SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3471-95T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
-v-
JAMES SINGLETON,
Defendant-Appellant.
Submitted January 22, 1998 - Decided February
19, 1998
Before Judges Shebell, D'Annunzio and Coburn.
On appeal from Superior Court of New Jersey,
Law Division, Union County.
Ivelisse Torres, Public Defender, attorney for
appellant (William B. Smith, Assistant Deputy
Public Defender, of counsel and on the brief).
Peter Verniero, Attorney General, attorney for
respondent (John F. O'Hern, Deputy Attorney
General, of counsel and on the brief).
The opinion of the court was delivered by
COBURN, J.A.D.
Tried to a jury, the defendant was acquitted on two counts of third-degree terroristic threats, N.J.S.A. 2C:12-3b (counts one and
three) and convicted on two counts of fourth-degree criminal
contempt, N.J.S.A. 2C:29-9b (counts two and four). The offenses
charged in counts one and two were alleged to have occurred at the
same time on March 22, 1993; and the offenses charged in counts
three and four were alleged to have occurred at the same time on
June 13, 1993. The defendant and the victim were married but
separated, and all of the charges arose from the defendant's
alleged violation of a final restraining order issued pursuant to
the Prevention of Domestic Violence Act of 1990, N.J.S.A. 2C:25-17
to -33 (the Act). The Court sentenced the defendant to concurrent
terms of probation for four years. Defendant appeals. We reverse
the judgment of conviction and remand for a new trial.
The defendant, James Singleton, and the victim, Robyn Martin
were married in 1988. Within three months of their marriage, Robyn
obtained a final restraining order under the Act. They reconciled
some time later, and in 1991 Robyn gave birth to their child.
However, the relationship deteriorated, they separated on January
2, 1992, and on March 2, 1992, Robyn obtained and served upon the
defendant another final restraining order issued pursuant to the
Act. The order prohibited the defendant from going to Robyn's home
on Waverly Place, Elizabeth, and from having contact with or making
harassing communications to her.
On March 22, 1993, defendant placed "a few" telephone calls to
Robyn at her place of employment. He told her to "drop the child
support" and he threatened to kill her. Robyn described his voice
as "extremely angry," "[v]ery bitter," and "very desperate." The
telephone calls lasted for approximately five minutes, during which
time she repeatedly hung up on defendant and he called "right
back."
On June 13, 1993, the defendant appeared at Robyn's home on
Waverly Place. He rang the doorbell. She refused to open the door
because she was afraid. The defendant was yelling and was acting
"[v]ery angry, crazy." Looking through the peephole of her front
door, Robyn could see that the defendant was carrying a handgun in
his left hand. He said he knew she was in there, and he wanted her
to come outside so he could "just get things over with to end
things." He threatened to kill her. Finally, after about ten
minutes, he left. Robyn immediately called her mother, Lucille
Martin, and told her what had just happened.
Apart from the evidence respecting the service on defendant or
the final restraining order, the State's case was based solely on
the testimony of Robyn Martin. The only other witness was Robyn's
mother Lucille Martin. The defendant called her to establish that,
contrary to Robyn's testimony, Robyn had failed to mention to her
mother during the telephone conversation of June 13 that the
defendant was armed.
After Lucille Martin testified, the defendant, who was
appearing pro se, announced in front of the jury, as he had
previously indicated in his opening statement, that he would
testify. At that point, the prosecutor asked for a sidebar
conference during which she advised the trial court and the
defendant that if the defendant testified the State wanted to
introduce indictable convictions as bearing on defendant's
credibility. On October 19, 1984, the defendant was sentenced in
the State of New York to concurrent terms of three to nine years of
imprisonment on two counts of second-degree robbery. On March 31,
1989, the defendant was sentenced in New Jersey to probation for
third-degree unlawful possession of a firearm in violation of
N.J.S.A. 2C:39-5. The judgment does not indicate which subsection
of this statute was violated other than by reference to the degree
of the crime. The defendant objected to the admission of the
robbery convictions as too remote. The trial court rejected that
position in light of the more recent conviction. The Court then
determined, sua sponte, that it would "sanitize" the possession of
a firearm conviction but not the robbery convictions. The Court
said:
I'll not allow the State to refer to the fact
that it was a conviction for unlawful
possession of a weapon, lest the jury think
because you were convicted of it in [19]89,
you may have had a gun in your possession in
[19]93. So, I'll not allow that, but they
will be allowed to ask you if you were
convicted of a third-degree crime and [bring
out the] sentence you received as to that, and
the robbery conviction they would be allowed
to go into anything about that . . . . * * *
So, I'll permit it. If you get on the stand
they will be allowed to bring it [the robbery
judgment] up.
The defendant responded by asking, "To what extent?" The
Court replied, "To the extent of on the robbery conviction what it
was for, what the sentence was." As a result of these rulings, the
defendant decided not to testify.
The defendant contends that he was severely prejudiced by the
Court's decision to sanitize only one of his prior convictions.
The State concedes that the Court erred in this respect. We agree.
The decision unquestionably violated the law as set down in State
v. Brunson,
132 N.J. 377 (1993):
To impeach the credibility of a
testifying defendant, the State may introduce
into evidence only the number, degree, and
date of the defendant's prior similar
convictions. When a defendant has multiple
prior convictions, some of which are similar
to the charged offense and some of which are
dissimilar, the State may introduce evidence
only of the date and degree of crime of all of
the defendant's prior convictions, but cannot
specify the nature of the offenses.
Alternatively, the State may introduce without
limitation evidence of only the dissimilar
convictions.
Earlier in the opinion, the Court explained why a sanitization of
one prior conviction would require sanitization of all prior
convictions when both similar and dissimilar crimes were involved:
We note that only two of defendant's three
prior convictions are similar to the offenses
presently charged. If on retrial the State
should choose to introduce all three prior
convictions for impeachment purposes, the
trial court should sanitize all three
convictions to avoid the speculation that
inevitably would occur if evidence were
introduced to prove the theft conviction and
the convictions of the unidentified crimes.
Although the State concedes the trial court violated Brunson
by sanitizing only one conviction, it contends the error did not
prejudice the defendant's right to a fair trial for two related
reasons: (1) the trial court erred in sanitizing the weapons
offense, and (2) the defendant could have avoided any prejudice
produced by the sanitization by testifying as to the nature of the
weapons offense. We reject this argument because we are satisfied
that the trial court correctly recognized the need for
sanitization.
The State claims sanitization was not required because the
weapons offense was not similar to the offenses for which defendant
was being tried. In this regard, it relies upon State v. White,
297 N.J. Super. 376 (App. Div.), certif. denied,
149 N.J. 407
(1997), for the proposition that offenses are not of a similar
nature unless they have elements in common other than state of
mind. In White the question arose whether in a robbery trial a
prior conviction for theft should have been sanitized. We said:
Because theft is an element of robbery,
informing the jury that defendant previously
had been convicted of a theft offense had the
capacity to infect the jury's deliberations
with prejudice beyond the probative value of a
prior conviction regarding the credibility
issue. We conclude, therefore, that this case
presents an example of what Brunson described
as a similar crime. Accordingly, the
convictions must be reversed . . . .
White does not stand for the proposition suggested by the State that only if the crimes have common elements can they be said
to be similar. Rather, it merely holds that a sharing of common
elements is "an example" of similar crimes. Brunson itself does
not define the concept of similarity for these purposes. However,
the Court did indicate that the purpose of sanitizing similar
offenses was to "protect a defendant against the risk of
impermissible use by the jury of prior-conviction evidence." 132
N.J. at 391. As the trial court recognized in this case, there was
a substantial danger that defendant's prior firearms offense would
buttress the victim's testimony in the minds of the jurors
respecting his use of a handgun to harass her in violation of the
existing court order. We agree with that determination. In other
words, in the context of this case, where the nature of the prior
crime is such that it includes criminal responsibility for an act
(here unlawful possession of a firearm) which is present in some
form in the crimes for which the defendant is being tried
(violation of a court order by harassment involving, among other
things, possession of a firearm in a threatening manner, and the
making of terroristic threats while so armed), a trial court is
well within the exercise of sound discretion in deciding that
sanitization is appropriate.
Since the trial court properly sanitized the firearms offense,
it was required, as we have noted, to sanitize the robbery
conviction. Having failed to properly apply the teaching of
Brunson, the trial court prejudiced the defendant's right to a fair
trial. Had the defendant testified, the jury would have been left
to speculate that the reason for the sanitization of one prior
conviction, and not the other, was that the sanitized prior
conviction involved similar criminal conduct. That is precisely
the kind of inevitable speculation which the Court intended to
avoid by its decision in Brunson. 132 N.J. at 393.
The State also contends that the issue was not raised below
and should not be recognized by us as plain error. R. 2:10-2. In
the context of this case, we disagree. The defendant, appearing
pro se, had made known to the jury on two occasions, first in his
opening and then after he called his first witness, that he
intended to testify. The State did not indicate its desire to use
the prior convictions on the issue of credibility until the second
occasion. Thus, the defendant defended himself during the State's
case on the assumption that he would later take the stand to deny
the allegations contained in the indictment. Furthermore, when the
trial court indicated that the robbery conviction would come before
the jury, the defendant asked, "To what extent?" We are inclined
to the view that the trial court should have treated that question,
coming as it did from a pro se defendant, as an objection based on
Brunson.
In any case, the trial court's improper ruling clearly
dissuaded the defendant from testifying. In State v. Whitehead,
104 N.J. 353 (1986), the Court rejected the view of the United
States Supreme Court that a defendant who had not testified could
not complain on appeal of an erroneous ruling respecting the
admission of prior convictions on credibility. Id. at 360-62. The
Court also made this pertinent observation:
We acknowledge that an appellate court
would be better informed to review the impact
of impeachment on the basis of prior
convictions if the defendant testified at
trial. Moreover, we are aware of the
difficulty of characterizing as harmless a
trial court's error in ruling that the
defendant's prior convictions may be used for
impeachment purposes. In this regard, the
United States Supreme Court has stated that
almost any error would result in automatic
reversal because "the appellate court could
not logically term `harmless' an error that
presumptively kept the defendant from
testifying."
In this case, the full nature of the defendant's potential testimony is unclear. However, in his opening and closing remarks he did not concede any element of the offenses. Furthermore, he produced the testimony of the victim's mother to cast doubt on the victim's claim that he was armed with a handgun during the June 13 incident. We may safely assume that his testimony would, at the least, have buttressed his case on that point. The evidence against him, apart from that bearing on the existence of the court order and its service upon him, came essentially from one witness, the victim. No gun was recovered. Thus, the State's case was not particularly strong. In these circumstances, we are satisfied of the existence of plain error since there was "a possibility of injustice--a possibility that is `real' in the sense that it raises `a reasonable doubt as to whether the error led the jury to a
result it otherwise might not have reached.'" State v. Miscavage,
62 N.J. 294, 301 (1973)(quoting State v. Macon,
57 N.J. 325, 337
(1971)).
Reversed and remanded.See footnote 1
Footnote: 1The defendant contends that due to errors in the courts below, he did not validly waive his right to the assistance of counsel. He also contends the trial court erred in denying his request during trial for appointment of a paralegal and an investigator. In the context of this case, these arguments are without merit and do not warrant discussion in a written opinion. R. 2:11-3(e)(2). The defendant also contends, and the State properly concedes, that the trial court erred in its charge to the jury with respect to the fourth-degree contempt charges. The error was the failure to instruct on one of the elements of the offense, namely, that the conduct which constituted contempt of the court order was itself either a crime or a disorderly persons offense. See N.J.S.A. 2C:29-9b. The State asks that we order the judgment of conviction modified to reflect the lesser included disorderly persons convictions under N.J.S.A. 2C:29-9b. While we have that authority, see State v. Carlos, 187 N.J. Super. 406, 417 (App. Div. 1982), we cannot exercise it here since the defendant is entitled to a reversal based on the Brunson error. On the other hand, we do not foreclose the right of the defendant to waive the Brunson error and accept a modified judgment of conviction to the lesser disorderly persons offenses. Should he make that election, he will have to be resentenced.