SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Arthur Jones (A-98-2002)
[NOTE: This is a companion case to State v. Sanchez , also filed today.]
Argued January 6, 2004 -- Decided April 21, 2004
ZAZZALI, J., writing for a unanimous Court.
This appeal presents two questions for consideration. The first is whether the controlled
purchases of cocaine from persons with prior drug-related arrests and convictions establish probable
cause for the issuance of a search warrant when the confidential informant who
supplied the initial tip is of unknown reliability. The second is whether a
suspects seven-year-old arrest for assault against a police officer and a weapons-related crime
justifies a no-knock entry.
During the week of June 18, 2001, the Cape May County Prosecutors Office
received information from a confidential informant of unknown reliability that Darryl Jones (brother
of defendant, Arthur Jones), Kenneth Powell, and Stephanie Williams were distributing cocaine from
a single-family residence in Wildwood. In addition, the informant advised police that those
three individuals were selling cocaine at the Sportsmens Tavern in Wildwood.
The informant cooperated with police and performed three separate controlled purchases at the
Wildwood residence between June 18 and 22, 2001. A criminal background check on
Kenneth Powell revealed that he had been arrested for possession and distribution of
cocaine in 1992, convicted of distribution in 1992, arrested for possession of marijuana
in 1997, and arrested in 1997 and convicted in 1998 for distribution of
cocaine. Darryl Jones had been arrested for assault on a police officer and
unlawful possession of a weapon in 1994; arrested for distribution of CDS in
1995, and arrested for distribution of CDS on school property in 1998.
Agent Darrell Shelton applied for a search warrant from a judge of the
Wildwood Municipal Court on June 22, 2001. To establish probable cause, he set
forth the information provided by the informant, the facts and circumstances of the
three controlled buys, and described the arrest records of Darryl Jones and Powell.
The application sought permission to search the residence and any person reasonably believed
to have a connection to illegal contraband during the execution of the warrant.
In addition, Shelton sought authority to execute the warrant without knocking and announcing
the police presence. He made the request for the no-knock provision based on
the destructibility of evidence and officer safety, calling particular attention to Darryl Joness
prior arrests. The municipal court granted the application and authorized a no-knock entry.
Prior to the police executing the warrant on June 23, 2001, they had
the informant perform a confidence buy to confirm the continued presence of drugs
at the location. After the informant returned with suspected cocaine, police executed the
no-knock warrant. They found Arthur Jones in the residence, seated in front of
a table. A bag of cocaine and drug paraphernalia were found on the
table. During a search of his person, police found two of the twenty-dollar
bills used in prior controlled purchases and two bags of cocaine.
The grand jury issued a nine-count indictment against Arthur Jones, charging him with
numerous drug-related offenses, including third-degree possession of cocaine. Defense counsel moved to suppress
the seized evidence as products of an illegal search warrant. The trial court
denied the motion, holding that the three controlled purchases established probable cause to
issue the search warrant. The trial court also concluded that a prior charge
of assault on a police officer by a suspect named in the warrant
application formed a sufficient basis for a no-knock entry.
Arthur Jones pled guilty to third-degree possession of cocaine and was sentenced to
a four-year term of incarceration. He appealed the ruling on his motion to
suppress. In a published opinion, the Appellate Division disagreed with the trial court,
holding the search warrant unlawful because of the absence of probable cause and
because there were insufficient facts set forth in the affidavit to support the
no-knock entry provision.
State v. Jones,
358 N.J. Super. 420 (2003). With respect
to the search warrant in general, the panel noted that a controlled buy
does not conclusively establish probable cause. The appellate court also noted that police
failed to confirm that the named suspects lived in or were otherwise connected
to the residence; and that the warrant application gave no indication that police
made any effort to confirm that the substance purchased by the informant was
actually cocaine. The Appellate Division also held the warrant invalid because the stale
prior arrest of a named suspect did not justify a no-knock warrant.
The Supreme Court granted the States petition for certification.
HELD: The police officers affidavit established probable cause to support the issuance of
the search warrant; and the warrants no-knock provision was authorized by the prior
arrest of a suspect for assault on a police officer and unlawful possession
of a weapon.
1. A search executed pursuant to a warrant is presumed valid, and a
defendant challenging its validity has the burden to prove that there was no
probable cause. Information related by an informant may constitute a basis for probable
cause, provided the informant is trustworthy. An informants reliability can be established if
the informant proved reliable in previous investigations. Where police have no prior experience
with an informant, independent corroboration is necessary to ratify an informants veracity and
validate the truthfulness of the tip. Relevant corroborating factors may include controlled drug
purchases performed on the basis of the tip, as well as a suspects
criminal history. In the present case, police engaged in three controlled purchases from
the single-family dwelling. The two suspects identified by the informant had a history
that included several drug-related offenses. These corroborating factors demonstrated probable cause. The Appellate
Division determined that the failure of police to include any test results of
the suspected drugs undermined the normal persuasiveness of the controlled buys. Although test
results of the drugs would have presented additional information for the municipal court
judge to consider, their absence does not undermine the probable-cause determination that was
made on the facts presented. (pp. 9-22)
2. To justify a no-knock entry on the grounds of officer safety, the
officer must have a reasonable, particularized suspicion of a heightened risk of danger
to the officers. A suspects criminal history may be used as part of
the totality of the circumstances analysis to justify a no-knock entry. Past evidence
of violent criminal behavior, particularly behavior directed towards law enforcement officers, is plainly
probative of the heightened risk posed to officer safety. The Appellate Division found
it significant that notwithstanding the arrest cited in the affidavit, Darryl Jones was
never convicted of the assault charge, but pled to fourth-degree unlawful possession of
a weapon. The fact that an offender eventually pled to a lesser-included offense
does not undermine the probative value to officer safety suggested by the original
charges against a suspect. The criminal histories provided by the police here were
sufficient to establish a reasonable suspicion of a danger to officer safety. For
future guidance, the Court observes that the relevant arrest records disclosed in supporting
affidavits generally should include the disposition of those arrests. Defendant suggests that the
arrest was too remote in time to be relevant. Although the arrest was
seven years old at the time of the search, the Court believes it
was of sufficient probative value to be considered by the municipal court. Finally,
there is additional evidence in the affidavit to demonstrate that a no-knock entry
was appropriate in this case. The unfortunate connection between drugs and weapons is
a factor that could also be considered when a defendant has a criminal
history suggesting violence towards the police. (pp. 22-40)
3. In light of its disposition of the warrant issue, the Appellate Division
did not address Arthur Joness sentencing claim. The Court therefore remands the matter
to the Appellate Division for consideration of the sentencing issue. (pp. 40-41)
Judgment of the Appellate Division is
REVERSED, and the matter is
REMANDED to
the Appellate Division.
CHIEF JUSTICE PORITZ and JUSTICES LONG, VERNIERO, LaVECCHIA, ALBIN and WALLACE join in
JUSTICE ZAZZALIs opinion.
SUPREME COURT OF NEW JERSEY
A-
98 September Term 2002
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
ARTHUR J. JONES, a/k/a, JAMIE MATTHEWS, JAIMIE ART, ARKEEM JONES, JAMIE JONES, JAMES
ARTHUR and JAMES MATTHEWS,
Defendant-Respondent.
Argued January 6, 2004 Decided April 21, 2004
On certification to the Superior Court, Appellate Division, whose opinion is reported at
358 N.J. Super. 420 (2003).
Johanna A. Barba, Deputy Attorney General, argued the cause for appellant (Peter C.
Harvey, Attorney General of New Jersey, attorney).
Sandra L. Manning and Evan S. Goddard, Designated Counsel, argued the cause for
respondent (Yvonne Smith Segars, Public Defender, attorney; Ms. Manning, on the briefs).
JUSTICE ZAZZALI delivered the opinion of the Court.
This appeal presents two questions for our consideration. The first is whether three
controlled purchases of suspected cocaine at a single-family dwelling from persons with prior
drug-related arrests and convictions establish probable cause sufficient for the issuance of a
search warrant when the confidential informant who supplied the initial tip is of
unknown reliability. The second is whether a suspects seven-year-old arrest for assault against
a police officer and a weapons-related crime justifies a no-knock entry in the
totality of the circumstances. The Appellate Division held that the State did not
demonstrate probable cause for the search warrant and that the facts did not
support a departure from the knock-and-announce requirement.
We conclude that the totality of the circumstances did establish probable cause for
the issuance of the search warrant. We also hold that, because the police
had a reasonable, particularized suspicion that knocking and announcing their presence in the
circumstances presented would threaten their safety, the issuance of a no-knock warrant was
proper. We therefore reverse.
I.
During the week beginning June 18, 2001, the Cape May County Prosecutors Office
Narcotics Task Force (Narcotics Task Force) received information from a confidential informant of
unknown reliability that Darryl Jones (brother of defendant), Kenneth Powell, and Stephanie Williams
were distributing cocaine from a single-family residence in Wildwood. In addition, the informant
advised the police that those three individuals were selling cocaine at the Sportsmens
Tavern in Wildwood.
The informant cooperated with the police and performed three separate controlled purchases at
the Wildwood residence between June 18 and June 22, 2001. Each controlled buy
followed the same procedure: the officers searched the informant to ensure that he
See footnote 1
carried no money or contraband on his person; they provided the informant with
money bearing pre-recorded serial numbers to purchase a specified amount of cocaine; the
informant then proceeded to the Wildwood residence, stepping inside for a short period;
after emerging from the home, the informant returned to the prearranged location and
turned over the suspected cocaine to the police; and, before departing, the officers
searched the informant again to ensure he did not have any contraband or
money on his person. During each of the controlled purchases, the police maintained
surveillance of the informant throughout the process.
On the occasion of the first and second controlled purchases, the informant bought
suspected rock cocaine from Darryl Jones. The first buy occurred in the presence
of Stephanie Williams. On the third occasion, the informant purchased suspected
rock cocaine
from Kenneth Powell. Although there is some indication in the record that suspected
drugs purchased during controlled buys typically are field-tested and sent for lab analysis
to confirm their composition, the affidavit submitted by the police in support of
their request for a search warrant did not disclose whether any testing was
performed on the suspected narcotics in this case.
Before seeking a search warrant, Narcotics Task Force members performed criminal background checks
on Kenneth Powell and Darryl Jones. According to Agent Darrell Sheltons affidavit offered
in support of the search warrant application, the officers learned from the suspects
criminal history records that Powell had been arrested for possession and distribution of
cocaine in 1992, convicted of distribution of cocaine in 1992, arrested for possession
of marijuana in 1997, and arrested in 1997 and convicted in 1998 for
distribution of cocaine. Darryl Jones, described as a 510 tall male weighing 170
pounds, had been arrested for criminal trespass, disorderly conduct, and harassment in 1994;
arrested for assault on a police officer, criminal mischief, unlawful possession of a
weapon, and aggravated assault with a weapon in 1994; arrested for distribution of
a controlled dangerous substance (CDS) in 1995; and arrested for possession of a
CDS, distribution of a CDS, and distribution of a CDS on school property
in 1998. The Cape May City Police Department (CMPD) and the Narcotics Task
Force were responsible for all of the reported arrests of Darryl Jones. We
take judicial notice that the City of Cape May is located less than
ten miles from Wildwood, where all of the events in this case occurred.
Agent Shelton applied for a search warrant before a judge of the Wildwood
Municipal Court on June 22, 2001. To establish probable cause for the search,
he set forth the information provided by the informant, detailed the facts and
circumstances of the three controlled buys, and described the arrest records of Darryl
Jones and Powell. Based on those facts, and on his knowledge, training, and
experience as detailed in the warrant, Shelton asserted that there was probable cause
to believe various provisions of the Comprehensive Drug Reform Act of 1986 (Drug
Reform Act),
N.J.S.A. 2C:35-1 to 36A-1, were being violated at the Wildwood residence.
Accordingly, his application sought permission to search the residence, to search the persons
of Darryl Jones, Kenneth Powell, and Stephanie Williams, and to search [a]ny person
reasonably believed or identified to have [a] connection to illegal property or contraband
during the execution of the search warrant.
In addition to requesting the search warrant, Shelton sought authority to execute the
warrant without knocking and announcing the police presence. Shelton made his request for
the no-knock provision based on the destructibility of evidence and officer safety, calling
particular attention to Darryl Joness prior arrests. He stated:
This request is made for the following reason(s): The easy disposal of the
evidence
and the physical protection of the police officers when making entry on
a search warrant in drug related cases as specifically documented below. Additionally, the
information set forth . . . above which reflects a November 6, 1994
arrest of Darryl Jones by CMPD
for aggravated assault on a police officer
and unlawful possession of a weapon.
[(Emphasis added.)]
The municipal court granted Sheltons application and authorized a no-knock entry.
Although the exact time is not clear from the record, it appears that
right before the police executed the warrant on June 23, 2001, they had
the informant perform a confidence buy, following the same procedures of the three
prior controlled purchases. Generally, police conduct a confidence buy to confirm the continued
presence of drugs at the location about to be searched. After the informant
returned with suspected cocaine, the police executed the no-knock warrant. They found defendant
in the residence, seated in front of a table. A bag of cocaine
and drug paraphernalia were on the table. During a search of defendants person,
the officers found two of the twenty-dollar bills used in prior controlled purchases
and two bags of cocaine.
The grand jury issued a nine-count indictment against defendant, charging him with numerous
drug-related offenses, including
third-degree possession of cocaine, N.J.S.A. 2C:35-10a(1).
See footnote 2
Defense counsel moved to
suppress the cocaine, drug paraphernalia, and marked money as the products of an
illegal search warrant. The trial court denied the motion, holding that the three
controlled purchases established probable cause to issue the warrant. Concluding that a prior
charge of assault on a police officer by a suspect named in the
warrant application formed a sufficient basis to issue a no-knock warrant, the court
stated:
One of the defendants . . . , Darryl Jones, had been charged
with an assault on a police officer. That charge is a basis, better
than most, for the issuance of a no-knock warrant.
Its really not of particular consequence that he ended up pleading to something
less than that or that the actual conviction may have been a fourth-degree
possession of a weapon. What was of concern to the officers, and understandably
so, is their safety.
Someone with that kind of a charge in their past, when joined with
the unfortunate marriage that often occurs between drugs and weapons, was a sufficient
basis for the magistrate to have issued the no-knock provision of the warrant.
Pursuant to a negotiated plea-agreement, defendant pled guilty to third-degree possession of cocaine
and was sentenced to a four-year term of incarceration. Appropriate penalties were also
imposed. Thereafter, he appealed the ruling on his motion to suppress and challenged
his sentence. The Appellate Division, disagreeing with the trial court, ruled that the
search warrant was unlawful because of the absence of probable cause and because
there were insufficient facts set forth in the affidavit to support the no-knock
entry provision. State v. Jones,
358 N.J. Super. 420, 425 (2003).
With respect to the search warrant in general, the panel relied on this
Courts holding in State v. Sullivan,
169 N.J. 204 (2001), for the proposition
that a controlled buy does not conclusively establish probable cause. Jones, supra, 358
N.J. Super. at 428. The appellate court also noted that the police officers
failed to confirm that the suspects, Darryl Jones, Kenneth Powell[, and] Stephanie Williams,
lived in or were otherwise connected to the residence. Ibid. Further, the panel
emphasized that the warrant application gave no indication that the police made any
effort to confirm that the substance purchased by the informant was actually cocaine.
Id. at 429. In view of those alleged defects, the court concluded that
probable cause did not exist to issue the warrant.
Stating that a stale prior arrest does not justify a no-knock warrant, the
panel also concluded that the warrant was invalid because the officers did not
articulate a sufficient reasonable suspicion to authorize entry of the home without first
knocking and announcing their presence. Id. at 434-35. In view of its holding,
the Appellate Division did not address defendants argument respecting his sentence. Id. at
436 n.5. We granted the States petition for certification.
177 N.J. 224 (2003).
II.
Although we believe that the no-knock issue is the central question presented in
this appeal, in view of its effect on the public interest and officer
safety, we nonetheless follow our traditional analysis and consider first the threshold issue
of whether there was sufficient probable cause to issue the search warrant.
A.
The Fourth Amendment of the United States Constitution protects all persons from unreasonable
search and seizure, providing that no Warrants shall issue, but upon probable cause,
supported by Oath or affirmation, and particularly describing the place to be searched,
and the persons or things to be seized. The New Jersey Constitution provides
similar protection.
N.J. Const. art. I, ¶ 7. Except in limited circumstances, police officers
must obtain a warrant from a neutral judicial officer prior to conducting a
search or seizure of property.
See State v. DeLuca,
168 N.J. 626, 631
(2001) (explaining that police officers must obtain warrant before search of property unless
search falls within one of the recognized exceptions to the warrant requirement) (quoting
State v. Cooke,
163 N.J. 657, 664 (2000)). The issuing authority must be
satisfied that there is probable cause to believe that a crime has been
committed, or is being committed, at a specific location or that evidence of
a crime is at the place sought to be searched.
Sullivan,
supra, 169
N.J. at 210.
It is well settled that a search executed pursuant to a warrant is
presumed to be valid and that a defendant challenging its validity has the
burden to prove that there was no probable cause supporting the issuance of
the warrant or that the search was otherwise unreasonable.
State v. Valencia,
93 N.J. 126, 133 (1983). In considering such a challenge, [w]e accord substantial deference
to the discretionary determination resulting in the issuance of the [search] warrant.
Sullivan,
supra, 169
N.J. at 211 (quoting
State v. Marshall,
123 N.J. 1, 72
(1991),
cert. denied,
507 U.S. 929,
113 S. Ct. 1306,
122 L. Ed. 2d 694 (1993)) (alterations in original). Thus[,] when the adequacy of the facts
offered to show probable cause is challenged after a search made pursuant to
a warrant, and their adequacy appears to be marginal, the doubt should ordinarily
be resolved by sustaining the search.
State v. Kasabucki,
52 N.J. 110, 116
(1968) (citing
United States v. Ventresca,
380 U.S. 102, 109,
85 S. Ct. 741, 746,
13 L. Ed.2d 684, 689 (1965)).
When determining whether probable cause exists, courts must consider the totality of the
circumstances, and they must deal with probabilities.
Schneider v. Simonini,
163 N.J. 336,
361 (2000) (citing
Illinois v. Gates,
462 U.S. 213, 230-31, 238,
103 S.
Ct. 2317, 2328, 2332,
76 L. Ed.2d 527, 543-44 (1983)),
cert. denied,
531 U.S. 1146,
121 S. Ct. 1083,
148 L. Ed.2d 959 (2001).
Information related by informants may constitute a basis for probable cause, provided that
a substantial basis for crediting that information is presented.
Sullivan,
supra, 169
N.J.
at 212;
State v. Smith,
155 N.J. 83, 92,
cert. denied,
525 U.S. 1033,
119 S. Ct. 576,
142 L. Ed.2d 480 (1998).
When examining an informants tip to determine whether it establishes probable cause to
issue a search warrant, the issuing court must consider the veracity and basis
of knowledge of the informant as part of its totality analysis.
State v.
Novembrino,
105 N.J. 95, 123 (1987) (citing
Gates,
supra, 462
U.S. at 238-39,
103
S. Ct. at 2332, 76
L. Ed.
2d at 548). An informants
veracity may be shown by demonstrating that the informant proved to be reliable
in previous police investigations.
Sullivan,
supra, 169
N.J. at 213. Such instances, however,
do not conclusively establish an informants reliability.
Ibid. (quoting
Smith,
supra, 155
N.J.
at 94). An informants basis of knowledge is sufficient if the tip itself
relates expressly or clearly how the informant knows of the criminal activity.
Ibid.
(internal quotation marks and citations omitted). The absence of such explicit information within
the tip itself, however, is not fatal if the nature and details revealed
in the tip . . . imply that the informants knowledge of the
alleged criminal activity is derived from a trustworthy source.
Ibid. (internal quotation marks
and citations omitted).
Independent corroboration is necessary to ratify the informants veracity and validate the truthfulness
of the tip and is considered an essential part of the determination of
probable cause.
Smith,
supra, 155
N.J. at 95. However, if the informants tip
fails to demonstrate sufficient veracity or basis of knowledge, a search warrant issued
on the basis of the tip may still pass muster if other facts
included in a supporting affidavit justify a finding of probable cause.
Sullivan,
supra,
169
N.J. at 214;
Novembrino,
supra, 105
N.J. at 121-22. [T]he task of
the issuing magistrate is simply to make a practical, common-sense decision whether, given
all the circumstances set forth in the affidavit before him, including the veracity
and basis of knowledge of persons supplying hearsay information, there is a fair
probability that contraband or evidence of a crime will be found in a
particular place.
Smith,
supra, 155
N.J. at 93 (quoting
Gates,
supra, 462
U.S.
at 238, 103
S. Ct. at 2332, 76
L. Ed.
2d at 548).
The corroborating factors that may be considered by a court making a probable-cause
determination on the basis of an informants tip depend on the unique facts
and circumstances presented in each case. Some relevant factors may include controlled drug
purchases performed on the basis of the informants tip, the positive test results
of narcotics obtained during a controlled purchase, and records corroborating an informants account
of the location of suspected drug activity.
Sullivan,
supra, 169
N.J. at 215-17.
The experience that an officer submitting a supporting affidavit has in investigating and
apprehending drug dealers constitutes another factor that a court should consider.
Novembrino,
supra,
105
N.J. at 126.
In addition, because we have recognized that a suspects criminal record may be
considered when determining probable cause to arrest,
State v. Valentine,
134 N.J. 536,
550 (1994), it follows that a suspects criminal history is also germane to
a search analysis.
See Novembrino,
supra, 105
N.J. at 127 (considering interaction with
person known to have prior drug-related arrest as factor in totality of circumstances);
State v. Ebron,
61 N.J. 207, 213 (1972) (explaining that if defendant was
known drug user, that fact may be considered during probable-cause analysis). A brief
examination of
State v. Sullivan,
supra, highlights the importance of police corroboration.
In
Sullivan we concluded that a police officers affidavit provided sufficient facts to
demonstrate probable cause. The police in that case received a tip from a
confidential informant of unproven reliability that the defendant was selling cocaine out of
a specific apartment in a six-unit dwelling located in Plainfield. 169
N.J. at
207. The informant gave the police the first name and a general description
of the defendant, identified the specific unit in which he was located, and
provided the phone number of the apartment.
Ibid.
To corroborate the informants tip, the police completed two controlled buys at the
apartment using the informant.
Id. at 208-09. Because of the layout of the
apartment building, the police could not directly observe the informant enter the individual
unit.
Id. at 208. The police, however, reviewed utility records to confirm that
the telephone number provided by the informant matched the telephone number of the
apartment in the multi-unit building where the controlled buys were purportedly made.
Id.
at 209. The officers also confirmed that the substance purchased during those transactions
was cocaine.
Id. at 208-09. The police included all of that information in
the affidavit submitted with the search warrant application.
Id. at 209. In those
circumstances, we concluded that there was sufficient corroboration of the informants tip to
demonstrate probable cause.
Id. at 216.
We observed in
Sullivan that a controlled drug buy, by itself, would not
conclusively establish probable cause.
Ibid. That observation, however, was not intended to suggest
that a controlled drug purchase is an inconsequential factor. Rather, as we emphasized
in
Sullivan, a controlled buy typically will be persuasive evidence in establishing probable
cause.
Id. at 217. Although
Sullivan speaks of other factors that should be
considered in addition to controlled buys,
ibid., the test is qualitative and not
quantitative. Thus, even one additional circumstance might suffice, in the totality of the
circumstances, to demonstrate probable cause when the police successfully have performed a controlled
drug buy.
B.
We now examine the totality of the circumstances, particularly the controlled buys and
the prior arrest records of two of the three suspects identified in Agent
Sheltons affidavit, to determine whether probable cause existed in this case. More specifically,
because it is undisputed that the informant lacks a history of reliability, we
must focus on the sufficiency of the officers corroboration of the informants tip.
Those facts persuade us that the corroborative investigation conducted by the police, as
detailed in Agent Sheltons affidavit, demonstrated probable cause.
Acting on an informants tip that three named individuals were selling drugs at
two specified locations in Wildwood, the police sought to confirm the veracity of
that information by conducting three controlled purchases at one of those two locations.
During each purchase from the single-family residence, the police sent the informant into
the home for the sole purpose of buying cocaine. In accordance with the
standard police procedure applied to a controlled buy, the informant was always searched
before making the purchase and carried with him only the marked bills provided
by the police. Each time he returned, the informant handed to the police
what appeared to be rock cocaine. From the moment the informant left the
police to enter the home until the moment he returned, officers surveilled the
informant to ensure that he was obtaining the suspected narcotics from the residence
in question. Thus, there was no question that the substance produced by the
informant during each of the three controlled buys originated from the single-family dwelling.
Although those three drug buys are themselves persuasive evidence that the informants tip
was reliable, additional evidence bolstered its credibility. The police performed criminal background checks
on Darryl Jones and Powell, the two individuals identified by the informant as
having sold him cocaine during the controlled purchases. Those background checks revealed that
both Darryl Jones and Powell had been arrested for several drug-related offenses over
the course of a six-year period and that Powell had been convicted twice
of cocaine distribution, his most recent conviction occurring just three years earlier. Those
arrests and convictions were additional factors in the totality of the circumstances justifying
the judges conclusion that the police had probable cause to search the Wildwood
residence and its occupants.
Despite the informants tip and the officers corroborative efforts, the Appellate Division rejected
the trial courts finding of probable cause, faulting the police for failing to
confirm that the suspects . . . lived in or were otherwise connected
to the residence.
Jones,
supra, 358
N.J. Super. at 428. As support for
that proposition, the panel noted that unlike the officers in
Sullivan, the police
in this case did not look at any utility or public records to
confirm that Darryl Jones, Powell, or Williams were connected with the residence.
Ibid.
To be sure, the affidavit does not state that the officers checked telephone
or utility records as did the police in
Sullivan. However, as we previously
noted, the police in
Sullivan were unable to observe which of the six
apartments in the multi-unit dwelling the informant entered during the two controlled buys.
169
N.J. at 208. Because the police had the obligation to adduce probable
cause that, among those six apartments, it was the exact apartment that the
informant identified that contained the drugs and individuals he had named, they turned
to utility records to confirm that the phone number provided by the informant
was the number associated with the apartment listed in the warrant.
Id. at
216. That fact, along with the other circumstances presented, served as sufficient indicia
of the informants reliability.
Ibid. In contrast to
Sullivan, there was no ambiguity
in this case concerning the location from which the informant was obtaining the
suspected cocaine because the officers witnessed the informant directly enter the suspect dwelling.
As the Appellate Division acknowledged, there was no question . . . as
to whether the informant went to a residence other than the one for
which the warrant was obtained.
Jones,
supra, 358
N.J. Super. at 428. Thus,
in those circumstances, there was no need for the police to comb through
local records to confirm that Darryl Jones, Powell, or Williams were connected to
the residence.
The defendant also argues that the failure to include any test results in
the affidavit confirming that the substance purchased at the Wildwood residence was cocaine
undermined the determination of probable cause. The Appellate Division adopted that assessment, observing
that [t]he absence of such confirmation significantly, if not totally, undermine[d] the normal
persuasiveness of [the] controlled buy[s].
Id. at 429. We disagree. Although the inclusion
of test results would have presented additional information for the municipal court judge
to consider in the totality of the circumstances, their absence does not undermine
the probable-cause determination that was made on the facts presented.
Even without field- or lab-testing to confirm that the substances purchased by the
informant were in fact narcotics, the controlled purchases at the residence buttressed the
judges finding of probable cause.
See United States v. Wright,
811 F. Supp. 1576, 1581 (S.D. Ga. 1993) (rejecting argument that failure to field-test suspected drugs
undermined value of controlled buys and noting that that argument fail[ed] to recognize
that evidence upon which a search warrant is based need not be sufficient
to convict at trial). In view of the purpose and nature of the
transactions detailed in the affidavit, the controlled buys cannot be mistaken for something
as innocuous as a visit from a next-door neighbor to borrow a cup
of sugar, as was suggested during oral argument. The circumstances detailed in the
warrant application plainly indicated that the sole purpose of the transactions between the
informant and the suspects at the Wildwood residence was to exchange money for
drugs. Although the police supplied no test results in the affidavit to establish
conclusively that the transactions were successful, nothing presented to the municipal court judge
suggested that the purchased substance was anything other than what its sellers held
it out to be - cocaine.
Two other considerations lend additional support to the probative value of the controlled
buys in this case. First, in the affidavit considered by the issuing court,
Agent Shelton set forth his extensive background investigating drug transactions, specifically detailing the
training and experience he had received as a narcotics officer. Sheltons affidavit indicated
that the three controlled buys had yielded what he suspected to be rock
cocaine. He concluded that there was probable cause, based on his knowledge, training,
experience and the facts set forth in the affidavit, to believe there was
ongoing criminal activity at the Wildwood residence. In view of Sheltons training and
experience as an agent on the Narcotics Task Force, the judge reasonably could
conclude that Sheltons assessment of the nature of the substance acquired during the
controlled buys was accurate.
Second, even if Shelton was incorrect regarding the composition of the suspected rock
cocaine, the judge nevertheless had sufficient information to find probable cause that illegal
narcotics activity was occurring at the residence. New Jerseys Drug Reform Act criminalizes
not only the distribution of controlled dangerous substances, but also the distribution of
imitation controlled dangerous substances.
N.J.S.A. 2C:35-11. Thus, even assuming the suspected narcotics were
ultimately proven to be something other than rock cocaine, their distribution to the
informant under the false pretense that they were a CDS was itself illegal.
Because in these circumstances there was probable cause to believe that the sale
constituted a violation of either
N.J.S.A. 2C:35-5 (criminalizing manufacturing, distributing, dispensing, or possession
with intent to manufacture, distribute, or dispense CDS), or
N.J.S.A. 2C:35-11 (criminalizing manufacture,
distribution, or possession with intent to distribute non-CDS under express or implied representation
that substance is CDS)
, the issuance of the warrant by the municipal court
judge on the basis of the facts and circumstances set forth in Agent
Sheltons affidavit was proper.
In
Sullivan,
supra, we noted our expectation that the police will continue to
corroborate as much of an informants tip as possible prior to seeking a
search warrant . . . . 169
N.J. at 216. Although we are
satisfied that in the present appeal the defendant has not defeated the presumption
of the warrants validity simply because the suspected narcotics were not tested, we
trust that whenever possible the police will conduct appropriate testing and disclose the
results of that testing in their search warrant applications. Only through the complete
disclosure of all relevant facts can the judiciary fully and accurately assess whether
probable cause of illegal activity exists, and thereby fulfill its duty to safeguard
citizens from unwarranted invasions of their privacy.
In sum, we hold that in the totality of the circumstances Agent Shelton
adequately corroborated the informants tip when, in addition to conducting three controlled buys,
he provided detailed information to the municipal court judge regarding his education and
experience with drug-related activity, expressed a conclusion based on his knowledge, training, and
experience that illegal sales were occurring, and disclosed to the issuing judge the
drug-related arrests and convictions of the suspects under investigation. According appropriate deference to
the issuing judge, we conclude that in these circumstances defendant has not defeated
the warrants presumption of validity or demonstrated the unreasonableness of the police conduct.
Id. at 217.
III.
Having determined that there was sufficient probable cause to issue the search warrant,
we now consider the validity of the warrants no-knock provision, which, as the
name suggests, authorizes police officers to enter a home or business without first
knocking and announcing their presence.
State v. Johnson,
168 N.J. 608, 611 (2001).
A.
Although law enforcement officers generally are required to knock and announce their presence
before entering a dwelling, that requirement is not absolute. In
Johnson,
supra, we
explored in some detail the origins of the knock-and-announce requirement and the evolution
of its exceptions.
Id. at 615-19. From our analysis of both federal and
state jurisprudence,
we discern[ed] the following tenets. First, to justify a no-knock warrant provision, a
police officer must have a reasonable, particularized suspicion that a no-knock entry is
required to prevent the destruction of evidence, to protect the officers safety, or
to effectuate the arrest or seizure of evidence. Second, the police officer must
articulate the reasons for that suspicion and may base those reasons on the
totality of the circumstances with which he or she is faced. Third, although
the officers assessment of the circumstances may be based on his or her
experience and knowledge, the officer must articulate a minimal level of objective justification
to support the no-knock entry, meaning it may not be based on a
mere hunch.
[Id. at 619.]
Because the validity of the warrant before us turns on officer safety, we
limit our discussion in the present appeal to that exception.
See footnote 3
The objective facts that, in the totality of the circumstances, give rise to
a reasonable suspicion of a heightened risk to officer safety depend on the
particular circumstances of each case; boilerplate police concerns are insufficient. State v. Bilancio,
318 N.J. Super. 408, 416-17 (App. Div.), certif. denied,
160 N.J. 478 (1999).
For example, in Johnson the police applied for a search warrant based on
an informants tip and a controlled buy performed at the defendants apartment. 168
N.J. at 612-13. At the end of his oral testimony, the officer applying
for the warrant stated that he was requesting a no knock search warrant
for officers[] safety and it means that the narcotics can be easily []
destroyed . . . . Id. at 613 (alterations in original). On appeal,
we concluded that the officers one-sentence justification for a no-knock warrant was insufficient
to establish a particularized suspicion that officer safety would have been compromised if
the police had been required to announce their presence before entering the defendants
dwelling. Id. at 620-23. However, we noted for future guidance that information concerning
defendants criminal history or background . . . might have supported the conclusion
that defendant had a propensity for violence. Id. at 624-25. Specifically, we explained
that the defendants prior aggravated manslaughter offense cited within his pre-sentence report, but
not disclosed to the court that issued the no-knock warrant, might have been
used to support a reasonable suspicion to believe that officer safety would be
compromised without a no-knock entry. Ibid.
In analogous circumstances we have acknowledged that a defendants prior criminal history may
give rise to a reasonable suspicion sufficient to justify protective measures taken by
the police. In the context of protective searches performed during investigatory stops, we
have recognized that knowledge of a suspects violent criminal behavior or information that
a suspect has carried weapons in the past may support an objectively reasonable
suspicion justifying a protective frisk. State v. Thomas,
110 N.J. 673, 684 (1988).
Although we have noted that a suspects criminal history, without more, is insufficient
to establish reasonable suspicion of danger to the police to justify a frisk
of a suspect, we also have held that an officers knowledge of a
suspects prior criminal activity in combination with other factors may lead to a
reasonable suspicion that the suspect is armed and dangerous. Valentine, supra, 134 N.J.
at 547.
Because the same test for reasonable and particularized suspicion applies to both protective
frisks and no-knock entries, we conclude that a suspects criminal history may be
used as part of the totality of the circumstances analysis to justify a
no-knock entry. See, e.g., United States v. Hawkins,
139 F.3d 29, 32 (1st
Cir.) (upholding no-knock provision of warrant where defendant had record of violent convictions,
police knew defendant was recently involved in armed action, and police suspected defendant
was aware of police investigation), cert. denied,
525 U.S. 1029,
119 S. Ct. 566,
142 L. Ed.2d 472 (1998);
United States v. Bates,
84 F.3d 790, 795 (6th Cir. 1996) (recognizing that threats to an officers safety, a
criminal record reflecting violent tendencies, or a verified reputation of a suspects violent
nature can be enough to provide law enforcement officers with justification to forego
the necessity of knocking and announcing their presence).
As we recognized in
Johnson, the showing required to justify an unannounced entry
is not high[.] 168 N.J. at 624 (quoting Richards v. Wisconsin,
520 U.S. 385, 394-95,
117 S. Ct. 1416, 1422,
137 L. Ed.2d 615, 624
(1997)). In the unique circumstances of each case, the nature of the prior
criminal behavior and the passage of time are especially important factors that will
often dictate what additional showing to the court may be required. For example,
a three-year-old conviction for aggravated manslaughter raises considerable concerns for officer safety and
would likely require far less additional information, if any, to justify an unannounced
entry than would a fifteen-year-old arrest for stalking.
Several factors, alone or in combination, may provide sufficient justification to dispense with
the knock-and-announce requirement where a suspect has a known incident of violence in
his or her criminal history. For instance, an informants tip may reveal the
presence of weapons at the scene of a proposed search that suggests an
increased threat to officer safety. Johnson, supra, 168 N.J. at 624; United States
v. Ramirez,
523 U.S. 65, 71,
118 S. Ct. 992, 997,
140 L.
Ed.2d 191, 198 (1998). Alternatively, an officer may know that a suspect
has a violent criminal history and learn from an informant that he or
she has continued to exhibit a propensity for violence during the course of
controlled drug buys. State v. Henderson,
629 N.W.2d 613, 623 (Wis.), cert. denied,
534 U.S. 1033,
122 S. Ct. 574,
151 L. Ed.2d 446 (2001).
As another example, the layout of an apartment may justify a no-knock entry
where one or more of the occupants has a violent criminal past. United
States v. Lucht,
18 F.3d 541, 549-50 (8th Cir.), cert. denied,
513 U.S. 949,
115 S. Ct. 363,
130 L. Ed.2d 316 (1994).
Those examples are by no means exhaustive. Additionally, in appropriate circumstances, some of
those factors may by themselves be of sufficient concern to raise a reasonable
suspicion of danger to officer safety without any evidence of a defendants prior
criminal acts. See, e.g.,
United States v. Gambrell,
178 F.3d 927, 929 (7th
Cir.) (holding no-knock provision of warrant justified where confidential informant involved in controlled
buy indicated that suspects carried guns on their persons while inside apartment), cert.
denied,
528 U.S. 920,
120 S. Ct. 281,
145 L. Ed.2d 326
(1999).
But see Bates, supra, 84 F.
3d at 796 (refusing to ratify no-knock
entry where, despite information that gun was in apartment, there was no indication
that defendants were violent and likely to use a weapon if confronted by
law enforcement personnel and in absence of any evidence that defendants had a
criminal history of violence or a reputation indicating they were likely to be
violent).
As with all tests for reasonable and particularized suspicion, we reiterate that
it is incumbent upon a reviewing court to evaluate the totality of circumstances
surrounding the police-citizen encounter, balancing the States interest in effective law enforcement against
the individuals right to be protected from unwarranted and/or overbearing police intrusions.
State
v. Davis,
104 N.J. 490, 504 (1986). Such an evaluation is necessarily fact-intensive.
The lower courts are thereby charged with resolving, on a case-by-case basis, the
circumstances under which an unannounced entry is reasonable under our federal and state
constitutions.
B.
With the foregoing framework in mind, we turn to the case before us.
In the affidavit offered in support of his search warrant application, Agent Shelton
premised his request for a no-knock entry on the need for the physical
protection of the police officers when making entry on a search warrant in
drug related cases . . . . To supplement that boilerplate language, Agent
Shelton specifically called to the judges attention the then seven-year-old arrest of Darryl
Jones by the Cape May City Police Department for assault on a police
officer and unlawful possession of a weapon, indicating that that incident was of
particular concern to the officers. Although this case presents a close question, we
believe that, on balance, the facts supplied in the affidavit, particularly the prior
arrest for assault of a police officer, give rise to a reasonable suspicion
that knocking and announcing the police presence in the circumstances presented would increase
the risk to officer safety. As such, we conclude that defendant has failed
to overcome the warrants presumptive validity or otherwise to demonstrate that dispensing with
the knock-and-announce requirement was inappropriate in this case.
We begin our analysis by noting that Darryl Joness arrest for assault of
a police officer and unlawful possession of a weapon were properly used to
support a reasonable suspicion to believe that officer safety would be compromised without
a no-knock entry.
Johnson,
supra, 168
N.J. at 625. Past evidence of violent
criminal behavior, particularly behavior directed towards law enforcement officers, is plainly probative of
the heightened risk posed to officer safety.
Cf. United States v. Tavares,
223 F.3d 911, 917 (8th Cir. 2000) (holding no-knock entry invalid where affidavit did
not have any information that [the defendant] was known to use weapons, that
he was armed or carried a weapon, or that he had a
history
of violence toward law enforcement officers) (emphasis added);
Lucht,
supra, 18
F.3d at
551 (concluding nine-year-old drug-related conviction and thirteen-year-old weapons-related indictment insufficient to justify no-knock
entry where officer offered only unparticularized and unsupported suspicion that defendant held anti-police
sentiments). Although we readily acknowledge that a conviction for assault on a police
officer would have lent even greater credence to Agent Sheltons concerns -- because
such a conviction would have proven beyond a reasonable doubt that Darryl Jones
had engaged in the criminal conduct in question -- the arrest itself was
probative because it was based on probable cause to believe that Darryl Jones
engaged in an assault against a police officer. Thus, it was logical for
Agent Shelton to premise his application for a no-knock provision, one requiring only
a
reasonable suspicion that knocking and announcing would be dangerous, on an arrest
that required
probable cause to effectuate.
See Richards,
supra, 520
U.S. at 394,
117
S. Ct. at 1421-22, 137
L. Ed.
2d at 624 (explaining requirement
that police articulate reasonable suspicion, rather than higher showing required to demonstrate probable
cause, strikes the appropriate balance between the legitimate law enforcement concerns at issue
in the execution of search warrants and the individual privacy interests affected by
no-knock entries).
The Appellate Division, in discounting Darryl Joness criminal history, found it significant that
he was never convicted of the assault charge but, instead, pled down to
unlawful possession of a weapon, a crime of the fourth-degree.
Jones,
supra, 358
N.J. Super. at 434. We disagree with the significance of that fact for
two reasons. First, as we observed in
State v. Evers,
175 N.J. 355,
398 (2003), [p]lea offers are tendered for a multitude of reasons, many of
which are administrative in nature. The fact that an offender eventually pled to
a lesser-included offense does not undermine the probative value to officer safety suggested
by the original charges against a suspect.
Cf. State v. Marzolf,
79 N.J. 167, 180-81 (1979) (approving consideration of large quantity of marijuana as relevant factor
in sentencing defendant who plead guilty to simple possession, explaining that possession of
a drug is rarely simple and should not be so considered solely because
the surrounding circumstances have not justified or might not sustain beyond a reasonable
doubt the more serious charges associated with distribution).
Second, we do not believe that the final disposition of the charges is
dispositive in this appeal because that information was not in the warrant application.
As such, it could not have been used by the judge to assess
the reasonableness of Agent Sheltons suspicions as contained in the four-corners of his
affidavit.
See Schneider,
supra, 163
N.J. at 363 (When a search or seizure
is made pursuant to a warrant, the probable cause determination must be made
based on the information contained within the four corners of the supporting affidavit,
as supplemented by sworn testimony before the issuing judge that is recorded contemporaneously.).
Accordingly, we are required to consider the reasonableness of the no-knock provision in
view of Darryl Joness arrests, not his subsequent convictions.
At oral argument, defendant suggested that the police might have concealed the disposition
of the assault charge from the local municipal court judge who issued the
warrant. We decline to consider that claim because it was not raised below
and because defendant has offered no basis in the record to support it.
That said, we note that the willful concealment of such information from the
judicial officer issuing a search warrant may undermine the finding of probable cause
and result in the suppression of evidence seized during a search based on
the warrant.
See United States v. Reivich,
793 F.2d 957, 960-61 (8th Cir.
1986) (recognizing that facially sufficient affidavit can be challenged on grounds it includes
deliberate falsehoods or willful omissions that make affidavit misleading).
In this case, as we have stated, the criminal histories provided by the
police were sufficient to establish a reasonable suspicion of a danger to officer
safety. For future guidance, we observe that the relevant arrest records disclosed in
supporting affidavits generally should include the disposition of those arrests. When the disposition
of an arrest forming the basis of a no-knock warrant application is readily
accessible to the police, inclusion of such information will improve the quality of
proof considered by a judge within the totality-of-circumstances framework. For example, if a
computerized criminal history report relied on by an officer disclosed both arrest and
conviction information, and an officer relies on an arrest from that report to
justify a no-knock entry, we expect the officer to include the corresponding conviction
information in the warrant application. Similarly, when the ultimate disposition of an arrest
is not disclosed in the reports relied on by an officer, an explanatory
statement in an officers affidavit would assure the judge that the affiant made
reasonable efforts to provide the court the most complete and accurate record possible
in the circumstances presented.
Our purpose is not to impose an additional obligation on the police. The
presence or absence of the information we recommend will not affect the presumption
of validity that attaches once a warrant has been issued. We offer these
observations to ensure that judges faced with the task of determining whether to
abrogate the knock-and-announce requirement in a particular case have at their disposal all
relevant information necessary to make a decision based on the totality of the
circumstances.
Defendant also argues that the arrest is too remote in time to be
relevant. The Appellate Division echoed that concern when it described the arrest as
stale.
Jones,
supra, 385
N.J. Super. at 435. Although the prior assault was
seven years old at the time of this search, we believe it was
of sufficient probative value to be considered by the municipal court. In the
context of evaluating an officers reasonable suspicion that a suspect poses a heightened
risk to officer safety, the use of a prior criminal act is subject
to a less-stringent test than that applied to the admission of a prior
conviction to impeach a defendants credibility.
N.J.R.E. 609;
State v. Sands,
76 N.J. 127, 144-45 (1978). The use of a defendants criminal history for impeachment requires
a careful balancing of the relevance of the crime with respect to credibility
against the prejudicial effect its disclosure would have on a defendant. In contrast,
when a suspects criminal record is used as a factor to determine the
increased risk posed to the lives of police officers, no such balancing is
required because that same risk of prejudice is not present. Our observation in
Valentine proves especially apt here:
[T]he reason for limiting the use of prior crime evidence at trials is
not because the evidence is not relevant but because it has the unfair
effect of overcoming the presumption of innocence. That unfairness is not equally present
when we are assessing an officers articulable concerns for personal safety. . .
. To allow the judiciary to take prior criminal history into account in
the review of probable cause determinations . . ., while denying law-enforcement officers
the power to take it into account when confronting a suspect on the
street would make little sense. . . . The much more immediate need
to protect oneself demands that we permit law-enforcement officers to take criminal history
into account.
[134
N.J. at 550-51 (internal citations omitted).]
In short, we cannot require police officers, when they confront suspects who have
a significant history of criminal activity, some of which directly suggests a tendency
for violence towards the police, to treat those suspects as they would non-violent
offenders whom they encounter for the first time.
The evaluation of the reasonableness of a no-knock warrant application cannot be made
in a theoretical vacuum. The determination is highly fact sensitive and requires a
balancing of risks. Among those factors the court must take into account are
the practical risks to the officers lives and safety, which are of especial
concern when a warrant is to be executed in a home. As the
United States Supreme Court has observed:
The risk of danger in the context of an arrest in the home
is as great as, if not greater than, it is in an on-the-street
or roadside investigatory encounter. . . . [A]n in-home arrest puts the officer
at the disadvantage of being on his adversarys turf. An ambush in a
confined setting of unknown configuration is more to be feared than it is
in open, more familiar surroundings.
[Maryland v. Buie,
494 U.S. 325, 333,
110 S. Ct. 1093, 1098,
108 L. Ed.2d 276, 285 (1990).]
Society has a weighty interest in officer safety . . . . Maryland
v. Wilson,
519 U.S. 408, 413,
117 S. Ct. 882, 885,
137 L.
Ed.2d 41, 47 (1997). As the front line against violence, law-enforcement officers
are particularly vulnerable to violence[,] often becoming its victims. Valentine, supra, 134 N.J.
at 545. That observation, made over a decade ago, holds just as true
today. In 2002, 3296 of this States law enforcement officers were assaulted in
the line of duty. Uniform Crime Report: State of New Jersey (2002) at
188. Nationally, 58,066 law enforcement officers were assaulted in the line of duty,
and 56 of those assaulted were feloniously killed in 2002. Federal Bureau of
Investigation, Uniform Crime Reports: Law Enforcement Officers Killed and Assaulted (2002) at 5,
73. Of the sixty-one known assailants responsible for causing the felonious deaths of
those law enforcement agents, seventy-nine percent had prior criminal arrests, fifty-nine percent had
been convicted of prior criminal charges, and thirty percent had been previously arrested
for crimes of violence. Id. at 7. Sixteen percent of those murder assailants
had prior arrests for assaulting an officer or resisting arrest and thirty-one percent
had prior arrests for weapon violations. Ibid.
Those statistics demonstrate that law enforcement officers face a high risk of violence
in the performance of their duties. Moreover, as the Attorney General argued, the
data suggests that recidivism has a predictive value b