(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued March 29, 1994 -- Decided December 21, 1994
STEIN, J., writing for the Court.
A jury convicted Bobby Lee Brown in January 1993 of two counts of purposeful or knowing murder
in the deaths of Alice Skov and her brother John Bell. It also convicted Brown on charges of felony-murder,
robbery, weapons possession and conspiracy. Because the jury found that Brown had committed the
homicides "by his own conduct," a penalty-phase hearing followed. At the penalty phase, the same jury
unanimously found in respect of the murder of Alice Skov that the aggravating factors outweighed the
mitigating factors beyond a reasonable doubt and that Brown should be sentenced to death. The jury could
not unanimously agree on the punishment for the murder of John Bell.
Co-defendant Coleen Alexander was the State's chief witness at trial. In July 1992, she pled guilty to
felony-murder, robbery, and conspiracy charges. In return for her cooperation with the State in prosecuting
Brown, the other charges against Alexander were dismissed. Alexander was sentenced to a life term with a
thirty-year parole disqualifier.
Alexander and Brown were romantically involved and living together at the home of Alexander's
adoptive parents at the time of the murders. The victims were Alexander's great aunt and great uncle.
Victim Alice Skov was eighty-two years old and had recently suffered a stroke. Victim John Bell was staying
at Skov's house to care for her after the stroke.
Brown and Alexander had visited with Skov and Bell prior to the murders, and on one occasion they
stole around $350 from Skov's purse. According to the State's evidence, Brown began making plans to rob
Skov and Bell when he overheard Alexander's conversation with a relative concerning a safe containing a
large amount of cash hidden in Skov's house. Alexander testified that she and Brown went to Skov's house
together on the morning of October 10, 1990. Her testimony changed three times during trial concerning
when she became aware of the criminal purpose of the trip and that Alexander had her father's rifle. A
short time after arriving at the Skov house, Brown used the rifle to shoot Bell and Skov. Brown also stabbed
Bell with scissors. Brown netted approximately $300 from the crime.
HELD: At the guilt phase of a capital case, the trial court must instruct the jury that it has the option of
returning a non-unanimous verdict on the question whether defendant committed the murder "by his
own conduct." Brown's death sentence is therefore vacated and the State may again seek the death
penalty for the murder of Alice Skov by retrying Brown on that charge.
1. The Death Penalty Act makes death-eligible only those defendants who are convicted of purposeful
or knowing murder and either "committed the homicidal act by [their] own conduct" or procured its
commission through payment. Inherent in the requirement that the State prove the own-conduct criterion
beyond a reasonable doubt is the reciprocal requirement that a jury unanimously agree that the State has
met that burden. (pp. 25-32)
2. The trial court's charge to the jury on the own-conduct determination was flawed. It failed to convey to the jury that its inability to reach a unanimous decision that defendant had committed the homicides "by his own conduct" was a permissible final verdict that would result in the imposition of at least a thiry-year mandatory prison term on each murder. In addition, the court's instruction effectively required the jury to choose between a unanimous verdict that defendant had committed the murder by his own conduct or a unanimous verdict that he had committed the murder as an accomplice or co-conspirator.
However, a negative answer (that is, non-unanimous) to the first question -- defendant's own conduct -- was
sufficient to render Brown non-death-eligible. (pp. 32-44)
3. The evidence was such that it could have left the jury with a reasonable doubt whether Brown or
Alexander had shot Bell and Skov. Because such a doubt, even in the mind of one juror, could have resulted
in a permissible nonunanimous verdict on the own-conduct question, the failure to inform the jury that it had
the option of returning such a verdict was clearly capable of prejudicing defendant. The erroneous
instruction does not affect the murder convictions because the jury could have convicted Brown of the
murders even if it had disagreed about whether he had committed the murders by his own conduct. To seek
a death-penalty verdict, however, the State will have to retry Brown on the charge of murdering Alice Skov
for the purpose of establishing beyond a reasonable doubt that he committed that murder by his own
conduct. (pp. 44-52)
4. Although some of the other errors complained of by Brown warrant attention and reconsideration
on retrial should the State seek to pursue the death penalty, none require reversal of Brown's convictions.
Other claims of error are rejected, such as the claim that a prior inconsistent statement of a witness cannot
be admitted when that witness testifies that he cannot recall making the statement. (pp. 52-96)
5. The trial court erred in merging Brown's convictions for the first-degree armed robbery of Skov and
the first-degree robbery of Bell, and unlawful possession of a weapon with his felony-murder convictions,
which, in turn, had been merged with the purposeful and knowing murder convictions. These were
conceptually distinct offenses, and their merger is contrary to the weight of judicial authority. On remand,
the trial court is instructed to resentence Brown on these convictions. (pp. 96-98)
6. The Court once again rejects the argument that the death-penalty statute violates both federal and
State constitutional protections against cruel and unusual punishment. (pp.98-99)
Brown's convictions for murder, felony-murder, robbery, weapons-possession, and conspiracy, as well
as the sentence of life with thirty-years parole ineligibility for the murder of John Bell are AFFIRMED. The
imposition of the death sentence for the murder of Alice Skov is REVERSED. The matter is REMANDED
to the trial court for further proceedings consistent with this opinion.
JUSTICE HANDLER, concurring in part and dissenting in part, joins in the majority's conclusion
that the trial court's instructions in respect of the issue whether Brown committed the murders by his own
conduct was reversible error. He dissents from other conclusions of the Court, however, because he is of the
view that questions raised by defendant concerning instructions on vicarious liability theories of murder, the
adequacy of the death-qualification process during voir dire, the validity of the jury finding on the aggravating
factors at the penalty trial, and the introduction of prejudicial and irrelevant bad-act evidence also require
reversal of defendant's death sentence.
JUSTICE O'HERN, dissenting in part, in which JUSTICE GARIBALDI joins, disagrees with the
majority's position that principles of constitutional law or statutory construction require that a jury be
instructed that it may return a non-unanimous verdict in the guilt phase of a capital case. He is satisfied that
the jury charge here did not have a clear capacity to produce an unjust result.
CHIEF JUSTICE WILENTZ and JUSTICES CLIFFORD AND POLLOCK join in JUSTICE
STEIN's opinion. JUSTICE HANDLER filed a separate opinion concurring in part and dissenting in part.
JUSTICE O'HERN filed a separate opinion dissenting in part in which JUSTICE GARIBALDI joins.
SUPREME COURT OF NEW JERSEY
A-20/
21 September Term 1993
STATE OF NEW JERSEY,
Plaintiff-Respondent
and Cross-Appellant,
v.
BOBBY LEE BROWN,
Defendant-Appellant
and Cross-Respondent.
Argued March 29, 1994 -- Decided December 21, 1994
On appeal from the Superior Court, Law
Division, Warren County.
Stephen W. Kirsch, Assistant Deputy Public
Defender, and Matthew Astore, Deputy Public
Defender II, argued the cause for appellant
and cross-respondent (Susan L. Reisner,
Acting Public Defender, attorney).
Nancy A. Hulett, Deputy Attorney General,
argued the cause for respondent and cross-appellant (Deborah T. Poritz, Attorney
General of New Jersey, attorney).
The opinion of the Court was delivered by
STEIN, J.
In January 1993, a Warren County jury convicted defendant, Bobby Lee Brown, of two counts of purposeful or knowing murder in the deaths of Alice Skov and her brother John Bell. It also convicted Brown on felony-murder, robbery, weapon-possession, and
conspiracy charges. Because the jury found that Brown had
committed the homicides "by his own conduct," N.J.S.A. 2C:11-3c,
a penalty-phase hearing followed the jury's verdict in the guilt
phase of the trial. At the penalty phase, the same jury
unanimously found in respect of the murder of Alice Skov that the
aggravating factors outweighed the mitigating factors beyond a
reasonable doubt and that defendant should be sentenced to death.
Concerning the murder of John Bell, the jury could not
unanimously agree on the punishment. The trial court sentenced
defendant to death for the murder of Alice Skov and imposed a
consecutive sentence of life imprisonment with a mandatory
thirty-year term for the murder of John Bell. All other counts
were merged into those murder convictions.
In July 1992, co-defendant Coleen Alexander had pled guilty
to felony-murder, robbery, and conspiracy charges in return for
dismissal of murder charges and for her agreement to testify for
the State at defendant's trial. The court sentenced Coleen
Alexander to a life term with a thirty-year parole disqualifer on
those charges.
Defendant appealed his convictions and sentence. We now
affirm defendant's convictions but vacate his death sentence
because of errors in the trial court's instructions concerning
the jury's duty to find unanimously that defendant had committed
the homicides by his own conduct. Our disposition does not
affect defendant's life sentence with thirty-years parole
ineligibility for the murder of John Bell. If the State elects
not to seek the death sentence on remand, defendant's conviction
for the murder of Alice Skov will stand undisturbed and the trial
court shall impose sentence in accordance with N.J.S.A. 2C:11-3b.
If the State elects again to seek the death penalty for that
offense, defendant's murder conviction will be vacated and
defendant will be retried on the murder charges.
Defendant and Alexander became romantically involved.
Defendant moved into Alexander's apartment on the day of the
picnic and Alexander's husband moved out three days later.
Neither defendant nor Alexander appeared to be employed during
the first few months of their relationship. The couple
experienced continuous financial problems, described by Alexander
as "[b]ounced checks all over[, b]ills, [and] loan payments."
As a result of their financial straits, Alexander had nine bad-check charges and a theft charge outstanding against her in
Pennsylvania by the time defendant's trial commenced. The theft
charge concerned $5,000 that was stolen from the house of
Alexander's grandmother on September 4, 1990. The theft occurred
when defendant, Alexander, and defendant's sister visited the
grandmother's house. Alexander testified that she learned about
the theft only when she saw defendant counting the money after
the visit. At trial, defendant's sister refuted Alexander's
version of the incident, testifying that only she and Alexander
had gone into the grandmother's house, and that Alexander had
taken the money from her grandmother's bedroom while defendant's
sister unwittingly distracted Alexander's grandmother with
conversation in the living room. Defendant and Alexander used
$1800 of the proceeds from the theft to purchase a used red
Pontiac Fiero for defendant.
On September 24, 1990, defendant and Alexander visited
Alexander's great aunt, Alice Skov, at her home in Oxford
Township. Skov, eighty-two years old, had suffered a stroke in
the winter of 1989, and had set up a makeshift bedroom on the
first floor in the front of the house. The visit was purportedly
urged by Alexander's parents because Skov had just injured
herself in a fall. Also at the house was John Bell, Skov's
sixty-four-year-old brother and Alexander's great uncle. Since
Skov's stroke, Bell had been sleeping at Skov's house to look
after her. The visit on September 24 lasted less than an hour,
during which defendant and Alexander chatted with Skov and
defendant played religious music on an organ in the house.
Defendant and Alexander visited the Skov residence again one
day later, ostensibly to ask John Bell directions to
Hackettstown, New Jersey, where defendant intended to apply for a
job. However, when they arrived, Bell's pick-up truck was not in
the driveway. They knocked on the door, and Alice Skov let them
in and told them that Bell had gone for a haircut. Alexander
explained why they had come and asked to use the bathroom. While
defendant continued to speak to Skov, Alexander used the
bathroom, and while returning, noticed a change purse on top of a
television set. Recalling that defendant had stated that the car
was low on gas, Alexander stole ten to fifteen dollars from the
purse. According to a version of the visit that defendant gave
to police after his arrest for murder, Alexander actually took
around $350.
Alexander testified that defendant had overheard a telephone
conversation between Alexander and her cousin after the second
visit to the Skov home, during which Alexander had discussed a
safe in Skov's house that contained a large amount of cash.
Alexander further testified that she subsequently had overheard
defendant having a conversation with three other friends in the
kitchen of Alexander's Bangor apartment regarding "getting money
in New Jersey." Alexander also related that defendant made
efforts at that time to acquire a gun. Specifically, she stated
that she and defendant had stopped at a gas station in East
Bangor that also operated as a bar and gun shop. Once inside,
defendant began pointing out guns on display and asked Alexander
to get a price on a particular model.
Two other witnesses testified regarding defendant's interest
at that time in "money in New Jersey" and in obtaining a gun.
One witness, Robert Lohman, whom defendant later falsely
implicated in the murders, testified that he had had a
conversation with defendant in the kitchen of the Bangor
apartment during which defendant stated that "he needed a gun to
do a job in Jersey with easy money." When Lohman replied that he
was not interested, the conversation ended. Another witness,
Jeffrey Lambert, testified that he had overheard defendant and
Alexander talking about a safe in New Jersey, containing
approximately $40,000, while Lambert, Lohman, and another man
were in the process of helping defendant, Alexander, and
Alexander's children move to the home of Alexander's parents,
Violet and Stephen Krouch.
Defendant and Alexander moved in with the Krouches on
October 4, 1990. On October 9, the day before the murders,
defendant traveled to a Pontiac automobile dealership in Wind
Gap, Pennsylvania. A salesperson from the dealership testified
that defendant had shown interest in a new car on the lot and had
taken the car for a test drive. Defendant had stated that his
Pontiac Fiero was available as a trade-in. The salesperson
informed defendant that the cost of the new vehicle would be
approximately $17,800. Defendant and the salesperson filled out
a loan application, which the salesperson then forwarded for
approval. Defendant returned to the dealership with Alexander
late in the afternoon and learned that the lender had rejected
defendant's loan application. After discussing other loan
alternatives with the salesperson, defendant stated that he
either would make alternative loan arrangements or simply come
back the next day and pay for the car in cash.
According to the State's evidence, defendant and Alexander
returned to the Krouches' home after leaving the dealership.
Violet and Stephen Krouch went to the store with Alexander's
daughter, and Alexander went down to the basement to do laundry.
According to Alexander, defendant came down to the basement,
pointed a "long gun" at her, and said "stick 'em up." Alexander
recognized the gun as her father's rifle and told defendant to
put the rifle back. The rifle was kept in the closet in Stephen
and Violet Krouch's room. Stephen Krouch testified that he had
told defendant about the rifle after Krouch had been informed
that defendant was beating Alexander.
Later that evening, defendant and Alexander went to the
neighborhood in Bangor in which they previously had lived to
visit a former neighbor. Defendant encountered Jeffrey Lambert
in the street and stated that he wanted to visit David Bittner, a
mutual friend in the neighborhood. On reaching Bittner's
apartment, defendant told Bittner that he wanted to talk to him
privately, whereupon defendant and Bittner went into Bittner's
bedroom. Defendant asked Bittner where defendant could get a gun
because he wanted to commit a burglary "in the country" in New
Jersey involving "a lot" of money. According to his testimony,
Bittner told defendant that "he was crazy" and believed that he
had defendant "talked out of it."
Defendant and Alexander next went to the Sportsman's bar, a
pub that they frequented in Bangor. Inside, they encountered a
friend of Alexander, Tina Meixsell, and her boyfriend, David
Runyon. According to Runyon, defendant asked him if they could
step outside and talk. Defendant then inquired whether Runyon
could get defendant a gun, and said that he would be willing to
pay Runyon $2,000 for it. Defendant stated that he wanted the
gun that night for use the following day, and would be able to
pay Runyon the following day "after he pulled off the * * *
scam." When asked to describe the so-called "scam," Runyon
testified that defendant had said "there was a large amount of
cash in a safe that was left open" at the home of a relative of
Coleen Alexander "down in New Jersey somewhere." Defendant
stated that he needed the gun "for protection in case, just in
case of an emergency, in case something happened." Enticed by
the offer, Runyon took defendant's phone number and called
defendant at approximately 7:30 the next morning, asking if the
offer was still good. Defendant told Runyon that he would call
him back. Runyon asked if defendant needed a ride or other
assistance, and defendant replied that he did not.
B. The Events Surrounding the Murders
The murders occurred on October 10. After getting
Alexander's children up and off to school, Violet Krouch told
defendant that he had a phone call. Both Krouch and Alexander
testified that defendant had stated that the call was from "Dave"
(presumably David Runyon), and that Dave wanted to meet defendant
and Alexander for breakfast, but that defendant declined because
he did not have the money. Defendant then told Alexander, who
had gone back to bed, to get up and get ready. Violet Krouch
testified that the couple left at 10:15 a.m., purportedly to go
to Bethlehem, Pennsylvania, so that defendant could get a drug
test for prospective employment at Grand Central Sanitation, a
carting company.
Alexander's testimony changed three times at trial
concerning when she had become aware of the criminal purpose of
the trip and that defendant had taken her father's rifle. At
first, she testified that she too had thought that the couple was
going to Bethlehem for a drug test, and had learned of the real
purpose and the rifle only after she and defendant were in
defendant's car on the way to the Skov home in Oxford. However,
when Alexander resumed her direct testimony the following day,
she stated that she had learned that the couple was "going to
Oxford for money" after defendant took the early-morning phone
call from David Runyon. However, Alexander maintained that she
had learned about the rifle's presence in the car only after the
couple was on the way to Oxford, when she discovered it behind
the driver's seat of defendant's car wrapped in a gray and black
striped dress shirt that belonged to defendant. Finally, after
Alexander had finished her testimony, the State recalled her to
the stand because she had informed the prosecutor that she
remembered additional details. She then testified that defendant
told her of the true purpose of the trip on the morning of the
crime, after which he had directed her to get her father's rifle
from her bedroom closet, where Alexander found it wrapped in the
striped shirt. She handed defendant the rifle before they left
the house.
On reaching the Skov home, the couple saw John Bell's truck
in the driveway. Alexander testified that she had implored
defendant to "just turn around and go home," but he had refused.
They pulled in behind Bell's truck and knocked at the back door.
John Bell was in the kitchen making breakfast, and told Alexander
and defendant to come in. They proceeded into the day room to
visit with Alice Skov. After going back to the kitchen to make
instant coffee, they resumed their conversation with Skov in the
day room. Approximately ten minutes later, defendant stated that
he felt sick and that he needed to step outside. Alexander
followed defendant out of the house through the kitchen entrance,
passing John Bell who was sitting in a chair in the dining room
reading a book. Once outside, the couple sat by defendant's car
and smoked cigarettes. Alexander again pleaded for defendant to
leave. He responded, "You ruined it for me," apparently
referring to her having followed him outside. Defendant
instructed Alexander to "shut up and get back in there before I
leave you lay alongside the road."
The pair then went back into the house, through the kitchen
and past Bell, who was still reading in the dining room. They
again entered the day room and talked to Alice Skov. Alexander
went into the living room, adjacent to the day room, and began
playing the organ. When defendant joined her, she again asked
that they leave. Defendant replied, "no," and the pair went back
into the day room to talk with Skov. Again, defendant stated
that he did not feel well and needed to get some air. Alexander
shook her head at him, but defendant returned that gesture with
"a nasty look" and proceeded outside.
According to Alexander, after ten minutes had passed, she
heard a gunshot. Alice Skov stated, "oh, my goodness, Uncle John
must have killed a squirrel." Defendant then entered the day
room and stated, "it's dead all right." He left the room for a
few minutes and then returned, telling Alexander that she could
go outside for a few minutes and smoke a cigarette while he
continued to talk with Alice Skov. Apparently, that direction
was intended to give Alexander an opportunity to search for cash
in the Skov house, which she knew well.
Alexander testified that when she walked into the dining
room, she saw John Bell lying in a pool of blood on the kitchen
floor. Alexander stated that she had been scared and unsure of
what to do, and had sat on the steps leading to the upstairs
portion of the house for several minutes. Alexander then
returned to the day room where Skov and defendant were located.
Defendant left the room and Alexander sat on the floor. Skov was
in her rocking chair. According to Alexander, defendant returned
with the rifle, stated, "this is the gun Uncle John used to kill
the squirrel," and pointed the rifle at Skov, who told him to put
it down. Defendant fired a shot that grazed the top of Skov's
head, causing a fracture, and then lodged in a wall behind Skov.
Alexander got up to leave, but defendant came over to her and
pulled her to his side with his left hand around her shoulder.
Defendant then fired the rifle a second time from approximately
the same position that he had fired the first shot. The second
bullet entered the top rear portion of Skov's head and exited
through her mouth, knocking out a tooth that landed in Skov's
lap.
Alexander testified that she then broke away from defendant
and went through the kitchen and out the door, with defendant
instructing her to make sure that she stepped over the blood.
Initially, Alexander testified that defendant had come out a few
minutes later carrying the rifle wrapped in the striped shirt.
However, when Alexander later returned to the witness stand, she
testified that defendant had handed her the rifle as she headed
out the door and that she had taken the rifle out to the car.
Alexander recalled that after defendant started the car, he
said "oh, my gosh," and then explained that he had left behind
the scissors with which he had stabbed John Bell. Defendant
stated that Bell had been "hard to kill[]." Alexander testified
that she said to defendant, "Why?" apparently referring to the
reason for the whole episode, and that defendant had replied that
he had killed Alice Skov because she would have been able to
identify who had killed John Bell. He then warned Alexander that
if she persisted in asking questions, he would leave her
"alongside of the road and go after [her] kids and [her] family."
During the ride back to Pen Argyl, Pennsylvania, defendant
handed Bell's truck keys and wallet to Alexander, who threw them
out the car window into a wooded area. Defendant netted
approximately $300 from the crime.
C. The Aftermath of the Murders
Defendant and Alexander returned to the Krouches' home
around noon. Violet Krouch informed defendant that an employee
of the car dealership had called and wanted defendant to call
back when he returned home. Defendant stated that he was going
out to McDonald's and would stop by the dealership on his way.
Violet Krouch testified that defendant had later returned with a
bag of food from McDonald's and spent the afternoon installing a
radio in his car. Defendant informed Krouch that he had gone to
a Radio Shack in Bangor because he was having trouble with the
installation.
The State produced witnesses who corroborated that account.
An assistant manager from McDonald's testified that Brown, who
had just started working for the restaurant, had come there that
afternoon and had seemed depressed, a departure from his usually
upbeat personality. He mumbled that "a family tragedy" had
occurred. In addition, the State produced an employee from the
Radio Shack store who testified that defendant had purchased a
$170 car stereo that afternoon and had returned later because he
was having difficulty with the installation. Finally, the
salesperson from the car dealership testified that he had called
the Krouch residence that morning and had left a message for
defendant to call back the dealership.
The following night, October 11, defendant went out with
Robert Lohman and another acquaintance. According to Lohman,
defendant appeared to be uneasy while the three were outdoors
drinking beer, at one point peering into the surrounding woods
with a flashlight. Defendant then showed Lohman a passport and
asked him if he wanted to go to Canada to look for "a new
atmosphere." Lohman declined the offer.
Police discovered the bodies of Alice Skov and John Bell on
October 11. Their first contact with defendant, Coleen
Alexander, and the Krouches occurred the following evening, on
October 12, when officers from the Warren County Prosecutor's
Office went to the Krouch home and informed them of the murders.
The officers briefly questioned the group and were told by
defendant and Alexander that they had visited the Skov home
approximately two weeks before. The police asked if defendant
and Alexander would submit to fingerprinting so that police could
eliminate their prints if they were found at the scene.
Defendant and Alexander agreed and were fingerprinted at the
local police station. The police also requested that they go to
the Warren County Prosecutor's Office to make statements.
Defendant and Alexander asked to go in the following morning
because Violet Krouch had seemed too upset to put Alexander's
children to bed.
The following morning, October 13, Stephen Krouch drove his
wife, defendant, Alexander, and her two children to the Warren
County Prosecutor's Office. Alexander gave police a statement
claiming that on October 10, the day of the murders, she and
defendant had gone to Bethlehem for defendant's drug test.
Alexander testified at trial that that was the alibi that
defendant had instructed her to offer. Alexander also told
police that she and defendant had been to the Skov house together
on only one occasion. She left the Prosecutor's office at
approximately 3:00 that afternoon.
In the meantime, defendant had given police a statement
offering the same alibi. He subsequently agreed to take a
polygraph test administered by officers from the State Police.
The test involved a sequence of interviews, during which one of
the detectives took copious notes. The detective testified about
the contents of the interviews, although the jury was not
informed that the interviews had occurred during a polygraph
test. In the course of those interviews defendant revised his
claim that he had been at the Skov home only once before, and
admitted to a subsequent visit during which Alexander had stolen
money. The detective informed defendant that he had been seen at
the Skov home in the past week. He then suggested a scenario in
which defendant and Alexander had gone to the house and a
struggle had ensued with John Bell, perhaps even after Bell had
threatened defendant with a BB gun that Bell owned. Defendant
neither denied nor agreed with the detective's suggestions.
In the early evening, after the interview had been
proceeding for approximately five to six hours, both detectives
were out of the room discussing whether Alexander should be
brought back to the office for further questioning. When one of
the detectives reentered the room, defendant was crying "pretty
hard." Defendant then "confessed" to the detectives that he had
in fact been involved in the crime along with Robert Lohman, his
acquaintance from Bangor, Pennsylvania. Defendant's general
version of the crime, as told to detectives in that interview, a
subsequent videotaped statement to police, and a tape-recorded
conversation with the Krouches at the Prosecutor's office, was
that Lohman had overheard defendant and Coleen Alexander at the
Sportsman's bar discussing the money in the Skov house. Lohman
allegedly approached defendant and demanded that defendant help
him steal the money or Lohman would harm the Krouches, Alexander,
and her children. Defendant claimed that that threat had
compelled him to help Lohman. Defendant's version of the crime
was that he drove Lohman to the Skov house, but that Lohman did
the shooting and stealing. Although defendant's original account
placed him outside the house while Lohman committed the murders
inside, defendant eventually admitted to having witnessed the
shooting of John Bell. Indeed, the State used defendant's
detailed description of Lohman's purported shooting of Bell as
evidence that defendant was personally familiar with the
circumstances of that shooting, including the manner in which
Bell fell and the gunshot wound that he suffered.
Following defendant's confession, the police resumed the
questioning of Coleen Alexander. Realizing that her original
alibi no longer was credible, Alexander told police that she had
left the house with defendant on the morning of the murder but
that he had dropped her off at the home of Sheri Manger, a friend
in the Bangor area. Alexander testified at trial that she had
tendered that alibi because she knew from the Krouches that it
was consistent with statements defendant had made concerning her
whereabouts. While police were at the Krouch home, they asked
whether the Krouches owned a gun. Stephen Krouch showed them the
.22 caliber rifle that he kept in his bedroom closet. Officers
briefly examined it and returned it to Krouch. They did,
however, retain .22 caliber bullets that they found in the
bedroom that Alexander and defendant shared.
Robert Lohman, the man implicated by defendant, was arrested
in the early morning hours of Sunday, October 14. Police
confiscated a holstered .22 caliber handgun, which defendant had
described as the murder weapon. The following day, however, when
officers visited defendant at the Warren County Jail to interview
him further, defendant told the officers that the statement he
had given was not true and that he wanted a lawyer before he
would speak to them.
Apparently, defendant had decided to pursue other
strategies. From defendant's arrest on October 13, defendant and
Alexander were in constant communication by telephone as
Alexander attempted to establish different alibis. On or about
Wednesday, October 17, one week after the murders, Coleen
Alexander travelled to the drug-test laboratory in Bethlehem and
unsuccessfully attempted to obtain documentation stating that she
and defendant had been to the laboratory on the day of the
murders. In addition, she forged a letter purporting to be from
an acquaintance of David Runyon that implied that Runyon had been
involved in the Skov and Bell murders; she told an acquaintance
that Robert Lohman had committed the murders; and she maintained
defendant's innocence in repeated conversations with his mother.
Police received the ballistics report on Robert Lohman's gun
on November 1 and learned that it was not the murder weapon.
They immediately went to the Krouch home and retrieved Stephen
Krouch's .22 caliber rifle, as well as the T-shirt and stone-washed jeans that defendant had worn on the day of the murders.
Alexander had already washed the shirt.
On November 8, members of the State Police interviewed
Alexander at the Prosecutor's Office regarding her activities on
the day of the murder. She "started out" with the alibi
regarding the drug-test visit in Bethlehem, and then offered
"numerous" alternative alibis. According to Alexander, "then
after I couldn't deal with any more lies I came forth and told
the truth. Bits and pieces of the truth in which I had at that
time wanted them to know. * * * That [defendant] is the one who
shot and killed both my aunt and uncle and stabbed my uncle."
She also told the police that she had been at the scene.
Following the interview, the police arrested Alexander.
After her incarceration, Alexander continued to communicate
with defendant by letter through the in-house prison mail system.
Because defendant and Alexander knew that such letters were read
by prison officials, the pair used code words to communicate.
From the witness stand, Alexander read several of the letters
that defendant had written to her and explained their meaning. A
main theme of the letters, besides protestations of love and
devotion, was that defendant wanted Alexander to assume
responsibility for the murders so that defendant could gain his
release, obtain Alexander's release with bail money from loan
sharks that he knew in Trenton, and then flee with Alexander and
her children.
In addition, the State introduced statements made to police
by two inmates, Michael Merlo and Peter Lesando, which recounted
conversations that each had had with defendant around the time of
Alexander's arrest. In those conversations, defendant allegedly
stated that he had shot John Bell because the situation in the
house had become "agitated" when defendant learned that the safe
had been plastered over. Defendant purportedly told Merlo and
Lesando that he had shot Alice Skov as she sat in her rocking
chair, missing with the first shot and hitting her in the head
with the second. Defendant allegedly stated that Coleen
Alexander had stabbed John Bell, and noted as well that she had
once stabbed her husband. Defendant also explained that because
he did not know the location of the bullets for Alexander's
father's rifle, she had obtained them from her parent's bedroom.
Merlo reported that defendant had a notebook with information
written in it, but the police found no such notebook in a search
of defendant's cell. At trial, both Lesando and Merlo claimed
that they could not recall having made such statements or having
had such conversations with defendant. Following evidentiary
hearings, the trial court determined that both were feigning
their lack of recall, and permitted the State to introduce the
statements as substantive evidence under the hearsay exception
for prior inconsistent statements.
On May 16, 1991, a Warren County grand jury returned a
seventeen-count indictment charging both defendant and Coleen
Alexander with murder in the deaths of John Bell and Alice Skov,
alleging that both had purposely or knowingly killed Bell and
Skov by their own conduct. The indictment also charged the pair
with purposeful or knowing murder in the deaths of Bell and Skov,
based on allegations that defendant "and/or" Alexander had
purposely or knowingly killed or inflicted serious bodily injury
on Bell and Skov while acting in the capacity of an accomplice or
co-conspirator. Other counts charged defendant and Alexander
with felony murder, two types of first-degree armed robbery,
possession of the rifle for an unlawful purpose, possession of
the scissors for an unlawful purpose, third-degree unlawful
possession of the rifle, fourth-degree unlawful possession of the
scissors, and conspiracy to commit first-degree murder and first-degree robbery.
The Warren County Prosecutor's Office supplied defendant's
attorneys with a notice of aggravating factors on June 14, 1991.
The notice set forth two factors that the State intended to prove
with regard to the murder charges in the indictment: (1) that
the murder had been committed to escape detection for another
"robbery and/or murder," N.J.S.A. 2C:11-3c(4)(f), and (2) that
the murder had been committed in the course of the commission of
another felony, N.J.S.A. 2C:11-3c(4)(g).
In the summer of 1992 Coleen Alexander entered into a plea
agreement with the Warren County Prosecutor's Office. She agreed
to plead guilty to two counts of felony murder, two counts of
robbery, and one count of conspiracy to commit robbery. She also
agreed to give interviews to the Prosecutor's office and to
testify truthfully against defendant at trial. In return, the
State agree to recommend a sentence of thirty years without
parole and to dismiss the remaining charges. Alexander entered a
plea in accordance with the agreement on July 2, 1992, and the
court sentenced her to the recommended term on August 14, 1992.
Jury selection for defendant's trial began on November 2,
1992, and ended on November 18, encompassing nine days during
that period. The nineteen-day guilt-phase trial began on
December 1, 1992, and concluded on January 8, 1993, with the
State presenting thirty-three witnesses and defendant presenting
eight. After deliberating approximately eleven hours, the jury
convicted defendant of the purposeful and knowing murders of
Alice Skov and John Bell, and unanimously determined beyond a
reasonable doubt that defendant had purposely and knowingly
caused the deaths of Skov and Bell by his own conduct. In
addition, the jury convicted defendant on the felony-murder,
conspiracy, armed-robbery counts, and the weapons-possession
counts concerning the .22 caliber rifle. It acquitted defendant
of the weapons-possession counts regarding the scissors.
Defendant presented three motions prior to the penalty-phase
trial. First, he requested that the court set aside the jury's
finding that he had committed the murders by his own conduct.
The court denied the motion, determining that sufficient evidence
existed to support the jury's determination that defendant had
killed by his own conduct. Defendant next requested that the
court empanel a new jury for the penalty phase, pursuant to
N.J.S.A. 2C:11-3c(1), claiming that certain evidence presented at
the guilt phase would be inadmissible and prejudicial in the
penalty phase, including testimony that defendant had threatened
and assaulted Alexander, photographs of the victims' bodies,
testimony regarding the age and physical frailties of Skov, and
testimony that defendant and Alexander had referred to themselves
as "Bonnie and Clyde." The court denied defendant's motion,
determining that the evidence either was admissible to prove the
aggravating factors alleged or that its admission in the guilt
phase did not compel the empaneling of a new penalty-phase jury.
Finally, defendant made several arguments regarding the
aggravating factors. Generally, those arguments were based on
the failure of the notice of aggravating factors to specify the
murder to which each factor applied or the underlying felony on
which each factor was based. Defendant also claimed that the
factors constituted improper double-counting of the evidence.
The court determined that the notice was not misleading regarding
the murders and underlying offenses to which the factors applied,
and that basing both factors on the same events was permissible
provided the jury received an appropriate instruction regarding
the weighing of the evidence in accordance with State v. Bey,
112 N.J. 123, 174-77 (1988) (Bey II).
The penalty-phase proceeding spanned three days, January 12
through January 14. The State moved to admit its evidence from
the guilt phase into the penalty phase and presented no new
evidence. Defendant presented five witnesses and gave a brief
statement in allocution. Jury deliberations took place primarily
during the entire second day of the proceeding. On the morning
of January 14, the jury returned a verdict in which it
unanimously found beyond a reasonable doubt that in regard to the
murder of Alice Skov the State had proved the existence of both
aggravating factors, that each factor outweighed the mitigating
factors, and that both factors outweighed the mitigating factors.
Regarding the murder of John Bell, the jury unanimously found
beyond a reasonable doubt the existence of only the c(4)(g)
aggravating factor, that the murder had been committed while
defendant was committing another offense. The jury decided that
after due deliberation it could not agree on punishment, an
option offered on the verdict sheet.
In accordance with the jury's verdict, the court sentenced
defendant to death for the murder of Alice Skov. After
conducting a separate sentencing proceeding on April 13, 1993,
concerning defendant's other convictions, the court sentenced
defendant to a consecutive term of life imprisonment with a
thirty-year period of parole ineligibility for the purposeful or
knowing murder of John Bell. On the remaining counts, the court
merged the felony-murder counts into the respective murder
convictions, merged the armed-robbery counts into the felony-murder counts, and merged the weapons-possession offenses into
the armed-robbery counts.
Defendant appealed his conviction and death sentence to this
Court, pursuant to N.J.S.A. 2C:11-3e. Defendant advances
numerous contentions on appeal, some of which relate solely to
his death sentence, others of which relate to his convictions as
well, and one focussing on his sentence of imprisonment. The
State cross-appeals, contending that merger of certain
convictions was improper. Defendant concedes the State's claim.
We affirm defendant's convictions, concluding that the
alleged errors either did not constitute error or were harmless.
We vacate defendant's death sentence because the trial court did
not instruct the jury that it had the option of returning a non-unanimous verdict on the question whether defendant had committed
the murders by his own conduct. Although we affirm defendant's
prison sentence for the murder of John Bell, we remand the matter
for resentencing in view of our decision vacating the death
sentence and the court's improper merger of defendant's other
convictions. We note that the State may again seek the death
penalty for the murder of Alice Skov by retrying defendant on
that charge.
only whether it unanimously found beyond a reasonable doubt that
defendant had committed the murders by his own conduct, informing
the jury that a non-unanimous verdict on that issue was
acceptable and would not affect the murder conviction. Defendant
asserts that an affirmative determination of that question would
result in a penalty-phase hearing, and a negative determination,
which encompasses a non-unanimous verdict, would result in the
imposition of a sentence of thirty years to life imprisonment
with a mandatory thirty-year term for each murder.
element of crime); accord State v. Moore,
113 N.J. 239, 300
(1988) (Moore (Marie)); State v. Koedatich,
112 N.J. 225, 338-40
(1988) (distinguishing between own-conduct finding and elements
of purposeful or knowing murder in concluding that failure of
jury to make own-conduct finding was harmless error), cert.
denied,
488 U.S. 1017,
109 S. Ct. 813,
102 L. Ed. 803 (1989). We
described the requirements of the own-conduct finding as follows:
"The relevant inquiry is whether or not the defendant actively
and directly participated in the homicidal act, i.e., in the
infliction of the injuries from which the victim died. The
critical elements are that [the] defendant in fact acted, and the
immediacy of his conduct to the victim's demise." Gerald, supra,
113 N.J. at 97.
In Moore (Marie), supra, we explained that "to satisfy the
'own conduct' requirement, the State had to prove beyond a
reasonable doubt that defendant's conduct was the direct and
immediate cause of death." 113 N.J. at 299 (emphasis added)
(emphasis omitted). We perceive the requirement of proof beyond
a reasonable doubt as practically, if not theoretically,
synonymous with the requirement of unanimity. In the context of
the State's burden to prove aggravating factors beyond a
reasonable doubt, see N.J.S.A. 2C:11-3c(2)(a), we observed in Bey
II, supra: "Although the Act does not expressly require the jury
to be unanimous in finding the existence of an aggravating factor
or factors, the lack of unanimity suggests that the factor has
not been established beyond a reasonable doubt * * * ." 112 N.J.
at 159. See also R. 1:8-9 ("The verdict shall be unanimous in
all criminal actions * * * .") Thus, we now conclude that
inherent in the requirement that the State prove the own-conduct
criterion beyond a reasonable doubt is the reciprocal requirement
that a jury unanimously agree that the State has met that burden.
apparent throughout death-penalty legislation and jurisprudence,
and perhaps is most clearly reflected in the recognition that
non-unanimous findings should be given legal effect when those
findings weigh in favor of the imposition of a life sentence.
"The unanimity requirement extends only to verdicts adverse to
the defendant, and the Legislature may provide for the return of
a verdict favorable to the defendant on less than unanimity."
Bey II, supra, 112 N.J. at 159.
Indeed, in some circumstances, recognition of the principle
of nonunanimity is constitutionally required. The United States
Supreme Court has determined that unanimity requirements
concerning findings of mitigating factors in death-penalty
proceedings violate the Eighth Amendment of the United States
Constitution. See McKoy v. North Carolina,
494 U.S. 433,
110 S.
Ct. 1227,
108 L. Ed.2d 369 (1990); Mills v. Maryland,
486 U.S. 367,
108 S. Ct. 1860,
100 L. Ed.2d 384 (1988). Justice
Blackmun, concurring in McKoy, supra, noted that the requirement
in federal cases of jury unanimity on certain preliminary factual
issues supported the requirement in capital cases of jury
unanimity on findings that weighed against the defendant, such as
findings of aggravating factors. 494 U.S. at 449 n.5, 110 S. Ct.
at 1237 n.5, 108 L. Ed.
2d at 385 n.5 (Blackmun, J., concurring).
However, as Justice Blackmun pointed out, the principle advanced
in those federal cases did not apply to support a requirement of
unanimity in regard to jury findings favoring a defendant:
[That] principle is a protection for the
defendant * * * ; its premise is that
"[r]equiring the vote of twelve jurors to
convict a defendant does little to insure
that his right to a unanimous verdict is
protected unless this prerequisite of jury
consensus as to the defendant's course of
action is also required." [United States v.
Gipson,
553 F.2d 453, 458 (5th Cir. 1977)].
There is no analogous principle requiring
that jurors voting to acquit must agree upon
the basis for their reasonable doubt.
[Ibid. (second alteration in original).]
In addition to the constitutional requirement that jurors be
permitted to consider mitigating factors even when those factors
are not unanimously found by the jury, numerous state death-penalty statutes, including our own, require the trial court to
impose a life sentence if the jury is unable to render a
unanimous final verdict at the penalty phase. See, e.g., Ark.
Code Ann. § 5-4-603(c) (Michie 1993); Colo. Rev. Stat. Ann. §
16-11-802(2)(d) (West Supp. 1994); Ga. Code Ann. § 17-10-31.1(c)
(Michie Supp. 1994); N.H. Rev. Stat. Ann. § 630:5.IX (Supp.
1993); N.J.S.A. 2C:11-3c(3)(c); N.M. Rev. Stat. Ann. § 31-20A-3
(Michie 1994); N.C. Gen. Stat. § 15A-2000(b) (Supp. 1994); Ohio
Rev. Code Ann. § 2929.03(D)(2) (Anderson 1993); Okla. Stat. tit.
21, § 701.11 (Supp. 1995); 42 Pa. Cons. Stat. Ann. §
9711(c)(1)(v) (1982); S.C. Code Ann. § 16-3-20(C) (Law. Co-op.
Supp. 1993); Tenn. Code Ann. § 39-13-204(h) (Supp. 1994); Tex.
Crim. Proc. Code Ann. art. 37.071, sec. 2(g) (West Supp. 1995);
Utah Code Ann. § 76-3-207(4) (Supp. 1994); Va. Code Ann. § 19.2-264.4E (Michie 1990); Wash. Rev. Code Ann. § 10.95.080(2) (West
1990); Wyo. Stat. § 6-2-102(e) (Supp. 1994). That procedure
departs from the customary practice in criminal trials that a
hung jury results in a mistrial, after which the State has the
option of instituting new proceedings against the defendant. See
N.J.S.A. 2A:80-3; McKoy, supra, 494 U.S. at 449 n.4, 110 S. Ct.
at 1237 n.4, 108 L. Ed.
2d at 385 n.4; State v. Hunt,
115 N.J. 330, 382-83 (1989).
Furthermore, in 1985 the Legislature amended the death-penalty statute to require the court in a penalty-phase
proceeding expressly to inform the jury that its failure to reach
a unanimous verdict will result in the imposition of a life
sentence. See L. 1985, c. 178 (codified at N.J.S.A. 2C:11-3f).
In State v. Ramseur,
106 N.J. 123 (1987), we discussed that
statutory requirement in the context of supplemental instructions
that the trial court had given to the jury after the jury had
indicated it could not reach a unanimous verdict on the penalty.
We concluded that the court's supplemental instructions had
coerced the jury, as prohibited by our decision in State v.
Czachor,
82 N.J. 392 (1980), and improperly had stressed the need
to reach a unanimous verdict rather than the need to deliberate
with a view toward reaching a verdict. Ramseur, supra, 106 N.J.
at 306 n.74; see also Hunt, supra, 115 N.J. at 384 ("[T]he
purpose of deliberations in the penalty phase is not to reach
agreement but to deliberate."). Most significantly, we
determined that constitutional considerations, the mandate of
N.J.S.A. 2C:11-3f, and our decision in Czachor required the court
to remind jurors in supplemental instructions that they are "free
to exercise[] their statutory option to return a final, non-unanimous verdict resulting in imprisonment if, after a
reasonable period of deliberations, they are unable to agree."
Ramseur, supra, 106 N.J. at 312.
We note that other state courts have recognized the
propriety of such an instruction even in the absence of an
express statutory authorization. See, e.g., Whalen v. State,
492 A.2d 552, 562 (Del. 1985) (concluding that instructions that
failed clearly to inform jury of effect of non-unanimous option
prejudiced defendant); State v. Loyd,
459 So.2d 498, 502-03 (La.
1984) (holding that failure to instruct jury at its request about
consequences of nonunanimity was reversible error); Commonwealth
v. Baker,
511 A.2d 777, 789 n.8 (Pa. 1986) (noting potential for
defense counsel to request special instruction to deadlocked jury
informing them of option of non-unanimous verdict); State v.
Jeffries,
717 P.2d 722, 736 (Wash.) (upholding instruction that
informed jury that inability to agree on death sentence or
unanimous agreement against death sentence would result in life
sentence), cert. denied,
479 U.S. 922,
107 S. Ct. 328,
93 L. Ed.2d 301 (1986).
unanimous decision that defendant had committed the homicides "by
his own conduct" was a permissible final verdict that would
result in the imposition of at least a thirty-year mandatory
prison term on each murder. Second, the court's instruction
suggested to the jury that if it could not unanimously agree
beyond a reasonable doubt that defendant had committed the murder
by his own conduct, it instead had to find unanimously and beyond
a reasonable doubt that defendant had committed the murder as an
accomplice or co-conspirator.
At an early stage in the trial court's original charge on
the murder counts, the court informed the jury that "the only
type of murder eligible for the death penalty is purposeful or
knowing murder by his own conduct as is alleged in counts one and
two of the indictment." The court also informed the jury that
"an accomplice who does not take part in the infliction of fatal
wounds is not subject to the death penalty." In addition, at
that stage of the original instruction, the court referred to the
verdict sheet and informed the jury that it would have to
determine whether defendant had committed the murder by his own
conduct or as an accomplice:
There will be a verdict sheet that
you'll have, all of you, when you deliberate
and the verdict sheet will have places for
you to answer one or both of these questions.
With respect to the first question, before you may conclude that the defendant committed the murder by his own conduct, you must be convinced of this fact beyond a reasonable doubt. If you have a reasonable doubt as to whether the killing was by his own conduct but you're satisfied beyond a
reasonable doubt that he was an accomplice,
then you should indicate that he was an
accomplice.
The trial court made no additional references to death
eligibility in its original charge.
After completing its instructions on the substantive
offenses, the trial court instructed the jury concerning certain
general principles, including the significance of expert opinion
and defendant's constitutional right to remain silent. The trial
court then instructed the jury on the requirement of unanimity:
"Now since this is a criminal case, your verdict must be
unanimous, all 12 jurors deliberating must agree."
Immediately following that instruction, the trial court,
referring to the verdict sheet, instructed the jury about the
possible verdicts it could return on the murder charges:
The possible verdicts are as follows:
On the charge of murder of Alice Skov, your
verdict can either be not guilty or guilty.
On the charge of murder of John Donald Bell,
your verdict can be either not guilty of
murder or guilty of murder.
Now if you find Bobby Lee Brown guilty
of murder of Alice Skov you are going to have
to check a box, one box, you'll have to
determine whether or not he purposely or
knowingly caused her death or purposely or
knowingly caused serious bodily injury
resulting in her death. Same thing with John
Donald Bell, if you found -- if you find Mr.
Brown guilty of murder of John Donald Bell,
you'll have to answer the question did he
purposely or knowingly cause death, or
purposely or knowingly cause serious bodily
injury resulting in death.
Now if you find Bobby Lee Brown gui