(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
COLEMAN, J., writing for a majority of the Court.
This appeal involves convictions for purposeful or knowing murder, kidnaping, aggravated sexual
assault and sexual assault. In this case, the Court addresses the issue of whether it was reversible error for
the Appellate Division to overrule the decision of the trial court precluding the State from introducing
evidence that defendant was awaiting sentencing on a charge of sexual assault at the time of the murder and,
further, whether the trial court's instructions concerning the other-crime evidence were so deficient that they
constituted plain error.
A Cumberland County grand jury indicted Adam Marrero for murder, felony murder, first-degree
kidnaping, first-degree aggravated sexual assault, and second-degree sexual assault of F.C. In May l990, the
case was tried before a jury in Salem County. At the time of F.C.'s death, Marrero was awaiting sentencing
for a sexual assault on another victim. He had been charged with raping and sodomizing both K.N. and I.F.
at different times approximately five months before F.C.'s death. The trial court denied the State's motion
to introduce the other-crime evidence respecting the K.N. and I.F. sexual assaults, or, in the alternative, to
introduce the fact that Marrero had pled guilty to one of the prior sexual assaults, for which he was awaiting
sentencing. The State argued that that fact suggested a motive to kill F.C. and that evidence would assist the
jury in determining the type of homicide committed.
The Appellate Division granted the State's motion for leave to appeal and, over the dissent of one
judge, summarily reversed the trial court, ordering that the trial court admit the fact that Marrero was
awaiting sentencing for a sexual assault at the time of the offenses against F.C. were committed. The trial
court was directed to give a limiting instruction allowing the jury to consider the other-crime evidence only
after it had concluded, beyond a reasonable doubt, that Marrero was in fact responsible for F.C.'s death.
The dissenting member of the panel would have affirmed the trial court's ruling based on the balancing test
of Evidence Rule 4, which excludes consideration of otherwise relevant evidence if its probative value is
outweighed by its potential for prejudice. The Supreme Court denied Marrero's motion for leave to appeal.
At trial, the judge gave a jury instruction, which did not specifically inform the jury that it could not
use the other-crime evidence to conclude that Marrero had the propensity to commit the alleged acts. At
the conclusion of the State's case, the trial court dismissed the charge of second-degree sexual assault and
the jury convicted Marrero on all the other charges. He was sentenced to prison for terms aggregating life
plus twenty years with forty years of parole ineligibility.
The Appellate Division affirmed the judgment of conviction in an unpublished opinion, with one
judge dissenting. The majority of the Appellate Division panel regarded the prior Appellate Division
decision to be the law of the case, and, therefore, the issue whether the other-crime evidence should have
been admitted was not before the court. The dissenting judge found the law-of-the-case doctrine to be a
discretionary rule and concluded that the conviction should be overturned because the probative value of the
other-crime evidence was substantially outweighed by the risk of undue prejudice.
This appeal is before the Supreme Court as of right based on the two dissents.
HELD: The Appellate Division's erroneous admission of other-crime evidence over the trial court's
discretionary decision to exclude it was harmless error; the trial court's jury instructions, considered as a
whole, do not rise to the level of being clearly capable of producing an unjust result.
1. The Court's denial of the motion for leave to appeal preserved the issue of whether the other-crime
evidence was too prejudicial to be amenable to a limiting jury instruction. (pp. 9-11)
2. Where the other-crime evidence tends to make the existence of a material fact reasonably likely, it is
admissible subject to the probativeness/prejudice balancing under Evidence Rule 4. (pp. 12-14)
3. In determining when other-crime evidence is admissible, a four-part test designed to avoid the over-use of
extrinsic evidence of other crimes or wrongs should be applied. (p. 14)
4. Determinations on the admissibility of other-crime evidence are left to the discretion of the trial court
and its decisions are entitled to deference and are to be reviewed under an abuse of discretion standard.
(pp. 14-15)
5. In the past, the Court has found other-crime evidence to be probative of intent and motive. (pp.17-23)
6. A decision to admit other-crime evidence should not be upset unless the danger of undue prejudice
outweighs probative value so as to divert jurors from a reasonable and fair evaluation of the basic issue of
guilt or innocence. (pp. 23-25)
7. The temporal remoteness of other-crime evidence affects both its probative worth and prejudicial effect
on a defendant. (pp. 25-26)
8. When other-crime evidence is admitted, the court must instruct the jury on the limited use of the
evidence and the court's instruction should be formulated carefully to explain precisely the permitted and
prohibited purposes of the evidence, with sufficient reference to the factual context of the case to enable the
jury to comprehend and appreciate the fine distinction to which it is required to adhere. (pp. 30-32)
9. The strength of the evidence against a defendant, independent of the other-crime evidence, is a factor to
be considered in determining prejudice to a defendant. (pp. 32-33)
Judgment of the Appellate Division is AFFIRMED.
JUSTICE O'HERN filed a separate concurring opinion in which he agreed with the result for
reasons different from those articulated by the majority. Specifically, Justice O'Hern would not have
affirmed the conviction on harmless-error grounds. Rather, he would affirm the judgment of the Appellate
Division in recognition that, under the rules governing interlocutory relief, the Appellate Division was in
effect sitting as a trial court determining the admissibility of evidence.
JUSTICE HANDLER filed a separate dissenting opinion, determining that the only inquiry the
Court should have undertaken is whether the several conceded trial and appellate errors had the capacity to
lead the jury to reach a result it otherwise might not have reached. Justice Handler would have concluded
that the various trial and appellate errors, including the trial court's failure to give a sufficient limiting
instruction, unquestionably denied defendant of his right to a fair trial.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI and STEIN join in JUSTICE
COLEMAN's opinion. JUSTICE O'HERN filed a separate concurring opinion. JUSTICE HANDLER
filed a separate dissenting opinion.
SUPREME COURT OF NEW JERSEY
A-
23 September Term 1996
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ADAM MARRERO,
Defendant-Appellant.
Argued October 8, 1996 -- Decided March 20, 1997
On appeal from the Superior Court, Appellate
Division.
Barbara A. Hedeen, Assistant Deputy Public
Defender, argued the cause for appellant
(Susan L. Reisner, Public Defender,
attorney).
Paul H. Heinzel, Deputy Attorney General,
argued the cause for respondent (Peter G.
Verniero, Attorney General of New Jersey,
attorney) .
The opinion of the Court was delivered by
COLEMAN, J.
This appeal involves convictions for purposeful or knowing
murder, kidnapping, aggravated sexual assault, and sexual
assault. The appeal is of right based on a dissenting vote in an
interlocutory appeal and a dissenting vote in a direct appeal.
We must decide whether it was reversible error for the Appellate
Division to overrule the trial court and order it to permit the
State to introduce evidence that defendant was awaiting
sentencing on a charge of sexual assault at the time of the
murder and other offenses. We must also decide whether the trial
court's jury instructions concerning the other-crime evidence
were so deficient that they constituted plain error.
On Friday, August 26, 1988, F.C. and defendant Adam Marrero
met for the first time at a social gathering at the home of
F.C.'s aunt. Defendant and F.C. left the party at approximately
11:30 p.m. and went to a bar together. On Saturday morning at
8:20 a.m., F.C.'s daughter arose and noticed her mother's
absence. Friends and family were called and a search was
conducted for F.C. throughout the entire day. The Vineland
police became involved in the case Saturday afternoon.
F.C.'s body was discovered on Monday morning in a remote
area surrounding Central Park in Vineland. The body was nude,
with legs apart and knees bent. Her arms were extended over her
head, as if the body had been dragged. Her clothing was
scattered around the area.
A Cumberland County grand jury indicted defendant for
murder, felony murder, first-degree kidnapping, first-degree
aggravated sexual assault, and second-degree sexual assault. As
a result of a pretrial motion, trial of the case was conducted in
Salem County in May 1990. The trial court denied the State's
motion to introduce other-crime evidence.
During the trial, the State presented the following
evidence. Before defendant went to the party at the home of
F.C.'s aunt on August 26, 1988, he borrowed his uncle and
housemate, Jorge Marrero's pickup truck for transportation.
Defendant and F.C. left the party together at approximately 11:30
p.m. with a pizza that was intended to be delivered to F.C.'s
daughter.
When Johnny Lazano, another uncle of defendant, learned on
Saturday that F.C. had not returned home, he confronted
defendant. When Lazano demanded information about F.C.'s
whereabouts, defendant jumped up from the table, saying, "What am
I going to do now? What am I going to do now?" Defendant later
insisted that he had driven F.C. directly home. Lazano requested
that defendant take him to F.C.'s home, but defendant claimed
that he forgot where she lived.
Lazano reminded defendant where the victim lived, and the
two drove to her home. Defendant told those present that he had
dropped F.C. off three doors from her home as she requested.
Defendant claimed that he had watched F.C. approach her door. On
Saturday, August 27, 1988, Patrolman Frank Buscemi of the
Vineland police questioned defendant about the events of the
previous night. Defendant told Buscemi he had dropped off F.C.
at about 11:00 p.m.
On Sunday, August 28, 1988, Detective Curley and Buscemi
questioned defendant at his home. Defendant explained that he
had taken F.C. home at about 11:30 p.m. and had then gone to the
Peking Restaurant alone. He claimed that he left the restaurant
at 1:30 a.m. and drove around Vineland before going home at 4:00
a.m.
Curley and Buscemi questioned Jorge, who told them that when
he left for work at 6:30 a.m. on Saturday, neither the truck nor
defendant was at the house. The officers obtained permission
from Jorge to search the truck. Buscemi testified that defendant
was "literally looking over our shoulders into the truck as we
were going through [it]." When inconsistencies began to arise in
defendant's alibi, Curley and Buscemi decided to interview
defendant at headquarters. Curley noted bruises and swelling on
defendant's hands. Defendant claimed the bruises were from
working at a carnival, but he later admitted that he had last
worked at the carnival more than eighteen months prior to the
interview. Defendant stated that he had gone home at 6:00 a.m.
on August 27, 1988, and then he changed the time to 7:00 a.m.
When confronted with evidence that F.C. had gone to the
Peking Restaurant with him, defendant first denied that she had,
but he eventually claimed that he had taken her home at 1:30 a.m.
and driven around Vineland and Millville until 7:00 a.m.
Defendant claimed that he had neither stopped for gas nor seen
anyone during his drive. Defendant could not recall his route,
so Curley and Sergeant Ballurio asked him to drive the route
while they accompanied him. The trip took between one and one
and one-half hours.
Near where F.C.'s body was found, the Vineland police
discovered tire tracks running through a patch of vegetation.
According to the State's expert, the tire tracks were made by
tires similar to those of Jorge's pickup truck, and similar
vegetation was stuck in the undercarriage of the pickup truck.
Dr. Lawrence Maypow, the Cumberland County Medical Examiner,
conducted an autopsy and concluded that F.C. had died between
twenty-four hours and several days before the corpse was
discovered. Dr. Maypow concluded that F.C. had died from manual
strangulation, based on several bruises on her neck and a
fracture of the hyoid bone. A physical assault was evident from
a piece of wood lodged in the victim's throat that matched the
wood in the bed of Jorge's pickup truck. Semen found on F.C.'s
sweater matched that of thirty-six percent of the White male
population that included defendant's semen type.
Guy Bishop, another inmate housed in the Cumberland County
Jail with defendant, testified that defendant, while in jail
awaiting trial, confessed to killing F.C., saying first that she
died during consensual intercourse. Bishop also testified that
defendant told him that F.C. had slapped defendant and that he
had "grabbed her by the throat and before he realized it she
wasn't breathing."
At the time of F.C.'s death, defendant was awaiting
sentencing for a sexual assault on another victim. Defendant was
charged with raping and sodomizing K.N. in a wooded area of
Vineland on March 12-13, 1988. Defendant was also charged with
raping and sodomizing another victim, I.F., in a wooded area on
March 19-20, 1988. Defendant pled guilty to reduced second-degree sexual assault charges in the K.N. case in exchange for
the dismissal of the charges in the I.F. case.
At the close of the State's case, it renewed its motion to
introduce the other-crime evidence respecting the K.N. and I.F.
sexual assaults, or in the alternative, to introduce the fact
that defendant had pled guilty to one of the prior sexual
assaults. The State argued that the fact that defendant had pled
guilty to a sexual assault and was awaiting sentencing, suggested
a motive to kill F.C. and that evidence would assist the jury in
determining the type of homicide committed. The trial court
denied the State's motion.
The Appellate Division granted the State's motion for leave
to appeal on May 25, 1990. Over the dissent of one judge, the
Appellate Division summarily reversed by order. The trial court
was ordered to admit the fact that defendant was awaiting
sentencing for a sexual assault at the time the offenses against
F.C. were committed. The trial court was directed to give
an appropriate limiting instruction which
shall include the direction that this
evidence is not to be considered unless and
until the jury finds independently from other
evidence in the case, beyond a reasonable
doubt, that defendant was in fact the
perpetrator of the homicide. Once having so
found, the jury may consider the evidence on
the issue of defendant's motive and intent in
committing the homicide in order to determine
the type and degree of homicide involved.
The dissenting member of the panel would have affirmed the trial
court's ruling based on Evidence Rule 4 balancing test. This
Court denied defendant's motion for leave to appeal on May 30,
1990.
The defense case essentially consisted of claiming that
everyone connected with the case, including the police officers
and Johnny Lazano, had lied in their testimony. Defendant
testified in his own defense, and at one point claimed that he
would not have committed the murder because he did not want "to
do anything to get more time" and that, because "[a]ny [jail]
time [is] not pleasant for anybody," he "wasn't going to get in
any trouble" after being released on his own recognizance on
August 25, 1988, after pleading guilty to the sexual assault on
K.N.
The State introduced the other-crime evidence through
defendant by agreement after the Appellate Division's ruling.
Defendant testified that at the time of F.C.'s murder, he was
waiting to be sentenced for the sexual assault on K.N. and that
he was released from the Cumberland County Jail the day before
the August 26, 1988, murder for which he was on trial.
The defense also presented two experts. The first of those,
a dermatologist, testified that the bruises on defendant's hands
were not bruises at all, but were rather the result of "acquired
acromelanosis" or "hyperpigmentation," a darkening of the skin
often seen in darker complexioned people. The expert conceded,
however, that the "discoloration" shown in the photographs of
defendant's hands could have been caused by punching or beating
another person. The second expert testified that he did not find
any of defendant's hair on the victim's body or clothing. He
admitted on cross examination, however, that he found no hairs or
other material originating from a third party either, explaining
that a sample's prolonged exposure to the elements greatly
reduces the likelihood of recovering any hairs or fibers that may
have been transferred onto it.
The trial court dismissed the charge of second-degree sexual
assault at the end of the State's case. The jury convicted
defendant on all the other charges. He was sentenced to prison
for terms aggregating life plus twenty years with forty years of
parole ineligibility.
The Appellate Division affirmed the judgment of conviction
in an unpublished opinion, with one judge dissenting. The
majority of the Appellate Division panel regarded the prior
Appellate Division decision to be the law of the case, and
therefore, the issue whether the other-crime evidence should have
been admitted was not before the court. The dissenting judge
found the law-of-the-case doctrine to be a discretionary rule.
He concluded that the conviction should be overturned because the
probative value of the other-crime evidence was substantially
outweighed by the risk of undue prejudice. Thus, the dissents in
both appeals were for the same reason: that under Evidence Rule
4 balancing test the evidence should have been excluded. This
appeal is before the Court based on the two dissents. R. 2:2-1(a)(2).
Before dealing with the other-crime-evidence issues, we
address a procedural problem related to the two dissents in the
Appellate Division. The State relies on the law-of-the-case
doctrine, explicated in State v. Reldan,
100 N.J. 187 (1985), and
other cases, to argue that because it relied on the interlocutory
decision of the Appellate Division and introduced the other-crime
evidence, it would have been unfair to the State for the
Appellate Division in the direct appeal to have reversed the
admission of other-crime evidence that was based on the order of
the first panel.
The applicability of the law-of-the-case doctrine is not
affected by the fact that the prior decision was made in an
interlocutory appeal as opposed to an appeal after final
judgment. State v. Myers,
239 N.J. Super. 158, 164 (App. Div.),
certif. denied,
127 N.J. 323 (1990). Similarly, the right to
appeal based on a dissent in the Appellate Division does not
depend on whether that dissent was filed in an interlocutory
appeal or an appeal after final judgment. If, on the one hand,
the Appellate Division's decision in an interlocutory appeal is
deemed a final judgment, a dissent creates an automatic right of
appeal to this Court pursuant to Rule 2:2-1(a)(2). If, on the
other hand, the Appellate Division's decision in an interlocutory
appeal is not deemed a final judgment, a dissent still creates an
automatic right of appeal. The only difference is whether a
motion for leave to appeal is required by Rule 2:2-2. If leave
to appeal based on a dissent is denied, the right to appeal after
final judgment is preserved.
In the present case, there is no need for an extended
discussion of the law-of-the-case doctrine. This Court's denial
of the motion for leave to appeal on May 30, 1990, preserved the
issue of whether under Evidence Rule 4 balancing test the other-crime evidence was too prejudicial to be amenable to a limiting
jury instruction. When this Court denied leave to appeal, an
issue framed by the first dissent remained viable in the event
the jury convicted defendant of any of the charges. When
defendant was convicted on four of the charges, the Appellate
Division in the direct appeal declined to entertain defendant's
argument that the admission of other-crime evidence had unfairly
prejudiced him. That decision was based on the law-of-the-case
doctrine. One of the judges on the panel wrote a concurring
opinion in which he stated that if he were sitting in the court
of last resort, he would entertain the argument. A second member
of the panel filed a dissenting opinion in which he concluded
that the law-of-the-case doctrine was discretionary. That
dissenter conducted a plenary review of the alleged prejudicial
effect of the other-crime evidence and found that the prejudice
was so substantial that a reversal was required. Thus, the
dissents in both the interlocutory appeal and the direct appeal
addressed the same issue and reached the same conclusion.
The dissent in the interlocutory appeal entitled defendant
to seek review by this Court pursuant to Rule 2:2-2. Where
irreparable harm cannot be demonstrated in a non-capital case,
unless a broad public policy issue is presented, a denial of
leave to appeal by this Court is the rule rather than the
exception. Reldan, supra, 100 N.J. at 205; In re Uniform Admin.
Procedure Rules,
90 N.J. 85, 100 (1982). If this Court denies
leave to appeal, once the direct appeal has been concluded, there
is an appeal of right pursuant to Rule 2:2-1(a)(2) based on a
dissent in the interlocutory appeal. The issues and reasons for
a dissent, even one entered when the appeal is handled summarily
pursuant to Rule 2:11-2, should be explained in an opinion for
the benefit of the parties and this Court as required by Rule
2:11-3(a).
In the present case, the dissent in each of the appeals
below is limited to the prejudicial effect of the other-crime
evidence. Hence, both dissenters would have affirmed the trial
court's exclusion of that evidence. Because both dissents raise
the same issue, the appeal of right pursuant to Rule 2:2-1(a)(2)
makes a discussion of the law-of-the-case doctrine unnecessary to
our decision. If the two dissents, however, raised different
issues, the doctrine would be inapplicable and the scope of the
issues that could be raised in an appeal of right would be framed
by the two dissents.
First, we must decide whether the Appellate Division in the
interlocutory appeal erred when it overturned the trial court's
ruling that the other-crime evidence was inadmissible. If the
Appellate Division erred, we must then decide whether the error
was harmless which in turn requires us to determine whether the
trial court was compelled by Evidence Rule 4 to exclude the
evidence in the first instance.
At the time of defendant's trial, the admissibility of
other-crime evidence was controlled by Evidence Rule 55.
Currently, the admissibility of other-crime evidence is governed
by N.J.R.E. 404(b). Evidence Rule 55 stated:
Subject to Rule 47, evidence that a person
committed a crime or civil wrong on a
specified occasion, is inadmissible to prove
his disposition to commit crime or civil
wrong as the basis for an inference that he
committed a crime or civil wrong on another
specified occasion but, subject to Rule 48,
such evidence is admissible to prove some
other fact in issue including motive, intent,
plan, knowledge, identity, or absence of
mistake or accident.
[Evid. R. 55.]
Evidence Rule 55 makes clear that other-crime evidence is only admissible if relevant to prove some other fact genuinely in
issue. State v. Oliver,
133 N.J. 141, 151 (1993); State v.
Stevens,
115 N.J. 289, 300 (1989). Where the other-crime
evidence tends to make the existence of a material fact
reasonably likely, it is admissible subject to the
"probativeness/prejudice" balancing under Evidence Rule 4, now
N.J.R.E. 403.
In addition to being relevant to an issue genuinely in
dispute, the other-crime evidence must "be necessary for [the
disputed issue's] proof." Stevens, supra, 115 N.J. at 301.
Because of its damaging nature, in determining the probative
worth of other-crime evidence, "a court should consider . . .
whether its proffered use in the case can adequately be served by
other evidence." Id. at 303; see also Oliver, supra, 133 N.J. at
151 (stating that "[a]n important factor in weighing the
probative value of other-crime evidence is whether other, less-inflammatory evidence can prove the same fact in issue").
Once it is determined that the other-crime evidence is
material to a fact genuinely in issue and that the other-crime
evidence is necessary, "the probative value of the proffered
evidence [must] be carefully balanced against the danger that it
will create undue prejudice against the defendant." Stevens,
supra, 115 N.J. at 302. Where the probative value is outweighed
by prejudice to the defendant, then it is inadmissible. Evid. R.
4 (currently N.J.R.E. 403). Consequently, the primary focus of
Evidence Rule 55, when examined in conjunction with Evidence Rule
4, is to view it as a rule of exclusion rather than a rule of
inclusion. State v. Cofield,
127 N.J. 328, 337-38 (1992).
After many years of decisional law determining when other-crime evidence is admissible, a four-part test has been
distilled. That test is designed to "avoid the over-use of
extrinsic evidence of other crimes or wrongs." Id. at 338. That
rule is as follows:
1. The evidence of the other crime must be
admissible as relevant to a material issue;
2. It must be similar in kind and
reasonably close in time to the offense
charged;
3. The evidence of the other crime must be
clear and convincing; and
4. The probative value of the evidence must
not be outweighed by its apparent prejudice.
[Ibid. (quoting Abraham P. Ordover, Balancing
the Presumptions Of Guilt and Innocence:
Rules 404(b), 608(b), And 609(a),
38 Emory
L.J. 135, 160 (1989)).]
Determinations on the admissibility of other-crime evidence
are left to the discretion of the trial court: "The trial court,
because of its intimate knowledge of the case, is in the best
position to engage in this balancing process. Its decisions are
entitled to deference and are to be reviewed under an abuse of
discretion standard." State v. Ramseur,
106 N.J. 123, 266
(1987); see also State v. DiFrisco,
137 N.J. 434, 496 (1994)
(noting that "[w]e accord trial judges broad discretion in
applying the balancing test"), cert. denied, __ U.S. __,
116 S.
Ct. 949,
133 L. Ed.2d 873 (1996); State v. Atkins,
78 N.J. 454,
462 (1979) (refusing to reverse admission of prior conviction
where trial judge balanced probative value against potential for
prejudice and noting that "particularly in view of his feel of
the case, we do not find [that the trial judge's] judgment
constituted an abuse of the discretion vested in him"); State v.
Sands,
76 N.J. 127, 144 (1978). Only where there is a "clear
error of judgment" should the "trial court's conclusion with
respect to that balancing test" be disturbed. DiFrisco, supra,
137 N.J. at 496-97; see also State v. Koedatich,
112 N.J. 225,
313 (1988) (noting that "[a] trial court's ruling will not be
upset unless there has been an abuse of that discretion, i.e.,
there has been a clear error of judgment"), cert. denied,
488 U.S. 1017,
109 S. Ct. 813,
102 L. Ed.2d 803 (1989).
The primary focus in this case, both at the trial and
appellate levels, is on the first and fourth prongs of the
Cofield test: whether the other-crime evidence was relevant to a
material issue in the case and whether the probative value of
that evidence outweighed its prejudicial effect.
We agree with defendant that the Appellate Division erred
when it overturned the trial court's decision not to admit the
other-crime evidence. The trial court made a discretionary
determination to exclude the other-crime evidence under Evidence
Rule 4. Its decision was entitled to deference absent a showing
of an abuse of discretion, i.e., there has been a clear error of
judgment. DiFrisco, supra, 137 N.J. at 496-97; Koedatich, supra,
112 N.J. at 313. Rather than reviewing the trial court's
determination under an abuse of discretion standard, Ramseur,
supra, 106 N.J. at 266, the Appellate Division substituted its
judgment for that of the trial court without a discussion of the
deferential standard of review. It did not find that the trial
court's ruling was so wide of the mark that a manifest denial of
justice resulted. State v. Kelly,
97 N.J. 178, 216 (1984).
Because the Appellate Division erred in reversing the trial
court's ruling, we must now determine whether the introduction of
the other-crime evidence was harmless error.
The State argues that the evidence of defendant's guilty
plea was relevant because it tended to show intent and motive.
The State argues that the fact defendant had pled guilty to
sexual assault and was awaiting sentencing suggests a motive for
killing the victim. It was the State's theory that defendant
killed the victim after sexually assaulting her in order to avoid
an enhanced prison term on his pending sentencing for sexual
assault and to avoid further prosecution for yet another sexual
assault. The State further contends that the testimony of Guy
Bishop stating that defendant told him that he was having
consensual sex with the victim when she slapped him and that he
responded by grabbing "her by the throat and before he realized
it she wasn't breathing," raises a question for the jury's
determination of whether the homicide was purposeful or knowing
murder, aggravated manslaughter, reckless manslaughter, passion-provocation manslaughter, or felony murder. The other-crime
evidence, according to the State, assisted the jury in
determining motive and intent in order to determine the degree of
the homicide.
Furthermore, notwithstanding the fact that the defense at
trial was a general denial of guilt, the testimony of Guy Bishop
compelled the trial court to require the jury to consider whether
the victim's death occurred during consensual sexual intercourse
and whether the killing was accidental or intentional. The
charges against defendant included first and second-degree sexual
assaults. "When a defendant claims that he penetrated with
permission, he puts his own state of mind in issue: he argues
that he reasonably believed that the alleged victim had
affirmatively and freely given him permission to penetrate. The
State, therefore, can introduce evidence to disprove that the
defendant had that state of mind." Oliver, supra, 133 N.J. at
155. Thus, defendant's state of mind was a relevant issue
respecting the sexual assaults and the death of F.C., and the
other-crime evidence was probative of those issues
notwithstanding the fact that the trial court's jury instructions
prohibited the jury from using the other-crime evidence with
respect to the assaults.
The other-crime evidence was also relevant to defendant's
motive for the killing: to silence F.C. to prevent her from
filing a sexual assault charge thereby causing a revocation of
defendant's bail status pending sentencing on the K.N. sexual
assault. A second sexual assault charge would also enhance the
possibility of a more severe sentence for the K.N. sexual
assault. Viewed in that context, the other-crime evidence was
offered to establish issues in the case such as motive and intent
that were genuinely in dispute. The other-crime evidence was
also necessary because the other evidence bearing on defendant's
state of mind, such as that presented by Bishop, had been severly
attacked during cross-examination.
In the past, the Court has found other-crime evidence to be
probative of intent and motive. In State v. Erazo,
126 N.J. 112
(1991), the State introduced evidence showing that the defendant
had been convicted of murder to support its argument that the
defendant had killed the victim to prevent her from causing a
revocation of his parole. Erazo, supra, 126 N.J. at 130-31. The
Court held that the other-crime evidence was properly admitted
because it was "necessary to prove the State's theory of
defendant's motive." Id. at 131.
The Court reached the same conclusion in State v. Baldwin,
47 N.J. 379, cert. denied,
385 U.S. 980,
87 S. Ct. 527,
17 L. Ed.2d 442 (1966). There, the defendant was accused of killing a man
who was to have been a prime witness against him in a prosecution
for robbery. Baldwin, supra, 47 N.J. at 391. The State
introduced statements made by the victim in which he indicated
his intent to testify against the defendant. Ibid. The Court
held that the evidence was properly admitted as evidence of
motive. The Court stated:
Here the emphasis was not upon defendant's guilt of [the robbery], but rather upon the
prospect that [the witness-victim] would be
the instrument of defendant's conviction of
it. To that end, it was proper to show [the
witness-victim's] intent to testify and that
defendant knew it. Statements made by the
deceased of his intent to be a witness for
the State were directly probative of that
state of mind.
[Ibid.]
Similarly, our courts have allowed the admission of other-crime evidence to establish intent. The most relevant cases are
State v. Mulero,
51 N.J. 224 (1968), and State v. Cusick,
219 N.J. Super. 452 (App. Div.), certif. denied,
109 N.J. 54 (1987).
In Mulero, the defendant was accused of beating to death the
daughter of his paramour. Mulero, supra, 51 N.J. at 226-27. He
admitted that he had struck the victim, but denied having killed
her. Id. at 227-28. The paramour testified that the defendant
had beaten her on previous occasions. Ibid. The Court held that
admission of the testimony was proper because it was probative of
the defendant's intent with regard to his striking the victim.
The Appellate Division reached the same conclusion in
Cusick, where the defendant was accused of sexually assaulting a
child. Cusick, supra, 219 N.J. Super. at 454. The trial court
permitted, over the defendant's objection, testimony by the
victim and another child concerning prior acts of sexual assault
for which the defendant had been convicted in a separate
proceeding. Id. at 464. The Appellate Division affirmed,
finding that the evidence was admissible to show lack of mistake
and intent. On the intent issue, the court noted:
Extremely probative of whether defendant's
acts were done for purposes of sexual
arousement or gratification was the evidence
that defendant had previously pleaded guilty
to having sexually assaulted young girls.
This fact supported the inference that
defendant enjoyed or was stimulated by sexual
acts with young girls and was therefore
relevant to whether or not defendant was
guilty of sexual contact.
[Id. at 465-66.]
Two other jurisdictions have permitted the admission of
other-crime evidence to show motive and intent in cases with fact
patterns virtually identical to that of the instant case. Those
are North Carolina v. Moseley,
449 S.E.2d 412 (N.C. 1994), cert.
denied, ___ U.S. ___,
115 S. Ct. 1815,
131 L. Ed.2d 738 (1995),
and Pennsylvania v. Billa,
555 A.2d 835 (Pa. 1989).
In Moseley, the defendant was convicted and sentenced to
death for the sexual assault and murder of Dorothy Johnson.
Moseley, supra, 449 S.E.
2d at 421. The defendant had been seen
talking and dancing with the victim at a nightclub on the day of
her killing. Ibid. The victim's naked body was found the next
day in a rural area. Ibid. "She had been savagely beaten with a
blunt force object, cut with a sharp object, sexually assaulted
with a blunt instrument, raped, and manually and ligaturally
strangled." Ibid.
The trial court permitted the testimony of Denise Fletcher,
whom the defendant had sexually assaulted two years earlier. Id.
at 438. She testified that, on the day in question, the
defendant picked her up in his vehicle and drove her to a
secluded spot where the pair engaged in consensual kissing.
Ibid. When the defendant started to fondle Fletcher, she told
him to stop, but he instead brandished a gun, and ordered her to
undress and to perform fellatio on him. Ibid. When she
resisted, a struggle ensued, the gun discharged, and Fletcher was
slightly wounded. Ibid. Although he told her that he "knew she
would tell the authorities about him and that he would get in
trouble," he then drove her home. Ibid.
The North Carolina Supreme Court held that it was proper to
admit evidence of assault on Fletcher during the Johnson murder
trial. Id. at 438-39. Although noting the many dissimilarities
between the two assaults, it found that the "evidence contained
sufficient similarities to the crimes charged to support a
reasonable inference that the same person committed both acts."
Id. at 439. In discussing the probative value of the evidence to
show motive, the Court stated:
In the case sub judice, the testimony of Ms.
Fletcher was properly offered to show
defendant's motive for killing Ms. Johnson:
From his experience with Ms. Fletcher,
defendant knew that his crime would be
reported to law enforcement authorities and
that he would suffer the consequences if he
left his victim alive.
[Ibid.]
In Billa, the defendant was convicted of murdering Maria
Rodriguez and sentenced to death. Billa, supra, 555 A.
2d at 837.
The victim was found in the basement of her house after she had
been raped and stabbed eight times. Ibid. The State produced
Florence Morales, who testified that two months prior to the
murder, the defendant had taken her to a vacant lot against her
will, tried to force her to perform oral sex on him, and then
raped her. Id. at 838. She said that he then told her that "he
could not let her go because she would go to the police," and he
then "strangled her until she lost consciousness." Ibid. The
defendant testified in his own defense, claiming that the
stabbing had been accidental. Ibid. The Pennsylvania Supreme
Court held that the testimony was properly admitted: "We agree
with the Commonwealth that the evidence of the sexual assault on
his prior victim was, under the circumstances, relevant and of
significant evidentiary value to proving appellant's motive,
[which was to prevent her from reporting him to the police],
intent and the absence of accident in the murder and other crimes
against his second victim." Id. at 841.
In Moseley and Billa, both courts accepted the argument that
the State advances here--that the fact that a person had
committed a sexual assault in the past is probative of his motive
to kill his latest victim to prevent defendant from receiving an
enhanced sentence. See Moseley, supra, 449 S.E.
2d at 439; Billa,
supra, 555 A.
2d at 839. Further support for that proposition can
be found in three other cases in which the respective court found
the other-crime evidence to be admissible. Those are United
States v. Menzer,
29 F.3d 1223 (7th Cir.), cert. denied, ___ U.S.
___,
115 S. Ct. 515,
130 L. Ed.2d 442 (1994); New Mexico v.
Clark,
772 P.2d 322 (N.M.), cert. denied,
493 U.S. 923,
110 S.
Ct. 291,
107 L. Ed.2d 271 (1989); and California v. Heishman,
753 P.2d 629 (Cal.), cert. denied,
488 U.S. 948,
109 S. Ct. 380,
102 L. Ed.2d 369 (1988).
We conclude that the other-crime evidence was material to
prove motive and intent that were geniunely in dispute.
Defendant could have been motivated to kill F.C. to prevent her
from filing new charges against him, thereby causing a revocation
of his bail status. A second sexual assault charge would also
enhance his chances of receiving a greater sentence for the
sexual assault on K.N. In addition, the other-crime evidence was
relevant to refute defendant's statement to Guy Bishop that he
did not intend to kill F.C. Finally, there was no other evidence
available to the State to establish motive and intent. Unlike
some cases, the physical evidence revealed by the autopsy was
less than conclusive with regard to defendant's motive or intent
for committing the homicide. Consequently, the first prong of
the Cofield test was satisifed. However, that means that only
the probative aspect of the probative-prejudicial balancing test
has been satisfied so far.
Defendant claims that irrespective of the relevance and
probative worth of the motive and intent evidence, it should have
been excluded because of its prejudicial impact. The dissent
agrees with that assertion.
This is a case in which reasonable minds can and did differ
about the Rule 55 decision to admit other-crime evidence based on
the probative-prejudicial balancing test. At least two judges in
the Appellate Division and five members of this Court have
disagreed with the trial court's decision that the prejudicial
effect of that evidence required exclusion.
Although this Court has imposed a high standard for the
admission of other-crime evidence because of its potentiality to
cause unfair prejudice, it has not excluded all other-crime
evidence. A decision to admit such evidence should not be upset
unless "the danger of undue prejudice . . . outweigh[s] probative
value so as to divert jurors from a reasonable and fair
evaluation of the basic issue of guilt or innocence." State v.
Moore,
122 N.J. 420, 467 (1991); see also State v. Wilson,
135 N.J. 4, 20 (1994) (noting that trial court's discretion in this
area is "broad").
In Erazo, a capital case, this Court found that the
introduction of evidence of a prior eleven-year-old homicide to
establish motive and intent was not too prejudicial. Erazo,
supra, 126 N.J. at 130.
In Cusick, the defendant was on trial for aggravated sexual
assault and sexual assault upon an eight-year-old female.
Cusick, supra, 219 N.J. Super. at 454. Other-crime evidence from
three six-year-old female children that defendant had sexually
assaulted them was admitted to establish motive, intent, and the
absence of mistake. Id. at 464. The court found that the
probative value of the evidence outweighed its prejudicial
effect. Id. at 464-65.
The other-crime evidence in this case consisted of testimony
that defendant pled guilty to sexual assault upon K.N., that he
was released from jail the day before F.C.'s murder, and that he
was waiting to be sentenced on the K.N. sexual assault at the
time of F.C.'s murder. Neither the details of K.N.'s sexual
assault, nor any victim impact statements, were placed before the
jury except for the fact that the jury was informed that the K.N.
offense predated the F.C. murder by five months. Whether the
probative worth of such evidence was outweighed by its
prejudicial effect on defendant must be pragmatically evaluated
in the context in which that evidence was offered. Stevens,
supra, 115 N.J. at 303.
The temporal remoteness of other-crime evidence affects both
its probative worth and prejudicial effect on a defendant. In
the present case, the fact that defendant was waiting to be
sentenced on the five-month-old sexual assault satisfied the
second prong of the Cofield test: that the other-crime evidence
must be "similar in kind and reasonably close in time to the
offense charged." Cofield, supra, 127 N.J. at 338. In addition,
because the assault on K.N. and defendant's guilty plea were so
recent, he had not been sentenced for that sexual assault.
Consequently, his criminal conduct before that sentencing had
substantial probative worth because it could have an impact on
the severity of the sentence within the range of sentencing
discretion permitted by the plea agreement. Given the obligation
imposed upon the State to prove defendant's state of mind, the
other-crime evidence was "inextricably entwined with the material
facts." State v. West,
29 N.J. 327, 335 (1959). Indeed, this
Court has recognized that "evidence as to motive [of a criminal
defendant] is admissible even though it may be prejudicial in the
sense that it will arouse or inflame the jury against the
defendant." State v. Carter,
91 N.J. 86, 106 (1982).
Many times the delicate balancing of the probative worth of
other-crime evidence against its prejudicial impact can be tipped
in favor of exclusion based on anticipated misuse of that
evidence by a prosecutor during summation. In this case, rather
than arguing propensity to the jury, the prosecutor argued that
the defendant's motive for killing F.C. was to silence her.
If he didn't silence her, he was going to be
put in jail right away and he was going to
get more time. He had just pled guilty to a
sexual assault, a rape . . . on August 25,
1988. He had been released . . . on his own
recognizance . . . [and] if he had let her
live, she would go to the police and what
that would mean is that he would go back in
jail, and he would get more time than what he
had been told [at the plea hearing] he would
get . . . [because of the] second sexual
assault.
Our pragmatic evaluation of the other-crime evidence in the
context in which it was offered leads us to conclude that the
probative value of that evidence outweighed any prejudicial
effect on defendant. That conclusion is strengthened by the fact
that the trial court instructed the jury not to consider the
other-crime evidence for any purpose until after the jury had
concluded from other evidence that defendant perpetrated the
homicide.
We are also satisfied that the admission of other-crime
evidence over the trial court's discretionary decision to exclude
it was harmless error. Although a trial court's ruling
concerning Rule 55 evidence is entitled to deference, that ruling
does not preclude appellate review. The Appellate Division in
the interlocutory appeal found that the trial court had abused
its discretion in excluding the other-crime evidence. This Court
has made a similar determination in the past. In State v.
Balthrop,
92 N.J. 542, 546 (1983), based on its appraisal of the
record, the Court held that the trial court had "mistakenly
exercised its discretion in excluding the [other-crime]
evidence." Ibid. Under the harmless error analysis, any
prejudice to defendant was not such that created a real
possibility that the jury arrived at a result it otherwise might
not have reached. State v. Macon,
57 N.J. 325, 336 (1971).
Unlike the dissent, we have no reasonable doubt whether the
other-crime evidence diverted jurors from a reasonable and fair
evaluation of defendant's guilt or innocence. Moore, supra, 122
N.J. at 467.
The final issue to be decided is whether the trial court's
jury instructions limiting the use of the other-crime evidence
were adequate.
The jury was instructed as follows:
Evidence also can be admitted for
limited purposes, ladies and gentleman. In
other words, it can be admitted as evidence
tending to prove certain facts in issue but
for no other facts, and we have evidence like
that in this particular case, I want to deal
with it at this point.
You'll recall, ladies and gentlemen,
that there was some testimony presented to
you that indicated that at the time this
offense is alleged to have happened, the
defendant was awaiting sentence after a plea
of guilty on a charge of sexual assault.
Now, that testimony and that evidence could
only be used by you for a limited purpose,
and I will explain that to you. It cannot be
used on any of the charges that have been
presented by the State with the exception of
the homicide charge. And with reference and
that means that it can't be considered by you
in connection with any of those other
charges. In addition to that, your
consideration of that evidence in reference
to the homicide charge, the Court is
instructing you is to be used on a limited
basis and that is as follows:
It cannot be used by you even on the homicide charge for any purpose unless and until you have found independently from all of the other evidence in the case beyond a reasonable doubt that the defendant was, in fact, the perpetrator of the homicide that's alleged by the State. In other words, you can use that evidence for no purpose until such time as you have determined from all of the other evidence, if you do so determine that the defendant is, in fact the one who caused the death of [F.C.]. If, in fact, you
have determined that beyond a reasonable
doubt, then you may consider the evidence
that was presented with reference to the
defendant's plea and his awaiting sentence on
sexual assault on the issue of the
defendant's motive and his intent in
committing the homicide in order to determine
the type and degree of the homicide.
So that, ladies and gentlemen, my
instructions to you are that you may not use
that evidence in your considerations for any
purpose in connection with your
considerations of the charges of kidnapping
or aggravated sexual assault and that you may
only use that evidence after your
consideration of all of the other evidence
and your determination based upon that other
evidence that the State has proven beyond a
reasonable doubt, that the defendant is the
one who caused the death of [the victim]. At
that point, you may then use that evidence to
determine the motive or intent of the
defendant if it helps you to do so.
Interestingly, the same defense attorney who represented
defendant throughout the trial and participated in both the
State's application to admit the other-crime evidence and the
interlocutory appeal, did not object to the jury charge. The
same attorney represented defendant in his direct appeal to the
Appellate Division where no claim was made that the jury charge
was inadequate. Nor did either of the dissents raise the issue
of the adequacy of the jury instructions. The issue is raised
for the first time before this Court. Because defendant's appeal
is before the Court based on the two dissents, the issues are
limited to those framed by the dissent. R. 2:2-1(a)(2).
Technically, the issue of the adequacy of the limiting
instruction is not before us. However, because we have found
that the Appellate Division made a harmless error when it
reversed the trial court's decision not to admit the other-crime
evidence, we are constrained to consider the adequacy of the
limiting instruction as part of our harmless error analysis.
Defendant contends that the instruction was flawed in three
respects: (1) it failed to explain the "abstract issues [of
intent and motive] in context or illustrate[] to the jury how it
could apply the other crime evidence to those issues for which
the evidence had been admitted"; (2) it failed to "relate the
limited instruction to the subsequent instructions respecting the
types and degrees of homicide"; and (3) it failed to "inform the
jurors that they were not to use the evidence of prior sexual
assault to determine that defendant was a bad person, or to
determine that he had been disposed to commit the crimes charged
in the indictment." We will examine those contentions under the
plain-error rule. Rule 2:10-2 provides that any error not
"clearly capable of producing an unjust result" shall be
disregarded. Under that standard the issue becomes whether the
instruction created a possibility of injustice, defined to mean
"one sufficient to raise a reasonable doubt as to whether the
error led the jury to a result it otherwise might not have
reached." Macon, supra, 57 N.J. at 336. We conclude that the
jury instructions, considered as a whole, do not rise to the
level of being "clearly capable of producing an unjust result."
R. 2:10-2.
When other-crime evidence is admitted, "the court must
instruct the jury on the limited use of the evidence." Cofield,
supra, 127 N.J. at 340-41; see also Stevens, supra, 115 N.J. at
304. Because of the inherently prejudicial nature of other-crime
evidence, the court's instruction "`should be formulated
carefully to explain precisely the permitted and prohibited
purposes of the evidence, with sufficient reference to the
factual context of the case to enable the jury to comprehend and
appreciate the fine distinction to which it is required to
adhere.'" Cofield, supra, 127 N.J. at 341 (quoting Stevens,
supra, 115 N.J. at 304).
This case falls between the sufficient instruction in
Cusick, supra, 219 N.J. Super. at 466, and the deficient
instruction in Oliver, supra, 133 N.J. at 157. Here, the trial
court did not merely state that the evidence could be used in
connection with the issues of intent, motive, or absence of an
accidental killing. Rather, the trial court explained to the
jury how the other-crime evidence could not be used and how it
could be used, as required by Oliver and Stevens. The trial
court told the jury that it was not to consider the other-crime
evidence until it had found independently from the other evidence
that defendant committed the homicide. The trial court then
explained, "[a]t that point, you may then use that evidence to
determine the motive or intent of the defendant" in committing
the homicide in order to determine the type and degree of the
homicide. The court told the jury that the other-crime evidence
could not be used for any other purpose, including "kidnapping or
aggravated sexual assault."
Unlike the instructions in Oliver and Stevens, the trial
court did not specifically tell the jury that it could not use
the other-crime evidence to conclude that defendant was a bad
person or that he had the propensity to be a rapist. This
omission is clearly in contradiction to this Court's conclusion
that the anti-propensity instruction is an essential point to be
made in the limiting instruction. Stevens, supra, 115 N.J. at
309.
Nonetheless, the trial court's instruction not to use the
other-crime evidence for any other purpose except for motive and
intent on the homicide charge implicitly told the jury not to use
the other-crime evidence for propensity. The evidence could not
be used before the jury found defendant guilty of the homicide
beyond a reasonable doubt based on evidence independent of the
other-crime evidence even though the evidence was admitted to
show motive and intent.
In addition, the evidence of guilt, independent of the
other-crime evidence, was nearly overwhelming. Defendant was
seen leaving the party with F.C. and later seen with her at a
bar. Defendant admitted to his friend, Guy Bishop, who also was
an inmate at the time defendant was in jail, that he had sex with
F.C. and that he killed her. An FBI Special Agent concluded that
the tires on the pickup truck defendant drove that evening
created a "similar" groove pattern to those at the murder scene.
The same type of vegetation that was growing near where the body
was discovered was found protruding from the undercarriage of the
truck. Wood that was in the bed of the truck was found to be
very similar to the wood in the victim's throat. Defendant was
determined to be a possible source of the semen found on the
victim's sweater.
On the one hand, courts are generally reluctant "to reverse
on the grounds of plain error when no objection to a charge has
been made." State v. Weeks,
107 N.J. 396, 410 (1987). On the
other hand, "`incorrect instructions of law are poor candidates
for rehabilitation under the harmless error theory.'" State v.
Wilson,
128 N.J. 233, 241 (1992) (quoting Weeks, supra, 107 N.J.
at 410). Here, however, the problem is an incomplete instruction
rather than an affirmative misstatement of the law.
In State v. Hunt,
115 N.J. 330 (1989), this Court found that
the failure to give a limiting instruction on the proper use of
other-crime evidence was harmless error. Hunt, supra, 115 N.J.
at 363-64. More recently, this Court concluded that after
conducting a fact-specific inquiry "to determine whether
prejudice has resulted from the failure to give a sufficiently
limiting instruction governing the use of other-crime evidence,"
State v. G.S.,
145 N.J. 460, 473 (1996), a court may conclude
that an inadequate limiting instruction did not "tip[] the jury's
deliberations in favor of a non-guilty verdict." Id. at 476.
The strength of the evidence against a defendant, independent of
the other-crime evidence, is a factor to be considered in
determining prejudice to a defendant. Id. at 475.
Our fact-specific inquiry in the present case, and
consideration of the near overwhelming evidence of guilt
independent of the other-crime evidence, convince us that the
failure of the trial court to give a sufficiently limiting
instruction governing the use of the other-crime evidence was not
"clearly capable of producing an unjust result." Cofield, supra,
127 N.J. at 341. It did not tip the scales in the jury's
deliberations.
Accordingly, the judgment of the Appellate Division is
affirmed.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI and
STEIN join in JUSTICE COLEMAN's opinion. JUSTICE O'HERN filed a
separate concurring opinion. JUSTICE HANDLER filed a separate
dissenting opinion.
SUPREME COURT OF NEW JERSEY
A-
23 September Term 1996
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ADAM MARRERO,
Defendant-Appellant.
O'HERN, J., concurring.
I concur in the judgment of the Court for reasons different from those stated by the majority. The majority reasons that the Appellate Division erred in substituting its judgment for that of the trial court on its discretionary ruling concerning the admission of other-crimes evidence but that the error was harmless. I cannot agree that the conviction can be salvaged under harmless-error analysis. To say that the Appellate Division erred in reversing the trial court is to say that the evidence of other crimes should not have come in. If the evi