SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-443-93T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
LUIS ANGEL TORRES,
Defendant-Appellant.
_______________________________________________
Submitted May 28, 1998 - Decided June 11, 1998
Before Judges Shebell, D'Annunzio and Coburn.
On appeal from the Superior Court of New Jersey,
Law Division, Hudson County.
Ivelisse Torres, Public Defender, attorney for
appellant (Diane Toscano, Assistant Deputy Public
Defender, of counsel, and on the brief).
Peter Verniero, Attorney General, attorney for
respondent (Paul H. Heinzel, Deputy Attorney General,
of counsel, and on the brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Defendant, Luis Angel Torres, and a co-defendant, Luis Gamboa, were charged as juvenile offenders arising out of an armed robbery and murder that took place on September 6, 1991, at the D'Oro Jewelry Store in Union City. Upon the State's motion for waiver of juvenile jurisdiction seeking to try them as adults, a hearing was conducted on January 22, 23, and 24, 1992. At the completion of the hearing, the judge ordered both
juveniles waived to adult court.
Torres and Gamboa were indicted on March 4, 1992, as
follows: count one, knowing or purposeful murder (N.J.S.A.
2C:11-3(a)(1) or (2)); count two, felony murder (N.J.S.A. 2C:11-3(a)(3)); count three, armed robbery (N.J.S.A. 2C:15-1); count
four, possession of a handgun for an unlawful purpose (N.J.S.A.
2C:39-4(a)); and count five, possession of a handgun without a
permit (N.J.S.A. 2C:39-5(b)).
The two were tried separately. Defendant was tried first.
On June 10, 1993, the trial judge held a Rule 8 (now N.J.R.E.
104(c)) hearing to determine the admissibility of:
(1) statements made by defendant to Joel Maestre, a correction's
officer at the Hudson County Youth House; and (2) the statement
defendant gave to police on the night of his arrest. At the
conclusion of the hearing, the judge ruled that both statements
were admissible. Defendant's jury trial lasted six days and
concluded on June 22, 1993, when the jury returned a verdict
convicting defendant on all counts.
On August 4, 1993, defendant was sentenced to a term of life
imprisonment with a thirty-year parole ineligibility period on
count one, a term of eighteen years with a six-year parole
ineligibility period on count three,See footnote 1 and a term of five years
on count five. The sentences were to run concurrently. For
sentencing purposes, the judge merged count two into count one
and count four into count five.
Defendant appeals, raising the following legal arguments:
POINT I
THE FAILURE OF DEFENSE COUNSEL OR THE COURT
BELOW TO ADVISE DEFENDANT OF HIS
CONSTITUTIONAL RIGHT TO TESTIFY ON HIS OWN
BEHALF AT THE WAIVER HEARING REQUIRES THAT
THE WAIVER RULING BE VACATED AND A NEW
HEARING HELD. U.S. CONST. AMEND. V, VI, XIV;
N.J. CONST. (1947) ART. I, PARS. 1, 10. (NOT
RAISED BELOW).
POINT II
THE PROSECUTOR'S QUESTIONS DURING TRIAL AND
COMMENTS DURING OPENING STATEMENTS AND
SUMMATION ON DEFENDANT'S POST-ARREST SILENCE
DENIED DEFENDANT HIS RIGHT TO REMAIN SILENT
AND DEPRIVED HIM OF A FAIR TRIAL. U.S.
CONST. AMEND. V, VI. XIV; N.J. CONST. ART. I,
PARS. 1, 9, 10. (RAISED IN PART BELOW).
POINT III
THE PROSECUTOR'S IMPROPER QUESTIONS, AND
IMPROPER REMARKS DURING SUMMATION, WERE SO
EGREGIOUS THAT DEFENDANT WAS DEPRIVED OF A
FAIR TRIAL. U.S. CONST. AMENDS. VI, XIV;
N.J. CONST. ART. I, PAR. 9. (RAISED IN PART
BELOW).
A. The Prosecutor Commented on Defendant's
Post Arrest Silence.
B. The Prosecutor Misstated The Law,
Appealed To Emotion and Denied Defendant
The Presumption Of Innocence.
C. The Prosecutor's Argument That The
Ballistics Testimony And Other Physical
Evidence Proved That Gamboa Was Telling
The Truth Amounted To Testifying By The
Prosecutor As A Ballistics And Crime
Reconstruction Expert, Was Based On
Facts Not In Evidence, And Resulted In
Elaborate And Improper Vouching For
Gamboa's Credibility By The State. (Not
Raised Below).
D. The Prosecutor's Argument That The State
Had Made No Plea Agreements or Promises
to Gamboa In Exchange for His Statement
And Testimony, Inviting The Inference
That Gamboa Therefore Had No Interest In
The Outcome Of This Trial, Was
Misleading. In Addition Such Statements
Amounted To Elaborate Vouching For The
Credibility Of Gamboa. (Not Raised
Below).
E. The Prosecutor Suggested to the Jury
That Their Duty Was To Convict The
Defendant. (Not Raised Below).
F. The Prosecutor Misstated The Testimony.
G. The Prosecutor's Representation That The
Autopsy Photographs Constituted
Eyewitness Testimony Was Improper.
H. The State Elicited Testimony Concerning
Defendant's Impecuniosity. (Not Raised
Below).
I. The State Elicited Testimony From
Defendant Characterizing A State's
Witness As A Liar.
POINT IV
THE TRIAL COURT DENIED DEFENDANT'S RIGHTS TO
DUE PROCESS OF LAW AND A FAIR TRIAL DUE TO
ITS WOEFULLY INADEQUATE INSTRUCTION TO THE
JURY ON THE LAW REGARDING HOW TO EVALUATE THE
CREDIBILITY OF GAMBOA, AN ACCOMPLICE AND THE
CHIEF PROSECUTION WITNESS AGAINST DEFENDANT.
IN ADDITION BASED ON THE FACTS OF THIS CASE,
THE COURT SHOULD HAVE SUA SPONTE INSTRUCTED
THE JURY THAT THE STATE COULD OFFER GAMBOA A
PLEA AGREEMENT OR SENTENCE REDUCTION AFTER
TRIAL. (U.S. CONST. AMENDS. V, VI AND XIV;
N.J. CONST. (1947), ART. I, PARS. 1,
9 AND 10). (NOT RAISED BELOW).
A. The Trial Court's Instruction To The
Jury On "Expectation of Benefit" Was
Totally Inadequate Since The Model Jury
Charge On Accomplice Liability Was
Required.
B. The Trial Court Should Have Sua Sponte
Instructed The Jury That The State Had
The Authority To Offer Gamboa A Plea
Agreement Or Sentence Reduction After
Defendant's Trial.
POINT V
THE COURT'S INSTRUCTIONS TO THE JURY WHICH
ERRONEOUSLY DEFINED THE AFFIRMATIVE DEFENSE
OF DURESS AND INCORRECTLY STATED THE STATE'S
BURDEN OF PROOF AS TO DURESS; ERRONEOUSLY
EXPLAINED THAT ACCOMPLICE LIABILITY COULD BE
PROVED BY SHARED INTENT OR PARTICIPATION; AND
ERRONEOUSLY INSTRUCTED THAT A KNOWING STATE
OF MIND WAS SUFFICIENT TO PROVE ACCOMPLICE
LIABILITY, DENIED DEFENDANT A FAIR TRIAL.
U.S. CONST. AMENDS. V, VI, XIV; N.J. CONST.
ART. 1, PAR, 1, 9, 10. (NOT RAISED BELOW).
A. The Instruction On Duress.
B. The Accomplice Liability Instruction
Erroneously Allowed The Jury To Find
Accomplice Liability Based On Either
Shared Intent Or Actual Participation.
C. The Accomplice Liability Instruction
Erroneously Allowed The Jury To Find
Accomplice Liability Based On A Knowing
Rather Than A Purposeful State Of Mind.
POINT VI
OTHER CRIMES EVIDENCE, CONSISTING OF
TESTIMONY FROM A DETENTION OFFICER THAT
DEFENDANT TRIED TO BRIBE HIM, AND TESTIMONY
THAT DEFENDANT HAD DISTRIBUTED COCAINE TO THE
CO-DEFENDANT, ADMITTED WITHOUT A HEARING AND
WITHOUT LIMITING INSTRUCTIONS, DENIED
DEFENDANT A FAIR TRIAL. (NOT RAISED BELOW).
POINT VII
DEFENDANT'S ALLEGED STATEMENTS TO A DETENTION
OFFICER SHOULD HAVE BEEN EXCLUDED BECAUSE
DEFENDANT WAS QUESTIONED BY THE OFFICER IN A
CUSTODIAL SETTING WITHOUT THE BENEFIT OF
MIRANDA WARNINGS AND IN THE ABSENCE OF
COUNSEL. (RAISED IN PART BELOW).
POINT VIII
THE DOUBLE HEARSAY TESTIMONY OF DETECTIVE
ANGERMAYER, RELATING WHAT HE WAS TOLD BY
GARCIA TELLING WHAT HE WAS TOLD BY GAMBOA,
WAS INADMISSIBLE HEARSAY AND DENIED DEFENDANT
A FAIR TRIAL. (NOT RAISED BELOW).
POINT IX
THE JUDGE ABUSED HIS DISCRETION IN SENTENCING
THE 16-YEAR OLD DEFENDANT TO THE MAXIMUM
SENTENCE FOR MURDER BECAUSE THE JUDGE DID NOT
CONSIDER DEFENDANT'S LACK OF A PRIOR CRIMINAL
RECORD OR HIS YOUTH AS MITIGATING FACTORS.
The co-defendant, Gamboa, testified on behalf of the State
that he and defendant had met in school and had known each for
about five months when on September 6, 1991, they carried out the
armed robbery of the jewelry store. They had planned the robbery
the day before with Carlos Cruz who gave defendant the gun. The
plan was to tie up the owner, Andy Shum. Defendant was supposed
to point the gun at the victim, getting him away from the alarm,
while Gamboa tied him up. They planned to take Shum into the
bathroom and then rob the store. According to Gamboa, defendant
told him that he knew the owner and had previously sold him
stolen jewelry.
On the day of the robbery, Gamboa was on the corner by the
high school drinking with friends, when at about noon, defendant
came along. They hung around talking to girls until about 3:30
p.m. At about 4:00 p.m., they walked to the jewelry store.
Defendant had a black bag with the gun in it. Gamboa carried a
bag containing the rope. When they arrived, Shum buzzed them in
and defendant asked if he wanted to buy some jewelry. Shum said
that he did. Defendant said they had to go get the jewelry and
that they would be back later. They went to the store that first
time to check for alarms. When they returned fifteen minutes
later, defendant told Shum he had jewelry in the black bag.
Defendant reached in the bag, took out the gun and shot Shum once
in the neck from about three feet away, even though Shum had
raised his hands. About three seconds later, defendant again
shot Shum in the temple at an even closer range. Shum died as a
result of a laceration and edema of the brain caused by that
gunshot wound. Gamboa asked defendant why he had shot Shum, and
defendant answered that he had to because he would recognize
them.
Gamboa knew defendant had the gun and that there was going
to be a robbery but maintained that shooting the man was not part
of the plan. In his original statement to the Union City Police
in September 1991, Gamboa had said that he did not know that
defendant planned on bringing a gun to the robbery. However, in
his subsequent statement on January 11, 1993, to the Hudson
County Prosecutor's Office, Gamboa said that he knew about the
gun and was there the night before the robbery when Cruz gave
defendant the gun. A latent print lifted from the counter was
identified as defendant's right palm print.
At trial, a detective testified that Javier Garcia had gone
to another detective, who lived across the street from Garcia,
and told him that he knew who was responsible for the shooting
and robbery at the jewelry store. Garcia was brought to
headquarters where he told police that both individuals were
named Luis, but he did not know their last names. However, he
gave full descriptions of both. He gave police the address and
pointed out where "the first Luis" (Gamboa) lived on Eighth
Street. "The second Luis" (defendant) had a girlfriend named
Lucy, who was pregnant and lived on Ninth Street and New York
Avenue in Union City. Garcia told police that on the night of
the incident, Gamboa had told him that defendant was the shooter.
The officers drove around with Garcia who was able to point out
Gamboa as the one who had told him the story of what had
happened.
On September 8, 1991, two days after the crime, Gamboa was
arrested for aggravated assault with a handgun. After Gamboa was
arrested, he accompanied the police to a bush where a .25 caliber
automatic pistol was recovered. He said defendant had put it
there after the shooting. In his formal statement to the police,
Gamboa identified defendant as having been with him in the store
that night and as having been the shooter. Gamboa said that he
was aware that he was going to a store to rob it as he and
defendant had discussed it the night before. Based upon that
conversation, the detectives went to search for defendant. Two
officers waited outside of defendant's house and arrested him
when he came outside. Defendant was with his girlfriend. He was
read his rights and transported to headquarters.
The police called defendant's mother who responded to the
police station. She did not speak English, so a detective acted
as interpreter. She was allowed to speak to her son who was in
the interrogation room. Defendant was calm as to his arrest but
was upset with Detective Caputo because he had transported
defendant's girlfriend to headquarters. Defendant was again read
his rights, and at 9:45 p.m., defendant and his mother initialed
the Miranda waiver card. However, defendant then told Caputo
that he did not like his attitude and would not speak to him.
That same evening, Detective Brian Barrett was off-duty, but
had stopped at headquarters on his way home from the shore. He
offered to sit with defendant who was waiting to be transported.
Defendant asked Barrett his name, and Barrett told him.
According to Barrett, defendant said to him: "I want to tell you
my story, I want to tell you what happened." Barrett told
defendant that he did not want to hear his story; Barrett wanted
to go home. Barrett asked defendant why he had not given his
story earlier, and defendant responded that he did not like
Caputo's attitude. Barrett notified the supervisor that
defendant was now ready to give a statement. They sent back
another detective to take the statement, but defendant would not
give him a statement, as he would speak only to Barrett.
At that point, Barrett prepared to take defendant's
statement. Defendant's mother was summoned back to the police
station. Through the interpreter, defendant's mother was advised
of the charges against her son and told that he wished to speak
to Barrett. She agreed to allow her son to give a statement, and
defendant signed a waiver and gave his statement to Barrett at
11:58 p.m. According to defendant, he did not know that Gamboa
had a gun. Gamboa took the gun from a black bag, and when Shum
turned to put the cup on top of the safe, Gamboa shot him. The
man was trying to say something, but Gamboa shot him again.
Gamboa took the jewelry, and defendant did not know where it was.
According to Shum's wife, $120,000 worth of jewelry was taken.
Defendant explained in his statement that he did not give his
statement to Caputo because he did not like his attitude.
Maestre, a correction's officer at the Hudson County Youth
House testified that he oversaw a dormitory in which defendant
and Gamboa were housed. In October 1991, he saw defendant when
he returned from court. Defendant looked distraught, so he asked
him if everything was all right. Defendant said he got remanded
back to the youth house until his next court date. Defendant
said that he could not "do the time," and offered to give the
officer $2500 up front if he would tell the prosecutor's office
that he had overheard Gamboa tell another inmate at the youth
house that Gamboa had done the shooting. Defendant would give
the officer an additional $2500 and some jewelry when he was
released. Defendant explained that he had the $5000 because he
and Gamboa sold some of the jewelry. The next day, defendant
said that the offer still stood. At trial, defendant claimed
that he had never spoken to the officer at the youth house and
had never offered him money and jewelry.
Defendant testified that he was sixteen years old on
September 6, 1991. It was by accident that he ran into Gamboa on
that day, a block away from the high school. Defendant told
Gamboa that he was on his way to the jewelry store to get a ring
for his girlfriend for their second anniversary of dating.
Gamboa asked if he could go with defendant. The two walked to
the jewelry store and there was no previous discussion about
robbing this store. Defendant claimed that he had never been to
that store before and did not know the owner.
Defendant claimed that he was not carrying anything, but
that Gamboa was carrying a black bag. Defendant asked Shum if he
could see some rings, and the owner showed him a panel of rings.
The owner moved toward the safe to get more samples, when
defendant saw Gamboa remove a gun from the bag and fire two shots
at the owner. Gamboa put the gold in his bag, although they left
some jewelry behind. Defendant pushed the button on Shum's
waist, which caused the door to click, at which time Gamboa
opened the door, walked out, and held the door open for
defendant. They then ran out of the store. Two blocks from the
store, Gamboa "passed" the gun to defendant, and defendant threw
the gun into the bushes. Defendant maintained that he did not
sell the jewelry or receive anything as a result of the robbery.
Gamboa left with the jewelry, and defendant did not see him again
until they were at the youth house.
Defendant contends that the failure of defense counsel or the court below to advise him of his constitutional right to
testify on his own behalf at the juvenile waiver hearing requires
that the waiver ruling be vacated and a new hearing held. He
asserts that he was deprived of the chance to address the
juvenile court as to why he should not be tried as an adult. He
complains that defense counsel called only one witness at the
waiver hearing, a regional coordinator employed by the Department
of Corrections. He argues that because the record is silent on
the issue, at the very least, the matter should be remanded for a
hearing to establish whether he was ever advised of his right to
testify at the waiver hearing.
In a homicide proceeding against a juvenile, the waiver
hearing is a critical stage. State v. Ferguson,
255 N.J. Super. 530, 535 (App. Div. 1992), certif. denied,
138 N.J. 265 (1994);
State v. R.G.D.,
108 N.J. 1, 4 (1987). This is so because once
waiver occurs, the juvenile "loses all the protective and
rehabilitative possibilities available to the Family Part." Id.
at 5.
N.J.S.A. 2A:4A-26 creates a strong presumption that the
Family Part shall transfer jurisdiction of a juvenile aged
fourteen or over to an adult court if it finds probable cause to
believe that the juvenile has committed a serious offense
enumerated in the statute. State v. Jack,
144 N.J. 240, 246
(1996); Ferguson, supra, 255 N.J. Super. at 535-36. The accused
has the burden of showing that the probability of rehabilitation
substantially outweighs the reasons for waiver. N.J.S.A. 2A:4A-26. The decision to waive jurisdiction and refer a juvenile
complaint to the Law Division is discretionary and will not be
disturbed unless it is shown that the exercise of discretion was
abused. State v. Matarama,
306 N.J. Super. 6, 16 (App. Div.
1997), certif. denied,
153 N.J. 50 (1998).
Our Legislature has accorded juveniles all rights given to
adults charged with a crime. Ferguson, supra, 255 N.J. Super. at
537. N.J.S.A. 2A:4A-40 provides:
All defenses available to an adult charged
with a crime, offense or violation shall be
available to a juvenile charged with
committing an act of delinquency.
All rights guaranteed to criminal
defendants by the Constitution of the United
States and the Constitution of this State,
except the right to indictment, the right to
trial by jury and the right to bail, shall be
applicable to cases arising under this act.
Both federal and New Jersey law recognize that the accused
in a criminal trial has the constitutional right to testify on
his or her own behalf. The United States Supreme Court found
that this right is guaranteed by the Fifth Amendment privilege
against self-incrimination, the Sixth Amendment rights to
compulsory process and to conduct one's own defense, and the
Fourteenth Amendment right to due process. Rock v. Arkansas,
483 U.S. 44, 51-53,
107 S.Ct. 2704, 2709-10,
97 L.Ed.2d 37, 46-47
(1987). The New Jersey Supreme Court has stated that a
defendant's right to testify on his or her own behalf in a
criminal trial is guaranteed by our State Constitution, N.J.
Const. art. I, ¶¶ 1 and 10, and by statute, N.J.S.A. 2A:81-8.
State v. Savage,
120 N.J. 594, 627-28 (1990).
The right to testify at one's trial is a fundamental right
which can be waived "only by an `intentional relinquishment or
abandonment.'" Savage, supra, 120 N.J. at 628 (quoting Johnson
v. Zerbst,
304 U.S. 458, 464,
58 S.Ct. 1019, 1023,
82 L.Ed. 1461,
1466 (1938)). However, the "waiver need not be on the record to
withstand appellate scrutiny." State v. Buonadonna,
122 N.J. 22,
36 (1991).
There is a constitutional tension inherent in requiring a
trial court to advise a defendant of the right to testify or to
inquire whether the defendant has waived that right. Savage,
supra, 120 N.J. at 629-30. Discussion of the issue with the
accused "might `inappropriately involve the trial court in the
unique attorney-client relationship, raising Sixth Amendment as
well as Fifth Amendment concerns.'" Id. at 629 (quoting State v.
Bogus,
223 N.J. Super. 409, 424 (App. Div.), certif. denied,
111 N.J. 567 (1988)). The decision of whether to testify belongs
ultimately to the defendant, and it "is an important strategical
choice, made by defendant in consultation with counsel." Id. at
631. Therefore, "when a defendant is represented by counsel, the
trial court is not required to inform defendant of his right to
testify or explain the consequences of that choice." Id. at 630.
The Savage Court did, however, add:
Counsel's responsibility includes advising a defendant of the benefits inherent in exercising that right and the consequences inherent in waiving it. To ensure that counsel meets that obligation, it may be the better practice for a trial court to inquire of counsel whether he or she had advised a defendant, particularly a capital defendant,
of his or her right to testify. This will
best ensure that defendant's constitutional
rights are fully protected. Indeed,
counsel's failure to do so will give rise to
a claim of ineffectiveness of counsel.
[Id. at 631.]
In Ferguson, supra, the fourteen-year-old defendant was
convicted of murder at a trial held after a transfer hearing
where the Family Court judge waived jurisdiction and transferred
the case to the Law Division for prosecution as an adult. 255
N.J. Super. at 531. We concluded there were two deficiencies in
the waiver hearing: (1) defense counsel did not tell the
defendant or his mother that he had a right to testify at the
hearing; and (2) defense counsel seemed to put the case in the
lap of a retained psychiatrist and stood aside. Id. at 536. We
noted that the Savage Court had held that defense counsel, not
the judge, has the responsibility to advise the juvenile of his
right to testify, and that the best practice is for the judge to
inquire of counsel on the issue. Id. at 539. Applying those
principles in Ferguson, we rejected the State's claim of harmless
error and reversed. Ibid.
We find Ferguson distinguishable because there the defendant
had sought reconsideration of the decision to transfer and at a
hearing on that request, defense counsel testified and admitted
that he did not inform the defendant or his mother of the
defendant's right to testify at the transfer hearing. Id. at
538. Here, the record does not demonstrate that defense counsel
admitted that he failed to inform defendant of his right to
testify. We reject defendant's assertion that it must be
presumed that counsel failed to inform him of this right because
the waiver of such a paramount constitutional right is routinely
placed on the record. If defendant had filed a motion for
reconsideration of the waiver of jurisdiction, there would have
been a hearing as to whether defense counsel informed defendant
of his right to testify. We cannot determine from the present
record whether defendant was so advised and whether the waiver
hearing was flawed.
Under Savage, it is the responsibility of defense counsel,
not the trial court, to advise a defendant on whether or not to
testify and to explain the consequences of waiving that right.
Although the Court suggested that it may be the better practice
for the court to inquire of defense counsel whether the defendant
was advised of that right, it is not mandatory. Thus, the fact
that the judge did not make such an inquiry of defense counsel on
the record is not grounds for reversal.
Moreover, our Supreme Court in State v. Jack,
144 N.J. 240
(1996), recognized that not every claim of ineffective assistance
of counsel at a juvenile waiver hearing requires a new hearing.
Id. at 254. To secure a new hearing, a juvenile must make a
prima facie showing that "there was evidence of a genuine
potential for rehabilitation that counsel did not present to the
juvenile court." Id. at 255. If such a showing is made, the
appellate court may order a remand to the juvenile court for a
hearing: (1) to assess the attorney's reasons for not presenting
to the waiver court the evidence of the potential for
rehabilitation and to determine whether that failure was due to
the ineffectiveness of counsel; and (2) to determine whether the
result of the waiver proceeding would have been different if
there had been a showing of that potential by effective counsel.
Id. 245, 255. If both tests are met, there should be a new
waiver proceeding. Ibid. However, if the remand court
determines that the best efforts of competent counsel would not
have prevented waiver because the prospects for rehabilitation
did not substantially outweigh the reasons for waiver, then the
defendant's conviction in adult court stands. Id. at 254.
In the present case, defendant has not asserted ineffective
assistance of counsel and does not claim that his attorney failed
to inform him of his right to testify. Rather, he argues that
the record does not indicate that he was so advised by his
attorney. That contention does not rise to the level of a prima
facie showing that there was evidence of a potential for
rehabilitation that counsel did not present to the juvenile
court, requiring a remand hearing. Further, given the crime
itself, it is unlikely that the result of the waiver hearing
would have been different had defendant testified. The
sentencing court found in refusing to consider defendant's youth
as a mitigating factor, that this was a cold-blooded and
premeditated, execution-style murder, and no mitigating factors
were found. In light of the finding of the aggravating factor of
the need to deter, we fail to see how the result would have been
a denial of waiver.
Defendant contends that the prosecutor's questions during
trial and comments during his opening statement and summation
regarding defendant's post-arrest silence deprived defendant of
his right to remain silent and a fair trial.
During his opening statement, the assistant prosecutor
stated:
Now, the police officers go to Gamboa's
address, and there's a stakeout, and Caputo
will tell you that Gamboa is stopped -
before they even tell him what's going on -
Gamboa is like, look, I had nothing to do
with the shooting. I was down for the
robbery. I'll even show you where the gun
is, and takes him to a location. And from
under -- inside of a tree, a bush, they find
a .25 caliber automatic weapon.
. . . .
So they, then, take Gamboa to police
headquarters, and they contact his
mother. . . . She agrees, he agrees, and he
gives a statement.
Now, while this is happening, the police
officers pick up Luis Torres, who was in the
company of his girlfriend, Lucinda Cuba, when
he's arrested. In fact, she even accompanies
him, or is brought with him to police
headquarters.
Torres is read his rights at the scene, doesn't -- isn't asked any questions, gets down to police headquarters, and because, apparently, he didn't like Detective Caputo's attitude -- which you'll hear testimony about -- "attitude," he doesn't give a statement; but, later, during the course of the evening, in the presence of his mother, after the same
forms are read, he gives Detective Barrett,
Brian Barrett, a statement.
Defendant also complains about the following testimony
pertaining to defendant's arrest that the prosecutor elicited
from Caputo during direct examination:
Q. And at a certain point in time, did
you read Mr. Torres his [Miranda] rights,
again, at police headquarters?
A. Yes.
Q. Now, you were saying this in English;
Detective Ortega is interpreting, correct?
A. That's correct.
Q. Now, did Mr. Torres speak English?
A. Yes, he did.
Q. Did he have any difficulty
understanding anything?
A. None whatsoever.
Q. Did he give you a statement at that
time?
A. No, he didn't.
Q. After he told you he didn't want to
give you a statement --
MR. SERTERIDES: Objection, Judge.
THE COURT: Sustained.
Q. The statement was after that aspect -
did you initiate any more questions with
respect to Mr. Torres?
A. No, I didn't.
Defendant points to the following testimony from the
prosecutor's direct examination of Barrett, the officer who was
off-duty but sat with defendant while he waited to be
transported:
Q. What happened next?
A. He stated to me, I want to tell you my
story, I want to tell you what happened.
Q. What did you tell him?
A. I said, I didn't want to hear your story.
I wanted to go home, actually.
Q. And did you tell him anything with
respect to any other detective?
A. I asked if he was given the opportunity,
prior to this, to give a statement, or tell
his story. He said, yes, he did. But,
Lieutenant -- Detective Caputo, I asked him
why he didn't give his story, or his
statement to Detective Caputo, and he told me
he didn't like his attitude.
Barrett continued that defendant said that he would give his
statement only to Barrett, so Barrett took his statement.
Finally, pointing to the following portions of the
prosecutor's summation, defendant argues that the prosecutor
urged the jury to disbelieve defendant's testimony because he,
unlike Gamboa, did not immediately give a statement at the time
of his arrest:
Now, Gamboa gives you his statement on
September 8th, 1991. Isn't that statement
somebody coming clean, isn't that statement
dealing -- he doesn't come out say I was
going to do something, you know this horrible
thing happened, does that make sense to you
that Mr. Torres finds himself in this
horrible situation and he responds the way
that he does, does that make sense to you?
Javier Garcia then tells the police, the police go out looking for two individuals, Gamboa and Torres, as a result of that. They bring Gamboa into headquarters around 7:30 p.m., Gamboa immediately decides to give the
police a statement, no hesitation, no
problems, what does he say?
Now, think about this, because when we're
dealing with credibility of witnesses that's
what this trial is all about, no one is
saying that either one of these individuals
is the salt of the earth, because they're
not. We're trying to figure out who's
telling the truth and who isn't.
Defendant maintains that although there was an objection
only to Caputo's testimony, which the trial judge sustained, all
of the above-quoted testimony and statements at trial violated
defendant's right to remain silent. He points out that the
credibility of defendant and Gamboa was squarely at issue, and
the prosecutor urged the jury to infer from defendant's silence
at the time of his arrest that he was fabricating his later
statement and testimony at trial, and that Gamboa, who gave a
statement immediately, was more credible.
It is well-established that because of a defendant's right
to remain silent the prosecution may not comment upon or pose
questions regarding a defendant's silence or his failure to
disclose exculpatory information to the police at or after the
time of his arrest, nor may the prosecutor use defendant's
silence for impeachment purposes during cross-examination. State
v. Deatore,
70 N.J. 100, 112-15 (1976). The right to remain
silent in the face of police interrogation is a fundamental
aspect of the privilege against self-incrimination. Id. at 114.
The use of a defendant's silence is improper whether or not the
defendant has received Miranda warnings. Id. at 117 n.10. The
Deatore Court reached its conclusion "as a matter of state law
and policy," based upon the "privilege against self-incrimination
which is enshrined in the common law." Id. at 112, 113. In
Deatore, supra, the Court stated: "defendant is under no
obligation to volunteer to the authorities at the first
opportunity the exculpatory story he later tells at his trial and
cannot be penalized directly or indirectly if he does not." 70
N.J. at 115.
In the instances quoted above, the prosecutor's comments
related to defendant's delay before eventually deciding to give a
statement to Barrett. If defendant's delay or refusal to give a
statement to Caputo was related to his right to remain silent, it
would constitute an improper reference to defendant's exercise of
his Federal and State rights. The State's case demonstrated that
defendant was reluctant to give a statement, whereas Gamboa spoke
up, and therefore, the prosecutor argued that Gamboa was to be
believed. However, there was never any suggestion that the
defendant was standing on his right not to speak.
The fact that defendant's attorney objected only during the
direct examination of Caputo is significant on this point. While
the prosecutor used defendant's delay in giving a statement to
attack his credibility and bolster Gamboa's, we find that it was
obvious at trial that the delay was not based on defendant's
invoking of his constitutional right to remain silent. Rather,
as seen in defense counsel's cross-examination of Caputo,
defendant's refusal to speak to him was explained throughout as
related to his dislike of Caputo's attitude and his treatment of
Lucy.
Defense counsel on cross-examination of Caputo brought out:
Q. You participated in the arrest of Luis
Gamboa?
A. Yes, I did.
Q. And Mr. Torres?
A. Yes, I did, sir.
Q. And both gave statements, correct?
A. Yes.
. . . .
Q. At one point, on the evening of the
arrest of Mr. Torres, while he was in the
station house, he indicated he did not want
to speak to you. Is that correct?
A. That is correct.
Q. He had indicated that there was
something about your attitude that he didn't
want to speak with, correct?
A. Correct, sir.
Q. Did anything happen between the two of
you?
A. Mr. Torres was upset, because I had
transported his girlfriend up to headquarters
with the other two individuals at the time.
The explanation of defendant's reluctance to speak to Caputo
firmly was established by Caputo's testimony about defendant's
being upset with him because he had transported his girlfriend to
headquarters. Moreover, defendant's refusal to give his version
was rather isolated and brief. We fail to perceive in these
circumstances that the State's comments and arguments compromised
defendant's right to remain silent. It was clear that defendant
was willing to give his version but only to Barrett.
Defendant contends that the prosecutor's argument that the
State had made no plea agreements with or promises to Gamboa in
exchange for his statement and testimony invited the improper
inference that Gamboa consequently had no interest in the outcome
of defendant's trial. In fact, after the trial, on December 20,
1993, Gamboa pled guilty to first degree armed robbery, the third
count of the indictment against him, pursuant to a plea bargain
in which the State agreed to dismiss the remaining counts of the
murder indictment, and to recommend that the court sentence
Gamboa to a custodial term of up to twenty years with a ten-year
parole ineligibility period. On January 28, 1994, the judge
approved the plea agreement between Gamboa and the State,
sentenced Gamboa for first degree armed robbery to a custodial
term of twenty years with a ten-year parole ineligibility period,
and dismissed the remaining counts of the indictment.
Defendant complains about the following questions that the
prosecutor asked Gamboa on direct examination:
Q. Mr. [Gamboa], are you aware of the
fact that if you tell us that you knew there
was a gun when the robbery was being
committed and that someone died, that you're
basically admitting to felony murder?
A. Yes.
Q. You realize that, do you not?
A. I realize it.
Q. Was it explained to you prior to giving
the statement by your attorney and by me --
A. Yes.
Q. -- That if you swore an [sic] oath, gave
this statement, told us that you knew there
was a gun, that you were facing the most
serious charge?
A. For murder.
Q. Felony murder with as much time, correct?
A. Yes.
Q. Even though you never touched the gun,
you knew that, did you not?
A. Yes, I did.
Q. I asked you well why do you want to give
us a statement, why do you want to give us a
statement?
A. Because it was wrong, what happened,
somebody die [sic] and I think it's wrong.
Q. Were you offered any type of reduced jail
sentence for giving the statement and
testifing [sic]?
A. No.
Q. Are you expecting to receive any benefit
as a result of this testimony you're giving
today?
A. No.
Q. Mr. Gamboa, you're scheduled for trial
next, are you not?
A. Yes.
Q. You realize that this seals your fate on
a felony murder conviction?
A. Yes, I realize.
Q. Has anybody in any way offered you
anything for coming --
A. No.
Q. Mr. Gamboa, do you expect to receive any
type of benefit for your testimony here
today?
A. No.
In questioning Gamboa about the taking of his second statement,
the prosecutor asked:
Q. I talk about when we were in the jury
room that time I told you no promises or no
jail sentence reductions are in line for you,
isn't that true?
A. That's true.
Q. In fact you contacted Mr. Desmond, you
were brought into our office where we are
right now, isn't it true that I also told you
that no way whatsoever was I offering you any
promises by way of a reduced jail sentence or
any benefit by giving me the statement, isn't
that true?
What's your answer, sir?
A. Yes.
Q. Did I explain to you that once you gave
this statement, you would be opening yourself
up to felony murder?
A. That's correct.
We find no reversible error considering the record as a whole. During summation, defense counsel told the jury that if
they believed that Gamboa had testified with no thought of
advantage, then they were "born last night." Defense counsel
added that whether he expressed it or not, Gamboa had a hope that
he would receive better treatment because of his testimony.
Thereafter, the prosecutor in summation said that defense counsel
had brought out a good point, and that there may have been an
expected benefit in the mind of Gamboa. Finally, the trial judge
instructed the jury that it could consider whether Gamboa had any
hope of receiving a benefit and whether that affected his
truthfulness.
Defendant's contention that the prosecutor's examination of
Gamboa was misleading because the jury was not told that the
prosecutor had the power to offer Gamboa a plea agreement or
sentence reduction after the trial was over is not persuasive.
The jury heard the relevant testimony that no promises had been
made and that Gamboa had no expectation that he would be rewarded
for his testimony.
Defendant relies on State v. Wilson,
128 N.J. 233 (1992),
wherein the Court had found improper the prosecutor's remark
"that he would never make a deal with Dyson" because he was part
of the murder. Id. at 242. Wilson is distinguishable since in
that case no one had testified in support of that assertion.
Ibid. It is true that in Wilson, as here, the prosecutor's
comment proved untrue because after the trial, the State's
witness pled guilty to a lesser charge in exchange for the
State's recommendation to dismiss the murder charge against him.
In any event, the Wilson Court found that in view of the
defendant's failure to object and the witness' testimony that he
hoped the State would "look favorably" on the charges against
him, the impropriety was not reversible error. Ibid.
Here, defense counsel in summation similarly pointed out to
the jury that Gamboa hoped he would receive better treatment and
the prosecutor candidly observed in summation that the point
might have merit. The jury was free under the judge's charge to
consider whether there was an expected benefit in Gamboa's mind,
i.e., did he think that the court or prosecutor would treat him
more favorably after trial because of his testimony. We find no
unfair prejudice to defendant.
Defendant contends that the "double hearsay testimony" of a
detective, relating what Garcia told him and another detective
about Garcia's conversation with Gamboa, was inadmissible hearsay
and denied defendant a fair trial. Defendant first points to the
following portion of the prosecutor's opening statement:
fortunately, on September 8th, 1991, Captain Spincola of the Union City Police Department, was outside of his house; there was an individual that lived in the neighborhood by the name of Javier Garcia. It's a 15 or 16-year-old boy at the time. Javier Garcia goes up to Captain Spincola and says to him: Did you hear about the robbery at Doro Jewelers? Then he says, well, you know, tell me about it. And the kid starts to tell him specific things about the robbery, that only a person that was actually there had knowledge of it
would know. Javier Garcia tells him, "I
know the two people that did it." Of course,
Captain Spincola asks him how, and he tells
him, an individual by the name of Luis, the
last name begins with either a C or a G -
this will turn out to be Gamboa -- not
Torres, Gamboa, came to me after the robbery,
and told me that him and Luis robbed the
store; meaning Luis Torres eventually -- and
Luis Torres shot the owner of the store.
Defendant also points to the following testimony from Detective
Angermeyer's direct examination by the prosecutor:
Q. Okay, and at a particular point in
time, were you ever contacted specifically on
September 8th, 1991, by Captain Spincola, and
asked to respond to interview a person by the
name of Javier Garcia?
A. That's correct.
Q. Tell the ladies and gentlemen of the
jury how that came about?
A. Javier Garcia had gone to Captain
Spincola, who lives across the street from
his house, and advised Captain Spincola that
he knew who was responsible for the shooting
and robbery at the jewelry store.
We went down and interviewed Mr. Garcia.
From the information that he had given us, he
had information that only a person who was in
the store, or had been told by somebody who
was in the store, which verified what he was
telling us.
We then brought Mr. Garcia into
headquarters for a formal statement.
Q. Now, you had referred to Mr. Garcia
telling you who the alleged shooter was?
A. Mr. Garcia told us that -- well, he said,
according to Mr. Gamboa, Luis Gamboa told him
that Luis Torres was the shooter.
Q. And did he explain to you when he
obtained that information from Mr. Gamboa?
A. The night of the actual incident.
"`Hearsay' is a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted." N.J.R.E.
801(c). It is not admissible except as provided by the evidence
rules or other law. N.J.R.E. 802. The rules contain certain
recognized exceptions to the hearsay rule. N.J.R.E. 803.
In State v. Bankston,
63 N.J. 263 (1973), a detective
testified that after receiving information from an informant that
an individual had narcotics in his possession, the police went to
a bar where they saw and then apprehended the person fitting the
description that they had obtained. Id. at 266-67. The Court
held that the detective's testimony was inadmissible hearsay.
Id. at 271. The Court acknowledged the well-established
principle that the rule against hearsay is not violated when
police officers explain the reasons that they approached a
suspect or went to the scene of a crime by stating that they did
so "upon information received." Id. at 268. This type of
general testimony is admissible to show that the officer was not
acting arbitrarily or to explain the officer's subsequent
conduct. Ibid. However, when an officer becomes more specific
by repeating what some other person told him or her concerning a
crime by the defendant, the hearsay rule is violated. Ibid.
Additionally, a specific hearsay statement is not always required
in order to create an impermissible inference of guilt. Id. at
271. "When the logical implication to be drawn from the
testimony leads the jury to believe that a non-testifying witness
has given the police evidence of the accused's guilt, the
testimony should be disallowed as hearsay." Ibid.
Defendant did not object to the introduction of any of
Angermeyer's testimony or the prosecutor's comments during his
opening statement. Thus, on appeal defendant must demonstrate
plain error, "clearly capable of producing an unjust result." R.
2:10-2. Under Bankston, supra, for hearsay evidence to require
reversal, the possibility of an unjust verdict "must be real, one
sufficient to raise a reasonable doubt as to whether the error
led the jury to a result it otherwise might not have reached."
63 N.J. at 273.
The State argues that no possible prejudice could have
resulted from the brief reference to the content of the
information received from Garcia. The State asserts that
"[o]ther, non-objectionable non-hearsay testimony indisputably
established that Gamboa did indeed tell Garcia what had
happened."
It appears that the double hearsay impact of the police
testimony is at least partially vitiated because Gamboa himself
testified that he told Garcia what had happened, including that
defendant was the shooter. We are left then with the hearsay
nature of Angermeyer's testimony relating to Garcia's
verification that Gamboa told him on the night of the incident
that defendant shot the victim. This corroborates Gamboa's
testimony that he told Garcia on the same night as the shooting
that defendant, not he, was the shooter. Gamboa's direct
testimony on this matter was not objected to at trial or on
appeal. Thus, if it was not plain error to admit Gamboa's
testimony that he told Garcia, then the officer's testimony as to
Garcia's report of what Gamboa said would appear to be harmless
error. R. 2:10-2.
That testimony, as well as Gamboa's relating his connection
with Garcia, had the effect of bolstering Gamboa's credibility
by demonstrating that he had from the beginning consistently
asserted that defendant did the shooting. We also note that
without objection, Gamboa was permitted to testify that he told
the "cops" when arrested, that he was not the one who did the
shooting and that Luis Torres had the gun. He further testified
that his prior statements were the truth. Thus, the real
question is whether such bolstering of Gamboa's credibility by
prior consistent statements was proper.
Somewhat akin to "fresh complaint" under N.J.R.E. 803(a)(2),
a prior statement of a testifying witness, such as Gamboa, is
admissible if it is "consistent with the witness' testimony and
is offered to rebut an express or implied charge of recent
fabrication or improper influence or motive." Such statements
were excluded from the hearsay rule and made admissible as
substantive evidence under the Evidence Rules adopted by Order of
the Supreme Court of New Jersey on September 15, 1992. These
rules became effective July 1, 1993, just nine days after the
conclusion of defendant's trial.
In the event of a retrial, N.J.R.E. 803(a)(2) would permit
proof of Gamboa's prior consistent statements to rebut the
assertion that he was fabricating his trial testimony because of
a motive to shift the blame to the defendant. In these
circumstances, we cannot say that it was plain error to allow
Gamboa's testimony as to his earlier statements that defendant,
not he, shot Shum. R. 2:10-2. Further, as N.J.R.E. 803(a)(2)
allows the use of such testimony as substantive evidence, it was
also not plain error to omit a cautionary charge.
Defendant contends that "other crimes" evidence was
improperly admitted at trial without a hearing and limiting
instruction. He refers to the testimony of corrections officer
Maestre that defendant tried to bribe him, and Gamboa's testimony
that defendant sold the stolen jewelry and bought cocaine for
Gamboa with the proceeds.
The admission of prior bad acts evidence is controlled by
N.J.R.E. 404(b) which provides:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the disposition of a
person in order to show that he acted in
conformity therewith. Such evidence may be
admitted for other purposes, such as proof of
motive, opportunity, intent, preparation,
plan, knowledge, identity or absence of
mistake or accident when such matters are
relevant to a material issue in dispute.
That rule does not exclude evidence of other crimes, wrongs, or
acts under all circumstances. State v. Nance,
148 N.J. 376, 386
(1997). There are situations where the evidence is probative of
some other fact in issue, such as motive. Ibid.
Once it is determined that the "other crimes, wrongs, or
acts" evidence is material to a genuine disputed fact in the case
and that such evidence is necessary, the probative value of the
evidence must be balanced against the risk of undue prejudice
against the defendant. Ibid.; State v. Marrero,
148 N.J. 469,
482 (1997). The trial court must conduct a balancing test
pursuant to N.J.R.E. 403. Nance, supra, 148 N.J. at 387.
N.J.R.E. 403 provides that relevant evidence, otherwise
admissible, may nevertheless be excluded if the court, in its
discretion, finds that the evidence's probative value is
substantially outweighed by, among other things, the risk of
undue prejudice.
State v. Cofield,
127 N.J. 328, 338 (1992), provides a four-part test which is to be used in determining when extrinsic
evidence of other crimes or wrongs is admissible:
1. The evidence of the other crime must be
admissible as relevant to a material issue;
2. It must be similar in kind and
reasonably close in time to the offense
charged;
3. The evidence of the other crime must be
clear and convincing; and
4. The probative value of the evidence must
not be outweighed by its apparent prejudice.
[Cofield, supra, 127 N.J. at 338.]
Determinations on the admissibility of "other crimes,
wrongs, or acts" evidence are left to the discretion of the trial
court. State v. Marrero, supra, 148 N.J. at 483; State v. Nance,
supra, 148 N.J. at 387. The trial court's decision in this
regard is entitled to deference and is to be reviewed under "an
abuse of discretion standard." Ibid.
Here, a pre-trial hearing was held to determine the
admissibility of Maestre's testimony, and the sole issue
presented was whether admission of the statement violated
defendant's Fifth Amendment rights. For the first time on appeal
defendant argues that Maestre's testimony amounted to "other
crimes" evidence because it consisted of an attempted bribe.
Defendant did not ask for an "other crimes" hearing on the
admissibility of Maestre's testimony or Gamboa's testimony that
defendant purchased and distributed cocaine. He now argues that
the admission of this evidence with no limiting instruction left
the jury free to speculate that the testimony of the attempted
bribery and distribution of cocaine was evidence that defendant
was disposed toward crime.
"Other crimes" evidence which relates directly to the crimes
for which the defendant is on trial is admissible if it "serves
to paint a complete picture of the relevant criminal
transaction," "`furnishes part of the context of the crime,'" or
"`is necessary to a full presentation of the case.'" State v.
Martini,
131 N.J. 176, 242 (1993) (quoting United State v.
Masters,
622 F.2d 83, 86 (4th Cir. 1980)). In Martini, the Court
found it "ridiculous" to conclude that the State should be
prevented from showing that the defendant had driven the victim's
stolen car to the diner to pick up his ransom and had threatened
her simply because he was not charged with those crimes. Ibid.
This type of evidence may be considered within the res gestae of
the charged crimes. State v. Cherry,
289 N.J. Super. 503, 522
(App. Div. 1995). No limiting instruction is necessary when the
"other crimes" evidence was related to the res gestae. Martini,
supra, 131 N.J. at 242.
The evidence here was not "other crimes" evidence as
contemplated by Rule 404 and Cofield, Nance, and Marrero.
Rather, these other acts were necessary to establish the nature
and context of the full criminal event. Gamboa testified that
after the robbery and shooting, they took the bus to Hoboken
where defendant sold a ring for $700 so that they could get money
to take the train to New York. They then went to New York City,
where defendant sold the jewelry for what Gamboa believed was
$5000 and some cocaine. Defendant gave Gamboa $50 and one-and-a-half ounces of cocaine. The purchase and distribution of the
cocaine was part of the entire context of the crime and flight.
Maestre's testimony corroborated Gamboa's account of what
happened. According to Maestre, defendant told him that he had
the $5000 bribe money because he and Gamboa had gone to New York
City and sold some of the jewelry. We find no reversible error
in these circumstances.
Defendant contends that the trial court abused its
discretion in sentencing him to the maximum sentence for murder
because the court did not consider defendant's lack of a prior
criminal record or his youth as mitigating factors.
N.J.S.A. 2C:44-1(b)(7) provides that a sentencing court may
consider as a mitigating factor that the defendant had "no
history of prior delinquency." The judge, however, found that
although neither resulted in final disposition, defendant had
been arrested for two prior juvenile offenses: (1) possession of
burglary tools; and (2) improper behavior. A sentencing court
may consider a juvenile record even if the charges did not result
in convictions. State v. Tanksley,
245 N.J. Super. 390, 396
(App. Div. 1991). Thus, the trial court did not err in failing
to consider that mitigating factor.
Youth may be considered as a mitigating factor if the
defendant was "substantially influenced by another person more
mature than the defendant." N.J.S.A. 2C:44-1(b)(13). That does
not apply here and thus it was not error to om