SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2906-95T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
WILLIAM ALLEN,
Defendant-Appellant.
Submitted October 21, 1997 - Decided February 20, 1998
Before Judges Conley, Wallace and Carchman.
On appeal from the Superior Court of New Jersey, Law
Division, Essex County.
Ivelisse Torres, Public Defender, attorney for
appellant (Linda Mehling, Assistant Deputy Public
Defender, of counsel and on the brief).
Clifford J. Minor, Essex County Prosecutor, attorney
for respondent (Jane Deaterly Plaisted, Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
CARCHMAN, J.S.C, (temporarily assigned).
Following a jury trial, defendant was convicted of third-degree possession of a controlled dangerous substance, N.J.S.A.
2C:35-10a(1); third degree possession of a controlled dangerous
substance with the intent to distribute, N.J.S.A 2C:35-5b(3);
and possession of a controlled dangerous substance with the
intent to distribute within 1000 feet of school property,
N.J.S.A. 2C:35-7. On appeal defendant claims, among other things,
that the trial judge failed to charge the jury on issues of
unanimous verdict, witness credibility and prior inconsistent
statements as a result of which, defendant did not receive a fair
trial. We conclude that the charge taken as a whole failed to
instruct the jury on issues that were germane to the case and the
jury's deliberations. Accordingly, we reverse and remand for a
new trial.
The facts are these. On the afternoon of May 2, 1995,
members of the East Orange narcotics unit were conducting
surveillance of drug activity in the area of Main and 15th
Streets in East Orange, a location within 1000 feet of school
property. Detectives Tucker and Louis were in plain clothes and
in an unmarked car attempting to detect drug transactions. Back-up was provided by Detectives Martinez and Cox, who were driving
in the area also in an unmarked car and dressed in plain clothes.
At about 3:00 p.m., Tucker observed defendant engage in what
appeared to be several drug transactions in the vicinity of Main
and 15th Streets.
Tucker saw a suspected buyer, Sykes, park his car across the
street from where defendant was standing. According to Tucker,
defendant approached the car, had a short conversation with the
occupant, and appeared to provide the occupant with a small item
in exchange for money. Tucker then radioed other units and
instructed them to detain defendant while Tucker and Louis
followed and arrested Sykes. Sykes was apprehended, detained and
searched and found to be in possession of a bag of marijuana.
Martinez and Cox saw defendant standing on the corner
outside of Cooper's Delicatessen. According to Martinez, after
defendant made eye contact with the detectives, defendant turned,
dropped something to the ground, and began to walk away. Cox
retrieved the dropped item, which proved to be a snuff can
containing twenty-two bags of heroin. Defendant was detained,
searched and found to be in possession of ten dollars. He was
then handcuffed and taken to police headquarters. Tucker
identified defendant as the person he had seen in the drug
transactions.
During cross examination of the State's two police
witnesses, defense counsel highlighted several alleged
inconsistencies between the officers' testimony and their police
reports of the incident. Defense counsel pointed out that while
Tucker claimed at trial that he had seen defendant engage in
multiple drug transactions, his police report, prepared the day
of the incident, indicated that he had only observed a single
transaction. When Tucker was told of this discrepancy on cross
examination, he stated that he had made an error on the police
report and that it should have indicated the observation of
several transactions.
Next, defense counsel asked Tucker about another
inconsistency between his police report, in which he said that a
bag of marijuana was seized from Sykes at headquarters, and his
trial testimony in which he said the marijuana was found during a
search of Sykes at the scene of his arrest. Again, Tucker
explained that the report was erroneous and that the marijuana
had been found on Sykes' person at the time of his arrest.
Defense counsel then noted that while Tucker claimed in his
testimony that the back-up unit - Martinez and Cox - had gone
directly to the scene to arrest defendant at the same time that
Tucker and Louis followed and arrested Sykes in Newark, Tucker's
police report indicated that the back-up units had returned to
the scene in East Orange to attempt to find defendant. Tucker
explained that there were several back-up units involved in the
surveillance operation and that he had requested back-ups to help
with the arrest of Sykes, but when no help arrived, he and Louis
arrested Sykes.
During cross examination of Martinez, defense counsel asked
Martinez to explain why, if he and Cox had arrested defendant,
the arrest report indicated that Louis and Cox had been the
arresting officers. Martinez denied that there was any error in
the police report suggesting that any officer in the group
conducting surveillance and making the arrest can get credit for
the arrest on the police report.
Prior to trial, defense counsel served a subpoena on Sonny
Cooper, the owner of the delicatessen outside of which the police
claimed to have arrested defendant. The subpoena was made
returnable at 11:00 a.m. At 10:50 a.m., the witness had not
appeared and the judge gave the jury a twenty minute break. By
11:15, the witness still had not appeared and the judge allowed
for fifteen more minutes. At 11:30, having waited a total of
forty minutes for the witness to appear, the court declined to
give any further adjournment. While waiting for the witness, the
State argued that defendant had never revealed during discovery
the existence of a defense witness. Additionally, defense
counsel had not offered any proof demonstrating the materiality
of the testimony.
During the conference on jury instructions, defense counsel
requested that the court give a legal instruction addressing
prior inconsistent statements by a witness, because of the
alleged inconsistencies between the trial testimony and police
reports. The trial judge refused to give the charge stating:
[i]t is not a statement, that's the police
report. It is not evidential. A statement
is under oath and evidential.
No, I am not going to give inconsistent
statement. You can argue the difference in
the report and what is testified to, but it
is not an inconsistent statement.
The statement is not under oath.
This was not offered as a statement.
The trial judge included in his jury charge the instructions
that the jury's verdict must be unanimous, that its decision must
not be biased, prejudiced or based on sympathy.
Defendant was convicted on all three counts. A few minutes
after the verdict, defendant's mother left the courtroom and went
into the hallway, where she contends she was approached by one of
the deliberating jurors. The juror allegedly told defendant's
mother that the she and another juror believed that defendant was
innocent, but had changed their votes to guilty when another
juror told them that if they did not, the jury would have to
continue deliberating for the remainder of the day. Defense
counsel filed a motion and supporting certifications requesting a
voir dire of one of the jurors, which motion was denied by the
trial judge.
The State filed an application for extended term sentencing
pursuant to N.J.S.A. 2C:43-6f. The trial judge granted the
State's motion, merged Counts One and Two with Count Three, and
sentenced defendant to an extended term of nine years with a four
year parole disqualifier on Count Three.
On appeal, defendant raised the following points:
I. THE JUDGE'S REFUSAL TO GIVE THE MODEL CHARGE
ON PRIOR INCONSISTENT STATEMENTS, AND HIS
FAILURE TO GUIDE THE JURY AS TO HOW IT SHOULD
DETERMINE THE CREDIBILITY OF THE WITNESSES,
WERE ERRORS REQUIRING A REVERSAL OF
DEFENDANT'S CONVICTIONS. (Partially raised
below)
II. THE TRIAL COURT'S FAILURE TO INSTRUCT THE
JURY THAT ITS VERDICT MUST REPRESENT THE
CONSIDERED JUDGMENT OF EACH JUROR, ESPECIALLY
IN LIGHT OF EVIDENCE THAT TWO JURORS CHANGED
THEIR VERDICTS FROM NOT GUILTY TO GUILTY
BECAUSE OF PRESSURE FROM OTHER JURORS, DENIED
DEFENDANT HIS RIGHT TO A FAIR TRIAL. (Not
raised below)
III. THE TRIAL COURT'S REFUSAL TO DELAY THE TRIAL
SO THAT A SUBPOENAED DEFENSE WITNESS COULD BE
LOCATED AND PERMITTED TO TESTIFY DENIED
DEFENDANT A FAIR TRIAL.
IV. THE TRIAL COURT ERRED BY REFUSING TO GRANT DEFENDANTS [sic] MOTION TO CONDUCT A VOIR DIRE OF A JUROR WHEN THERE WAS EVIDENCE THAT TWO OF THE JURORS HAD CHANGED THEIR VOTES FROM NOT GUILTY TO GUILTY MERELY BECAUSE OTHER [sic] JURORS HAD PRESSURED THEM TO DO SO IN ORDER TO RESOLVE THE CASE. THIS COURT
SHOULD REMAND THE MATTER WITH DIRECTIONS TO
THE TRIAL COURT TO VOIR DIRE THE JUROR.
V. THE NINE-YEAR EXTENDED-TERM SENTENCE WITH A
FOUR-YEAR PAROLE DISQUALIFIER IMPOSED ON
DEFENDANT IS MANIFESTLY EXCESSIVE.
The thrust of defendants arguments on this appeal is
focussed on the jury charge. We conclude that there is merit to
defendant's position. The defense strategy in defending the
case was based on the credibility of the arresting officers. In
this regard, defendant's cross-examination of the police officers
revealed certain inconsistencies between their testimony and
police reports previously prepared by the same officers, e.g.,
the location of seizure of the marijuana and the location of
defendant's arrest. While these alleged inconsistencies appear
minor in terms of the ultimate issue of the criminal activity and
defendant's participation therein, they certainly raise issues of
credibility that must be addressed by the jury during its
deliberations.
The judge's charge to the jury regarding the issue of
credibility was limited to the following instruction:
Now we have a maxim in our law falsus in unum,
falsus in omnibus. Roughly translated means false
in one thing, false in all things.
If you believe any witness or party wilfully or
knowingly testified falsely to any material fact in the
case with an intent to deceive you, you may give such
weight to his or her testimony as you deem it is
entitled.
You may believe some of it, or you may in your
discretion disregard all of it.
The charge did not go far enough. We deem this charge to be
inadequate especially where the issue of credibility is the
keystone to the defense. At a minimum, defendant was entitled to
a full charge on the issue of credibility. The Supreme Court
Committee on Criminal Charges approved a charge regarding
credibility of witnesses which was appropriate here. The charge
provides:
As the judges of facts, you are to determine the
credibility of the witnesses and, in determining
whether a witness is worthy of belief and therefore
credible, you make take into consideration:
* the appearance and demeanor of the witness;
* the manner in which he or she may have testified;
* the witness's interest in the outcome of the
trial if any;
* his or her means of obtaining knowledge of
the facts;
* the witness's power of discernment meaning
their judgement - understanding;
* his or her ability to reason, observe,
recollect and relate;
* the possible bias, if any, in favor of the
side for whom the witness testified;
* the extent to which, if at all, each witness
is either corroborated or contradicted,
supported or discredited by other evidence;
* whether the witness testified with an intent
to deceive you;
* the reasonableness or unreasonableness of the
testimony the witness has given;
* and any and all other matters in the evidence
which serve to support or discredit his or
her testimony.
Through this analysis, as the judges of the facts,
you weigh the testimony of each witness and then
determine the weight to give it. Through that process
you may accept all of it, a portion of it or none of
it.
[Model Jury Charge (Final Charge-Criminal) Credibility
of Witnesses (May 23, 1994).]See footnote 1
We stress the necessity of informing the jury of these factors in
considering the credibility of a witness, especially where such
credibility is the issue in the case. In determining the truth
of the charges against defendant, no one factor was as critical
as the believability of the witnesses called by the State. The
court is obligated to inform the jury of the criteria necessary
for jurors to judge the credibility of the witnesses who testify
before them.
We, likewise, are concerned that no charge was given
regarding prior inconsistent statements. See N.J.R.E.
803(a)(1)See footnote 2; N.J.R.E. 607See footnote 3; E. Judson Jennings & Glen
Weissenberger, New Jersey Evidence 226 (Anderson Publishing Co., 1997) ("The most fundamental tool for impeachment of witnesses is a prior statement by that witness which is inconsistent with his trial testimony."). Officer Tucker's police report made mention of a single drug transaction; his testimony referred to multiple transactions, testimony which went directly to the issue of "intent to distribute." The trial judge refused to give the charge asserting that the statement must be under "oath and evidential." This statement was in error. The relevancy of the requirement of the statement being under oath is to qualify the statement for admission if it is "offered by the party calling the witness." That was not the case here. Moreover, the issue was not one of admissibility but whether defendant was entitled to a charge as to a prior inconsistent statement. The officer was confronted with the statement and testified to the
differences between the statements. Although we recognize that
with the exception of the statement as to a single or multiple
transactions, the inconsistencies are of limited probative value,
but they still raise issues as to credibility which must be
considered by a jury in determining the ultimate issues in the
case.
The abbreviated charge as a whole omits other matters which
are cause for concern. The trial court included in its charge
that the verdict must be unanimous and must not be based on bias,
prejudice or sympathy. The judge failed to include any comment
regarding consultation and deliberation with other jurors or the
obligation of the juror to decide the case for himself or herself
and that the vote should represent the individual view of each
juror as to insure a just and proper result.See footnote 4 State v. Czachor,
82 N.J. 392, 405 n.4 (1980). The Czachor charge represents New Jersey's modification of the so-called AllenSee footnote 5 charge. While the Czachor charge was originally intended as a charge to be given if the jury was unable to reach a verdict, in State v. Love, 245 N.J. Super. 195, 200 (App. Div.), certif. denied, 126 N.J. 321 (1991), we commented "[i]n Czachor, the Court directed that this charge be given in the general jury charge and suggested that it may be repeated if a jury is unable to agree." We note, with due deference to hindsight, that two jurors alleged that they were pressured into changing their votes. We are not critical of the trial judge's handling of that matter, and we agree that no voir dire of the jury was necessary,See footnote 6 but the charge would have
informed the jurors as to their respective roles and possibly
eliminated any suggestion of inappropriate influence by other
jurors.
Our courts have consistently "placed an extraordinarily high
value on the importance of appropriate and proper jury charges to
the right to trial by jury. Erroneous instructions on matters
material to the juror's deliberations are presumed to be
reversible error." State v. Grunow,
102 N.J. 133, 148 (1986);
See also State v. Brown,
138 N.J. 481, 522 (1994), overruled on
other grounds by State v. Cooper,
151 N.J. 326 (1996) (clear and
correct jury instructions are essential for a fair trial); State
v. Vick,
117 N.J. 288, 289 (1989) ("[E]rroneous jury charges are
almost invariably regarded as prejudicial . . . [and] are poor
candidates for rehabilitation under the harmless error
philosophy."); State v. Weeks,
107 N.J. 396, 410 (1987).
While our Supreme Court has repeatedly emphasized that
instructions to a jury are to be examined as a whole, State v,
Gartland,
149 N.J. 456, 473 (1997); State v. Delibero,
149 N.J. 90, 106-07 (1997), State v. Wilbely,
63 N.J. 420, 422 (1973)
("[P]ortions of a jury charge alleged to be erroneous cannot be
dealt with in isolation but the charge should be examined as a
whole to determine its overall effect."), we conclude that the
absence of credibility, inconsistent statement and deliberation
charges amount to cumulative error warranting a reversal of the
conviction in this case. State v. Orecchio,
16 N.J. 125, 129
(1954). The charge to the jury is the road map for the jury to
follow in its quest for the truth. State v. Martin,
119 N.J. 2,
15 (1990). There is little room for shortcuts or abbreviated
charges which may preclude the jury from finding its way. The
charges complained of are part of the "standard" charge and
absent a substantial basis should have been charged. We conclude
that the failure to charge the issues cited was plain error. R.
2:10-2.
Because we conclude that the charge as a whole is deficient
and will require a retrial, we need not address the remaining
issues raised by defendant.
Reversed and remanded for a new trial.
Footnote: 1The Final Jury Charge (Criminal) of the Model Jury Charge
was modified on January 27, 1997. The Credibility of Witnesses
charge was not modified.
Footnote: 2N.J.R.E. 803(a)(1) provides in relevant part:
The following statements are not excluded by
the hearsay rule:
(a) Prior statements of witnesses. A
statement previously made by a person who is
a witness at a trial or hearing, provided it
would have been admissible if made by the
declarant while testifying and the statement:
(1) is inconsistent with the witness' testimony at the trial or hearing and is offered in compliance with Rule 613. However, when the statement is offered by the party calling the witness, it is admissible only if, in addition to the foregoing requirements, it (A) is contained in a sound recording or in a writing made or signed by the witness in circumstances establishing its reliability or (B) was given under oath
subject to the penalty of perjury at a trial
or other judicial, quasi-judicial,
legislative, administrative or grand jury
proceeding, or in a deposition; . . .
Footnote: 3N.J.R.E. 607 provides is relevant part:
Except as otherwise provided by Rules
405 and 608, for the purpose of impairing or
supporting the credibility of a witness, any
party including the party calling the witness
may examine the witness and introduce
extrinsic evidence relevant to the issue of
credibility, except that the party calling a
witness may not neutralize the witness'
testimony by a prior contradictory statement
unless the statement is in a form admissible
under Rule 803(a)(1) or the judge finds that
the party calling the witness was surprised.
Footnote: 4The applicable language of the ABA model charge is:
It is your duty, as jurors, to consult with
one another and to deliberate with a view to
reaching an agreement, if you can do so
without violence to individual judgment.
Each of you must decide the case for
yourself, but do so only after an impartial
consideration of the evidence with your
fellow jurors. In the course of your
deliberations, do not hesitate to re-examine
your own views and change your opinion if
convinced it is erroneous. But do not
surrender your honest conviction as to the
weight or effect of evidence solely because
of the opinion of your fellow jurors, or for
the mere purpose of returning a verdict.
You are not partisans. You are judges--judges of the facts.
[Commentary to ABA Project on Minimum Standards for
Criminal Justice, Standards Relating to Trial By Jury,
§ 5.4(a) at 145-147 (Approved Draft l968) (quoting Jury
Instructions and Forms for Federal Criminal cases,
27 F.R.D. 39, 97-98 (1968)].
Footnote: 5Allen v. United States,
164 U.S. 492,
17 S. Ct. 154,
41 L.
Ed. 528 (1896).
While, in Allen, the United States Supreme Court upheld the use of instructions urging a jury to reach a unanimous verdict by considering all jurors' viewpoints, the New Jersey Supreme Court rejected the use of an "Allen charge." Czachor, supra, 82 N.J. at 394 ("[T]he so-called Allen charge, as commonly applied and as presently formulated, does have unacceptable coercive effects upon jury deliberations and its use can no longer be sanctioned in criminal trials in this State."). Footnote: 6See State v. Koedatich, 112 N.J. 225, 288 (1988) (quoting State v. Athorn, 46 N.J. 247, 250 ("Calling back jurors for interrogation after they have been discharged is an extraordinary procedure which should be invoked only upon a strong showing that a litigant may have been harmed by jury misconduct."), cert. denied sub nom. Athorn v. New Jersey, 384 U.S. 962, 86 S. Ct. 1589, 16 L. Ed.2d 674 (1966)).