SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-7068-96T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
STEVEN GONZALEZ,
Defendant-Appellant.
Submitted February 2, 1999 - Decided March
2, 1999
Before Judges Pressler, Kleiner, and Steinberg.
On appeal from the Superior Court of
New Jersey, Law Division, Essex County.
Ivelisse Torres, Public Defender, attorney
for appellant (Steven W. Kirsch, Assistant
Deputy Public Defender, of counsel and on the
brief).
Patricia A. Hurt, Essex County Prosecutor,
attorney for respondent (Maryann K. Lynch,
Assistant Prosecutor, of counsel and on the
brief).
The opinion of the court was delivered by
KLEINER, J.A.D.
Tried to a jury, defendant Steven Gonzalez was convicted of
second-degree conspiracy to commit robbery, N.J.S.A. 2C:15-1 and
N.J.S.A. 2C:5-2 (count one); first-degree robbery, N.J.S.A.
2C:15-1 (count two); reckless manslaughter as a lesser-included
offense of first-degree murder, N.J.S.A. 2C:11-46(1) (count
three); felony murder, N.J.S.A. 2C:11-3a(3) (count four); third-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5b (count
five), and second-degree possession of a weapon for an unlawful
purpose, N.J.S.A. 2C:39-4a.See footnote 1
At sentencing, the trial judge merged defendant's
convictions on count six with defendant's conviction on count
two. The judge then merged defendant's convictions on counts
one, two, and three with defendant's conviction on count four.
Defendant was sentenced to a custodial term of forty years with a
thirty-year period of parole ineligibility on count four, and to
a term of five years on count five to be served concurrently with
the sentence imposed on count four. Appropriate statutory
penalties were imposed.
On appeal, defendant raises two point of error:
POINT I
THE TRIAL JUDGE FAILED TO DEFINE THE ELEMENTS
OF A CRIMINAL ATTEMPT IN HIS INSTRUCTION ON
ROBBERY; THUS, DEFENDANT'S ROBBERY,
CONSPIRACY AND FELONY MURDER CONVICTIONS MUST
BE REVERSED BECAUSE THERE WAS NO JURY FINDING
ON THE ELEMENTS OF ATTEMPT. (Not Raised
Below)
POINT II
A CLAWANS CHARGE SHOULD NOT HAVE BEEN GIVEN
TO THIS JURY WHEN THERE WERE CLEARLY LESS
DRASTIC ALTERNATIVES.
We have carefully reviewed defendant's second point of error
in light of the trial record, the arguments of counsel, and the
applicable law and conclude that defendant's contention is
clearly without merit. See R. 2:11-3(e)(1)(E).
As to defendant's first point, although defendant failed to
raise any objection to the judge's charge at trial, we conclude
that the charge as given to the jury on the counts of the
indictment charging first-degree robbery and felony murder did
not fully and adequately explain the standard of culpability for
attempt and thus the error constitutes plain error. See R. 2:10-2; State v. Rhett,
127 N.J. 3, 5 (1992); State v. Martin
119 N.J. 2, 15 (1990). We are thus constrained to reverse defendant's
conviction and to remand to the Law Division for a new trial.
He told me in Spanish that he wanted
some coke, so I told him to follow me, and he
followed me and Raheem and Rashida were
behind me.
I took him to the little hallway in 86
Brunswick.
. . .
The man followed me into the hallway.
Raheem and Rashida waited outside.
So when I said, do you have money to
cop, he said yeah, he turned his back, I went
behind him and grabbed him in a headlock.
He fought me back by lifting me up, then
Rashida ran in and told me, "Chino,
[defendant's street name], I got the joint,
[vernacular for a weapon] do you want the
joint," I let the man go, I ran toward
Rashida, I grabbed the gun.
When I grabbed the gun, I told him, "Yo,
give the money, give me the money," he came
toward me from behind and grabbed my arm.
A shot went off into the air and I held
the trigger back so no more shots could go
off because I could have got shot or Rashida,
the one who was helping me could have got
shot.
That's when Rashida pulled out her mace
and tried to mace him, but she was macing me.
When she maced me and him, he let me go,
that's when he punched me on the left side of
my face, so I took a step back, I pointed the
gun at him, and he came toward me, that's
when I fired, that's when I fired the second
shot.
I went outside. I gave the gun back to
Rashida, and then I took off my sweater and
gave it to Raheem.
Raheem and me walked down Brunswick to
Astor, down Astor to Penn Avenue, Rashida
stayed on Penn Avenue and I went to my
uncle's house on Wright Street.
Q. What did Raheem do after you gave him
your shirt [sic]?
A. He left. We divided. I don't know
where he went.
Based upon defendant's statement, the police returned to 86
Brunswick Avenue to conduct an additional search of the premises.
They discovered a bullet casing in the ceiling of the building's
vestibule. A similar bullet was removed from the victim's body
in an autopsy performed following his death.
Defendant testified in his own defense. He recanted the
statement he had given to the police. Although he testified that
he had been in the immediate vicinity of the shooting, he
contended that at all times he remained on a nearby street corner
talking with friends. After he heard gunshots and saw an
unidentified black man leave the apartment building, he and his
friends left the area. He denied any involvement in the criminal
episode and claimed that the inculpatory statement he gave to the
police merely parroted information he learned from the police
during an interview preceding his statement.
(1) Purposely engages in conduct which
would constitute the crime if the
attendant circumstances were as a
reasonable person would believe
them to be;" (emphasis added).
b. Conduct shall not be held to constitute a
substantial step under subsection a(3) of
this section unless it is strongly
corroborative of the actor's criminal
purpose.
[emphasis added.]
In the discussion of "attempt," Cannel, New Jersey Criminal Code
Annotated, comment 3 on N.J.S.A. 2C:5-1 (1998), provides:
An attempt must be purposive; no lesser
mental state will suffice. This is so "not
only because it is so defined by statute, but
because one cannot logically attempt to cause
a particular result unless causing that
result is one's `conscious object,' the
distinguishing feature of a purposeful mental
state."
[Ibid. (quoting State v. Robinson,
136 N.J. 476, 485 (1994)) (other citations omitted).]
Additionally,
The requirement of purpose exists even if the
underlying offense specifically requires a
lesser standard. Thus, for example, purpose
is required for attempted murder even though
only knowledge is required for murder.
[Ibid. (citing State v. Rhett,
127 N.J. 3, 6
(1992)) (other citations omitted).]
Assuming the jury rejected defendant's trial testimony which
recanted his prior inculpatory admission, and assuming the jury
relied solely upon the evidence presented by the State's
witnesses and defendant's inculpatory admission, it seems clear
that the State established that defendant had an intent, as
expressed to Ortiz, to rob Figueroa. What actually occurred once
defendant, Williams, and Figueroa entered the premises at 86
Brunswick is simply unknown.
According to Ortiz, defendant received a gun by retrieving
the gun from the waistband of Smith's pants before entering the
building. Additionally, Ortiz indicated that only defendant and
the victim entered the building, while Williams and Smith
remained outside. Ortiz then heard one gunshot and saw Williams
and Smith run from the scene.
As we have noted, Moore did not indicate that a woman was
with the group of men who approached 86 Brunswick Avenue nor did
he indicate that he observed a woman exit 86 Brunswick Avenue
after he heard two gunshots. Although Moore identified Rashida
Smith's photo in an array presented to him, Moore was never asked
whether he observed Smith on the afternoon of the crime either
before or after the criminal event.
Although defendant's inculpatory statement, if believed by
the jury, would allow a conclusion that defendant intended to
commit robbery and took a substantial step to commit robbery
either when he entered the building with the victim or when he
put the victim in a headlock, the jury was not charged by the
judge as to the inchoate crime of attempt as defined by N.J.S.A.
2C:5-1. The jury was thus never apprised that attempt requires
purposeful conduct as compared to purposeful or knowing conduct,
nor was the jury charged as to a "substantial step," N.J.S.A.
2C:5-1a(3), or that a "substantial step" may be dispositive if
"it is strongly corroborative of the actor's criminal purpose."
N.J.S.A. 2C:5-1b. In this context, we note that N.J.S.A. 2C:15-1
provides:
a. A person is guilty of robbery if, in
the course of committing a theft, he:
(1) Inflicts bodily injury or uses force
upon another; or
(2) Threatens another with or purposely
puts him in fear of immediate bodily injury;
or
(3) Commits or threatens immediately to
commit any crime of the first or second
degree.
An act shall be deemed to be included in
the phrase "in the course of committing a
theft" if it occurs in an attempt to commit
theft or in immediate flight after the
attempt or commission.
The veracity of defendant's inculpatory statement becomes
somewhat questionable when one considers the statement in
conjunction with: (1) Ortiz's testimonySee footnote 5 that defendant
retrieved the gun from Smith before entering the building and
that she waited outside; and (2) Moore's testimony that failed to
specifically indicate that Smith was present at the scene at any
time.
As set forth in State v. Martin,
119 N.J. 2 (1990):
Correct charges are essential for a fair
trial. A charge is a road map to guide the
jury and without an appropriate charge a jury
can take a wrong turn in its deliberations.
Thus, the court must explain the controlling
legal principles and the questions the jury
is to decide. So critical is the need for
accuracy that erroneous instructions on
material points are presumed to be reversible
error.
[Id. at 15 (citations omitted).]
To provide the jury with an accurate "road map," the judge was
required to specifically charge in accord with the Model Criminal
Charge defining attempt, N.J.S.A. 2C:5-1 (revised 3/17/97), which
includes the following suggested language with reference to the
concept of "substantial step":
The second element [of substantial step]
is that the defendant purposely did . . .
anything, which, under the circumstances as a
reasonable person would believe them to be,
is an act or omission that is a substantial
step in the course of conduct planned to
culminate in (his/her) commission of the
crime. However, the step taken must strongly
show the defendant's criminal purpose. That
is, the step taken must be substantial and
not just a very remote preparatory act, and
must show that the accused has a firmness of
criminal purpose.
Here, from defendant's inculpatory statement, he entered 86
Brunswick Avenue without a weapon. Arguably, when he commenced
the criminal episode by placing the victim in a headlock, he was
attempting to commit a theft from the victim's person. The use
of a weapon resulted from Rashida Smith's sudden appearance and
her offer of a weapon to defendant during his ensuing scuffle
with the victim. We note that felony murder is defined in
N.J.S.A. 2C:11-3a:
[C]riminal homicide constitutes murder when:
(3) It is committed when the actor, acting
either alone or with one or more other
persons, is engaged in the commission
of, or an attempt to commit, or flight
after committing or attempting to commit
robbery, sexual assault, arson,
burglary, kidnapping or criminal escape,
and in the course of such crime or of
immediate flight therefrom, any person
causes the death of a person other than
one of the participants . . . .
Since theft or attempted theft from the person is not a predicate
crime for felony murder, the failure to charge the concept of
attempt in the predicate offense of robbery, and its specific
component, "substantial step," N.J.S.A. 2C:5-1b, constitutes
plain error. R. 2:10-2. A clear and correct jury charge is
essential to a fair trial. See, e.g., State v. Afanador,
151 N.J. 41, 56 (1997); State v. Alexander,
136 N.J. 563, 571 (1994);
State v. Rhett,
127 N.J. 3, (1992) (citing Martin, supra, 119
N.J. at 15). Additionally, an erroneous jury instruction in a
criminal case is a poor candidate for rehabilitation under the
harmless error standard. See, e.g., Afanador, supra, 151 N.J. at
54; State v. Marrero,
148 N.J. 469, 496 (1997); State v. Vick,
117 N.J. 288, 289 (1989). Moreover, a jury charge which fails to
fully and accurately define the standard for culpability is
deficient. State v. Clausell,
121 N.J. 298, 316-19 (1990). The
jury charge here in omitting any charge as to attempt, N.J.S.A.
2C:5-1, failed to apprise the jury that the standard of
culpability is purposeful conduct. Although the judge did define
purposeful conduct, he did so in conjunction with his charge as
to robbery, N.J.S.A. 2C:15-1, which included a definition of
purposeful and knowing conduct. Had the judge correctly charged
attempt, N.J.S.A. 2C:5-1, the jury would have been specifically
charged that the State had the burden to prove that defendant
acted purposefully. We are therefore satisfied that the
erroneous jury charge was not harmless.
Reversed and remanded for a new trial.
Footnote: 1 Defendant was indicted with two co-defendants, Raheem
Sharif Williams and Rashida Smith. Defendant was tried
separately.
Footnote: 2 From other evidence presented at the trial, it is
apparent that the woman identified by Moore was co-defendant
Rashida Smith. Moore's testimony did not indicate that Smith was
with defendant and the group of men when they approached 86
Brunswick Avenue nor did Moore indicate he saw Smith exit the
building.
Footnote: 3 Stewart testified that when she saw the victim lift his
shirt and speak to a pedestrian that she inferred, having heard a
gunshot, that the victim had been shot while inside 86 Brunswick
Avenue.
Footnote: 4 Miranda v. Arizona,
384 U.S. 436,
86 S. Ct. 1602,
16 L. Ed.2d 694 (1966). At a pre-trial hearing, the trial judge
concluded that defendant's statement was voluntary and would be
admissible at defendant's trial.
Footnote: 5 Much of Ortiz's testimony was presented through the use
of a prior statement he gave to the police a few days subsequent
to the criminal event, as Ortiz claimed at trial that he could
not recall the details of the event apparently due to the passage
of time.