SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2620-96T2
STATE OF NEW JERSEY
Plaintiff-Appellant,
vs.
JOSEPH EGLES
Defendant-Respondent.
Submitted December 1, 1997 - Decided January 21, 1998
Before Judges Petrella, Skillman and Lesemann.
On appeal from Superior Court of New Jersey,
Law Division, Ocean County
Daniel J. Carluccio, Ocean County Prosecutor,
attorney for appellant (H. Steven Berkowitz,
Assistant Prosecutor, of counsel and on the Brief).
M. Joseph Kurzrok, attorney for respondent.
The opinion of the court was delivered by
LESEMANN, J.S.C. (temporarily assigned).
On appeal from a municipal court conviction, the Law Division
found that the warrant portion of a complaint-warrant was invalid,
as was the attempt to execute the warrant by arresting the
defendant. Based on that finding, it dismissed the two count
complaint charging defendant with disorderly conduct and resisting
arrest.
The State argues that use of a warrant here was correct, but
that, even assuming the contrary, the court should have amended the
warrant-complaint, treated it as a summons-complaint and dealt with
the complaint on its merits. It also argues that, in any event,
the penalty for an improper warrant or an improper arrest is the
suppression of any evidence obtained thereby, but not a dismissal
of the complaint itself.
The bizarre set of facts that led to this appeal began when
municipal police in Ship Bottom received a complaint from police in
a neighboring town that someone at defendant's home in Ship Bottom
was making harassing phone calls. The Ship Bottom police went to
defendant's house and spoke to him. He was intoxicated. The
conversation was amicable for a short time but defendant then
ordered the police to leave, and they did so.
Defendant was apparently angry with the Ship Bottom police
because of their visit. He then made at least two separate calls
to emergency phone number 911 asking that the State Police respond
to what he called harassment by the Ship Bottom police. On each
occasion the 911 operator called the Ship Bottom police who twice
went to defendant's house to tell him that State Police procedures
precluded their responding to calls within Ship Bottom and thus the
State Police would not be answering his calls. On each occasion
they asked defendant to stop making the 911 calls.
Defendant, who was a ham radio operator, then launched a
broad-based plea for help, via his radio, addressed to anyone who
might hear his call. Other operators throughout the East Coast
received his message and called various New Jersey State Police
offices, including those in Bloomfield, Bass River, Holmdel, and
Hammonton. Not surprisingly, the State Police called the Ship
Bottom Police, asking that they do something to stop the calls.
Having already visited defendant three times with no positive
result, the Ship Bottom Police determined that the disruptive calls
could be terminated only by arresting defendant. They called the
municipal judge, apparently to obtain a warrant. The description
of that call is incomplete and unclear. The judge did set a bail
amount, presumably in anticipation of an arrest, but there is no
indication that he heard any evidence of probable cause to justify
a warrant, that he made a finding that there was such probable
cause, or that he indicated even orally that he was issuing a
warrant and authorizing the arrest. The police, however,
interpreted the judge's comments as authorization for issuance of
an arrest warrant. They determined to arrest defendant first,
after which they would complete preparation of the warrant.
The police then went to defendant's home. When he opened the
door, they told him he was under arrest for disorderly conduct. He
replied with a vulgarity, slammed the door and retreated within the
house. The police pushed open the door (which knocked defendant to
the floor), hand-cuffed him and placed him under arrest. Thereupon
they filled out and signed a complaint against him which contained
two counts, one charging disorderly conduct and the other resisting
arrest. They also completed a warrant for his arrest.
Following trial in municipal court, the defendant was found
guilty of disorderly conduct and resisting arrest. The court found
that the disorderly conduct consisted of making 911 emergency calls
when there was no emergency which, it said, constituted false
alarms; and the resisting arrest consisted of defendant's slamming
the door and retreating within his house after the police had told
him he was under arrest. The court imposed a $500 fine for the
disorderly persons offense and $250 for the resisting arrest
charge.
On defendant's appeal to the Law Division, that court focused
almost entirely upon what it conceived to be an improper arrest
without a validly issued warrant. For reasons that are not clear,
the court declined the State's request to amend the complaint to
treat it as a complaint with summons, rather than a complaint with
warrant. Similarly, without expressing a reason for its
determination, the court also rejected the State's argument that
the appropriate sanction for an invalid arrest should be the
suppression of any evidence seized at the time of the arrest (there
was none) and in no event should the complaint be dismissed. The
court simply noted that it would exercise its discretion to
dismiss the complaint because of the improper arrest, and it did
so.
Initially, we note that, while we need not decide the issue,
the State is probably correct that a warrant could well have issued
here for defendant's arrest in connection with a complaint for
disorderly conduct. R. 3:3-1(b)(3) provides that a warrant may
issue on a complaint if the judge (or one of the other persons
authorized to issue such a warrant)See footnote 1 has reason to believe that
the defendant is dangerous to himself or herself, others or
property. Here the defendant's ongoing conduct certainly can be
said to have created a danger to others. He was diverting the
attention of emergency operators, the state police and the local
police. Three visits to his house had not ended his disruptive
behavior and it was not unreasonable to believe that he would
continue his phone and radio calls throughout the night.
Particularly with the request from the State Police to stop the
disruptive conduct, a warrant would have seemed justified.
However, assuming that to be so, the fact is that no warrant
issued until sometime after the arrest and the Law Division judge
was correct in regarding the police action as constituting an
arrest without a warrant.See footnote 2 However, that does not explain the
refusal to honor the State's request to amend the complaint to
treat it as a complaint with summons rather than a complaint with
warrant.
Rules 3:2-1, 3:2-2 and 3:3-1 (made applicable to the municipal
courts by R. 7:3) deal with three different but related documents:
a complaint, a warrant, and a summons.
A complaint, of course, sets out the charge against a
defendant. R. 3:2-1(a) says that a complaint shall be a written
statement of the essential facts constituting the offense charged.
It is to be made on a form approved by the Administrative Director
of the Courts and, except for traffic and non-indictable offenses,
is to be on oath or by certification before a judge or another
person authorized to take complaints.
A summons and a warrant relate to process: the means by which
a defendant is brought before a court to answer the charge set out
in a complaint. R. 3:2-2 says that a summons shall be made on a
Complaint-Summons form. It shall be directed to the person named
in the complaint and shall direct that person to appear before the
court at a stated time and place. The summons is to be signed by
the judicial or law enforcement officer issuing it.
R. 3:2-3 deals with an arrest warrant. It states that the
arrest warrant shall be made on a Complaint-Warrant form and is
to be signed by the judge, clerk or deputy clerk, municipal court
administrator, or deputy court administrator.See footnote 3
As a matter of mechanics and convenience, the complaint is
generally combined with the process document that accompanies it:
either a summons or a warrant. Thus, as noted, the rules refer to
a two part, combined document: either a complaint-summons (R.
3:2-2) or a complaint-warrant (R. 3:2-3). But, in either event,
the complaint remains the same: the required statement of the
offense charged, and the accompanying summons or warrant remains
what it is: a means of process, related to, but not part of, the
complaint.
R. 3:3-4 provides extraordinarily broad authority to amend a
summons or warrant. Sub-section (a) states that,
No person arrested under a warrant or
appearing in response to a summons shall be
discharged from custody or dismissed because
of any technical insufficiency or irregularity
in the warrant or summons, but the warrant or
summons may be amended to remedy any such
technical defect.
And sub-section (b) goes even further, saying that if it should
appear that a defendant is not guilty of an offense specified in a
warrant or summons, but there is reasonable ground to believe he is
guilty of some other offense,
the court shall not discharge or dismiss the
defendant but shall forthwith cause a new
complaint to be filed and thereupon issue a
new warrant or summons.
The refusal to permit the State's proposed amendment here, and
the dismissal of the complaint against defendant, are inconsistent
with the principles set out in R. 3:3-4 and the other rules just
discussed. Nothing in any of these provisions could be viewed as
authorizing the drastic action taken here. Certainly nothing
suggests the propriety of dismissing a complaint - a separate
document - because of a defect in the process that accompanied the
complaint or the execution of that process. Rather, R. 3:3-4
mandates that any such defect be cured by amendment, and that
neither the process itself, nor any defendant brought before the
court pursuant to that process, should be dismissed or discharged.
And to effect that objective a summons or warrant can be amended
even to the extent of charging a new offense, in which event a new
complaint is to issue, consistent with the amended process.
Certainly if amendments of the scope described in R. 3:3-4 are
expressly permitted, there is no reason to reject the requested
amendment here. This proposed amendment would have made no
substantive change in the charges against the defendant and would
have left the complaint unchanged. It should have been permitted.
Further, even assuming that there were no such amendatory
power and the defendant's arrest was totally improper, there is no
basis for dismissing the complaint. The State is correct that the
appropriate remedy for an improper arrest is suppression of any
evidence that may have been seized in connection with that arrest.
We know of no principle which would call for a dismissal of the
entire complaint because a defendant is improperly arrested.
Indeed, the rule is settled to the contrary: an illegal arrest
taints only the evidence that is the product of the arrest; it does
not necessarily taint an entire prosecution. State v. Mulcahy,
107 N.J. 467, 482 (1987); see also, United States v. Crews,
445 U.S. 463, 477,
100 S.Ct. 1244, 1251,
63 L.Ed 2d. 537 (1980); State
v. Hyman,
236 N.J. Super. 298, 301 (App. Div. 1989).
Nor is there any reason to impose such a drastic sanction
here. In this matter the local police were confronted with a
difficult situation, with an intoxicated and belligerent resident
engaged in a course of irrational conduct which was having a
disruptive effect on the law enforcement community. Their actions
were reasonable, except for their mishandling of the warrant issue.
That mistake should not lead to a dismissal of the entire complaint
against defendant.
Defendant is, of course, entitled to the de novo review of his
municipal court conviction which he has not yet received.
Accordingly, the action of the Law Division in reversing the
municipal court conviction and dismissing the complaint is reversed
and the matter is remanded for hearing of the de novo appeal.
Reversed and remanded.
Footnote: 1 1 Other persons authorized to issue a warrant include the clerk or deputy clerk of the court, or the administrator or deputy administrator of a municipal court. R. 3:3-1(a). Footnote: 2 2 The State does not urge that there were sufficiently emergent conditions to justify a warrantless arrest and obviously the police thought there was ample time to obtain a warrant. Footnote: 3 3 R. 3:3-1 deals with the question of whether a summons or a warrant should issue in a particular case. Essentially it provides that a summons shall be used unless otherwise authorized by one of the persons designated in R. 3:2-3 and unless that person finds grounds for the issuance of a warrant. As noted, one such ground is the belief that the defendant is dangerous to others.