SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3999-96T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
PEDRO CORREA,
Defendant-Appellant.
________________________________________
Argued February 2, 1998 - Decided February 24,
1998
Before Judges Petrella and Eichen.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County.
Dennis A. Cipriano argued the cause for
appellant (Dennis A. Cipriano, attorney;
Robert C. Pierce on the brief).
Raymond W. Hoffman, Assistant Prosecutor,
argued the cause for respondent (Patricia A.
Hurt, Essex County Prosecutor, attorney; Mr.
Hoffman of counsel and on the brief).
The opinion of the court was delivered by
EICHEN, J.A.D.
This appeal requires us to decide whether defendant Pedro
Correa was denied his Sixth Amendment right to compulsory process
as the result of a plea agreement between the prosecutor and co-defendant Angel Colon. As part of the plea agreement, Colon agreed
not to testify at Correa's murder trial in return for the State's
promise not to seek an extended fifty-year term sentence. Correa
was the driver of a vehicle used by Colon to escape apprehension
after Colon shot and killed Hector Cruz, wounded Cruz's brother,
and shot at an off-duty police officer in Newark on October 11,
1995.
Correa, Colon and co-defendant Alfredo Cruz were indicted for
murder, N.J.S.A. 2C:11-3a (count one), second degree aggravated
assault, N.J.S.A. 2C:12-1b(1) (count two), third degree unlawful
possession of a weapon, N.J.S.A. 2C:39-5b (count three), second
degree possession of a weapon for an unlawful purpose, N.J.S.A.
2C:39-4a (count four), and third degree receiving stolen property,
N.J.S.A. 2C:20-7 (count five).See footnote 1
On December 9, 1996, Correa filed a severance motion seeking
to bifurcate his trial from Colon's trial. In support of the
motion, Correa's attorney certified that he understood that Colon
"was able to testify that Correa had no prior knowledge that Colon
had possessed a firearm or that a shooting incident would occur."
When the judge asked Colon whether he would give favorable
testimony for Correa, Colon requested a day to decide, stating that
he could not say "right now."See footnote 2 The judge denied Correa's severance
motion, concluding that Colon intended to exercise his Fifth
Amendment right and would not testify at trial.
On December 10, 1996, Colon pleaded guilty to all of the
charges in the indictment. Unbeknownst to Correa's attorney, Colon
had agreed not to testify for Correa in exchange for the
prosecutor's agreement not to request an extended fifty-year term
sentence. Nothing was stated on the record about the "no
testimony" restriction imposed as a condition of the plea offer,
nor was the restriction disclosed in the plea form.See footnote 3 After Colon
gave a factual basis for the plea, the court asked Correa's
attorney whether he intended to call Colon "as a potential witness
possibly on behalf of his client" and asked Colon's attorney
whether Colon's position had changed now that he had pleaded
guilty. Without revealing that Colon had made a deal with the
prosecutor not to testify, Colon's attorney stated that they
"[would] not honor a subpoena" because Colon was exercising his
Fifth Amendment right not to testify. The attorney stated:
It is our intention and [our] client's
intention not to testify for either the State
or ... the defense in this particular case.
Our position is, he has not been sentenced.
He has an absolute right to remain silent. We
put the State on notice, and now on the record
we are putting everyone on notice he is not
going to be a witness for or against anyone in
this particular case.
The next day, immediately prior to trial, Correa's attorney
learned of the "no testimony" restriction and placed on the record
his strong objections to the manner in which the State and co-counsel had proceeded with respect to the plea. The prosecutor
responded that she had not "extracted" the promise from Colon and
that she had merely indicated her intention to request an extended
term, implying that Correa had offered not to testify if the
prosecutor would agree to waive her right to ask for an extended
term sentence. The prosecutor also contended that she believed her
actions were laudatory because she had saved Colon from perjuring
himself in light of the strong evidence of Correa's guilt.
Despite the protestations of Correa's attorney and Colon's
equivocal statements concerning whether he would testify, the court
rejected defendant's arguments and proceeded to trial. On December
16, 1996, Correa was convicted of aggravated manslaughter but was
acquitted of murder and aggravated assault. The jury was unable to
reach a verdict on the weapons charges.See footnote 4
On December 20, 1996, Correa unsuccessfully argued a motion
for bail pending sentence and appeal. Subsequently, he filed a
motion for a judgment of acquittal or for a new trial. In each of
these motions, Correa continued to raise the constitutional
argument that the impropriety of the "no testimony" restriction in
the plea agreement was a violation of his Sixth Amendment right to
compulsory process. During the hearing on the motion for a new
trial, the court acknowledged that it had received a letter
allegedly from Colon dated December 20, 1996, indicating that he
would have testified on defendant's behalf if the State had not
threatened him with an extended sentence. Specifically, the letter
stated:
I would have testified in the trial of Pedro
Correa. I did not testify because the State
Prosecutor told me that if I testified the
State would have sentenced me to more time.
The State was notified that my testimony would
have helped Pedro Correa.
The judge rejected defendant's motion for a new trial. In so
doing, the court distinguished State v. Fort,
101 N.J. 123 (1985),
observing that the instant case was different because in Fort the
State required that the co-defendant agree not to testify in return
for the plea itself, whereas here, the State merely agreed not to
seek an extended term if the co-defendant agreed not to testify.
Therefore, the court reasoned that the "no testimony" restriction
was not an integral part of the plea agreement as it was in Fort.
The court also indicated that although the prosecutor may recommend
an appropriate sentence, sentencing is completely within the
court's discretion and that it might not have imposed an extended
sentence.
We disagree that Fort did not prohibit this plea arrangement
and reverse. In Fort, the Supreme Court clearly stated that:
Once the State extracts a promise not to testify as a condition of a plea agreement, it is practically impossible to determine whether a witness refused to testify because of the privilege against self-incrimination or because of a desire to perform the promise. To secure the benefit of the agreement, a defendant must meticulously satisfy the conditions of the plea. Consequently, a defendant who announces the intention "to take the fifth," as Brown declared in this case, may be effectuating or masking compliance with the "no testimony" condition. Stated
otherwise, one method of preserving rights
under the plea agreement is to assert the
privilege against self-incrimination. As a
result, we cannot ascribe the loss of the co-defendants' testimony to trial strategy,
rather than to the restriction in the
agreement.
[Id. at 131.]
The existence of the plea agreement between Colon and the State
obscured the basis for Colon's decision not to testify at the time
of the trial. In other words, we do not know whether Colon's
decision not to testify was because he exercised his Fifth
Amendment right not to testify or because he wanted to secure the
benefit of the State's offer not to seek an extended term sentence.
Nor would a remand for a plenary hearing to determine the reasons
for Colon's failure to testify be satisfactory because such a
hearing cannot remedy a violation of the Sixth Amendment of the
Constitution. Ibid.
Moreover, the State's efforts to justify their conduct in this
matter are unavailing. While it is true that the prosecutor could
not control Colon's sentence because the decision whether to impose
an extended term was solely within the court's discretion, Colon's
awareness that the court could impose such a sentence "could have
exerted sufficient duress on him to preclude him from making a free
and voluntary choice to testify." State v. Vassos,
237 N.J. Super. 585, 594 (App. Div. 1990). Equally futile is the State's claim
that its evidence of defendant's complicity in the shooting is so
persuasive that Colon would have committed perjury if he had
testified.See footnote 5 It was still possible that Colon's testimony could
have created reasonable doubt in the minds of the jury regarding
Correa's guilt. This is especially true where the other co-defendant, Alfredo Cruz, gave exculpatory testimony at Correa's
trial and where the credibility of the victim's brother, Hector
Cruz, one of the State's main witnesses, was seriously compromised
by evidence of his prior criminal record and pending charges. See
State v. Vassos, supra, 237 N.J. Super. at 595 (finding that
excluding the testimony of an "admitted perpetrator" was
prejudicial because the testimony may have created reasonable doubt
as to defendant's guilt). We also note that at least one court has
observed that the type of error here will almost always be harmful
"because a court will seldom be able to determine exactly what
evidence would have been brought out had the witness been allowed
to testify freely." See State v. Asher,
861 P.2d 847, 852 (Kan.
Ct. App. 1993). Consequently, we decline to remand for a
preliminary hearing to determine whether Colon will actually
testify favorably for Correa at a new trial. We conclude that that
question is better resolved during the retrial.
Reversed and remanded for a new trial.See footnote 6
Footnote: 1 The court severed Alfredo Cruz's trial from the trial of Correa and Colon because his statements implicated both Colon and Correa in the crimes. At the trial, despite having been given immunity from further prosecution, Alfredo Cruz recanted a prior statement and testified in favor of Correa. Footnote: 2 The record reflects that Colon appeared more interested in trying to get a plea bargain for himself than helping Correa. Footnote: 3 See State v. Fort, 101 N.J. 123 (1985) (holding that a requirement that co-defendants agree not to testify favorably for defendant as part of their plea agreement violated defendant's right to compulsory process). Footnote: 4 The receiving stolen property charge was dismissed prior to trial. Footnote: 5 The prosecutor's belief that Colon would have committed perjury by testifying in Correa's favor is irrelevant. It is not the prosecutor's function to determine who is telling the truth and who is credible; that is a responsibility left to the jury in our criminal justice system. Likewise, we strongly disapprove of the prosecutor's failure to disclose the "no testimony" condition of the plea offer. But for the State's concealment of the condition, this appeal might have been averted. Footnote: 6 In view of our reversal, we do not address Correa's contention that the State was required to give him use immunity.