SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6664-94T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MANUEL JENKINS,
Defendant-Appellant.
_________________________________________________________________
Argued: February 11, 1997 - Decided: March 21, 1997
Before Judges Michels and Muir, Jr.
On appeal from the Superior Court of New
Jersey, Law Division, Union County.
Jacqueline E. Turner, Assistant Deputy
Public Defender, argued the cause for
appellant (Susan L. Reisner, Public
Defender, attorney; Ms. Turner, of
counsel and on the letter brief).
Steven J. Kaflowitz, Acting Assistant
County Prosecutor, argued the cause for
respondent (Edward M. Neafsey, Acting
Union County Prosecutor, attorney; Mr.
Kaflowitz, of counsel and on the letter
brief).
The opinion of the court was delivered by
MICHELS, P.J.A.D.
Tried by a jury, defendant Manuel Jenkins was convicted of attempted burglary, a crime of the third degree, in violation of N.J.S.A. 2C:5-1 and N.J.S.A. 2C:18-2. The trial court, based on the proofs before the jury, then convicted defendant of a related
offense of possessing burglary tools, a disorderly persons
offense, in violation of N.J.S.A. 2C:5-5. The trial court
committed defendant to the custody of the Commissioner of the
Department of Corrections (Commissioner) for five years with a
two-year period of parole ineligibility, assessed a $50 Violent
Crimes Compensation Board (VCCB) penalty and a $75 Safe
Neighborhood Services Fund (SNSF) assessment for the attempted
burglary conviction. In addition, the trial court committed
defendant to the custody of the Commissioner for a concurrent
term of six months and assessed a $50 VCCB penalty and a $75 SNSF
assessment for the possession of burglary tools conviction.
Defendant appealed.
According to the State's proofs, at approximately 12:30 a.m.
on August 26, 1994, Nuno Domingos, the owner of the Red Parrot
Restaurant located on Broad Street in Elizabeth, New Jersey, was
closing his establishment for the night. As he was turning off
the lights in the upper level of the restaurant, Mr. Domingos
heard a barmaid call to him from the downstairs area. Mr.
Domingos went downstairs to investigate noise coming from the
back kitchen door. The kitchen door from which the noise was
emanating opens into a fenced-in, patio-like "beer garden" in the
back of the restaurant used for dining, barbecues, parties, and
other similar events. Mr. Domingos testified that he heard "a
loud noise" coming from the door which sounded "like somebody
hitting the door." He believed somebody was trying to break into
the restaurant and immediately dialed "911." Mr. Domingos, who
was afraid, then ran out of the front door of the restaurant and
waited on Broad Street for the police to arrive.
Elizabeth police officers Alexandria Araujo and Jorge
Hildalgo soon arrived and saw Mr. Domingos waving at them. Mr.
Domingos then led the officers through the restaurant to the back
kitchen door. As they opened the door, the officers saw a man,
later identified as defendant, standing in the beer garden.
Officer Araujo testified that when she entered the beer garden
shouting "police," she noticed defendant raise his hands in the
air and heard something fall to ground. Officer Araujo said that
the something turned out to be a hammer. Officer Hidalgo also
testified that when he entered the beer garden, he saw a hammer
in defendant's hand, which defendant dropped when he put his
hands up. The officers then placed defendant under arrest.
While checking the area, the officers found pry marks on the side
of the kitchen door facing the beer garden. The pry marks were
fresh, as evidenced by the exposed wood on the door.
Defendant, on the other hand, denied that he had used the
hammer in an attempt to pry open the door, and denied that he had
intended to break into the restaurant to steal money or liquor.
He testified that on the night in question, he had been in
another bar, and when he left that tavern, an unidentified man
followed and then chased him. At some point, he ran from the
man, who was a half block behind, and entered the beer garden
area of the Red Parrot Restaurant. To enter the beer garden,
defendant scaled a six foot, barbed wire fence. When he reached
the beer garden, defendant began banging on the back door with
his hand to get help but was not heard. Defendant then found the
hammer and began using it to bang on the door to get attention.
Defendant testified that he "was in fear of [his] life," and
stated that eventually the person who was chasing him also scaled
the fence and entered the beer garden. Defendant noted, however,
that when the police arrived, the other man fled.
At the conclusion of the proofs, the jury found defendant
guilty of attempted burglary. The trial court then found
defendant guilty of possession of burglary tools. Defendant
appealed.
A: No, it wasn't -- no, sir, they
didn't. I tried to explain it to them, but
they just didn't want to hear what I had to
say.
Q: What happened after you were cuffed?
A: They just put me in the police car
and took me to the police headquarters.
. . . .
Q: Now, after you were arrested, where
were you brought?
A: Brought to Elizabeth police station.
Q: And how long were you there?
A: I was there until four o'clock,
until I was transferred to Union County Jail.
Q: Did there ever come a time that any
member of the Elizabeth Police Department or
a detective or anyone ever attempted to take
a statement from you?
A: No, they did not.
Defendant's counsel also asked the following questions of
Detective Kevin O'Leary, the Elizabeth police officer who
conducted the follow-up investigation of the incident:
Q: Now, as part of your investigation
follow up into the crime, when a crime
occurs, one of the things you can do is
attempt to speak to someone in custody,
correct?
A: Correct[.]
Q: In this case, you were unable to
speak to Mr. Jenkins because he had been
brought to the county jail; isn't that
correct?
A: That's correct.
Defendant's counsel in summation made the following remarks:
[A] review of the evidence from the police
officers and the detectives indicate that Mr.
Jenkins was never allowed to provide an
explanation as to why he was there at the
scene. He was never asked by the police
officers and he was never given an
opportunity to provide a statement to the
detective O'Leary at a future date.
The prosecutor then made the following comments in
summation:
Do you think it's odd that a person who
is arrested in the back dark secluded closed
premises of a restaurant with a hammer in his
hand eight months ago and the only reason
he's there is because he is afraid, he's been
chased, there's someone stalking him and
startled all 200 pounds of him, all six feet
of him. He . . . never once talks to the
Prosecutor's Office. He never once tries to
explain until he's here in front of you. I
don't believe it.
[Emphasis added.]
In State v. Deatore,
70 N.J. 100, 109 (1976), our Supreme
Court announced that the State's cross-examination of a defendant
concerning his/her post-arrest silence was improper. The Deatore
Court explained that "[w]e reach that conclusion as a matter of
state law and policy, as to which we may impose standards more
strict than required by the federal Constitution, which standards
will control regardless of the final outcome of the question in
the federal sphere." Id. at 112 (citation omitted). The Court
based its decision on principles of evidence law and on the
privilege against self-incrimination derived from New Jersey's
common law. Id. at 113. With respect to the privilege against
self-incrimination, the Court said the following:
There can be no doubt that the right of
an accused or a suspect to remain silent when
in police custody or under interrogation has
always been a fundamental aspect of the
privilege in this state. . . .
The practical effect of the privilege to
remain silent is, as we held a decade ago,
"that when a defendant expressly refused to
answer, no inference can be drawn against him
under the doctrine of acquiescence by silence
or any other concept," State v. Ripa, supra,
45 N.J. at 204, and no comment thereon may be
made to the jury, State v. Lanzo,
44 N.J. 560, 563 (1965), following Griffin v.
California, supra. This being so, it should
certainly follow that a defendant is under no
obligation to volunteer to the authorities at
the first opportunity the exculpatory story
he later tells at his trial and cannot be
penalized directly or indirectly if he does
not. . . .
[Id. at 114-15.]
The Court in Deatore also noted that its holding applied to a
defendant whether or not that defendant had received his/her
Miranda warnings. Id. at 117 n.10.
Later in 1976, the United States Supreme Court in Doyle v.
Ohio,
426 U.S. 610, 619,
96 S. Ct. 2240, 2245,
49 L. Ed.2d 91,
98 (1976) held that "the use for impeachment purposes of [a
defendant's] silence, at the time of arrest and after receiving
Miranda warnings, violate[s] the Due Process Clause of the
Fourteenth Amendment." The United States Supreme Court stated:
Despite the importance of cross-examination, we have concluded that the
Miranda decision compels rejection of the
State's position. The warnings mandated by
that case, as a prophylactic means of
safeguarding Fifth Amendment rights require
that a person taken into custody be advised
immediately that he has the right to remain
silent, that anything he says may be used
against him, and that he has a right to
retained or appointed counsel before
submitting to interrogation. Silence in the
wake of these warnings may be nothing more
than the arrestee's exercise of these Miranda
rights. Thus, every post-arrest silence is
insolubly ambiguous because of what the State
is required to advise the person arrested.
Moreover, while it is true that the Miranda
warnings contain no express assurance that
silence will carry no penalty, such assurance
is implicit to any person who receives the
warnings. In such circumstances it would be
fundamentally unfair and a deprivation of due
process to allow the arrested person's
silence to be used to impeach an explanation
subsequently offered at trial. . . .
[Id. at 617-18, 96 S. Ct. at 2244-45, 49 L.
Ed.
2d at 97-98 (footnotes and citations
omitted).]
An important distinction between the prohibition on the use
of post-arrest silence set forth by our Court in State v.
Deatore, supra, and the prohibition announced by the United
States Supreme Court in Doyle v. Ohio, supra, is that New
Jersey's rule applies to all post-arrest silence while the Doyle
Court's holding was limited to post-arrest silence following a
Miranda warning. See Fletcher v. Weir,
455 U.S. 603,
102 S. Ct. 1309,
71 L. Ed.2d 490 (1982) (permitting the prosecutor to
impeach a defendant with the defendant's post-arrest silence when
the defendant had not been given a Miranda warning). New Jersey
courts have extended Deatore not only to a prosecutor's cross-examination impeachment of a defendant, but also to a
prosecutor's use during summation of a defendant's post-arrest
silence. See, e.g., State v. Aceta,
223 N.J. Super. 21, 28 (App.
Div. 1988) (holding that a prosecutor's use of a defendant's
post-arrest silence, which included comments on the silence
during the prosecutor's closing argument, violated the
defendant's right to remain silent). See also State v. Lyle,
73 N.J. 403, 409-11 (1977).
Thus, the prosecutor's comments in the present matter
concerning defendant's post-arrest silence ordinarily would be
improper. Here, however, defendant "opened the door," see, e.g.,
McGautha v. California,
402 U.S. 183, 213,
91 S. Ct. 1454, 1470,
28 L. Ed.2d 711, 730 (1971), to this otherwise protected area,
justifying the prosecutor's comments on defendant's post-arrest
silence.
On direct examination, defendant initially testified that he
tried to explain to the police what happened but that they
ignored him. Then defendant declared that after he was arrested,
no police official asked him for his version of the events.
Defendant was explaining his post-arrest silence, apparently
attempting to show that his story was not the result of a recent
fabrication. Yet, in doing so, defendant necessarily raised the
issue of his post-arrest silence. Further, in his summation,
defense counsel declared that defendant was never permitted to
explain to the State what occurred behind the Red Parrot. Again,
these comments raised the issue of defendant's post-arrest
silence.
In light of the foregoing testimony and summation, the
prosecutor had a right, if not a duty, in the presentation of the
State's case to comment on defendant's post-arrest silence and to
offer the State's version as to why defendant was silent. In
sum, the prosecutor's comments on summation concerning
defendant's post-arrest silence did not constitute error, let
alone plain error, requiring a reversal of defendant's
convictions.
We have consistently recognized trials do not occur in a vacuum and a courtroom is not a classroom. Chief Justice Wilentz has noted ". . . rhetorical excesses . . . invariably attend litigation." State v. Williams, 113 N.J. 393, 456 (1988). Thus, prosecutors are afforded considerable leeway in their remarks to the jury. State v. Purnell, 126 N.J. 518, 540 (1992). This
recognition, however, cannot obscure the fact
that
`. . . . because the prosecutor
represents the government and people of
the State, it is reasonable to say that
jurors have confidence that he will
fairly fulfill his duty to see that
justice is done whether by conviction of
the guilty or acquittal of the
innocent.' State v. Farrell,
61 N.J. 99, 105 [
293 A.2d 176] (1972). His
comments during opening and closing
carry the full authority of the State.
State v. Johnson,
31 N.J. 489, 511 [
158 A.2d 11] (1960). Hence, we cannot sit
idly by and condone prosecutorial
excesses.
[Quoting State v. Spano,
64 N.J. 566, 568
(1974) (alterations and omissions in
original).]
Here, the prosecutor, during her summation, repeatedly expressed her personal opinion as to defendant's credibility. For example, she said of defendant: "I don't think he was credible, and I don't think you should buy his story because I don't buy it[;]" "I don't believe it[;]" "No, I don't buy it. I don't think you should buy it[;]" and "No, I don't think that's the sign of someone who's trying to get away from somebody. That's the sign of a thief. That's what I think." It is clearly improper for a prosecutor to give a jury his or her personal opinion regarding a case. See, e.g., State v. Hinds, 278 N.J. Super. 1, 18 (App. Div. 1994), rev'd on other grounds, 143 N.J. 540 (1996). The reasons such opinions are improper are because the jury may view it as an invitation from the prosecutor to rely on him/her as a crime expert and because the jury may imply that the prosecutor's judgment is based on evidence not presented at
trial. Ibid. (citations omitted). In addition, and building
upon the first reason, the jury may adopt the prosecutor's view
without applying its own independent judgment due, in part, to
the prosecutor's "official and personal influence[.]" State v.
Thornton,
38 N.J. 380, 398 (1962), cert. denied,
374 U.S. 816,
83 S. Ct. 1710,
10 L. Ed 2d 1039 (1963).
While a prosecutor has the right to call to the jury's
attention discrepancies in a defendant's testimony and then argue
that the defendant was not truthful, a prosecutor cannot express
a personal opinion regarding the credibility of a defendant's
testimony, as the prosecutor repeatedly did here. In our view,
it was improper for the prosecutor to inject her personal
opinions as to defendant's credibility in this matter, and the
State concedes as much. However, the State argues that the
prosecutor's remarks were harmless and did not prejudice
defendant's right to a fair trial. While such remarks may be
harmless in other circumstances, the repetitive nature and the
cumulative effect of the prosecutor's improper remarks here had a
clear capacity to prejudice defendant's right to a fair trial.
See State v. Rose,
112 N.J. 454, 523-24 (1988); State v.
Orecchio,
16 N.J. 125, 129-30 (1954); State v. Acker, supra, 265
N.J. Super. at 358. We, therefore, are constrained to reverse
defendant's convictions and remand the matter for a new trial.
Since the matter must be retried, we deem it appropriate to
caution the trial court that defendant's prior probation
violation may not be used to impeach his credibility. The trial
court here properly held, following a hearing pursuant to State
v. Sands,
76 N.J. 127 (1978) and State v. Brunson,
132 N.J. 377
(1993), that the State could impeach defendant's credibility with
evidence of his prior convictions if defendant took the stand.
The trial court explained that the State could either offer
defendant's prior robbery conviction but not his burglary
conviction and not sanitize the robbery conviction or offer both
convictions and sanitize them pursuant to State v. Brunson,
supra, 132 N.J. at 394. The trial court further ruled that if
the State chose the latter approach, it could elicit the
indictment numbers of the offenses, the grade of the offenses,
and the dates of sentences. Yet, the trial court, relying on
State v. Epps,
259 N.J. Super. 266 (Law Div. 1992), also held
that the State could "get into the fact that the defendant was
sent away to State prison and received a five-year term . . .
after violating probation."See footnote 1
When defendant took the stand he admitted in response to his
counsel's questioning that he had been convicted of two prior
crimes and had previously violated his probation. Thereafter, on
cross-examination, the following exchange took place between the
prosecutor and defendant:
Q: Mr. Jenkins, on October 5th of 1984, you
were sentenced to indeterminate to seven
years on a second-degree offense; is that
correct?
A: Yes, I was.
Q: And then on July 19th, 1991, you were
given 364 days in the county jail, three
years probation on a third-degree offense; is
that correct?
A: Yes, it is.
Q: And subsequently about a year later,
August 21st of '92, you were resentenced on a
violation of probation to four years in state
prison; is that correct?
A: Yes, I was.
In summation, the prosecutor made the following comments:
Ladies and gentleman, this is the
defendant who has had two past convictions.
He shows that he has not abided by the law in
this state and that he was sentenced on a
violation of probation to four years in the
state prison. Do you believe he would be
credible when he puts his hand on the Bible
and takes the oath and swears to tell the
truth the same way a law abiding citizen
would be -- would? That's up for you to
decide.
N.J.R.E. 609 sets forth the rule on impeaching a witness
with a prior conviction:
For the purpose of affecting the
credibility of any witness, the witness'
conviction of a crime shall be admitted
unless excluded by the judge as remote or for
other causes. Such conviction may be proved
by examination, production of the record
thereof, or by other competent evidence.See footnote 2
N.J.R.E. 609, which follows the provisions contained in
N.J.S.A. 2A:81-12, as interpreted by State v. Sands, supra,
applies only to criminal convictions. Cf. Biunno, Current N.J.
Rules of Evidence, comment 1 on N.J.R.E. 609 (1996-97) (referring
only to criminal convictions in explaining the purview of
N.J.R.E. 609). This is abundantly clear, as appears from the
following excerpt from the 1991 Supreme Court Rule Committee
Comment:
While this rule draws no distinction
between crimes of dishonesty or false
statement and other crimes, it is clear that
it applies only to indictable offenses which
are the subject of valid convictions.
Neither evidence of arrests for or charges of
crimes are admissible under this rule. See,
e.g., State v. McBride,
213 N.J. Super. 255,
267 (App. Div. 1986). Neither are
convictions of disorderly persons offenses or
traffic violations. See, e.g., State v.
Rowe,
52 N.J. 293, 302 (1970). Nor are
adjudications of juvenile delinquency. See
State in Interest of K.P.
167 N.J. Super. 290, 293-94 (App. Div. 1979), certif. denied,
87 N.J. 394 (1981). And, it has been held,
uncounselled convictions are inadmissible.
State v. Rios,
155 N.J. Super. 11, 15 (Law
Div. 1978). See also State v. Koch,
119 N.J.
Super. 184 (App. Div. 1972).
A probation violation is distinguished from a criminal conviction even though a custodial sentence may result from such
a violation. While a probation revocation proceeding is a step
in the corrections process that involves a potential loss of
liberty and requires due process, the probation violation itself
does not constitute a criminal conviction. In State v. Reyes,
207 N.J. Super. 126, 134-37 (App. Div.), certif. denied,
103 N.J. 499 (1986), we recognized the differences between a criminal
prosecution and a probation violation proceeding and noted:
Revocation of probation is not a stage
in a criminal prosecution, but, rather, a
part of the corrections process. . . .
A violation-of-probation hearing is
summary in nature. That was plainly
expressed in the repealed N.J.S.A. 2A:168-4
and is implicit in the current N.J.S.A.
2C:45-3a(4). In both Gagnon[v. Scarpelli]
(involving probation), and Morissey[v.
Brewer] (involving parole), the [United
States] Supreme Court stressed the informal
and flexible nature of revocation hearings
and the lack of need or justification for the
range of protections available to defendants
in criminal trials.
New Jersey has not imposed stricter
state constitutional standards on probation
violation hearings than the United States
Constitution demands.
. . . .
By what standard is a court to be
"satisfied" that a violation occurred? Proof
of violation beyond a reasonable doubt is not
constitutionally required as it is in
criminal trials. . . .
. . . We hold, therefore, that a court
may not find a violation of probation unless
defendant has been convicted of another
offense or the court is satisfied by a
preponderance of the evidence that defendant
has inexcusably failed to comply with a
substantial requirement imposed as a
condition of probation.
[Citations omitted.]
In State v. Lavoy,
259 N.J. Super. 594, 600 (App. Div.
1992), we again noted the differences betweens a criminal
prosecution and a probation violation proceeding, explaining that
[a] charge of a violation of probation
is not a criminal prosecution but rather "a
part of the corrections process." State v.
Reyes,
207 N.J. Super. 126, 134 (App. Div.),
certif. denied,
103 N.J. 499 (1986).
Therefore, a defendant accused of violating
the terms of probation is not entitled to
indictment or trial by jury, State v.
Zachowski,
53 N.J. Super. 431, 440 (App. Div.
1959), and he may be found guilty by a simple
preponderance of the evidence. State v.
Reyes, supra, 207 N.J. Super. at 134-37.
Furthermore, a violation of probation may be
based on hearsay evidence which would be
inadmissible in a criminal trial. Id. at
138-39.
[Id. at 600.]
Other courts have also determined that a probation violation
is not equivalent to a prior conviction for impeachment purposes.
For instance, in Cross v. State,
586 S.W.2d 478, 481 (Tex. Crim
App. 1979), the Texas court determined that
revocation of probation is not a
conviction. . . . [P]robation revocation
proceedings are not trials. Probation
revocation proceedings are administrative in
nature. A violation of probation conditions
need be proved only by a preponderance of the
evidence, not beyond a reasonable doubt (as
is required for a conviction, a suspended
sentence, or a judgment granting probation).
Its value as proof of prior misconduct is
correspondingly lower. Because of these
differences, a probation revocation does not
fall within the "conviction exception" to the
general rule forbidding proof of prior acts
of misconduct [to impeach.]
[Citations omitted.]
See also Favor v. State,
389 So.2d 556, 559-60 (Ala. Crim. App.
1980) (determining that "a probation violation is not a `crime'
of any kind," and was thus per se inadmissible to impeach a
witness as a prior conviction); State v. Anonymous (1978-1),
384 A.2d 386, 389 (Conn. Super. Ct. 1978) ("A violation of probation
is not a crime which could be introduced to impeach a witness.");
Commonwealth v. Roberts,
666 N.E.2d 475, 478 (Mass. 1996)
("Although convictions . . . may be used to impeach a witness's
character for truthfulness, probation violations may not be so
used."); Commonwealth v. Ford,
490 N.E.2d 1166, 1168 (Mass. 1986)
(holding that it was error to admit extraneous material, which
included violations of probation, with records of a defendant's
prior convictions to impeach him). But see State v. Wilkins,
238 S.E.2d 659, 663-64 (N.C. Ct. App. 1977) (finding that it was not
an abuse of discretion for a trial court to permit a witness to
be cross-examined concerning the witness's prior probation
violation).
Since a probation violation is not a criminal conviction, it
cannot be used for impeachment purposes under N.J.R.E. 609.
However, the ultimate sentence that a defendant may have received
for a prior conviction as a result of a subsequent probation
violation may be used to impeach the defendant under the rule.
The admission of such sentencing information is particularly
appropriate where, as here, the prior conviction has been
sanitized pursuant to State v. Brunson, supra, 132 N.J. at 394.
See State v. Hicks,
283 N.J. Super. 301, 309-10 (App. Div. 1995),
certif. denied,
143 N.J. 327 (1996). Consequently, in the event
that defendant testifies on retrial and his prior burglary
conviction is used to impeach him, the trial court may, in its
discretion, admit evidence of any sentence imposed upon defendant
for his probation violation without reference to the violation
itself. We disapprove of State v. Epps, supra, 259 N.J. Super.
at 272-73 to the extent that it would also permit the probation
violation or the facts underlying that violation to be used for
impeachment purposes.
Footnote: 1The probation violation occurred while defendant was on probation for his prior burglary conviction. Footnote: 2The New Jersey Code of Criminal Justice defines "prior conviction of a crime" in the following manner: "An adjudication by a court of competent jurisdiction that the defendant committed a crime constitutes a prior conviction, although sentence or the execution thereof was suspended, provided that the time to appeal has expired and that the defendant was not pardoned on the ground of innocence." N.J.S.A. 2C:44-4b.