SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2445-95T1
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ROBERT MERENDINO,
Defendant-Appellant.
Submitted August 20, 1996 - Decided August
27, 1996
Before Judges Kleiner and Braithwaite.
On appeal from the Superior Court of
New Jersey, Law Division, Bergen County.
Giblin & Giblin, attorneys for appellant
(Brian T. Giblin, on the brief).
Charles R. Buckley, Deputy Attorney - In
Charge, Acting Bergen County Prosecutor,
attorney for respondent (Barbara Petersen,
Special Deputy Attorney General, Acting
Assistant Prosecutor, of counsel and on the
brief).
The opinion of the court was delivered by
KLEINER, J.A.D.
Robert J. MerendinoSee footnote 1 appeals from the denial of his
petition to expunge all evidence of his arrest and subsequent
June 8, 1984 conviction on two counts of an eleven count
indictment. Prior to that conviction, the State moved to dismiss
the remaining nine counts of the indictment pursuant to the terms
of a negotiated plea agreement. Petitioner's appeal poses a
question not specifically raised in any reported decision in this
State: May the motion judge at an expungement proceeding
consider the underlying circumstances of the petitioner's prior
arrest to determine whether the petitioner is entitled to
expungement? We conclude that the motion judge was entitled to
consider all facts that were available to both the State and
petitioner at the time the petitioner entered his original plea
to determine if he is entitled to expungement. We therefore
affirm the denial of petitioner's expungement petition.
On January 30, 1984, petitioner was indicted for the
following criminal acts: three counts of distribution of
marijuana, contrary to N.J.S.A. 24:21-19(a)(1) (counts one,
three, and seven); four counts of possession of over twenty-five
grams of marijuana, contrary to N.J.S.A. 24:21-19(a)(1) (counts
two, four, eight and ten); one count of possession of marijuana
with the intent to distribute, contrary to N.J.S.A. 24:21-19(a)(1) (count nine); and one count of possession of tenuate
dospan (diethylpropion hydrochloride), contrary to N.J.S.A.
24:21-10(a)(1) (count eleven).See footnote 2
Petitioner was arrested at his home on August 31, 1983,
after he sold marijuana to an undercover investigator, a member
of the Bergen County Narcotics Task Force. An investigation of
petitioner had commenced April 15, 1983. On that evening and on
August 1, 1983, petitioner sold marijuana to the investigator at
petitioner's residence. On the night of his arrest, the
investigator arranged to meet petitioner at his home, intending
to purchase marijuana. On that occasion, a third sale of
marijuana was consummated. The investigator had previously
secured a search warrant and, immediately after the sale,
petitioner was arrested and charged with three counts of
distribution of a controlled dangerous substance, referencing the
sales of April 15, 1983, August 1, 1983 and August 15, 1983.
Petitioner's home was then searched and the evidence seized led
to his indictment.
Laboratory tests performed at the time of each purchase of
marijuana confirmed that petitioner sold the investigator 27.2
grams of marijuana on April 15, 1983; 27.35 grams of marijuana on
August 1, 1983, and 28.12 grams of marijuana on August 31, 1983.
The search uncovered within petitioner's home 80.9 grams of
marijuana and tenuate dospan.
Pursuant to a plea agreement, petitioner pled guilty to
count three, charging distribution of a controlled dangerous
substance on August 1, 1983, in violation of N.J.S.A. 24:21-19(a)(1), and to count nine, charging possession of marijuana,
contrary to N.J.S.A. 24:21-19(a)(1). The State agreed to dismiss
the remaining counts of the indictment. Pursuant to the
agreement, petitioner was thereafter sentenced on June 8, 1984 to
a two-year term of probation on each count, to be served
concurrently. He was also ordered to pay an aggregate Violent
Crimes Compensation Board penalty of $50.00.
Former N.J.S.A. 24:21-19(a)(1) (since repealed, L. 1987, c.
106, § 25, operative July 9, 1987), provided in pertinent part,
Prohibited Acts A. - Manufacturing,
distributing, or dispensing - Penalties
a. Except as authorized by this act, it
shall be unlawful for any person knowingly or
intentionally:
(1) To manufacture, distribute, or
dispense or to possess or have under his
control with intent to manufacture,
distribute, or dispense, a controlled
dangerous substance . . . .
The statute did not require any proof as to the quantity of the
controlled dangerous substance manufactured, distributed,
dispensed or possessed by an arrestee.
N.J.S.A. 2C:52-2 delineates the prerequisites for an
expungement of indictable offenses. The statute provides in
pertinent part:
a. In all cases, except as herein
provided, wherein a person has been convicted
of a crime under the laws of this State and
who has not been convicted of any prior or
subsequent crime, whether within this State
or any other jurisdiction, and has not been
adjudged a disorderly person or petty
disorderly person on more than two occasions
may, after the expiration of a period of 10
years from the date of his conviction,
payment of fine, satisfactory completion of
probation or parole, or release from
incarceration, whichever is later, present a
duly verified petition as provided in section
2C:52-7 to the Superior Court in the county
in which the conviction was entered praying
that such conviction and all records and
information pertaining thereto to be
expunged.
Although subsequent convictions for no
more than two disorderly or petty disorderly
offenses shall not be an absolute bar to
relief, the nature of those conviction or
convictions and the circumstances surrounding
them shall be considered by the court and may
be a basis for denial of relief if they or
either of them constitute a continuation of
the type of unlawful activity embodied in the
criminal conviction for which expungement is
sought.
. . . .
c. In the case of conviction for the
sale or distribution of a controlled
dangerous substance or possession thereof
with intent to sell, expungement shall be
denied except where the crimes relate to:
(1) Marijuana, where the total quantity
sold, distributed or possessed with intent to
sell was 25 grams or less, or
(2) Hashish, where the total quantity
sold, distributed or possessed with intent to
sell was five grams or less.
On the return day of petitioner's verified petition to
expunge his arrest and conviction, the prosecutor appearing in
opposition to the petition presented to the court four separate
New Jersey State Police Laboratory Reports of laboratory
examinations conducted incidental to petitioner's arrest. The
State was unable to present a transcript of petitioner's retraxit
plea, as the court reporter's notes of April 10, 1984, had been
destroyed. The State urged that the laboratory analysis of the
amount of marijuana seized relating to counts three and nine of
the indictment was relevant to a determination of petitioner's
entitlement to expungement.
To counter the State's position, petitioner argued that
N.J.S.A. 24:21-19(a)(1) did not reference a quantity of marijuana
and that the indictment returned by the Bergen County Grand Jury
in counts three and nine did not quantify any amount of
marijuana. Petitioner maintained that he consequently was
entitled to expungement, as there was no proof that he either
possessed or distributed in excess of twenty-five grams of
marijuana. See N.J.S.A. 2C:52-2c(1).
The motion judge concluded that he was entitled to examine
all evidence, including the lab test results, that was available
to the State at the time of petitioner's plea to determine
whether petitioner was entitled to an expungement of his arrest
and conviction. Accordingly, the judge denied the petition.
The use of extraneous, but relevant, information is not
uncommon in ancillary proceedings in the criminal justice system.
In State v. Smullen,
118 N.J. 408, 418 (1987), the Supreme Court
indicated in dicta that a court may consider any documents
available to the prosecutor and to the defendant at the time that
the defendant pled guilty for the purpose of determining whether
the defendant's plea could be withdrawn. The court specifically
stated:
Although the issue is not squarely
presented, inasmuch as the material was not
considered by the trial court, the State
seeks to buttress the reliability of the plea
proceedings by referring to certain
statements obtained from the child victims.
A "defendant's admission or acknowledgement
may be [best] understood in light of all
[the] surrounding circumstances." State v.
Sainz,
107 N.J. 283, 293,
526 A.2d 1015
(1987). In evaluating whether a manifest
injustice had occurred in the circumstances
of a case like this and the voluntariness of
defendant's prior plea in light of a later
claim of innocence, a court might well
consider (for that limited purpose) the
evidence that was available to the prosecutor
and to the defendant through our discovery
practices at the time the defendant entered
the plea of guilt. In some cases the
proffered evidence may serve to rebut the
assertion of innocence; in others, it may
move a court to vacate the plea to the end
that justice be done.
[Id. at 418.]
In Sainz, the Supreme Court considered whether the trial
court had properly weighed the aggravating and mitigating
circumstances of the Code of Criminal Justice, N.J.S.A. 2C:1-1 to
98-4, in sentencing a defendant convicted under the Controlled
Dangerous Substances Act, N.J.S.A. 24:21-1 to -53. State v.
Sainz,
107 N.J. 283, 286-87 (1987). The Court specifically
stated:
The factual basis for a guilty plea must
obviously include defendant's admission of
guilt of the crime or the acknowledgement of
facts constituting the essential elements of
the crime. However, the defendant's
admission or acknowledgment may be understood
in light of all surrounding circumstances.
See State v. Heitzman,
209 N.J. Super. 617,
620-21 (App. Div. 1986) (on defendant's
motion to set aside his guilty plea, the
court can look beyond defendant's admission);
State v. Stackhouse,
194 N.J. Super. 371,
375-76 (App. Div. 1984).
When a trial court imposes a sentence based on defendant's guilty plea, the defendant's admissions or factual version need not be the sole source of information for the court's sentencing decision. We have stated before that the court may look to other evidence in the record when making such
determinations, that it should consider "the
whole person", and all the circumstances
surrounding the commission of the crime. See
State v. Marzolf,
79 N.J. 167 (1979); State
v. Humphreys,
89 N.J. 4 (1982).
[Id. at 293].
The use of extraneous relevant information has also been
permitted in State v. Humphreys,
89 N.J. 4, 14 (1982) (holding
that the whole person concept of sentencing authorizes court to
consider a wide range of information that might otherwise be
excluded by evidentiary standards), State v. Sharp,
208 N.J.
Super. 496, 503 (App. Div. 1986) (holding that, even absent
conviction, trial judge had discretion to consider reliable
information regarding defendant's intent in possessing drugs
pursuant to defendant's application for conditional discharge)
State v. Picket,
186 N.J. Super. 599, 608 (Law Div. 1982)
(holding that evidence which was suppressed could still be
considered by director in reviewing defendant's PTI application),
and State v. Banks,
157 N.J. Super. 442, 449 (Law Div. 1978)
(holding that suppressed evidence considered for purposes of
conditional discharge application and for sentencing).
Without a transcript of petitioner's retraxit plea, the
motion judge was unable to determine whether petitioner merely
admitted that he possessed some quantity of marijuana to justify
the trial judge's conclusion that he had factually satisfied the
prerequisites for guilt required by N.J.S.A. 24:21-19(a)(1), or
whether in fact during the colloquy between the trial judge and
petitioner he made any specific admission relative to the actual
quantity of marijuana seized during the sales on April 15, 1983
and August 15, 1983, the dates referenced within counts three and
nine of the indictment to which he pled guilty. The motion judge
at the expungement hearing was therefore clearly entitled to
review all of the evidence available to both the State and
petitioner, which obviously included the New Jersey State Police
Laboratory reports relating to each sale of marijuana, to
determine whether petitioner was entitled to expungement of his
arrest and conviction.
We note as well that N.J.S.A. 2C:52-2 obligates a petitioner
seeking expungement of a conviction of an indictable offense to
present a verified petition prepared in accordance with N.J.S.A.
2C:52-7 to obtain the requested relief. Implicit in that
requirement is that petitioner demonstrate that he/she is
entitled to the relief sought. The State argues, and we agree,
that pursuant to N.J.S.A. 2C:52-2(c), expungement of a conviction
for the possession of marijuana "shall be denied except where the
crimes relate to (1) Marijuana, where the total quantity sold,
distributed or possessed with intent to sell was 25 grams or
less." Ibid. (emphasis added). The petitioner is therefore
obligated to present evidence that his marijuana possessory
conviction encompassed possession of marijuana of 25 grams or
less. The petition under review does not allege that petitioner
possessed twenty-five grams of marijuana or less than twenty-five
grams, nor did petitioner present any evidence at the expungement
proceeding to demonstrate that he had met the prerequisites for
expungement delineated in N.J.S.A. 2C:52-2c(1). In State v.
Marzolf,
79 N.J. 167 (1979), the defendant was convicted of
possession of marijuana, pursuant to a negotiated plea agreement
under which the State dismissed the more serious count of the
indictment charging possession of marijuana with intent to
distribute. Id. at 170-71. The Supreme Court noted, "The court
was not required to wear blinders to avoid consideration of the
character of defendant's possession merely because those
circumstances encompassed to some degree some of the elements
necessary to sustain a conviction under the dismissed charge."
Id. at 185. The same principle applies in expungement
proceedings.
Affirmed.
Footnote: 1 Although Merendino is captioned as defendant, we refer to him herein as "petitioner." Footnote: 2 The statutes cited represent those in place at the time of the indictment. They have since been repealed and replaced in the Criminal Code.