHMENTS FOR A SINGLE ACT.
POINT IV DEFENDANT WAS ENTITLED TO A JURY TRIAL.
We reverse because of the inexcusably extensive delay in
prosecuting the charges to completion: 663 days from the issuance
of the summonses through thirteen non-continuous, widely-spaced
court sessions.
Defendant was charged on January 21, 1995 by New Jersey State
Trooper Michael A. Mattia. An arraignment originally scheduled for
February 2, 1995, was cancelled without court appearance. By
letter dated February 3, 1995, defendant's counsel, inter alia,
entered his appearance and a not-guilty plea, filed notice of
several pretrial motions, made discovery requests and proffers, and
asserted defendant's constitutional right to a speedy trial. On
February 24, 1995, defense counsel acknowledged receipt of some
discovery and requested other, missing, matter; and on February 25,
he filed and served a brief in support of his motions, including
those addressed to the breathalyzer procedures which had been
employed and the admissibility of the results. An inordinate
number of continuances and lengthy adjournments then ensued.
The parties first appeared for trial before Judge Watson of
the East Orange Municipal Court on April 27, 1995, more than three
months after the summonses were issued. The municipal prosecutor,
Mr. Hodge, who had not yet responded to defendant's motions and
brief, sought additional time to meet the motions. Defense counsel
consented, and the matter was carried to May 26, 1995, with the
judge noting "we're way past the deadline already on it."
On May 26, 1995, the matter came on for trial before Judge
Stephens. The municipal prosecutor's office still had not
responded to defendant's motions, and State Trooper Mattia had not
been notified to appear. Defendant was ready to proceed and again
raised the issue of speedy trial, noting "we're well past the 60-day guidelines." Ms. Holmes was the municipal prosecutor assigned
to the matter that day and in all the ensuing proceedings but one.
She had not seen defendant's motions and supporting brief, and was
unprepared to address the issues raised. The trial judge adjourned
the matter, noting "the duty upon our prosecutors . . . that they
have to work their coordination out a little bit better." Defense
counsel requested "a deadline with regard to the response [to his
motions and brief] and obviously, if there is no brief received by
that deadline, I take it the motions would have to be entertained
as unopposed." The prosecutor agreed to a thirty-day deadline and
the judge ordered it. The matter was continued for forty-nine
days, until July 14, 1995.
On July 14, the matter was before Judge Booker. The State's
brief in response to defendant's had been received by both defense
counsel and the court that very day notwithstanding the thirty-day
response period established by the court on May 26. A recently
decided Appellate Division case bore upon an argument made by the
State responding to defendant's contention that the breathalyzer
results were inadmissible, and the court offered defendant
additional time to respond, until September 15. The following
colloquy ensued:
MR. MENZEL (defense counsel): Your Honor, I
could probably reply a response [sic], in fact, if
you will permit me -- I wouldn't mind hoping to see
if we could get a Court date before the end of this
month, because this case is getting on more than 6
months.
MS. HOLMES (prosecutor): Well if he supplies
his reply * * * I'm going to supply mine. * * * I'm
going to need * * * additional time as well.
MR. MENZEL: Also, Your Honor, there are
unresolved discovery issues in this case and I would
like to get that wrapped up because each time we
come here, this is my third time here. The State
was not prepared to do any of this until today and
even today, I don't get the brief until the day of
the hearing.
THE COURT: That's why I'm permitting you time.
MR. MENZEL: I understand that, Your Honor, but
I'm also suggesting that we may want to deal . . .
this time with the outstanding discovery issues
because there is a letter in my file that is
addressed both to the Court and to the Prosecution
setting out my specific requests in light -
basically, acknowledging document by document what I
did receive, pointing out what I perceived to be
missing in the case and what was needed by the
defense to adequately prepare.
I point out to the Court that there is some
discovery expressed in part by State v. Ford that
has not been provided.
MS. HOLMES: Your Honor, he did get that
letter.
MR. MENZEL: I think Your Honor has the letter
in front on you, I think, from February 24th which
sets it out at length.
So Your Honor, the only other thing that I
would ask is that I know that there was reference in
the State's moving papers to reports being attached
to the briefs. I would just like what was attached?
MS. HOLMES: Judge, he did send a letter and
Mr. Hodge sent a letter back to him indicating that
the discovery that was supplied to him is all that
the State was going to use in their anticipation of
the litigation and that was all that he was required
to receive. Mr. Hodge and I had this discussion
several times on this case and what was supplied to
him was all that Mr. Hodge deemed that he was
entitled to receive.
Your Honor with reference to him receiving the
brief today. It was my understanding that Judge
Stephens instructed me to give the brief by July
14th and that's why I did it today.
MR. MENZEL: I think -- I think we've remedied
that.
MS. HOLMES: He said within 30 days, but I gave
it today because that was my understanding of Judge
Stephen's instructions.
MR. MENZEL: Okay.
THE COURT: September 5th. [sic]
The matter next came before a fourth judge, Judge Frasca, on
September 15, 1995. He adjourned the trial because Judge Booker,
on July 14, had begun to hear the motion arguments:
THE COURT: I think that it's inappropriate for
me to move this case under these conditions. As I
would best understand it, there have been
certifications under Garth which may be of some
interpretation either advisory or perhaps of great
probative value and I think that that's a matter for
Judge Booker to respond to.
Therefore, I'm going to merely postpone this
matter with apologies to everybody for any
inconvenience that this has caused.
MR. MENZEL: Your Honor I would just ask that
we be notified of a date[.]
THE COURT: What are you asking me to do?
MR. MENZEL: Give me a target date and if there
is a problem --
THE COURT: I'm going to give it a date. It
will be on that date. If that is not a convenient
date for you, or an impossible date, contact your
adversary and tell your adversary what you have in
mind. If there was a joint request made to Judge
Booker, I'm sure he'll respond to it, but I'm going
to have to give it a date.
MR. MENZEL: Okay, Judge.
THE COURT: Okay.
MS. HOLMES: Your Honor, just in your
consideration of the date, I have both of the
Troopers here who have been here all morning, and
they've informed me that they will have special
details for the Pope, is it? And that will be the
first 2 weeks in October. So if Your Honor is
inclined to give it a date, I would request that it
be later than that.
THE COURT: 27th of October?
UNID. MALE: That's fine, Your Honor.
MS. HOLMES: Is that fine for you, Mr. Menzel?
MR. MENZEL: I would have to check. I don't
know until next week. That would be at 9:00 AM?
Actually, I would ask for ready, hold at 10. Just
for the trial. I don't think that there is a
problem here.
MS. HOLMES: No, and you have my number in case
it's not good for you?
MR. MENZEL: Yes.
MS. HOLMES: Okay.
THE COURT: October 27th for trial. Motion to
be decided prior.
MS. HOLMES: You want to conference?
MR. MENZEL: Yes, outside.
THE COURT: Also, it has come to my attention.
I don't know how accurate this is because I don't
think that anybody has actually talked to the
attorney.
There is some indication that the Attorney
General's office may want to either appear or
provide information, or otherwise be heard on the
motion. That's part of the reason why I don't think
that we were in the position to proceed with today's
date. Is that correct? You got information with
regard to that?
MS. HOLMES: I just have a message saying
Steven Munsen called. He is willing to help, Your
Honor, but he's going to take more time. He may
have to postpone, call him.
THE COURT: It's not necessarily an appearance.
MS. HOLMES: No.
THE COURT: He's willing to deal with you.
MS. HOLMES: Yes.
THE COURT: Okay. All right, you've got to
clarify that. Speak to him. No more delays,
please.
On October 27, 1995, Judge Stephens was presiding. He
adjourned the trial once more, again because Judge Booker had
previously begun to hear motion arguments and should be the judge
to conclude the matter. In doing so, Judge Stephens rejected
defendant's request to hear the motion and decide it. Defense
counsel had registered a polite, but vigorous objection to yet
another adjournment:
MR. MENZEL: * * * [A]lthough I really would
like to accommodate the Court as much as I could, I
do have a problem in that this is our fifth time
here. My client has been here every time. I now
have an expert witness here.
I know the State has had -- the trooper's been
here three times and I think . . . the State's
expert, has been here two times.
And, of course, we're well past any kind of 60
day rule. --
THE COURT: Sure. No question.
MR. MENZEL: It's just becoming a great
hardship for everybody involved.
And I would appreciate it -- once the motions
are decided, we're ready to proceed. Four of the
motions that are outstanding are really pro forma
type motions that I expect will be denied. I have
to raise them just in case I get lucky in federal
court one day on those issues.
The one real issue that I view in this case
that must be decided before trial is the motion for
which the briefs have been submitted. That is the
one to exclude the breath tests.
I have another motion pending to dismiss the
complaint on a very technical ground, which Your
Honor may want to entertain.
And then we have a motion to suppress. But
again, given the nature of this particular case, my
expectation is that even in light of State v. Allen
(phonetic), which came down two weeks ago, that the
prosecutor and I are probably going to end up
stipulating the suppression hearing testimony into
the trial.
And so I ask the Court that if the Court is
prepared to deal with this today, that we do deal
with this today and try to get it resolved once and
for all.
Notwithstanding this request, the motion arguments and trial were
rescheduled for a day on which Judge Booker would be sitting.
When trial resumed on November 27, 1995, Judge Booker denied
defendant's motion to exclude the results of the breathalyzer test.
The court disposed of some other pending motions in the case; and,
at defendant's suggestion and with his stipulation so that "we can
finish this case today[,]" Judge Booker heard testimony from State
Trooper Mattia on combined considerations of defendant's motion to
suppress and the merits of the charges. During Trooper Mattia's
direct testimony, the State sought to use S-5, a breath testing
instrument inspection certificate. Defendant objected on the
grounds that the certificate, although specifically requested in
discovery on February 3, 1995, had not been provided; and that when
it was requested a second time, on February 24, 1995, as missing
discovery, the State declined to provide it on the basis that the
State did not intend using any additional matter not already
provided. Rather than ruling on the merits of the issue at the
time, the trial court, once again, adjourned the matter:
MR. MENZEL: * * * So, I object to the use of
that document at this time, by the State in the
middle of the trial, your Honor.
THE COURT: Okay. Mr. Menzel . . . is it of
your opinion that said failure will extremely
prejudice your client's rights to have a fair trial?
MR. MENZEL: Absolutely, your Honor. The
entire case preparation effort in this matter is
based on the premise that we dealing with only that
discovery which the State has provided. It would
unfairly prejudice the defense to go through at this
time.
We're here to try the case today. As you can
see, we're here and there would be undue prejudice
and I ask pursuant to . . . New Jersey Evidence Rule
807, that this document be excluded.
THE COURT: Prosecutor. It also provides a
sanction if . . . it hasn't been complied
with. . . .
MS. HOLMES: Judge, I can only state what the
procedure is, what the State employs when we deal
with D. W. I. cases and either myself or Mr. Hodge
has sent a letter to the State Police requesting all
of the information that pertains to a particular
case and the breath testing instruments -
inspection certificates both before and after is
routinely provided in the packet of information that
comes from the State Police in reference to this
case. Now, when the defense counsel made his
request for discovery, I, quite frankly, went
through the file to make sure that everything that
was in my possession, that I deemed to be
discoverable, was sent to the defense counsel.
Now, I don't have a copy of what I sent to
defense counsel but I'm certain that what I'm
relying on today was sent to him.
THE COURT: Okay. So, he is saying that he
didn't get and that it was unfair and prejudice his
client. Okay. We can remedy that. We will take an
adjournment.
MR. MENZEL: Your Honor, I --
THE COURT: We will take an adjournment to
allow you to review that document and, if necessary,
we'll re-convene at another time and . . . I can
impose appropriate sanctions upon the prosecution if
I deem it necessary. If they have failed to comply
with your request.
MR. MENZEL: -- your Honor --
THE COURT: What's the problem with that, Mr.
Menzel.
MR. MENZEL: -- well, your Honor I think the
appropriate sanctions is exclusion of that document.
The reason being is that if we adjourn this case,
the only possible purpose for that is for me to
permit the State to buttress its case, pursuant to
State v. O'Keefe. Although, technically speaking on
the double jeopardy issue, it certainly implicates
those policies that prohibit double jeopardy and
that's you'd be putting on Mr. Farrell.
THE COURT: I'm . . . adjourning the case . . .
to allow you to review the document and take
appropriate means to mount a defense. * * * I'm
not adjourning it to allow the State to buttress its
case. * * * I can . . . impose appropriate
sanctions for the State's failure to provide you
with this, but then I have, also, assertions made by
the Prosecutor that she mailed these documents to
you.
MR. MENZEL: -- I don't think she said that,
Judge. I think she said that she knows her normal
procedure. I'm representing to this Court --
THE COURT: -- . . . Ms. Kim Holmes.
MS. HOLMES: Yes.
THE COURT: Did you send these documents to Mr.
Menzel?
MS. HOLMES: Judge, like I stated before, the
normal procedure that most prosecutors employ is to
turn over all information that we deem discoverable
to the defense counsel. Now, the defense counsel
has stated that he dealt with Mr. Hodge, initially.
Mr. Hodge, being more experienced than myself, as
the person who trained me, so I know for a fact that
whatever information was sent to me about this case,
"The breathalyzer inspection certificates, before
and after," that would definitely would be critical
to the State's case and that is routinely provided
to the defense counsel. Now, he's saying that he
didn't get it. I don't know, Judge. All I can tell
you is that the State would submit all of the
information that was given by the Trooper to the
statements for request of discovery and that would
definitely go to the defense counsel.
THE COURT: Well, Counsel, there's two options.
He's saying that he is going to move . . . that we
exclude this document from the case.
MS. HOLMES: And the State would be opposing
that.
THE COURT: Okay. That all seems logical. So,
the next issue is whether or not this failure to
supply this document . . . unfairly prejudices the
defense's case and the defense attorney has said,
"Yes, it does."
MS. HOLMES: * * * [A]ll the time that we've
been discussing this case and it's been going back
and forth and back and forth, the defense counsel
never even once mentioned that he never received
these certificates both before and after.
MR. MENZEL: Excuse me, Judge. I have two
letters that say that I --
THE COURT: Wait a minute. * * * Hold on.
* * * Let her finish.
MS. HOLMES: No, I'm talking about . . . the
letter that defense counsel had sent to the Court,
that pre-dates the time that the defense counsel has
come to this Court. We were here on three separate
occasions. In fact, the defense counsel came with
his own witness. He never once mentioned that to me
that he didn't receive the breathalyzer inspection
certificates both before and after and this is a
matter of gamesmanship, Judge, we know this
and . . . your Honor also knows the defense counsel
is putting on a parade back and forth with the Court
about, oh, now, it's a motion to suppress that the
State was not aware of and he --
MR. MENZEL: -- your Honor, I'm going to
object. That's an improper comment by the
prosecutor.
THE COURT: Hold on.
MS. HOLMES: If he didn't receive * * * if he
didn't receive these two documents, Judge, the State
submits that he should have said something to me
beforehand. We're ready for trial and this is the
time that he's saying that he never received it.
THE COURT: Okay. Hold on. * * * [T]he
defense says . . . that he's unfairly prejudiced by
the lack of this document that you failed to -- what
I'm going to do is I'm going to adjourn this. * * *
You will supply it to him and he will be given a
reasonable opportunity to respond. . . . December
23rd come back here and finish this trial.
MS. HOLMES: Judge, so that the record is
clear, I'm going to through each one of these
documents right now, with the defense counsel so we
don't go through this again.
THE COURT: Well, I'm going to make that
determination. I've made a ruling and I'm going to
adjourn this until December 23rd because, obviously,
this case is going up and I'm just going to dot off
the I's and cross of the T's. Thank you.
MR. MENZEL: Your Honor, in that case, . . .
part of all that you have to consider then, is the
balance of the discovery requests made in that
letter because part of the prejudice, your Honor,
it's the foregoing of the discovery request pursuant
to State v. Ford and State v. Hollop (phonetic) as a
result of the State's failure to disclose the
existence and produce that after certificate.
THE COURT: Okay. Now, you can have sanctions
. . . because of this.
MR. MENZEL: I understand, your Honor, but the
only sanction, I mean, how it talks about money from
the Prosecutor. I don't want to line my pocket with
the Prosecutor's money?
THE COURT: The 18th. The 18th. Okay? Now,
I'm ordering you both to get together, --
MS. HOLMES: We're going to do that now.
THE COURT: -- resolve these discovery issues
now.
Trial did not resume when ordered. Rather, the next trial
date was three months later, on February 27, 1996. When the case,
scheduled for 11:00 a.m., was called at 11:15, defense counsel was
not present. Judge Booker noted the presence of defendant himself
as well as two State troopers and the prosecutor, and reported:
THE COURT: * * * The problem is that we just
received a telephone call from the defendant's
lawyer indicating that he's going to be late.
[I]t's now 11:15. We also have the further added
problem in that we have only one Prosecutor here, as
required to covered two Courts, and she has to go
start another trial in Judge Poser's Court. So we
were hoping that this other case would have started
earlier. We would have to adjourn this. We could
reach out and call the other attorney and we'll
release the State Trooper.
We will schedule this for . . . 9:
00 A.M. April 2nd, and we'll just take no other cases. It will
just be -- this is a continuance. This is a
complicated DWI case involving expert witnesses and
all, so we will just have that as the only case in
the Court and we could move it.
In a subsequent appearance, defense counsel noted that he had
arrived at 11:24 a.m. on February 27, from attending to an older
matter in a distant municipality, only to find that this matter had
been adjourned once again minutes earlier.
When the matter was called on April 2, 1996, the prosecutor
announced that although her breathalyzer witness was present,
Trooper Mattia had been injured in an auto accident the day before,
and was unable to participate.
MR. MENZEL: Well under the circumstances, I
can't really -- I'm going to leave it to the Court's
discretion, Your Honor.
THE COURT: I know you need to make your
motion. * * * *
And I'll deny the motion, but for your client's
purposes.
MR. MENZEL: I'm not even making the motion,
because if he's been in the accident --
THE COURT: I appreciate that.
MR. MENZEL: I do assert my client's rights to
a speedy trial. He's been here every time too.
THE COURT: That's correct. When can we -- can
you -- you have no idea.
MS. HOLMES: Well he did leave me a number that
I could call him, and that's his home number.
MR. MENZEL: I think that before we even talk
about a Court date, Judge, we should probably find
out whether he needs time to recuperate.
THE COURT: Okay, do you mind if we notice you
in the mail? The Prosecutor is to --
MR. MENZEL: Not at all Judge. There are a
very few cases in my office that -- at this point -
that would not have priority over this one. [sic]
THE COURT: Okay. All right, we'll notify you
through the mail. I'm sorry for the inconvenience.
Trial did not resume for more than three months. When the
matter came on next, on July 10, 1996, Judge Stephens was
presiding. Mr. Hodge reappeared for the State, and stated:
MR. HODGE: * * * Your Honor, this matter was
on today scheduled for trial. I think it's a
continuation trial. The reason that I have preface
my comments, with I think, is because Ms. Holmes the
Prosecutor who handled the trial and I understand,
that Judge Booker presided over the prior
proceedings. I think testimony in fact been taken.
[sic]
Defense counsel, objecting to the implicit suggestion that the
matter needed once again to be continued, reviewed the desultory
history of the case in detail, concluding:
MR. MENZEL: * * * * I have to object today,
however your Honor, because obviously we're here for
trial. It's the continuation of the trial.
Certainly it's dragging on a very long time. I do
not know the reason why the State is unable to
proceed.
Obviously, the players involved, and by that I
mean Judge Booker isn't here and Miss Holmes isn't
here, but unfortunately the one that is really
paying the price in this is Mr. Farrell.
We have been going through this thing for a
long time and at this point we're better than a year
and a half on and since there is on-going prejudice
to Mr. Farrell by having this thing hanging over his
head, certainly the case is getting stale as it gets
continued again and again.
The first trial date on November 27th. So,
respectfully, Your Honor, I'm going to move at this
time to dismiss this charge on the grounds that
there has been a failure to prosecute and I also
understand that while, I say this respectfully
Judge, part of it is probably due to the Court's own
scheduling involving Judge Booker, case law suggests
specifically, State v. Perkins, and State v. Plasky
(phonetic), that delays caused by the Court because
the Court is the unit of the Government, must be
attributed to the State. On that basis, Your Honor,
I think that there is . . . at this point, palpable
failure to prosecute and on that basis there should
be a dismissal of this charge because of the
violation of Mr. Farrell's right to a speedy trial,
which has been asserted from the very first paper
filed in this Court and also asserted on an on-going
basis throughout these proceedings.
Prosecutor Hodge responded, in part, as follows:
MR. HODGE: * * * I've listened closely to
what my adversary has said, Judge and the history
that he recited on the record. It appears that this
matter had been adjourned admittedly by the defense
due to its own request and I guess the Court
graciously accepted those requests. I understand
that my adversary has to make this motion and he has
to do what he has to do. However, your Honor, in
weighing all of the factors, the case law is clear
that before a case is dismissed that you weigh the
reasons for prior adjournments.
But in summing, I want to make the record clear
that the State was ready to proceed today and that
is -- that should be made known and clear on the
record. I don't know what happened with respect to
the Court calendar, but from the Prosecutor's side,
we were ready to go.
Judge Stephens then spoke:
THE COURT: * * * * I'm not as equipped as I
might ordinarily be to handle this since it is a
continuation matter. . . . I do understand. I have
a lot of concern for the defendant's rights in this
because clearly the matter is moving forward beyond
a normal period of time that this case would be
heard.
I do not know, I have not spoken with Judge
Booker in regard to this matter and so I am not
certain where the uncertainty, the mix-up or
whatever came to be. However, I think that there
has been a record . . . probably peppered with
adjournment requests on both sides of the matter and
with regard to the matter where you were.
So that I think that probably that there are
concerns on both sides of the ledger here. I'm sure
that the Judge is equal, being the presiding Judge,
I'm sure that he is very concerned about moving this
matter along as well, so I would have to think that
it was just an unfortunate oversight on his part, or
on someone's part. I won't even say on his part.
Let me just take that back because I don't know
anything about it.
So let me say this though, I'm looking at the
calendar for July now, fortunately for us we're
early in July and so I have before me the trial
schedule for the rest of the month here. Now I know
that Judge Booker is going to be sitting throughout
the month and I'm looking at some dates now. Unless
the Clerk tells me that the particular date is
closed, I would like to move it -- is there any
reason why it could not be moved?
After the court and counsel conferred on the record, both the trial
and consideration of defendant's motion to dismiss were scheduled
to continue before Judge Booker in two months, on September 11,
1996.
On Wednesday, September 11, defendant, his attorney,
Prosecutor Holmes and the State's breathalyzer witness were before
Judge Booker. The prosecutor advised:
MS. HOLMES: Your Honor, I have received a note
from Trooper [Mattia] . . . which . . . says, "I
can't make court on Wednesday 9/11/96 for Duncan
Farrell because of Vice President Gore security
detail I have."
"I tried to get in touch with you on Friday and
on Monday, but you had already left for the day. I
was on vacation on Friday. I will call you later in
the day, but if I don't speak with you, please call
me at home. I wanted to give you some notice so you
can tell Mr. Menzel and advise him not to come.
Maybe we can schedule it for next Wednesday when I
am free."
The prosecutor noted that a continuation of Trooper Mattia's direct
examination and his cross-examination were essential elements of
the case. Defense counsel responded:
MR. MENZEL: * * * I made a motion before Judge
Stephens last time to dismiss this case for lack of
prosecution. He carried it because, obviously, Your
Honor has been more deeply involved in this case
than he has.
THE COURT: Okay. Let's -- deny the motion.
We have to schedule this -- it's just the next
time. . . .
MR. MENZEL: Judge, just so the record is
clear. I mentioned what happened last time. I do
move at this time to dismiss for lack of
prosecution. This is the 11th time we've been here.
It is the fifth time it's been listed since the
first day of testimony. In my experience, which is
-- there's a lot there, this is the second most I've
ever had to go on a case.
THE COURT: Okay. October 1st. No further
adjournments by the State. We're moving it.
Schedule this as the only case for me to handle,
Mary because this is going to be a long trial.
Okay, Mary? The only case.
The October 1 date was adjourned by letter when defense
counsel discovered a conflict with an emergent Appellate Division
argument. The newly scheduled date, October 16, 1996, at 9:00
a.m., was emphatically established "with no further adjournments."
Judge Booker opened the proceeding on October 16 at 12:15 p.m.
with the following statement:
THE COURT: * * * This Court cannot, because of
other administrative matters I have to adhere to -
it's now 12:15 and there's no way humanly possible
we can try this case in view of the -- we anticipate
it's going to be a long trial. The trooper has got
to be somewhere at four and you anticipate--
Whereupon the prosecutor outlined the State's anticipated proofs,
involving the cross-examination of Trooper Mattia and the direct
and cross-examination of the State's breathalyzer witness,
concluding:
MS. HOLMES-SPROWAL: * * * * .... So, Your Honor,
I just don't want the case to go on and on and on.
The following colloquy then ensued:
THE COURT: See, we need two straight days of
trial on this matter --
MS. HOLMES-SPROWAL: With just this case, yes.
THE COURT: -- with this case and that's what I
have to do now. For the record, I have the
Administrative Office of the Courts as well as the
regional judge pushing that this matter be resolved
with some finality with this case. And I now --
MR. MENZEL: Judge, just let me correct some
comments of the prosecutor. We do have six exhibits
marked. They're only marked for identification at
this juncture. I do not have a copy of S-6,
although I certainly have had an opportunity to
review it, but I would like to get a copy before I
leave here today.
MS. HOLMES-SPROWAL: That's not a problem,
Judge.
MR. MENZEL: And, Your Honor, the matter was
listed try or dismiss to the State in light of all
the adjournments. Now, October 1st was when it was
set and we had had it adjourned ahead of time
because of an emergent appeal that I had in the
Appellate Division and, unfortunately, that argument
was scheduled at a conflict to the trial date on
this one. And I know it was then reset to October
4th, tentatively, and then that was changed and
we're here on October 16th ready to proceed. I
think the State's probably ready to proceed.
But I'd made this comment in an earlier
proceeding, Judge, that -- and I say this with all
due respect that under State v. Perkins and Polaski,
the delays attributable to the Court's calendar are
attributed to the State. And in light of the delays
in this matter, I, respectfully, move that this
matter be dismissed at this time.
THE COURT: Go ahead.
MS. HOLMES-SPROWAL: The State opposes that,
Judge.
And just to clarify a few things, and I don't
want to go back and forth and back and forth because
this is what goes on with this case, this case has
not been -- it should not have been marked try or
dismiss because of numerous times on the part of the
State. That is not true. If you review the
records, each and every time this case was brought
to Court, there were plenty of times when the
defense counsel could not be here or plenty of time
the defense counsel was making motions before the
Appellate Division and has asked that the matter be
stayed until the Appellate Division ruled on State
v. Garth, I believe it was State v. Rapsa
(phonetic). There were plenty of times that the
case was adjourned on the part of the defense
counsel.
The prosecutor then went on to note that Trooper Mattia would be
available on November 13 and 14 and that she would subpoena the
breathalyzer witness for those days.
THE COURT: . . . I'm going to deny the motion,
first of all. And this is not marked try or
dismiss. This was marked on the 1st of October. We
were all ready sitting here ready to go and,
Counsel, you had to appear in the Appellate
Division. I had even the regional judge upset
because we were trying to work your schedule around
the Appellate Division so we could try this case.
I don't sit on Thursdays.
So, I would prefer to do it the 12th and the
13th.
November 12 and 13 became the agreed-upon dates. Both attorneys
committed to their availability and Judge Booker declared:
THE COURT: Now, so we know, this will be the
only case this court is doing and I'm doing. I'll
have no arraignments, no truancies, nothing.
Judge Booker expressed a firm intention to use all the time
available on November 12 and 13 to try the case to conclusion. As
the proceeding drew to a conclusion, defense counsel said:
MR. MENZEL: * * * [J]ust to correct the record
* * * * [o]ther than October 1st, the only time that
I think that an adjournment can be fairly
attributable to the defense was on February 27th
when I arrived here at 11:24 and for some reason the
matter had already been adjourned.
Other than that, Judge, the record speaks for
itself.
The matter opened on Tuesday, November 12, 1996, with the
prosecutor's announcement that defendant had moved in the Law
Division for leave to appeal the municipal court's denial of
defendant's motion to dismiss, "on the grounds that (a)
continuation of this case violated the `60-Day Rule,' (b)
adjournment violated speedy trial principles, and (c) adjournment
compromises judicial integrity and discredits reliance on court
orders[,]" and that argument on the Law Division motion was
scheduled two days thence on Thursday, November 14. Defense
counsel responded:
MR. MENZEL: That's right, Judge.
Although, frankly, my position for today -- I'm
ready to proceed today because the filing of the
motion does not deprive this Court of jurisdiction.
And I would prefer just to proceed today and finish
it up. And we also have tomorrow's schedule that
would make the whole motion moot because if we
finish the trial, then what happens is I would be in
a position where I have to withdraw the motion for
leave to file an interlocutory appeal because the
trial would be done. It is filed and does not
deprive this Court of jurisdiction to proceed and
we're ready to proceed. That's why I'm here.
THE COURT: I need direction from the Superior
Court Judge. I'm not going to do that without.
MS. HOLMES-SPROWAL: Okay.
THE COURT: There's a motion from the Superior
Court Judge, I don't see how we would go forth.
MS. HOLMES-SPROWAL: From what I gather from
the law clerk the judge has the papers, but she just
got the papers today.
THE COURT: Let me go call the judge.
After a recess, Judge Booker reported:
[THE COURT]: * * * This Court took an
adjournment to reach out for Judge Lester, the
Criminal Assignment Judge for the county. I've
talked to her. She indicates this matter is
on . . . for a hearing this Thursday at ten. She
left it upon me to decide with regards to if I wish
to proceed today or proceed with the hearing prior
to her ruling or entertaining a motion on the
interlocutory appeal.
I think we should proceed with it. I'm
inclined to agree with defense counsel, we should
proceed with it since there was no request for a
stay. Is that correct?
MR. MENZEL: That's right, Judge.
The prosecutor then advised the court that when she learned of
defendant's motion for leave to appeal she was uncertain of its
impact upon the pending municipal court trial and told Trooper
Mattia to await her further telephone call. She had since been
told by Trooper Mattia that "he could not be here today. He will
be here tomorrow morning at nine o'clock to proceed in this case."
Upon inquiry by defense counsel and the court as to the reason why
Trooper Mattia was unavailable that day, the prosecutor responded:
MS. HOLMES-SPROWAL: He informed me that he has
his child with him. He's three hours away. He did
call at 9:20 this morning. I didn't have an
opportunity to speak with the defense counsel
because he was not here. So we didn't know if the
case was going to proceed today or if we were going
to Superior Court to argue this leave issue.
The following colloquy then occurred:
MR. MENZEL: Judge, I point out to the Court
that these two days, today and tomorrow, were set
specially when we were here on October 16th. The
trooper was here in Court and I came up with the
expectation of concluding this matter.
The reason I filed the motion for leave is,
obviously, because of how long this case has dragged
out. I was not seeking a stay because, as I said
before, I was hoping that by proceeding on the 12th
and the 13th, the motion would be mooted. That is
not the case. I don't understand why Trooper Mattia
isn't here. He knew about the date. The prosecutor
knew about the date. There was no stay. We're here
ready to proceed.
MS. HOLMES-SPROWAL: I can't even understand,
Judge, when the defense -- when did it dawn on him
to file this interlocutory motion. Did it dawn on
him the day we were in court? Because had he
thought about it then, he could have brought it to
my attention and, perhaps, this whole interlocutory
appeal issue would have never come about.
THE COURT: Well, the motion for interlocutory
appeal, it gets the Court off guard with some
respect because, procedurally, I didn't know if this
Court could proceed further with the hearings in
view of the fact that this motion was pending.
In any event, we have reserved these two days
to hear this matter. I'm prepared to sit on this
matter starting tomorrow from 9:30 until -- for 24
hours, if necessary. We'll just take breaks to go
to the restroom as well as to eat and that's it, but
this matter has to be concluded.
MS. HOLMES-SPROWAL: It's the State's
expectation, Judge, that it will be concluded
tomorrow because we know perhaps if it's concluded
tomorrow that would avoid this whole appeal issue.
THE COURT: Well, I'm going to presume that the
motion is still going to be argued on Thursday, but
prior to it being argued, there will be some type of
decision on this either not guilty, guilty or
dismissed.
MS. HOLMES-SPROWAL: Very well, Judge.
THE COURT: Okay. And if the State's not ready
tomorrow, then I'll entertain the motion.
MR. MENZEL: Thank you, Judge.
THE COURT: Okay.
MS. HOLMES-SPROWAL: And if the defense is not
ready, can you entertain the State's application for
the defense to be held in contempt?
THE COURT: Yes, I will.
The trial resumed the following morning with a review and
proffer of the State's six exhibits previously marked for
identification. As to S-5, the breath testing instrument
inspection certificate number 103-95 dated March 1st, 1995, in
respect of which a discovery objection had previously been lodged,
defense counsel stated:
MR. MENZEL: * * * And, incidentally, Judge,
although I had reviewed that document back in
November, I still don't have a copy of it. I'm not
going to base an objection on the basis of not
getting a copy because I have had a chance to review
it, but I would simply renew the objection I had to
it back in November.
Defendant objected to S-2 also, but noted no objection to S-3 and
S-6. He conducted a voir dire of Trooper Mattia as to S-1 and S-4,
as well as to S-5. Following the voir dire, defendant consented to
the admission of S-1, and objected to S-2, S-4 and S-5. The trial
court excluded S-2 and admitted S-4 and S-5 along with those
exhibits to which no objection had been lodged. Defense counsel
then cross-examined Trooper Mattia, a year after the trooper's
direct testimony had been offered. The cross-examination focused
upon the events leading to the trooper's stop of defendant, his
observations of defendant, his administration of various sobriety
tests, and the circumstances surrounding all.
Following redirect and re-cross-examination of Trooper Mattia,
the State rested without presenting its breathalyzer witness.
Defendant then testified briefly. After a recess, the parties
submitted, and Judge Booker ruled. He reviewed the testimony and
the documentary evidence bearing upon the trooper's observations
and evaluations, denied defendant's motion to suppress addressed to
the stop and arrest, and found defendant guilty of having violated
N.J.S.A. 39:4-50 and -88b. Defendant, a first offender, was then
sentenced. Execution of the sentence was stayed pending appeal,
and defense counsel stated:
MR. MENZEL: Also for the record, Judge, we're
going to be calling Judge Lester and I'll be
withdrawing my motion for interlocutory appeal.
On de novo on the record appeal to the Law Division, defendant
argued the delay issue based on speedy trial and double jeopardy
considerations, and the infirmity of the DWI verdict based on
observational evidence alone. He also contended that convictions
for both DWI and weaving violated defendant's right to be free of
double jeopardy, and that defendant had a right to a jury trial.
The speedy trial/double jeopardy issues were addressed first.
After characterizing the delay as "exorbitant," Judge Casale
summarized the procedural history of the case and concluded that
there had been no bad faith on the State's part. He depicted the
matter as beset by "unfortunate scheduling problems" attributable
to the "court system itself," which led to "extraordinary delay."
He concluded, based upon his view of the reasons for delay,
however, that "defendant's right to a speedy trial was not
violated," and that the adjournments ordered, especially those
caused by the State's problems in discharging its discovery
obligations, "did not violate double jeopardy principles."
Judge Casale then reviewed the evidence and found that the
State had proved, through the evidence of Trooper Mattia's
observations, that defendant had been intoxicated at the time he
was stopped and that he had failed to maintain a single lane. The
judge held defendant's right against double jeopardy not to be
violated by separate convictions for both offenses; and he ruled
that defendant had no right to a jury trial.
We disagree with the trial court's reasoning and conclusion on
the speedy trial/fundamental fairness aspects of the delay issue.
See State v. Gallegan,
117 N.J. 345, 354-58 (1989). Because we
conclude on that basis that the charges should have been dismissed,
it is not necessary to determine whether the delay also impinged on
defendant's double jeopardy interests, see id. at 351-54, or
whether there is any merit to the other arguments defendant has
advanced to impugn the convictions.
Excessive delay in completing a prosecution can potentially
violate a defendant's constitutional right to a speedy trial as a
matter of fundamental fairness, apart from whether double jeopardy
standards have been contravened. Id. at 354-55. In cases arising
from municipal court DWI prosecutions, just as with criminal
prosecutions, consideration whether the right to a speedy trial has
been violated is guided by the four factors announced in Barker v.
Wingo,
407 U.S. 514, 530,
92 S. Ct. 2182, 2192,
33 L. Ed.2d 101,
117-18 (1972). Gallegan, supra, 117 N.J. at 355; State v.
Prickett,
240 N.J. Super. 139, 143 (App. Div. 1990). Specifically,
the court must engage in a multi-element balancing process of the
four factors: the length of the delay, the reasons for the delay,
whether the defendant asserted his right to speedy trial, and any
prejudice to the defendant occasioned by the delay. Gallegan,
supra, 117 N.J. at 355; State v. Marcus,
294 N.J. Super. 267, 293
(App. Div. 1996), certif. denied,
157 N.J. 543 (1997). Delay
caused or requested by the defendant is not considered to weigh in
favor of finding a speedy trial violation. Gallegan, supra, 117
N.J. at 355; Marcus, supra, 294 N.J. Super. at 293. Further,
because the evaluative process involves a balancing of
considerations, if the other factors weigh heavily enough, a speedy
trial violation can be established without an affirmative showing
of prejudice to the defendant. See State v. Smith,
131 N.J. Super. 354, 368 n.2 (App. Div. 1974), aff'd o.b.,
70 N.J. 213 (1976). In
a related vein, the defendant's demonstration of prejudice is not
strictly limited to a "lessened ability to defend on the merits."
Ibid. Rather, prejudice can be found from a variety of factors
including "employment interruptions, public obloquy, anxieties
concerning the continued and unresolved prosecution, the drain on
finances, and the like." Ibid. (citing Moore v. Arizona,
414 U.S. 25,
94 S. Ct. 188,
38 L. Ed.2d 183 (1973)).
The New Jersey judiciary is, as a matter of policy, committed
to the quick and thorough resolution of DWI cases. In 1984, Chief
Justice Wilentz issued a directive, later echoed in Municipal Court
Bulletin letters from the Administrative Office of the Courts, that
municipal courts should attempt to dispose of DWI cases within
sixty days. See State v. Fox,
249 N.J. Super. 521, 523 & n.1 (Law
Div. 1991); State v. Perkins,
219 N.J. Super. 121, 124 (Law Div.
1987). In Gallegan, supra, the Supreme Court suggested that some
of the difficulties in concluding municipal court cases with
appropriate dispatch arise from "an unavoidable tension between our
current governmental structure of part-time municipal courts and
prosecutors and the ever-increasing importance of municipal court
cases." 117 N.J. at 347. In Prickett, supra, 240 N.J. Super. at
144, we discussed the failure of good management practices in many
of the municipal courts. Nevertheless, "in the administration of
justice dismissal must be a recourse of last resort." Id. at 147.
Generally, to the extent appropriate in the circumstances, the
assessment of costs as a sanction is deemed to be a more fitting
response. Ibid.
We have been loath to sponsor the more severe sanction of
dismissal because the demands of justice require adjudications on
the merits to the greatest extent possible, see Connors v. Sexton
Studios, Inc.,
270 N.J. Super. 390, 395 (App. Div. 1994); Yancsek
v. Hull Corp.,
204 N.J. Super. 429, 433 (App. Div. 1985); but see,
State v. Slobiski,
100 N.J. Super. 590, 594 (App. Div. 1968), and
because of concerns for the integrity of our statutory scheme
governing the operation of motor vehicles. In Prickett, supra, for
example, defendant was charged with DWI on December 8, 1988, and
trial was set for April 6, 1989. 240 N.J. Super. at 141. For
reasons not disclosed in the record, the trial was rescheduled for
June 22, 1989, the notice stating "No Adjournments Will Be
Allowed." On the designated trial date, defendant, his attorney
and expert witness appeared and answered the calendar call at 10:00
a.m. They waited through the disposition of other cases until 3:30
p.m., when they learned that the arresting police officer had, a
month earlier, been excused from his subpoena obligations by the
municipal court clerk. Id. at 142. The municipal court denied
defendant's motion to dismiss, and the Law Division affirmed.
Ibid.
On appeal, we held that the Law Division had properly balanced
the speedy trial factors, noting that defendant had made no showing
of prejudice except loss of time and money for the appearances of
his attorney and expert on the one aborted trial date. Id. at 143-44. We concluded, "[c]onsidering defendant is charged with driving
while under the influence of alcohol, dismissal should not result
here." Id. at 147 (citing Administrative Office of the Courts
Municipal Court Bulletin Letter #9/10-85, September/October 1985,
for the proposition that "a municipal court judge should not
automatically dismiss a drunk-driving complaint when the police
officer fails to appear"). We remanded for a determination and
imposition of appropriate costs against the State or municipality.
Id. at 142-43, 148.
In State v. Detrick,
192 N.J. Super. 424 (App. Div. 1983),
defendant was charged with DWI on November 25, 1981, and trial was
set for December 14, 1981. Id. at 425. For reasons not apparent
from the record, the proceedings were rescheduled for April 1,
1982. Ibid. On April 1, the State was unable to proceed because
the arresting officer was on National Guard duty; the court
continued the matter until July 12, 1982, at which point the
municipal court heard testimony and found defendant guilty. Ibid.
On de novo on the record appeal, the Law Division dismissed the
complaint, citing State v. Potts,
185 N.J. Super. 607 (Law Div.
1982), as authority.
We reversed, noting that the length of the delay alone was not
dispositive in determining whether defendant was denied his right
to speedy trial. Detrick, supra, 192 N.J. Super. at 426. Further,
while nearly eight months had elapsed between the issuance of the
summons and the resolution of the matter at trial, not all of the
time could be charged as "delay." Rather, a significant portion of
the time could be "reasonably explained and justified" by a
transfer between municipal courts because defendant was a former
public official in the charging municipality, and because of the
unavoidable absence of the arresting officer. Ibid. Finally, as
to the other Barker factors, defendant had made no showing of
prejudice and had not asserted his right to speedy trial until the
final trial date. Ibid.
In Perkins, supra, defendant was charged with DWI on October
10, 1986, following a car accident in which only he was injured.
219 N.J. Super. at 122. Defendant first appeared in municipal
court on December 4, 1986, but the State was not prepared to
proceed and sought a continuance. Id. at 123. The trial was reset
for January 8, 1987, and the municipal court judge stated that
defendant would be entitled to a dismissal if the State was not
ready to prosecute. Ibid. Nevertheless, even though the State was
not prepared on January 8 due to a change of prosecutor and
subpoena problems, the municipal court denied defendant's motion to
dismiss. Id. at 123-24.
On appeal, the Law Division dismissed the complaint against
defendant. Id. at 124. After first noting the Supreme Court's
sixty-day directive, the judge stressed that the municipal court
had promised that the case would be tried or dismissed on that
date. Id. at 124-25. He stated that "[a] court's promise is
sacrosanct" and must be honored. Id. at 125. Accordingly, the
municipal court's denial of defendant's motion to dismiss was
evaluated as "an arbitrary, and therefore improper" exercise of
discretion. Ibid. The municipal court's promises aside, the Law
Division judge added, a substitution of prosecutor and failure to
subpoena witnesses and otherwise prepare the State's case could not
justify the second adjournment. Ibid.
In considering how the foregoing principles and applications
bear upon the case at hand we begin with some observations. First,
notwithstanding the municipal prosecutor's protestations to the
contrary on at least two occasions, none of the delays in this
matter were fairly chargeable to defendant. Only two instances are
even remotely eligible for such treatment, and neither, on
analysis, qualifies. The first was the postponement of trial
scheduled for 1