SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4063-95T5
STATE OF NEW JERSEY,
Plaintiff-Respondent/
Cross-Appellant,
v.
JAMES WILLIAMS,
Defendant-Appellant/
Cross-Respondent.
___________________________________________
Submitted February 19, 1998 - Decided March 9, 1998
Before Judges Shebell, D'Annunzio and A.A. Rodríguez.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County.
James Williams, appellant/cross-respondent pro se.
William H. Schmidt, Bergen County Prosecutor,
attorney for respondent/cross-appellant (Annmarie
Cozzi, Assistant Prosecutor, of counsel, and on the
letter-brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Defendant, James Williams, appeals the denial of his third
petition for post-conviction relief. The State cross-appeals.
We affirm.
Williams and a co-defendant were indicted on the following
charges: Count 1) armed robbery (N.J.S.A. 2C:15-1); Count 2)
possession of weapon for unlawful purposes (N.J.S.A. 2C:39-4a);
Count 3) possession of a prohibited weapon (a sawed-off shotgun)
(N.J.S.A. 2C:39-3b); and Count 4) possession of a weapon without
the requisite permit (N.J.S.A. 2C:39-5b). Tried to a jury,
Williams was found guilty of all four counts on December 19,
1986. The State moved to have him sentenced to an extended term.
On July 31, 1987, Williams was sentenced to an aggregate term of
50 years with a 25-year parole disqualifier. On October 9, 1987,
the sentencing judge denied Williams' motion for reconsideration.
We upheld the conviction and our Supreme Court denied
certification.
Williams' first post-conviction relief petition was denied
on January 25, 1991. A second post-conviction relief petition
was denied on April 2, 1991. A motion for rehearing was made
based on documents concerning Williams' prior convictions and was
denied on July 5, 1991. On January 8, 1993, we affirmed the
denials of post-conviction relief.
On January 3, 1994, Williams filed his third petition for
post-conviction relief claiming that he was not represented by
counsel when a prior conviction was obtained against him in
Canada. On April 5, 1995, the judge denied Williams' petition.
See State v. Williams,
284 N.J. Super. 142 (Law Div. 1995).
In March 1996, we granted Williams' motion to proceed as an
indigent and to file his appeal nunc pro tunc. However, we
denied his motion for assignment of counsel and the Supreme Court
denied his petition for certification.
We first consider the State's sole contention in its cross-appeal that the judge erred by not barring Williams' claims under
R. 3:22-4, R. 3:22-5, and R. 3:22-12. The State maintains that
we addressed the constitutionality of Williams' Canadian
conviction in his direct appeal and the appeal from the first
denial of post-conviction relief. We conclude that the Law
Division judge, on Williams' third petition for post-conviction
relief, properly re-examined the issue when the Canadian trial
transcripts were made available for the first time.
Rule 3:22-4 reads, in part:
Any ground for relief not raised in a prior
proceeding under this rule, or in the
proceedings resulting in the conviction, or
in a post-conviction proceeding brought and
decided prior to the adoption of this rule,
or in any appeal taken in any such
proceedings is barred from assertion in a
proceeding under this rule unless the court
on motion or at the hearing finds... (b) that
enforcement of the bar would result in
fundamental injustice.
The judge correctly concluded that fundamental injustice would
result if the newly attained transcripts were not considered. In
order to litigate Williams' contention with finality, the court
needed to examine the exchange that occurred in the Canadian
courtroom in 1970. The same reasoning applies to the bar of R.
3:22-5. Moreover, in Williams' initial appeal to this court, the
argument that he lacked counsel does not appear to have been
clearly raised.
Rule 3:22-12 states that
A petition to correct an illegal sentence may
be filed at any time. No other petition shall
be filed pursuant to this rule more than 5
years after rendition of the judgment or
sentence sought to be attacked unless it
alleges facts showing that the delay beyond
said time was due to defendant's excusable
neglect.
The five-year time bar seeks to resolve litigation swiftly and
definitively. However, relaxation of the five-year rule is
allowed under exceptional circumstances. See State v.
Mitchell,
126 N.J. 565, 580 (1992). Accordingly, a court should
consider the reasons for the delay and balance the State's and
the defendant's interest. Id.
Here, the judge found that Williams demonstrated excusable
neglect because although he had told his attorneys that he was
not represented in his Canadian conviction, the transcripts were
not requested until 1994. During Williams' second post-conviction relief petition in July 1991, he had raised the
uncounselled Canadian conviction argument. Thus, he raised it
within the five-year time bar, but his attorneys did not request
and receive the Canadian transcripts until 1994. Because
Williams was unable to secure the appropriate evidence regarding
that conviction before the five-year bar passed, his petition was
properly permitted.
Turning next to Williams' contentions on appeal, we first
consider whether the judge improperly denied Williams' petition
for post-conviction relief in that his 1970 conviction in Canada
was improperly used to impose an extended term. Williams argues
that N.J.S.A. 2C:44-3 & 44-4 do not allow for a conviction from a
foreign country to support the imposition of an extended term.
He also claims that he was not represented by counsel at his
Canadian conviction, and did not waive his right to counsel. We
reject these arguments.
N.J.S.A. 2C:44-3 sets forth the criteria for the imposition
of an extended term sentence. The statute provides that the
prosecutor may apply for an extended term when:
a. The defendant has been convicted of a
crime of the first, second or third degree
and is a persistent offender. A persistent
offender is a person who at the time of the
commission of the crime is 21 years of age or
over, who has been previously convicted on at
least two occasions of two crimes, committed
at different times, when he was at least 18
years of age, if the latest in time of these
crimes or the date of the defendant's last
release from confinement, whichever is later,
is within 10 years of the date of the crime
for which the defendant is being sentenced.
[N.J.S.A. 2C:44-3a.]
N.J.S.A. 2C:44-4c entitled "Prior conviction in another
jurisdiction," provides:
A conviction in another jurisdiction shall
constitute a prior conviction of a crime if
a sentence of imprisonment in excess of 6
months was authorized under the law of the
other jurisdiction.
[N.J.S.A. 2C:44-4c (emphasis added).]
Williams contends that the sentencing judge improperly used
a conviction from a foreign country to impose an extended
sentence, contending that convictions outside the United States
are not included within the statute's reference to "another
jurisdiction."
The Law Division judge addressed the issue by reviewing the
sentencing guidelines of other states to determine if foreign
convictions could be used to support an extended term. State v.
Williams,
284 N.J. Super. 142, 156 (Law Div. 1995). New Jersey
and twenty-one other states have statutes that do not expressly
authorize or exclude foreign convictions when sentencing a repeat
offender; eight states explicitly authorize the use of a
conviction from a foreign country; and twenty states implicitly
exclude their use. Id. Federal Sentencing Guidelines permit the
use of a conviction outside the United States to support an
upward departure from the guidelines. U.S. Sentencing Guidelines
Manual, §4A1.2(h), §4A1.3(a) (1995). New York, a jurisdiction
that neither expressly allows nor disallows the use of a
conviction from a foreign country under its sentencing statute,
permits the inclusion of a foreign conviction for sentencing
enhancement. See People v. LeGrand,
439 N.Y.S.2d 695 (App. Div.
1981).
We hold that, absent a showing of fundamental unfairness
surrounding the prior foreign conviction, its use is presumed to
be appropriate where the conviction occurs in a jurisdiction that
has a judicial system that affords protections similar to our
own. The judge found that the Canadian system offers the accused
a trial where he is represented by counsel, and if convicted, has
the opportunity to appeal. There is no indication that the
Canadian system affords less than adequate protection of an
individual's right to a fair trial of the charges.
Other jurisdictions have assessed foreign convictions under
a fundamental fairness standard. See e.g., United States v.
Moskovits,
784 F.Supp. 183 (E.D.Pa. 1991). This test asks
whether the foreign system is so fundamentally unfair as to
render the conviction inadmissible. Williams, supra, 284 N.J.
Super. at 161 (citing United States v. Wilson,
556 F.2d 1177,
1178 (4th Cir.), cert. denied,
434 U.S. 986,
98 S.Ct. 614,
54 L.Ed.2d 481 (1977)). One of the criteria examined under the
fundamental unfairness test is whether the defendant was
represented by counsel.
The post-conviction relief judge found that Williams
retained counsel in Canada, but that he dismissed his attorney
during the trial. This finding is supported by the record. When
Williams was arrested in Canada, he asked whether he would
receive his American Constitutional Rights, have the
opportunity to consult with an attorney, and be read his rights.
Williams was already well versed as to his basic rights, having a
criminal record in this country dating back to 1963. In State v.
Crisafi,
128 N.J. 499, 513 (1992), our Supreme Court held that
if the record indicates that the defendant actually understood
the risks of proceeding pro se, a waiver may suffice. Crisafi
was held to have made a valid waiver where he understood the
consequences of conviction, the nature of the charges against
him, and the hazards of proceeding without counsel. Id.
Here, the judge made the factual determination that Williams
validly waived his right to counsel in Canada when he dismissed
his attorney midway through the proceedings. The judge conducted
an extensive review of the record of that proceeding and
concluded that Williams was unhappy with the evidence mounting
against him. The judge's finding that Williams showed that he
understood the proceedings and his rights is beyond attack. It
is clear that Williams validly waived his right to counsel during
the Canadian proceeding.
Williams argues that the use of his prior convictions to
impose an extended term violates the ex post facto clause of
Article I, §10 of the United States Constitution because the
convictions predate the adoption of the Code of Criminal Justice.
Williams is barred from raising the issue here because he did not
raise it below. R. 1:7-2. In any event, this contention has no
merit, as the punishment is for a new offense, not the earlier
one. R. 2:11-3(e)(2); In re Caruso,
10 N.J. 184, 189-90 (1952);
Gryger v. Burke,
334 U.S. 728, 732,
68 S.Ct. 1256, 1258,
92 L.Ed.2d 1683, 1687 (1948).
Williams improperly cites and relies on John Doe v. Poritz,
142 N.J. 1 (1995), to stand for the proposition that laws passed
after the commission of a crime constitute additional punishment
and are violative of the ex post facto clause. The precedent
cited by Williams refers to laws passed after the commission of
the crime on which a defendant is sentenced. This is not the
case here. N.J.S.A. 2C:44-3 was passed before December 1985 when
Williams committed the armed robbery from which he appeals the
extended term sentence. The extended term was properly imposed.
Williams raises, also for the first time on appeal, an
ineffective assistance of counsel claim. He urges that the
failure of his attorneys to investigate his prior convictions
rises to the level of ineffective assistance because an
investigation would have revealed that he was not represented by
counsel at his prior proceedings. In view of our present
rulings, even if the issue had been raised at an earlier time,
the outcome would not have been altered. See Strickland v.
Washington,
466 U.S. 668, 687,
104 S.Ct. 2052, 2064,
80 L.Ed.2d 674, 693 (1984) (setting forth a two-part test to determine
whether counsel's assistance was so defective as to require
reversal: First, the defendant must show that counsel's
performance was deficient... Second, the defendant must show that
the deficient performance prejudiced the defense.); State v.
Fritz,
105 N.J. 42 (1987) (adopting the Strickland test).
Affirmed as to defendant's appeal and the State's cross-appeal.