SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Alexander Branch (A-78-2003)
Argued October 12, 2004 Decided February 1, 2005
ALBIN, J., writing for a unanimous Court.
This appeal involves a challenge to the trial courts admission of a police
detectives hearsay testimony.
Defendant, Alexander Branch, was charged in a Union County indictment with second-degree burglary
and second-degree robbery. During a three-day trial, the jury heard that on the
evening of April 22, 1998, an intruder entered the Plainfield home of Kathleen
ONieal. Ms. ONieal was downstairs talking with a family friend, Joseph Gannon, when
they heard screams coming from the upstairs bedroom of ONieals seven-year-old twins, John
and Juliana. Within moments, a black man wearing a hooded sweatshirt and sucking
on a lollipop came running down the stairs. Gannon and ONieal chased him
into the kitchen. The intruder punched Gannon above the left eye before fleeing
through the kitchen door.
The police arrived within minutes of receiving a 911 call. Approximately ten minutes
later, Detective Jean Calvin arrived at the house. Calvin testified that the children
told him they saw a tall black male in their bedroom. When John
started screaming, the tall black male smacked him in the face. The children
told Calvin that the intruder had touched a ceramic piggy bank and a
small purse, and had run his hands across the hallway wall. Juliana stated
that the intruder had a gap between his teeth and dirty hands. The
childrens statements were admitted as excited utterances pursuant to
N.J.R.E. 803(c)(2). They were
not called as witnesses at trial.
In his trial testimony, Gannon described the intruder as a light-skinned black man
of medium build with short-cropped hair and little to no facial hair. Gannon
estimated that the intruder was five feet ten inches tall or a little
taller. Gannon had told the police shortly after the burglary that the intruder
was in his mid-twenties. ONieal, in her testimony, gave a similar description of
the intruder. She stated that the man was about five-ten or five-eleven, and
late twenties to mid- to late thirties. A week after the burglary, in
a sworn statement, ONieal told the police that the intruder had no facial
hair.
Police dusted every part of the house where the intruder may have had
contact. Not one identifiable fingerprint lifted from the house matched any of Branchs.
A week after the robbery, Gannon and ONieal were showed a photographic array
of six black men without facial hair. Neither could identify the intruder. The
next day, Detective Calvin, after receiving information from an undisclosed source that made
Branch a suspect, showed Gannon and ONieal another photographic array, this time of
six black men with facial hair. Both Gannon and ONieal independently selected Branchs
photograph as that of the intruder. At trial, both Gannon and ONieal identified
Branch in court as the man who had broken into ONieals home.
Branch is a forty-year-old medium-to-dark complexioned black man who had an afro-style hairdo,
beard, and a thick, full mustache. He stands approximately six feet four or
five inches tall. The police sketch prepared from Gannon and ONieals description did
not resemble Branch or the photograph of Branch selected from the photographic array.
Branch did have dirty hands, consistent with his trade as a handyman, and
a gap in his teeth.
Branch called witnesses who testified that he was at a different location on
the evening of the burglary. They also testified that Branch had a mustache
and beard at the time of the burglary.
Because of the complete lack of physical evidence linking Branch to the crime,
the States case rested primarily on ONieals and Gannons identification of Branch. The
prosecutor questioned Detective Calvin regarding the reason for placing Branchs picture in the
photographic array, asking if Calvin had developed a suspect based on information received.
Detective Calvin responded in the affirmative, and identified Branch as that person.
The jury convicted Branch of second-degree burglary and second-degree robbery. The trial court
sentenced him to an aggregate term of ten-years with a five-year parole disqualifier.
The Appellate Division affirmed the conviction, and the Supreme Court granted Branchs petition
for certification.
HELD: The police detectives testimony that he developed Branch as a suspect based
on information received from an unknown source was inadmissible hearsay that violated Branchs
right of confrontation. The childrens out-of-court description of the burglar was inadmissible hearsay
because the children had an opportunity to deliberate before making the statement.
1. The United States and the New Jersey Constitutions guarantee a criminal defendant
the right to confront the witnesses against him. An established exception to the
hearsay rule will not run afoul of the right of confrontation. A police
officer generally may testify that he went to the scene of a crime
based upon information received in order to show that he was not acting
in an arbitrary manner. When a police officer testifies concerning an identification made
by a witness, however, the reason why the officer placed a photograph in
the array is of no relevance to the identification process and is highly
prejudicial. For that reason, the Court disapproves of a police officer testifying that
he placed a suspects picture in a photographic array upon information received. In
the present case, the jury only needed to know that the police fairly
displayed the photographs to the witnesses and that that process led to a
reliable identification. The detective implied that he had information from an out-of-court source,
known only to him, implicating Branch in the burglary. That hearsay was contrary
to this States evidentiary rules and decisional law, and violated the Federal and
State Confrontation Clauses. (pp. 8-18)
2. The Court must determine whether the admission of the detectives testimony was
plain error, since there was no objection made at trial. The question under
the plain error rule is whether there is reasonable doubt that the jury
would have ruled other than it did. The States evidence was far from
overwhelming. No physical evidence linked Branch to the scene of the crime. Moreover,
the descriptions given by witnesses differed markedly from Branchs appearance. The Court strongly
senses from the record that this was a close case. In light of
the total record, the detectives damaging hearsay testimony may have tipped the scales,
and its admission constitutes plain error. (pp. 18-19)
3. Branch also challenges the trial courts decision to allow Detective Calvin to
testify to the out-of-court statements that John and Juliana made to the Detective
on the evening of the burglary. Detective Calvin elicited two critical facts from
Juliana that had not been mentioned earlier by the children that the intruder
had a gap in his teeth and dirty hands. The State contends that
Julianas out-of-court statement was admissible as an excited utterance under
N.J.R.E. 803(c)(2). At
common law, an excited utterance was grouped along with several hearsay rule exceptions
(verbal act, present sense impression, and statement of then existing mental, emotional, or
physical condition) under the umbrella of
res gestae.
Res gestae literally means things
done. Spontaneous declaration evidence was considered
res gestae when a witnesss statements were
so connected with an act that the statements were deemed to be part
of the overall transaction. In addition to spontaneity, there were two components to
admissibility of this form of
res gestae. The words had to be spoken
during the transaction, and they could not be the product of forethought or
deliberation. In recent times, the
res gestae concept has been broadened and the
requirement for strict contemporaneity has been modified. Courts have determined that a spontaneous
declaration will be admissible even if not coincident with the exciting stimulus, provided
that in the light of all the circumstances it may be said reasonably
that the exciting influence had not lost its sway or had not been
dissipated in the interval. The current trend to minimize the declarants opportunity to
deliberate when deciding the admissibility of a proffered excited utterance is a significant
break from the common law, which frowned on the introduction of past narratives
through hearsay. (pp. 19-35)
4. The essential elements of an excited utterance are 1) a statement relating
to a startling event or condition; 2) made while the declarant was under
the stress of excitement caused by the event or condition; and 3) without
opportunity to deliberate or fabricate.
N.J.R.E. 803(c)(2). There is little question that Julianas
statement satisfied the first two elements. The Court here focuses on whether Juliana
had an opportunity to deliberate. In doing so, the Court looks to a
number of factors, including the shock effect of the burglary on Juliana, the
time elapsed between the event and her statement, the continuing influence of the
excitement caused by the burglary, the circumstances surrounding the taking of the statement,
and whether the statement was in response to questions. Juliana had spoken both
to her mother and a police officer at separate times before the arrival
of Detective Calvin. And, Juliana responded to questions posed by the detective. The
record suggests that words were not gushing from Juliana in an excited, unreflective
manner, but rather that she was thinking about her responses, i.e., deliberating. The
Court does not imply that Calvin acted improperly or that there is anything
wrong with a child giving careful consideration to an officers question. But the
excited utterance exception is just that an exception to the hearsay rule, and
it should not be construed so broadly that it renders the hearsay rule
ineffectual. (pp. 35-39)
5. Although the Court decides this case based on an interpretation of an
evidentiary rule, its analysis is informed by the principles undergirding the Confrontation Clause
jurisprudence of our federal and state constitutions. In that regard, the Court takes
notice of a recent watershed decision of the United States Supreme Court,
Crawford
v. Washington,
541 U.S. 36,
124 S.Ct. 1354,
158 L Ed.2d 177
(2004). In
Crawford, the United States Supreme Court held that testimonial hearsay (certain
prior testimony and police interrogations) cannot be introduced into evidence unless there is
a showing that a declarant is unavailable and that the defendant had a
previous opportunity to cross-examine the declarant. The
Crawford Court rejected another test that
allowed a jury to hear evidence, untested by the adversary process, based on
a mere judicial determination of reliability. (pp. 39-43)
6. Branch requests that the Court construe the State Constitutions Confrontation Clause to
require either that the declarant testify or that the declarant be unavailable as
a condition to the admissibility of an excited utterance. The Court declines to
do so, but believes the issue deserves careful study. The Court therefore submits
the matter to the Supreme Court Committee on the Rules of Evidence to
consider whether a rule change would be advisable. (p. 44)
The Appellate Divisions judgment is
REVERSED, and the matter is
REMANDED for a
new trial consistent with this opinion.
CHIEF JUSTICE PORITZ and JUSTICES LaVECCHIA, ZAZZALI, WALLACE and RIVERA-SOTO join in JUSTICE
ALBINs opinion. JUSTICE LONG did not participate.
SUPREME COURT OF NEW JERSEY
A-
78 September Term 2003
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ALEXANDER BRANCH,
Defendant-Appellant.
Argued October 12, 2004 Decided February 1, 2005
On certification to the Superior Court, Appellate Division.
James K. Smith, Jr. argued the cause for appellant (Yvonne Smith Segars, Public
Defender, attorney; M. Virginia Barta, Assistant Deputy Public Defender, on the brief)
Joie_Piderit argued the cause for respondent (Peter C. Harvey, Acting Attorney General of
New Jersey, attorney)
JUSTICE ALBIN delivered the opinion of the Court.
The right of a party to confront witnesses in court is one of
the principal values protected by the hearsay rule. The rule generally shields a
party from damning out-of-court statements, which are offered for their truth but are
not subject to the truth-testing rigors of cross-examination. Our evidentiary rules and case
law recognize many exceptions to the hearsay rule that promote both the efficiency
and the fact-finding integrity of trials. This appeal explores whether hearsay used by
the State to convict defendant of burglary and robbery fell within legitimate exceptions
to the hearsay rule.
In this case, a police detective testified that he included defendants picture in
a photographic array because he had developed defendant as a suspect based on
information received. The same detective also testified to the out-of-court descriptions of the
burglar given by two non-testifying child victims. Defendant claims that the detectives testimony
was inadmissible and highly prejudicial hearsay that denied him a fair trial. The
Appellate Division affirmed defendants convictions, finding that the detective followed the command of
State v. Bankston,
63 N.J. 263 (1973), when he testified about the photographic
array, and finding that the childrens descriptions of the burglar were excited utterances
admissible under N.J.R.E. 803(c)(2). We disagree and now reverse.
We hold that the detectives testimony that he developed a suspect based on
information received from an unknown source was inadmissible hearsay that violated defendants right
of confrontation. We also hold that the one out-of-court description of the burglar
that is truly in issue did not meet the definition of an excited
utterance because the child-declarant had an opportunity to deliberate before making her statement.
I.
Defendant Alexander Branch was charged in a Union County indictment with second-degree burglary
(
N.J.S.A. 2C:18-2) and second-degree robbery (
N.J.S.A. 2C:15-1). During a three-day trial, the jury
heard the following evidence. On April 22, 1998, at approximately 8:30 p.m., Kathleen
ONieal was talking with a family friend, Joseph Gannon, in the television room
of her Plainfield home when she heard screams coming from the upstairs bedroom
of her seven-year-old twins, John and Juliana. Within moments, a light-skinned black man
of medium build wearing a hooded sweatshirt and sucking on a lollipop appeared
downstairs. ONieal and Gannon, both startled, shouted at the intruder and chased him
into the kitchen. Once there, the intruder tried but was unable to open
the back door. He turned and punched Gannon above the left eye, causing
a gash, then managed to open the door, and fled.
During the tumult, the children raced downstairs, and John quickly called 911. Within
minutes, City of Plainfield Police Officer Daniel Kollmar arrived at the house and
interviewed Gannon, ONieal, and the children. Police officers, with the assistance of a
K-9 unit, also canvassed the immediate neighborhood but were unable to apprehend the
intruder. Juliana told Officer Kollmar that she was asleep in her bedroom when
she awoke to the sight of an intruder in the hallway. She screamed,
prompting the intruder to enter her bedroom and place his hand over her
mouth. At that point, her brother John awoke and the burglar moved towards
him, slapping the side of his face, which left a reddish mark. Juliana
and John observed the intruder touching the hallway walls, a stocking, and a
purse hanging on the doorknob.
Before Officer Kollmars arrival, Juliana had told much the same story to her
mother. Juliana mentioned to her mother that the intruder had touched her piggy
bank and asked where he could find her mothers purse. After covering her
mouth, the intruder smacked John in the face when he began to scream.
Both children ran towards the stairs, but were passed by the intruder.
Approximately ten minutes after the police first received the 911 call, Detective Jean
Calvin arrived at the house, where he spoke with Officer Kollmar, ONieal, Gannon,
and the children. Detective Calvin testified that the children told him that they
saw a tall black male in their bedroom and that Juliana asked the
intruder, Who are you? The intruder responded by placing his hand over her
mouth and telling her to keep quiet. According to Calvin, [a]t that time
John said he started screaming and the tall black male smacked him in
the face and told him to keep quiet. The children told Calvin that
the intruder had touched a ceramic piggy bank and a small purse, and
that he had run his hands across the hallway wall. Juliana informed the
detective that the intruder had a gap between his teeth and dirty hands.
The childrens statements to ONieal, Kollmar, and Calvin were admitted as excited utterances
pursuant to
N.J.R.E. 803(c)(2). The children were not called as witnesses because, as
their mother testified, they had been through enough.
In his trial testimony, Gannon described the intruder as a light-skinned black man
of medium build in his thirties with short-cropped hair and little to no
facial hair. Gannon estimated that the intruder, who was wearing sneakers, blue jeans
and a dark sweatshirt, was five feet ten inches tall or a little
taller. Shortly after the burglary, however, Gannon told the police that the intruder
was in his mid-twenties. ONieal, in her testimony, gave a similar physical description
of the intruder. She stated that the man was about five-ten or -eleven
and could have been anywhere from late twenties to mid-thirties, late thirties. ONieal
said that she did not really notice any facial hair, but if there
was any, it was light. A week after the burglary, in a sworn
statement, ONieal told the police that the intruder had no facial hair.
On the night of the burglary, every part of ONieals house where the
intruder may have had contact was dusted for fingerprints. The next day, detectives
returned to the house and dusted for more fingerprints. Not one identifiable fingerprint
lifted from the house matched any of defendants. The next day, Gannon met
with a State Police artist who produced a sketch based on Gannons description.
A week later, Detective Francis Wilson displayed separately for Gannon and ONieal a
photographic array of six black men without facial hair. Neither could identify the
intruder from any of the photographs.
The next day, May 1, 1998, Detective Calvin separately showed Gannon and ONieal
another photographic array, this time of six black men with facial hair. Both
Gannon and ONieal independently selected defendants photograph as that of the intruder. At
trial, both identified defendant in court as the man who had broken into
ONieals home.
That day, the police arrested defendant, a forty-year-old medium-to-dark complexioned black man who
had an afro-style hairdo, a beard, and a thick, full mustache and who
stood approximately six feet four inches or six feet five inches tall.
See footnote 1 The
police sketch did not resemble either defendant on the day of his arrest
or the photograph of defendant selected by ONieal and Gannon.See footnote 2 Defendant had dirty
hands, consistent with his trade as a handyman, and a gap in his
teeth. Defendant provided the following information in a signed statement to Detective Wilson.
At the time of his arrest, he had been in the business of
home repair and gutter cleaning for more than ten years. On April 22,
at approximately 8 p.m., he and Paul Bennett were doing siding work at
a Plainfield home owned by the proprietor of a deli and liquor store.
As was his routine that week, defendant arrived at work mid-morning and left
at about 9:15 or 9:30 p.m., walking from the job site to his
apartment on West Front Street.
Defendant called as witnesses Clara Anderson and her son Richard, both of whom
had known him for twenty-five years. They testified that on the evening of
the burglary defendant was cutting down a tree in their yard. Richard and
his mother recalled that defendant had a mustache and beard at the time.
Richard also remembered that defendant was missing a front tooth.See footnote 3
In addition, defendant called as witnesses a retired Newark Fire Department detective, Gerald
Highsmith, and a Plainfield Police Officer, Stanton Williams. Highsmith testified that shortly after
9 p.m. on April 22, defendant showed up at Highsmiths Plainfield home to
chat with him. Highsmith stated that defendant had a beard and mustache and
that defendants appearance at his front door was no different than his appearance
in court. Officer Williams testified that when he saw defendant, either on the
day of or the day after the burglary, defendant had facial hair and
a short afro hairstyle. Both Highsmith and Williams estimated that defendant stood six
feet four inches tall.
The jury convicted defendant of second-degree burglary and second-degree robbery. The trial court
sentenced defendant on those convictions to concurrent ten-year State Prison terms with five-year
parole disqualifiers. The Appellate Division affirmed the conviction.
We granted certification,
State v.
Branch,
179 N.J. 307 (2004), and now reverse.
II.
A.
The States case rested primarily on ONieals and Gannons identification of defendant as
the burglar because of the complete lack of physical evidence linking defendant to
the crime. Immediately preceding Detective Calvins testimony concerning the photographic identifications made by
ONieal and Gannon, the jury learned that not one identifiable fingerprint lifted from
the victims home matched defendants. Detective Calvin then gave his reason for placing
defendants picture in the photographic array in response to the prosecutors questioning:
Q: Now, after that day, after April 22nd, 1998,
based on information received did
you develop a suspect in this case?
A:
Yes, I did.
Q:
And who was that person?
A:
Mr. Alexander Branch.
Q: And did you obtain a photo array containing Alexander Branchs photograph?
A: Yes, maam.
Q: And did you arrange for the witnesses Kathleen ONieal and Joseph Gannon to
look at that photo array?
A: Yes, I did.
See footnote 4
[(Emphasis added.)]
Defendant argues that the detectives hearsay testimony fell into no exception to the
hearsay rule, violated his federal and state constitutional confrontation rights, and led the
jury to the inescapable conclusion that a non-testifying declarant had implicated him in
the crime. The State responds that the detective followed the command of
Bankston,
supra, when he testified that he acted based on information received to explain
that he did not proceed with the photographic identification in an arbitrary manner.
From the quoted colloquy, we know that Detective Calvin received the information making
defendant a suspect in the crime before ONieal and Gannon identified defendants photograph
from the array. We also know that there was no trial testimony or
evidence, other than those identifications, that could have led Calvin to focus on
defendant as a suspect. Thus, the jury was left to speculate that the
detective had superior knowledge through hearsay information implicating defendant in the crime. Because
the nameless person who provided the information to Calvin was not called as
a witness, the jury never learned the basis of that persons knowledge regarding
defendants guilt, whether he was a credible source, or whether he had a
peculiar interest in the case. Defendant never had the opportunity to confront that
anonymous witness and test his credibility in the crucible of cross-examination.
Both the hearsay rule and the right of confrontation protect a defendant from
the incriminating statements of a faceless accuser who remains in the shadows and
avoids the light of court. There was no legitimate need or reason for
Detective Calvin to tell the jury why he placed defendants picture in the
photographic array. The only relevant evidence was the identification itself. We now determine
that Calvins gratuitous hearsay testimony violated defendants federal and state rights to confrontation
as well as our rules of evidence.
B.
The Sixth Amendment to the United States Constitution and Article I, Paragraph 10
of the New Jersey Constitution guarantee a criminal defendant the right to confront
the witnesses against him.
U.S. Const. amend. VI;
N.J. Const. art. I, ¶ 10.
The right of confrontation is an essential attribute of the right to a
fair trial, requiring that a defendant have a fair opportunity to defend against
the States accusations.
State v. Garron,
177 N.J. 147, 169 (2003) (quoting
Chambers
v. Mississippi,
410 U.S. 284, 294,
93 S. Ct. 1038, 1045,
35 L.
Ed 2d 297, 308 (1973)),
cert. denied,
540 U.S. 1160,
124 S. Ct. 1169,
157 L. Ed.2d 1204 (2004). A defendant exercises his right of
confrontation through cross-examination, which has been described as the greatest legal engine ever
invented for the discovery of truth.
California v. Green,
399 U.S. 149, 158,
90 S. Ct. 1930, 1935,
26 L. Ed.2d 489, 497 (1970) (quoting
5
Wigmore § 1367);
see also Pointer v. Texas,
380 U.S. 400, 404,
85 S. Ct. 1065, 1068,
13 L. Ed.2d 923, 926 (1965).
The Confrontation Clause does not condemn all hearsay.
Crawford v. Washington,
541 U.S. 36,
124 S. Ct. 1354, 1364,
158 L. Ed.2d 177 (2004). An
established and recognized exception to the hearsay rule will not necessarily run afoul
of the Confrontation Clause.
See, e.g.,
Crawford,
supra, 124
S. Ct. at 1367
n.6. A defendants confrontation right must accommodate legitimate interests in the criminal trial
process, such as established rules of evidence and procedure designed to ensure the
efficiency, fairness, and reliability of criminal trials.
Garron,
supra, 177
N.J. at 169
(quoting
Chambers,
supra, 410
U.S. at 295, 302, 93
S. Ct. at 1046,
1049, 35
L. Ed.
2d at 309, 313). In this case, the hearsay
elicited from Calvin does not fall within any exception to the hearsay rule,
did not advance the fairness and reliability of the proceedings, and does not
find support in our case law.
In
Bankston,
supra, we reversed the defendants narcotics conviction because a detectives hearsay
testimony led to the inescapable inference that the detective received information from an
unknown source implicating the defendant in the crime. 63
N.J. at 271. In
Bankston,
supra, detectives entered a tavern and found sixteen glassine envelopes of heroin
on the bar under a pair of gloves near where the defendant had
been seated.
Id. at 265. Defendant was arrested based on this discovery.
Ibid.
At trial, the court permitted a detective to testify that the defendant fit
the description of the person for whom the police were looking.
Id. at
266-67.
We held that [w]hen the logical implication to be drawn from the testimony
leads the jury to believe that a non-testifying witness has given the police
evidence of the accuseds guilt, the testimony should be disallowed as hearsay.
Id.
at 271. In that case, the jury was led to believe that an
unidentified informer, who was not present in court and subjected to cross-examination, told
the police that the defendant was involved in a crime.
Ibid. We explained
that on the facts in
Bankston,
supra, there would have been no violation
of the hearsay rule had the detective testified that he entered the tavern
upon information received, for the purpose of dispelling any notion that he was
acting in an arbitrary manner.
Id. at 268. That formulation, given those facts,
would not have cast unfair suspicion on the defendant.
Id. at 272.
Bankston,
supra, makes clear that both the Confrontation Clause and the hearsay rule are
violated when, at trial, a police officer conveys, directly or by inference, information
from a non-testifying declarant to incriminate the defendant in the crime charged.
Id.
at 268-69.
In
State v. Irving, a case not unlike the present one, we applied
the precepts discussed in
Bankston,
supra.
114 N.J. 427, 444-48 (1989). In
Irving,
supra, a detective testified regarding his preparation of a photographic array that was
later shown to two witnesses of a luncheonette robbery.
Id. at 445. The
detective stated that after canvassing a neighborhood looking for leads, he focused on
the defendant as the subject of his investigation and placed his picture in
the [photographic] array.
Id. at 446. The witnesses then both selected the defendants
photograph from the array.
Id. at 431. We concluded that the inescapable inference
from the detectives testimony was that an informant had told [the detective] that
defendant committed the crime.
Id. at 446-47. The detective, in effect, bolstered the
witness identifications by implying that a phantom witness had incriminated the defendant.
See
ibid. We noted that there was no need for the detective to justify
why he placed the defendants photograph in the array because no one had
alleged arbitrary police action.
Id. at 447;
see also State v. Baker,
228 N.J. Super. 135, 139-40 (App. Div. 1988) (There is seldom any justification for
admitting such evidence where the defendant does not claim that the police acted
arbitrarily in approaching him.). We held that the detectives inadmissible hearsay testimony violated
the principles set forth in
Bankston,
supra.
Irving,
supra, 114
N.J. at 446.
The present case also is comparable to
State v. Tilghman,
345 N.J. Super. 571 (App. Div. 2001) (per curiam). In that case, a police officer testified
that a robbery victim identified the photograph of the person who the officer
suspected committed the robbery.
Id. at 573, 578. The officer stated that once
he heard the victims description of the robber, he suspected the defendant because
he knew him.
Id. at 578. He offered that testimony to explain why
he placed the defendants photograph in the array.
Ibid. The Appellate Division concluded
that allowing the officer to explain why he included the defendants picture in
the array served no legitimate need and risked that the jury would draw
the impermissible inference that defendant had prior criminal contact with the police.
Id.
at 578-79. In
Tilghman,
supra, the officers testimony impermissibly bolstered the identification.
Id.
at 578.
The common thread that runs through
Bankston,
supra,
Irving,
supra, and
Tilghman,
supra,
is that a police officer may not imply to the jury that he
possesses superior knowledge, outside the record, that incriminates the defendant. In
Bankston,
supra,
and
Irving,
supra, the officers hearsay testimony permitted the jury to draw the
inescapable inference that a non-testifying declarant provided information that implicated the defendant in
the crime. 63
N.J. at 271; 114
N.J. at 445-46. In
Tilghman,
supra,
the officers testimony that he included the defendants photograph in the array because
he knew [the defendant] permitted the clear inference the defendant had a criminal
background. 345
N.J. Super. at 578-79.
Bankston,
supra, enunciated the well-settled principle that
a police officer generally may testify that he went to the scene of
a crime based upon information received, in order to show that the officer
was not acting in an arbitrary manner. 63
N.J. at 268.
Bankston,
supra,
however, cautioned that the hearsay rule is violated if the officer states or
suggests that some other person provided information that linked the defendant to the
crime.
Id. at 268-69.
When a police officer testifies concerning an identification made by a witness, such
as in this case, what counts is whether the officer fairly arranged and
displayed the photographic array and whether the witness made a reliable identification.
State
v. Madison,
109 N.J. 223, 231-33 (1988). Why the officer placed the defendants
photograph in the array is of no relevance to the identification process and
is highly prejudicial. For that reason, we disapprove of a police officer testifying
that he placed a defendants picture in a photographic array upon information received.
Even such seemingly neutral language, by inference, has the capacity to sweep in
inadmissible hearsay. It implies that the police officer has information suggestive of the
defendants guilt from some unknown source.
We, therefore, must part company from the dicta in
Irving,
supra, in which
we stated that in the facts of that case a simple statement by
[the detective] that he developed the photo array based on information received would
have been sufficient to explain his actions. 114
N.J. at 447. In contexts
other than a photographic identification, the phrase based on information received may be
used by police officers to explain their actions, but only if necessary to
rebut a suggestion that they acted arbitrarily and only if the use of
that phrase does not create an inference that the defendant has been implicated
in a crime by some unknown person. The exception would be the defendant
who opens the door by flagrantly and falsely suggesting that a police officer
acted arbitrarily or with ill motive. In such a circumstance, the officer might
be permitted to dispel that false impression, despite the invited prejudice the defendant
would suffer.
In the present case, Gannon and ONieal separately selected defendants picture from a
photographic array. The jury only needed to know that the police fairly displayed
the photographs to the witnesses and that the process led to a reliable
identification. The detectives reasons for including defendants photograph in the array were not
relevant and were highly prejudicial. The detective implied that he had information from
an out-of-court source, known only to him, implicating defendant in the burglary. That
hearsay was contrary to this States evidentiary rules and decisional law, and violated
the Federal and State Confrontation Clauses.
C.
We now must determine whether the trial courts admission of the detectives testimony
¾ to which there was no objection ¾ was plain error.
R. 2:10-2 (instructing appellate
courts not to disregard an error clearly capable of producing an unjust result).
Because the issue is now to be resolved under the plain error rule,
we must consider whether there is reasonable doubt that the jury would have
ruled other than as it did.
Irving,
supra, 114
N.J. at 447. The
States evidence was far from overwhelming. No physical evidence linked defendant to the
scene of the crime. Defendants fingerprints were not found in the burglarized home
despite the discovery of many identifiable prints in areas in which the intruder
had contact. Moreover, the descriptions given by Gannon and ONieal of the intruder
differed markedly from defendants appearance. Both Gannon and ONieal believed that the intruder
was clean-shaven or had very little facial hair, whereas defendant had a beard
and full mustache at the time. Both considered the intruder to be shorter
and younger than defendant. In fact, the composite sketch drawn by the police
based on Gannons description looked nothing like defendant. In addition, defendant presented alibi
witnesses whose credibility, although vigorously challenged, was not completely undermined.
We have no mathematically precise formula for deciding whether a trial error creates
a reasonable doubt that would not otherwise have existed concerning defendants guilt. We
strongly sense from the record, however, that this was a close case. The
photograph of defendant with a beard and mustache taken thirteen days after the
burglary did not resemble at all the composite sketch of the clean-shaven intruder.
In light of the total record, the detectives damaging hearsay testimony that defendant
was a suspect in the eyes of the police based on information received
may have tipped the scales. We cannot say that the error did not
have the capacity to cause an unjust result.
R. 2:10-2. Accordingly, we must
reverse defendants convictions.
III.
A.
Defendant also challenges the trial courts decision to allow Detective Calvin to testify
to the out-of-court statements that John and Juliana made to him on the
evening of the burglary. Defendant claims that the court erred because the seven-year-old
twins statements to Calvin did not fall into the excited utterance exception to
the hearsay rule and violated his right of confrontation. Alternatively, even if those
statements were excited utterances, he asks this Court to rule that their admission
violated his state constitutional right to confrontation, given that the children, presumably, were
available to testify. Defendant would have this Court require, as a condition to
the admissibility of an excited utterance, that the declarant either testify or be
unavailable to testify. The State replies that the childrens statements, made shortly after
the break-in to their home, were admissible as excited utterances under
N.J.R.E. 803(c)(2).
We note that only Julianas distinctive description of the burglar to Detective Calvin
is truly in issue.
Based on the plain language of
N.J.R.E. 803(c)(2), coupled with an historical analysis
of the excited utterance hearsay exception, we conclude that Julianas statement to Detective
Calvin was inadmissible hearsay and should not have been placed into evidence. Because
we resolve the issue on independent state grounds, we do not need to
decide the constitutional challenge, although principles derived from Confrontation Clause jurisprudence inform our
analysis.
B.
Defendant concedes that the statements made by John and Juliana to their
mother and Officer Kollmar, who arrived minutes after the burglary, were excited utterances.
At the time she spoke with her children, ONieal observed that they were
hysterical and very excited. The testimony of ONieal and Kollmar was nearly identical
concerning what each had learned from the children. The children stated that the
intruder entered their room, asked the location of their mothers money, touched various
items, covered Julianas mouth with his hand, warned them to be quiet, and
slapped John in the face. The children darted out of the room, ran
downstairs, and then John called 911. The childrens accounts given to ONieal and
Kollmar did not include a physical description of the perpetrator.
Detective Calvin did not arrive at the house until approximately ten minutes after
the police received the 911 call. He first spoke with Officer Kollmar, who
briefed him on what he had learned from his questioning of Gannon, ONieal,
and the children. Calvin then proceeded to interview John and Juliana.
At a preliminary
N.J.R.E. 104(a) hearing to determine whether the twins statements were
admissible as excited utterances, ONieal, the only witness called at the hearing, testified
that the twins sat in her lap while Detective Calvin questioned them. Calvin
asked them where they first saw the intruder, and the children responded in
the form of a narrative, with the detective interjecting questions. ONieal could neither
recall the specific questions the detective asked, nor the answers each child gave,
but she did remember that the detective inquired about the intruders appearance and
attire. [H]e was trying to get them to describe the person, ONieal noted,
but the children wouldnt say if he was black or white. ONieal stated
that although her children were not particularly race-conscious, they purposely would not use
the word black, she surmised, because Detective Calvin was black.
At trial, Detective Calvin testified to his interview of the twins:
Q: And did you have the opportunity to speak with the two children?
A: Yes, I did.
Q: And could you tell us what they told you had occurred?
A: The twins told me that they were in the bedroom basically I guess
about to go to sleep when they saw a tall black male inside
the bedroom. They told me that the seven-year-old girl [Juliana] said who are
you and she said that the tall black male put his hands over
her mouth and tell [sic] her to keep quiet. At that time John
said he started screaming and the tall black male smacked him in the
face and told him to keep quiet.
Q: And did either of the children describe anything else about this individual?
A: Yes,
I asked them was there anything in particular they remember about the
tall black male they was [sic] referring to. Juliana told me that the
suspect had a gap between his teeth and also his hands was [sic]
dirty.
[(Emphasis added.)]
The detective had elicited two critical facts that had not been mentioned earlier
by the children to Officer Kollmar, Gannon or their mother,
See footnote 5
that the intruder
had a gap in his teeth and dirty hands, and only Juliana had
made those observations. Those facts were central to the States case because they
matched defendants appearance at the time of his arrest. Because Juliana did not
testify, the jury did not learn specifically how she made her observations. For
example, the jury did not learn how well the light from the hallway
illuminated her darkened bedroom, whether she wore glasses, whether the intruder had a
small space between his teeth or a missing tooth, how long she viewed
the intruder, whether the intruder looked directly at her, or other significant details
that may have touched on the reliability of her observations. The States failure
to call the children as witnesses, particularly Juliana, in view of their apparent
availability, is in no way dispositive in determining whether the childrens statements are
excited utterances, but does factor into our analysis.
C.
The prosecutor offered Julianas statement that the intruder had a gap in his
teeth and dirty hands for its truth, which allowed the jury to conclude
that defendant, who fit that description, and the intruder were one and the
same. The State submits that Julianas out-of-court statement was an excited utterance, a
recognized exception to the hearsay rule. How we interpret that exception requires us
to review the historical development of the excited utterance from its common law
origins to its current formulation.
One of the central principles of the law of evidence is that all
hearsay is inadmissible unless it falls within one of the many exceptions to
the hearsay rule.
N.J.R.E. 802. Hearsay is a statement, other than one made
by the declarant while testifying at the trial or hearing, offered in evidence
to prove the truth of the matter asserted.
N.J.R.E. 801(c). An excited utterance
is defined in the New Jersey Rules of Evidence as [a] statement relating
to a startling event or condition made while the declarant was under the
stress of excitement caused by the event or condition and without opportunity to
deliberate or fabricate.
N.J.R.E. 803(c)(2).
The excited utterance, also commonly referred to as the spontaneous declaration, has deep
roots in our common law, dating back to at least the late 17th
century.
Thompson v. Trevanion,
Skin. 402,
90 Eng. Rep. 179 (K.B. 1694);
See footnote 6
see
also Aviva Orenstein,
My God!: A Feminist Critique Of The Excited Utterance Exception
To The Hearsay Rule,
85
Cal. L. Rev./u>. 159, 170 (1997). Long before
the excited utterance took on a separate identity under our modern rules of
evidence, it was grouped along with several hearsay rule exceptions (verbal act, present
sense impression, and statement of then existing mental, emotional, or physical condition) under
the umbrella of res gestae. State v. Long,
173 N.J. 138, 166-67 (2002)
(Stein, J., concurring in part, dissenting in part). Res gestae
literally means things
done, and under the res gestae doctrine a contemporaneous statement involving events surrounding
a disputed issue was admissible. Ibid. (quoting Blacks Law Dictionary (7th ed. 1999)).
At common law, spontaneous declaration evidence was considered res gestae when a witnesss
statements were so connected with an act that the statements were deemed to
be part of the overall transaction. Hunter v. State,
40 N.J.L. 495, 537
(E. & A. 1878). Stated differently, statements that were incidental to and so
inherently part of a particular litigated act and not produced by the calculated
policy of the actors were deemed res gestae. Robertson v. Hackensack Trust Co.,
1 N.J. 304, 313 (1949) (quoting Hunter, supra, 40 N.J.L. at 538-39). Thus,
in addition to spontaneity, there were two components to admissibility of this form
of res gestae. The words had to be spoken during the transaction and
could not be the product of forethought or deliberation. State v. Powell,
7 N.J.L. 244, 248 (Sup. Ct. 1824); see also Blackman v. West Jersey &
Seashore R.R. Co.,
68 N.J.L. 1, 2 (Sup. Ct. 1902).
Several cases illustrate the common law formulation of the excited utterance hearsay exception.
In Blackman, supra, a passenger, who was about to disembark from a trolley,
fell off the vehicle when it suddenly accelerated. 68 N.J.L. at 2. At
trial, the injured passenger testified that after the conductor stopped the trolley and
helped her up, she told him, I signaled you to let me get
off and you answered me. Ibid. According to the passenger, the conductor replied,
I know I did, but I forgot you. It is entirely my fault.
Ibid. The trial court permitted the testimony on the ground that what the
conductor said was part of the res gestae. Ibid.
See footnote 7
The Blackman court, however, concluded that the testimony was improperly admitted, noting that
where the declaration is concomitant with the main fact under consideration, and is
so connected with it as to illustrate its character, it may be proved
as a part of the res gestae; but where it is merely narrative
of a past occurrence, it cannot be received as proof of the character
of that occurrence.
[Ibid. (citations omitted)(emphasis added).]
The Blackman court explained that the conductors remarks would have been admissible had
they been exclamatory, and coincident with the happening of the accident . .
. . Ibid. Instead, because the words were merely narrative of the conditions
which had brought it about, they were inadmissible hearsay, despite the short time
that had elapsed between the accident and the spoken words. Ibid.
In State v. Doro, a person who had witnessed the slashing of her
friends throat pursued the blood-covered killer, screaming, he has just murdered somebody ¾ catch
him.
103 N.J.L. 88, 90 (E. & A. 1926). The declarants statements were
admitted under the res gestae rule because they were spontaneous and unreflecting, without
time for invention or misrepresentation and part of the necessary incidents of the
litigated act. Id. at 93-94.
On the other hand, an accident victims statements that were the product of
forethought and constituted a narrative of a past event were treated differently at
common law. Anastasio v. Rast,
128 N.J.L. 426, 428 (Sup. Ct. 1942). In
Anastasio, supra, the decedent-victim made statements to a police officer within a half
hour of being injured in a motorcycle accident. Id. at 426. The court
ruled that the statements were not res gestae because they were not made
under the immediate and uncontrolled domination of the senses and, though the deceased
was suffering intense pain, he had ample time to reflect and to make
a self-serving declaration if he desired. Id. at 428.
Riley v. Weigand is another example of a court rejecting as res gestae
a victims non-spontaneous post-accident narrative of the events.
18 N.J. Super. 66, 77
(App. Div. 1952). In that case, a police officer responded to a home
where the victim of a car accident had been taken. Id. at 70.
The officer asked the victim, who later died of his injuries, what had
happened. Ibid. Although only a short time had passed since the accident, and
despite the victims mortal wounds, the court concluded that the victims out-of-court statements
to the police officer lacked spontaneity, were not concomitant with the main fact
under consideration, and were merely narrative of a past occurrence. Id. at 77.
Accordingly, the court ruled the statement inadmissible as res gestae. Ibid. The Riley
court articulated the broad contours for the admission of the excited utterance that
are followed by New Jersey courts to this day:
Before admitting an utterance as a part of the res gestae, the trial
judge must decide the preliminary question of whether the declarant has had any
opportunity for deliberation and reflection, or whether the utterance was a spontaneous one.
The matters for him to consider are the element of time, the circumstances
of the accident, the mental and physical condition of the declarant, the shock
produced, the nature of the utterance, whether against the interest of the declarant
or not or made in response to questions or involuntary, and any other
material facts in the surrounding circumstances.
[Id. at 73-74 (citation omitted).]
The rigorous admissibility standards for excited utterances under the common law, including early
New Jersey case law, have given way in recent decades to the expansion
of the excited utterance exception to the hearsay rule. Cestero v. Ferrara,
57 N.J. 497, 502 (1971). In recent times, as courts have struggled to adapt
the doctrine to difficult facts, the res gestae concept has been considerably broadened
and the requirement for strict contemporaneity has been modified. Ibid.
The case that heralded the expansion of the excited utterance rule dealt with
the brutal rape of a sixteen-year-old deaf-mute girl with a mental age no
greater than that of a seven-year-old. State v. Simmons,
52 N.J. 538, 540-41
(1968) (per curiam), cert. denied,
395 U.S. 924,
89 S. Ct. 1779,
23 L. Ed.2d 241 (1969). In Simmons, supra, the sexual assault victim was
taken to a hospital emergency room; some time afterward, the police brought the
defendant there to see if the victim could identify him. Id. at 541.
Still emotionally distraught, [s]he was asked by her mother and the police officers
whether the defendant was the man who had attacked her and, although she
could not speak, she made identification by her actions . . . .
Ibid. The victim was not competent to testify at trial, and thus did
not testify to her out-of-court identification. Ibid. Notwithstanding that the victims statement identifying
the defendant was made some time after the crime and in response to
questioning, the Court ruled that the statement was a spontaneous declaration admissible under
res gestae. Id. at 542.
In the wake of Simmons, supra, courts have determined that a spontaneous declaration
will be admissible, even if not concomitant or coincident with the exciting stimulus,
provided that in the light of all the circumstances it may be said
reasonably that the exciting influence had not lost its sway or had not
been dissipated in the interval. Cestero, supra, 57 N.J. at 502. We note,
however, that even when this Court has applied a more expansive interpretation to
the admissibility of excited utterances, the declarant always has either testified or been
unavailable. See, e.g., Verdicchio v. Ricca,
179 N.J. 1, 35 (2004) (admitting as
excited utterance in malpractice action hysterical reaction of testifying plaintiff to disturbing telephone
call with sons physician); Long, supra, 173 N.J. at 143, 153, 158-160 (admitting
as excited utterances statements of murder victim made to her mother immediately upon
completion of telephone conversations with defendant); State v. Lyle,
73 N.J. 403, 411-13
(1977) (per curiam) (admitting as excited utterance statement of murder victim made to
sister after he was chased from his lovers home by her husband); State
v. Graham,
59 N.J. 366, 369-71 (1971) (suggesting that statements of dying murder
victim made to police in hospital could be admissible as spontaneous declarations by
trial court); Cestero, supra, 57 N.J. at 499, 502-04 (admitting as excited utterance
statement of testifying defendant regarding car accident made to doctor immediately upon regaining
consciousness in hospital); Simmons, supra, 52 N.J. at 541-42 (admitting as spontaneous declaration
gesticulation of deaf-mute rape victim incompetent to testify made at hospital after attack).
We acknowledge that our cases have never articulated a distinction between a declarants
availability and non-availability in deciding the admissibility of an excited utterance. A more
expansive approach to the admissibility of such hearsay is tempered, however, when either
the declarant testifies or is unavailable. When the declarant testifies, the defendant has
the opportunity to cross-examine the declarant; when the declarant is unavailable, the rule
of necessity provides a justification for the admission of such evidence.
We have recognized the difficulty confronted by courts attempting to shoehorn statements of
child sexual abuse victims into the excited utterance rule. In State v. D.R.,
we recommended the creation of the tender years hearsay exception for child sex
abuse cases, acknowledging the observation of the American Bar Association that courts were
tending to invoke tortured interpretations of the excited utterance exception in order to
sustain admissibility of a childs out-of-court statement.
109 N.J. 348, 361, 375-78 (1988).
The American Bar Associations critique that we invoked in D.R., supra, laid bare
a truth that courts, perhaps even unconsciously, felt pressed to distort the analysis
of the excited utterance exception in order to justify the admission of evidence
necessary to uphold convictions for particularly repugnant crimes.
Today, the incorporation of the tender years exception into our rules of evidence
at N.J.R.E. 803(c)(27) allows courts to address directly a childs out-of-court statement within
a clearly applicable rule. Nevertheless, the expansive reading of Simmons, supra, a case
involving the sexual abuse of an incompetent adolescent, continues in cases with very
different factual scenarios. In those cases, with little emphasis placed on the declarants
opportunity to deliberate as a key factor in determining admissibility, out-of-court statements with
detailed past narratives are introduced into evidence under cover of the excited utterance
doctrine.
An examination of two civil cases, thirty years apart, both arising from car
accidents, illustrates the interpretative expansion of the excited utterance rule. In both cases,
a party sought to introduce through a police officers testimony the out-of-court statements
of witnesses to the accidents under the excited utterance hearsay exception. In Sas
v. Strelecki, the plaintiffs contended that an unidentified vehicle ran their car off
the road causing it to crash into a parked vehicle.
110 N.J. Super. 14, 16 (App. Div. 1970). A police officer who arrived at the scene
between five and ten minutes after receiving a radio signal was allowed to
testify to statements made at the scene of the accident by the cars
driver, its passenger, and another witness. Id. at 17. The Appellate Division ruled
that the statements were not spontaneous statements and, therefore, did not fit within
the hearsay exception of Evidence Rule 63(4), the predecessor to N.J.R.E. 803(c)(2).
See footnote 8
Id.
at 18-19. The panel concluded that [c]onsidering the probable lapse in time between
the accident and the call to police headquarters and the detailed explanation of
the accident to the officer by the occupants of the [plaintiffs] car, it
is highly unlikely that the requirement of unreflective spontaneity is satisfied. Id. at
18.
In Truchan v. Sayreville Bar and Restaurant, Inc., a police officer responded to
the scene of an accident in which the plaintiff was badly injured by
a drunk driver.
323 N.J. Super. 40, 44-46 (App. Div. 1999). Twenty minutes
after his arrival at the scene, the officer took statements from two eyewitnesses
who observed the head-on collision. Id. at 47-48. The trial court ruled that
the police officer could not testify to those statements as excited utterances because
the eyewitnesses had sufficient time to deliberate and confer with each other. Id.
at 48. The Appellate Division reversed, concluding that as a result of the
excitement caused by the event, the witnesses were still under the stress of
the event when they related their accounts to the officer, and neither the
passage of time nor the fact that the witnesses responded to questioning rendered
the hearsay inadmissible. Id. at 50 (citing Simmons, supra, 52 N.J. at 542).
When analyzing N.J.R.E. 803(c)(2), Truchan, supra, and other similar cases have paid nominal
attention to whether the declarant had the opportunity to deliberate or fabricate before
making the statement and instead have emphasized the startling event to which the
statement relates and the stress of excitement affecting the declarant. See, e.g., State
v. Conigliaro,
356 N.J. Super. 54, 59-64, 69-70 (App. Div. 2002).
See footnote 9
The current
trend to minimize the declarants opportunity to deliberate when deciding the admissibility of
a proffered excited utterance is a significant break from the common law, which
frowned on the introduction of past narratives through hearsay. Riley, supra, 18 N.J.
Super. at 77; see also Anastasio, supra, 128 N.J.L. at 428; Blackman, supra,
68 N.J.L. at 2. It is the increasingly frequent use of the excited
utterance exception as the vehicle for introducing past narratives from non-testifying declarants that
has created tension with our common law and Confrontation Clause jurisprudence.
D.
Given the historical background of the excited utterance, we now construe
N.J.R.E. 803(c)(2)
in light of defendants challenge to the admission of Julianas out-of-court description of
the intruder. The essential elements of an excited utterance are 1) [a] statement
relating to a startling event or condition; 2) made while the declarant was
under the stress of excitement caused by the event or condition; and 3)
without opportunity to deliberate or fabricate.
N.J.R.E. 803(c)(2).
There is no question that Julianas statement related to a startling event, i.e.,
the burglary. There is little question that Juliana was still under stress of
excitement cau