SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-977-97T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MARIO A. BILANCIO,
Defendant-Appellant.
__________________________________
Argued January 4, 1999 - Decided February 19, 1999
Before Judges Havey, Skillman and P.G. Levy.
On appeal from Superior Court of New Jersey,
Law Division, Burlington County.
Mark W. Catanzaro argued the cause for
appellant.
Christine Ann Hoffman, Special Deputy
Attorney General, Acting Assistant
Prosecutor, argued the cause for respondent
(Debra L. Stone, Assistant Attorney General,
Acting Burlington County Prosecutor,
attorney; Deborah A. Siegrist, Special Deputy
Attorney General, Acting Senior Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
SKILLMAN, J.A.D.
In Wilson v. Arkansas,
514 U.S. 927,
115 S. Ct. 1914,
131 L.
Ed.2d 976 (1995), the Supreme Court held that the common law
requirement that the police knock and announce their presence
before entering a residence to execute a warrant is incorporated
in the Fourth Amendment. However, the Court also stated that
this is a flexible requirement which does not apply if there are
countervailing law enforcement interests which justify a "no
knock" entry or if it would be futile for the police to knock and
announce their presence. We conclude in this case that the knock
and announce requirement does not apply if the police execute a
warrant for the search of an unoccupied residence, because it
would be futile for the police to announce their presence in that
circumstance.
Defendant was indicted for possession of methamphetamine
with the intent to distribute, in violation of N.J.S.A. 2C:35
5a(1) and 2C:35-5b(8); possession of a methamphetamine, in
violation of N.J.S.A. 2C:35-10a(1); possession of lysergic acid
diethylamide (LSD) with the intent to distribute, in violation of
N.J.S.A. 2C:35-5a(1) and 2C:35-5b(6); possession of lysergic
acid diethylamide (LSD), in violation of N.J.S.A. 2C:35-10a(1);
possession of marijuana with the intent to distribute, in
violation of N.J.S.A. 2C:35-5a(1) and 2C:35-5b(10); possession of
marijuana, in violation of N.J.S.A. 2C:35-10a(3); possession of
cocaine with the intent to distribute, in violation of N.J.S.A.
2C:35-5a(1) and 2C:35-5b(2); possession of cocaine, in violation
of N.J.S.A. 2C:35-10a(1); possession of hashish with the intent
to distribute, in violation of N.J.S.A. 2C:35-5a(1) and 2C:35
5b(11); possession of hashish, in violation of N.J.S.A. 2C:35
10a(3); possession of fifty three M-100's, in violation of
N.J.S.A. 2C:39-3a; possession of a switchblade knife, in
violation of N.J.S.A. 2C:39-3e; possession of hollow point
bullets, in violation of N.J.S.A. 2C:39-3f; and possession of a
weapon by a convicted felon, in violation of N.J.S.A. 2C:39-7a.
Defendant filed a motion to suppress, contending that the
warrant authorizing the search which revealed the evidence
against him was issued on the basis of an affidavit which failed
to establish probable cause, incorrectly identified the property
to be searched and did not set forth sufficient information to
justify a no-knock entry into his residence. At the hearing on
the motion, the State introduced into evidence the affidavit in
support of the application for the search warrant and the
warrant. The warrant affidavit, submitted by a detective in the
Burlington Township Police Department, stated that a confidential
informant, who had proven reliable in past investigations,
informed him in September 1992 that a person known as "Archie"
was dealing drugs from a location later identified as defendant's
residence. The detective stated that another confidential
informant told him a year and a half later that a person known as
"Archie," whose real name is Mario, was selling methamphetamine,
cocaine and marijuana at the same location. On April 4, and 17,
1994, this confidential informant made controlled purchases of
methamphetamine and cocaine from defendant at his residence.
Based on this evidence, a Superior Court judge issued a warrant
for the search of defendant's residence which authorized a no
knock entry. The police discovered various drugs and weapons
when they executed the warrant. The parties stipulated that no
one was home when the police executed the warrant and that the
police did not knock and announce their presence before they
entered.
The trial court sustained the validity of the warrant and
denied defendant's motion to suppress. The court observed in the
course of its opinion that "the generalized information"
submitted in support of the application for authorization to make
a no-knock entry into defendant's residence "is thinner than what
we ought to expect of police in this regard." However, the court
concluded that the requirement that the police knock and announce
their presence "is not implicated when a warrant is executed when
there's nobody home at the residence."
Pursuant to a plea bargain, defendant subsequently pled
guilty to possession of methamphetamine with the intent to
distribute, possession of cocaine with the intent to distribute,
possession of lysergic acid diethylamide and possession of a
weapon by a convicted felon. In accordance with the plea
agreement, the court sentenced defendant to concurrent five year
terms of imprisonment, with eighteen months of parole
ineligibility, for possession of methamphetamine with the intent
to distribute, possession of cocaine with the intent to
distribute and possession of lysergic acid dethylinide. The
court also imposed a concurrent eighteen month term of
imprisonment for possession of a weapon by a convicted felon.
On appeal from the denial of his motion to suppress,
defendant makes the following arguments:
I. THE INFORMATION OBTAINED FROM A CONFIDENTIAL
INFORMANT IN SEPTEMBER OF 1992, WAS STALE AND
COULD NOT BE CONSIDERED BY THE COURT IN IT'S
DETERMINATION OF PROBABLE CAUSE.
II. INFORMATION SUPPLIED BY THE CONFIDENTIAL
INFORMANT WAS NOT FROM PERSONAL KNOWLEDGE AND
THE COURT HAD NO ABILITY TO DETERMINE THE
VERACITY OF THE INFORMANT'S INFORMATION.
III. THE APPLICATION FOR THE WARRANT LACKED
PROBABLE CAUSE TO BELIEVE THAT CONTRABAND
WOULD BE LOCATED ON DEFENDANT'S PREMISES.
IV. THE WARRANT INCORRECTLY IDENTIFIED THE
PROPERTY TO BE SEARCHED.
V. THE WARRANT WAS FATALLY DEFECTIVE BECAUSE
INSUFFICIENT INFORMATION WAS PROVIDED TO
ESTABLISH A NO-KNOCK ENTRY.
We reject defendant's first four arguments substantially for
the reasons set forth in the trial court's oral opinion. These
arguments are without merit and do not warrant additional
discussion. R. 2:11-3(e)(2). The only substantial issue
presented by the appeal is whether the evidence obtained in the
search of defendant's residence must be suppressed because the
warrant affidavit did not set forth facts and circumstances which
justified a no-knock entry.
The requirement that a police officer who is executing a
warrant at a residence first knock and announce his presence was
an established part of the common law, dating back at least to
the early seventeenth century, see 2 Wayne R. LaFave, Search &
Seizure: A Treatise on the Fourth Amendment § 4.2(a) (3d ed.
1996), which was "woven quickly into the fabric of early American
law." Wilson, supra, 514 U.S. at 933, 115 S. Ct. at 1917, 131 L.
Ed.
2d at 981. In State v. Fair,
45 N.J. 77, 86 (1965), our
Supreme Court noted that "[o]rdinarily the common law requires
that peace officers may break into a dwelling house for the
purpose of making an arrest only after demanding admittance and
explaining their purpose." The Court also noted that the police
are not required to knock and announce their presence when
executing a warrant if "(1) immediate action is required to
preserve evidence; (2) the officer's peril would be increased; or
(3) [an] arrest would be frustrated." Ibid.
In Wilson, supra, 514 U.S. at 929, 115 S. Ct. at 1915, 131
L. Ed.
2d at 979, the Court held that the "common law 'knock and
announce' principle forms a part of the reasonableness inquiry
under the Fourth Amendment." However, the Court also recognized
that there are exceptions to this common law principle which must
be considered in determining whether an unannounced entry into
residential premises violates the Fourth Amendment:
The Fourth Amendment's flexible requirement
of reasonableness should not be read to
mandate a rigid rule of announcement that
ignores countervailing law enforcement
interests. ... [T]he common-law principle of
announcement was never stated as an
inflexible rule requiring announcement under
all circumstances.
. . . .
Thus, because the common-law rule was
justified in part by the belief that
announcement generally would avoid "the
destruction or breaking of any house ... by
which great damage and inconvenience might
ensue," courts acknowledged that the
presumption in favor of announcement would
yield under circumstances presenting a threat
of physical violence. ... Similarly, courts
held that an officer may dispense with
announcement in cases where a prisoner
escapes from him and retreats to his
dwelling. ... Finally, courts have indicated
that unannounced entry may be justified where
police officers have reason to believe that
evidence would likely be destroyed if advance
notice were given.
We need not attempt a comprehensive
catalog of the relevant countervailing
factors here. For now, we leave to the lower
courts the task of determining the
circumstances under which an unannounced
entry is reasonable under the Fourth
Amendment.
[Id. at 934-36, 115 S. Ct. at 1918-19, 131 L.
Ed.
2d at 982-84 (citations omitted).]
Two years later, in Richards v. Wisconsin,
520 U.S. 385,
117 S. Ct. 1416,
137 L. Ed.2d 615 (1997), the Court held that a per
se rule permitting the police to dispense with the knock and
announce requirement anytime they execute a search warrant at a
residence in a felony drug investigation violates the Fourth
Amendment:
[T]he fact that felony drug investigations
may frequently present circumstances
warranting a no-knock entry cannot remove
from the neutral scrutiny of a reviewing
court the reasonableness of the police
decision not to knock and announce in a
particular case. Instead, in each case, it
is the duty of a court confronted with the
question to determine whether the facts and
circumstances of the particular entry
justified dispensing with the knock-and
announce requirement.
In order to justify a "no-knock" entry,
the police must have a reasonable suspicion
that knocking and announcing their presence,
under the particular circumstances, would be
dangerous or futile, or that it would inhibit
the effective investigation of the crime by,
for example, allowing the destruction of
evidence.
[Id. at 394, 117 S. Ct. at 1421, 137 L. Ed.
2d at 624.]
In Richards, the Court also held that the determination
whether the facts and circumstances of a particular entry justify
dispensing with the knock and announce requirement does not have
to be made by the issuing judge but can be made instead by the
police officers who execute the warrant. Id. at 395-96, 117 S.
Ct. at 1422, 137 L. Ed.
2d at 625. In fact, the issuing judge in
Richards had deleted a portion of the proposed warrant which
would have authorized the police to make a no-knock entry.
Nevertheless, the Court concluded that "this fact does not alter
the reasonableness of the officers' decision, which must be
evaluated as of the time they entered the hotel room." Id. at
395, 117 S. Ct. at 1422, 137 L. Ed.
2d at 625. The Court
observed in a footnote that:
The practice of allowing magistrates to issue
no-knock warrants seems entirely reasonable
when sufficient cause to do so can be
demonstrated ahead of time. But as the facts
of this case demonstrate, a magistrate's
decision not to authorize a no-knock entry
should not be interpreted to remove the
officers' authority to exercise independent
judgment concerning the wisdom of a no-knock
entry at the time the warrant is being
executed.
[520 U.S. at 396 n.7, 117 S. Ct. at 1422, 137
L. Ed.
2d at 625.]
The conceptual underpinning for the Court's conclusion that
authorization for a no-knock entry does not have to be set forth
in a warrant may be found in Dalia v. United States,
441 U.S. 238,
99 S. Ct. 1682,
60 L. Ed.2d 177 (1979). In concluding that
the Fourth Amendment does not require an order authorizing an
electronic surveillance to include specific authorization for a
covert entry to install the surveillance equipment, the Court
stated:
The Fourth Amendment requires that
search warrants be issued only "upon probable
cause, supported by Oath or affirmation, and
particularly describing the place to be
searched, and the persons or things to be
seized." ... [The] Court has interpreted
[these words] to require only three things.
First, warrants must be issued by neutral,
disinterested magistrates. Second, those
seeking the warrant must demonstrate to the
magistrate their probable cause to believe
that "the evidence sought will aid in a
particular apprehension or conviction" for a
particular offense. Finally, "warrants must
particularly describe the 'things to be
seized,'" as well as the place to be
searched.
. . . .
Nothing in the language of the Constitution
or in this Court's decisions interpreting
that language suggests that, in addition to
[these] three requirements ... search
warrants also must include a specification of
the precise manner in which they are to be
executed. On the contrary, it is generally
left to the discretion of the executing
officers to determine the details of how best
to proceed with the performance of a search
authorized by warrant -- subject of course to
the general Fourth Amendment protection
"against unreasonable searches and seizures."
[441 U.S. at 255, 257, 99 S. Ct. at 1692-93,
60 L. Ed.
2d at 191-92 (citations omitted).]
As in Dalia, the decision whether the police must knock and
announce their presence before entering a residence involves the
"precise manner" in which a warrant is "to be executed." Id. at
257, 99 S. Ct. at 1693, 60 L. Ed.
2d at 192. Therefore, the
police are permitted to execute a warrant by means of a no-knock
entry, without explicit authorization in the warrant, subject to
judicial review of the reasonableness of that action in a hearing
on a motion to suppress. Richards, supra, 520 U.S. at 395-96,
117 S. Ct. at 1422, 137 L. Ed.
2d at 625; see generally 2 LaFave,
supra, § 4.8(g).See footnote 1
Applying these principles to this case, we conclude that the
affidavit in support of the application for the search warrant
did not set forth specific facts and circumstances which
justified the issuance of a no-knock warrant. However, the
erroneous authorization for a no-knock entry into defendant's
residence does not require the suppression of the evidence
obtained in the search, because no one was at home when the
warrant was executed.
The sole justification in the warrant affidavit for a no
knock entry reads as follows:
To protect the destruction of any
evidence of the crime of Narcotics
Distribution and for the safety of the
officers executing the search warrant. Also,
based on the affiant's past experience
person's distributing narcotics are
frequently armed with firearms or other
weapons to protect their interest.
This recitation of the risk of destruction of evidence and danger
to police officers executing the warrant is not based on any
"particular circumstances" described in the warrant affidavit.
Richards, supra, 520 U.S. at 394, 117 S. Ct. at 1421, 137 L. Ed.
2d at 624. Rather, it is simply boilerplate language which could
be inserted in any application for a warrant to search a
residence believed to be used for drug distribution.
The State argues that even if the warrant affidavit's
statement of reasons for a no-knock entry was insufficient, the
risk of destruction of evidence by compliance with the knock and
announce requirement was adequately demonstrated by other parts
of the affidavit which alleged that defendant retrieved drugs
from an unknown location on his property when he made the drug
sales to the State's confidential informant. However, the
warrant affidavit did not set forth any information concerning
the size or layout of defendant's property, whether persons other
than defendant resided there, or whether the police reasonably
expected defendant or other persons involved in drug distribution
to be present when the search was conducted. Consequently, the
affidavit did not contain sufficient information to justify a
finding of reasonable suspicion that evidence would be destroyed
if the police knocked and announced their presence before
executing the warrant. See Richards, supra, 520 U.S. at 393, 117
S. Ct. at 1421, 137 L. Ed.
2d at 623 (noting that a no-knock
entry may not be justified if a search is "conducted at a time
when the only individuals present in a residence have no
connection with the drug activity and thus will be unlikely to
threaten officers or destroy evidence").
Finally, we turn to the question whether the invalidity of
the authorization for a no-knock entry requires suppression of
the evidence obtained in the search of defendant's residence even
though no one was home at the time. To answer this question, it
is appropriate to consider the purposes served by the requirement
that the police knock and announce their presence before
executing a warrant at a residence. These purposes are (1)
"[decreasing] the potential for violence, as an 'unannounced
breaking and entering into a home could quite easily lead an
individual to believe that his safety was in peril and cause him
to take defense measures'"; (2) "[protecting] privacy by
minimizing the chance of entry of the wrong premises and
subjecting the innocent persons to 'the shock, fright or
embarrassment attendant upon an unannounced police intrusion,'
and even when there is no mistake, allow[ing] those within a
brief time to prepare for the police entry"; and (3)
"[preventing] the physical destruction of property by giving the
occupant 'the opportunity to voluntarily admit the officer into
his home.'" 1 Wayne R. LaFave & Jerold H. Israel, Criminal
Procedure (1984) § 3.4(h) (citations omitted).
It is clear to us that none of these purposes would be
advanced by requiring the police to knock and announce their
presence when they execute a warrant to search an unoccupied
residence. First, it is obvious that there is no potential for
violence in this circumstance. Second, although any residential
search obviously involves an intrusion into the occupants'
privacy, there is no danger when a home is vacant that
"[i]nnocent citizens [will] suffer the shock, fright or
embarrassment attended upon an unannounced police intrusion."
Ker v. California,
374 U.S. 23, 57,
83 S. Ct. 1623, 1642,
10 L.
Ed.2d 726, 752 (1993) (Brennan, J., dissenting). Moreover, the
invasion of privacy involved in executing a warrant to search an
unoccupied residence is the same regardless of whether the police
go through the useless formality of knocking before entering.See footnote 2
Third, although the process of gaining entry to execute a warrant
to search an unoccupied residence is likely to involve some
destruction of property, this is also true when the police
announce their presence and the occupants refuse to admit them
voluntarily. See United v. Ramirez,
523 U.S. 65,
118 S. Ct. 992,
140 L. Ed.2d 191 (1998) (holding that the validity under the
Fourth Amendment of a no-knock entry does not depend on whether
it results in the destruction of property).
Moreover, Wilson and Richards provide at least indirect
support for the conclusion that the police are not required to
knock and announce their presence when they execute a warrant to
search an unoccupied residence. In Wilson, the Court stated that
"the common-law principle of announcement was never stated as an
inflexible rule requiring announcement under all circumstances,"
and as support for this statement, the Court cited the holding in
Pugh v. Griffith,
7 Ad & E 827, 840-41,
112 Eng. Rep. 681, 686
(KB 1838), that "the necessity of a demand ... is obviated,
because there was nobody on whom a demand could be made." 514
U.S. at 934, 115 S. Ct. at 1918, 131 L. Ed.
2d at 983. In
Richards, the Court indicated that one circumstance justifying a
no-knock entry is where it would be "futile" for the police to
announce their presence. 520 U.S. at 394, 117 S. Ct. at 1421,
137 L. Ed.
2d at 624. Compliance with the knock and announce
requirement surely would be futile when there is no one at home
to hear the police knocking.
Additional support for this conclusion is provided by
decisions in other jurisdictions which hold that a no-knock entry
into an unoccupied residence to execute a warrant does not
violate the Fourth Amendment or statutory provisions codifying
the common law knock and announce rule. Payne, supra, 508 F.2d
1391; People v. Hancock,
704 N.E.2d 431 (Ill. App. Ct. 1998);
Farber, supra,
314 N.W.2d 365; Commonwealth v. Baker,
522 A.2d 643, 645-47 (Pa. Super. Ct. 1987); State v. Iverson,
364 N.W.2d 518, 526-27 (S.D. 1985); State v. Buck,
756 P.2d 700 (Utah 1988);
see also 2 LaFave, supra, § 4.8(b), at 605 (noting that "[e]ven
as to dwellings, it is of no consequence that the police failed
to announce their authority and purpose prior to entry if no one
was present therein at the time."). But see Commonwealth v.
Wallace,
437 A.2d 996 (Pa. Super. Ct. 1981).
Defendant's reliance upon the principle that "questions
concerning the validity of a search warrant hinge upon the
information contained within the four corners of the supporting
affidavit," State v. Sheehan,
217 N.J. Super. 20, 24 (App. Div.
1987), is misplaced. The affidavit in support of the application
to search defendant's residence clearly demonstrated the probable
cause required to justify the search and adequately described the
places to be searched and the things to be seized. Consequently,
the warrant affidavit contained all the information required to
justify issuance of a search warrant, see Dalia, supra, 441 U.S.
at 255, 99 S. Ct. at 1692, 60 L. Ed.
2d at 191, and even though
the affidavit did not justify the authorization for a no-knock
entry, the police could have conducted a valid search by
disregarding that authorization and knocking and announcing their
presence before entering defendant's residence. Cf. Richards,
supra, 385 U.S. at 396, 117 S. Ct. at 1422, 137 L. Ed.
2d at 625.
Thus, in executing a valid search warrant containing an invalid
authorization for a no-knock entry into defendant's residence,
the police were in the same position they would have been in if
the warrant did not authorize a no-knock entry. In that event,
the police still could have entered without knocking if they were
confronted with exigent circumstances or if, as in this case, it
would have been futile to knock and announce their presence.
Ibid. Therefore, because no one was home when the police
executed the warrant to search defendant's residence, the invalid
authorization for a no-knock entry can be properly viewed as
surplusage, and the remainder of the warrant, and the search
conducted thereunder, were valid.See footnote 3
Affirmed.
Footnote: 1 Although there is no decision which directly addresses the question whether the New Jersey Constitution requires the authorization for a no-knock entry to be set forth in the warrant, our courts have sustained the validity of searches of residences conducted after no-knock entries without indicating that the warrant authorized that form of entry. See, e.g., State v. Love, 233 N.J. Super. 38, 42-45 (App. Div.), certif. denied, 118 N.J. 188 (1989); State v. Juliano, 97 N.J. Super. 28, 30-32 (App. Div. 1967), modified on other grounds, 52 N.J. 232 (1968); see also State v. Jones, 143 N.J. 4, 18-19 (1995); cf. State v. Goodson, 316 N.J. Super. 296, 304-05 (App. Div. 1998) (suggesting that even if a warrant does not authorize a no-knock entry, a search can be sustained if "there [are] sufficient facts and circumstances present when the search [is] executed to justify dispensing with the knock and announce requirement"). In any event, the search of defendant's premises would be valid even if the New Jersey Constitution were interpreted to require the authorization for a no-knock entry to be included in a warrant because we are satisfied that the requirement that the police knock and announce their presence before executing a warrant for the search of a residence does not apply when the residence is unoccupied. Footnote: 2 Although defendant does not raise the point, we note that it is firmly established that the police are not required to wait for the return of the occupants of an unoccupied residence before executing a search warrant. See, e.g., Payne v. United States, 508 F.2d 1391, 1394 (5th Cir.), cert. denied, 423 U.S. 933, 96 S. Ct. 287, 46 L. Ed.2d 263 (1975); United States v. Gervato, 474 F.2d 40, 43-44 (3d Cir.), cert. denied, 414 U.S. 864, 94 S. Ct. 39, 38 L. Ed.2d 84 (1973); State v. Farber, 314 N.W.2d 365, 367 (Iowa 1993). Footnote: 3 We note that this is not a case where the common law requirement that the police knock and announce their presence before entering a private residence to execute a warrant was simply disregarded. Instead, the police applied for and obtained authorization from the court for a no-knock entry. The application was supported by an affidavit that contained the kind of allegations about the risk of destruction of evidence and danger to police officers which, before Richards, were commonly understood to justify a no-knock entry to execute a search warrant in a drug trafficking case. See Richards, supra, 520 U.S. at 390-91, n.1, 117 S. Ct. at 1420, 137 L. Ed. 2d at 622. Because Richards was decided three years after the warrant in this case was issued, both the police officers who applied for the warrant and the judge who issued it could reasonably have believed that the warrant affidavit was sufficient to justify a no-knock entry. Thus, we have no need to consider whether suppression of evidence would be required if the police made a no-knock entry without a showing of circumstances justifying this form of entry and made no effort to determine whether the residence was occupied, but it turned out by chance to be unoccupied. Cf. State v. Johnson, 118 N.J. 639, 653 (1990) (holding that one factor in the determination of whether evidence is the "fruit" of illegal police conduct is "the flagrancy and purpose of the police misconduct") (citing Brown v. Illinois, 422 U.S. 590, 603-04, 95 S. Ct. 2254, 2261-62, 45 L. Ed.2d 416, 427 (1975)).