SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Charles E. Reddish, Jr. (A-47-2002)
Argued October 8, 2003 Decided November 10, 2004
ZAZZALI, J., writing for the Court.
Charles E. Reddish, Jr., appeals a jury verdict of guilty on the charge
of capital murder and the imposition of a death sentence.
Reddish lived and worked in an apartment building located in Cherry Hill, New
Jersey, during the relevant period of 1991. The victim, Dede Rosenthal lived in
the same apartment complex. Sometime during the night of Friday, February 22, 1991,
an elderly downstairs neighbor of Rosenthals heard a loud thump emanating from Rosenthals
apartment. The neighbor also heard Rosenthals patio door open and close.
Rosenthal did not report to work the following Monday or Tuesday. Two of
her coworkers became concerned and contacted police on Wednesday, February 27, 1991. Police
officers went to Rosenthals apartment to investigate. They noticed newspapers accumulated outside the
unlocked front door of the apartment. Upon entering the unit, the officers observed
that the apartment was neat and showed no sign of a struggle or
forced entry. Rosenthals bed was made, and her closets were orderly and full
of clothes. Her personal belongings, including an appointment book and her car keys,
were still in the apartment. Officers noticed no unusual odors or smells. Rosenthals
car, containing her briefcase and topcoat, was still in the parking lot.
As part of the investigation, police interviewed employees of the apartment complex, including
John Bristol, who Rosenthal had been dating, and Reddish. Bristol told police he
had last spoken with Rosenthal by phone at approximately 10:00 p.m. on Friday,
February 22, 1991. Reddish denied having any knowledge of Rosenthals whereabouts. Further efforts
to locate Rosenthal proved unsuccessful. Nobody had heard from or seen Rosenthal since
February 22, 1991.
On October 6, 1995, more than four years after Dede Rosenthal disappeared, Reddish
was arrested for the murder of his girlfriend, Rebecca Wertz. Detectives investigating Rosenthals
disappearance learned of the arrest and interviewed Reddish in the Burlington County Prosecutors
Office on December 11. After waiving his
Miranda rights, Reddish provided a lengthy
tape-recorded statement admitting that he had killed Rosenthal and disposed of her body
in Salem County. Later in the evening, Reddish called a local newspaper reporter
and, in a tape-recorded interview, Reddish again admitted to killing Rosenthal.
In March 1997, Reddish was indicted for murder, felony murder, robbery, burglary, and
hindering apprehension in connection with Rosenthals death. Reddish successfully moved for the dismissal
of all charges except the murder charge as barred by the statute of
limitations.
Reddish faced trial for the murder of Wertz and was found guilty. After
that proceeding, Reddish was reindicted for the murder of Rosenthal. The State served
a notice of three aggravating factors under the death penalty statute that Reddish
had been convicted of another murder (Wertz); that the murder of Rosenthal was
committed in the course of a felony; and that Reddish killed Rosenthal to
escape detection.
Defense counsel, consistent with Reddishs request but against counsels advice, submitted a timely
motion to dismiss counsel and to substitute Reddish as pro se counsel. The
trial court denied Reddishs motion to appear pro se, reasoning that Reddishs waiver
of the assistance of counsel was not knowing and voluntary. The trial court
reasoned that Reddish did not understand the danger of making statements before the
jury during the course of representing himself that might result in an inadvertent
waiver of his Fifth Amendment right to remain silent.
At Reddishs guilt-phase trial, his statements to police detectives and the newspaper reporter
formed the bulk of the States case. The State also presented evidence to
corroborate the trustworthiness of those statements. From that evidence, a jury could have
found the following facts.
Reddish lived with his girlfriend, Rebecca Wertz, in the same building as Rosenthal.
On the night of Rosenthals disappearance, Reddish used a substantial amount of cocaine.
Sometime after 2:00 a.m., Reddish used a key he possessed by virtue of
his job as a porter to gain access to the roof. He then
swung down onto Rosenthals balcony, opened the unlocked sliding door and entered the
apartment.
Having seen Rosenthal in the building and spoken about her with Bristol, his
coworker, Reddish entered Rosenthals apartment seeking a sexual encounter. He walked around her
apartment and observed that she was alone. While Reddish was looking through the
apartment for valuables, Rosenthal awakened. Rosenthal pulled the blankets over her head and
let out a slight scream. Reddish dove towards her and covered her mouth
with his hand. When Rosenthal fought back, Reddish beat her about the head,
causing her to lose consciousness. Fearing that she would later identify him, Reddish
suffocated Rosenthal and placed her back on the bed.
Reddish went to the kitchen and located Rosenthals pocketbook. He removed eighty dollars
in cash. He also unlocked the front door in the event that he
had to re-enter the apartment, and then exited the dwelling by climbing back
on the roof from the balcony.
Two or three days later, Reddish noticed newspapers accumulating in the hallway outside
Rosenthals apartment. Fearing that someone would discover her body, he returned to Rosenthals
apartment later that night with a shopping cart and a painters blanket. He
wrapped Rosenthals body in the fitted sheet and painters blanket and put her
in the shopping cart. Next, he removed the top sheet and pulled up
the bedspread.
Reddish placed Rosenthals body in the back of Wertzs car, and proceeded south
on Route 130 towards Pedricktown. He entered an area he described as a
landfill, and left Rosenthals body in six-foot-tall weeds. Reddish returned to the apartment
building, and put the painters blanket, the sheets from Rosenthals bed, and her
purse into a dumpster near the complex. He returned to his apartment like
nothing happened, except that he told his girlfriend, Wertz, that he had killed
Rosenthal.
After confessing to the murder four and one-half years later, Reddish brought the
police to a dredging disposal area near Pedricktown to locate the body. Sediment
from the Delaware River had been repeatedly dumped at the location during the
intervening years, creating a rough, overgrown terrain. Police failed to find Rosenthals remains,
and her body was never recovered.
At trial, Reddish focused on the lack of a body to argue that
Rosenthal had not died in February 1991. He presented three witnesses who stated
that they saw Rosenthal at a bar in Jackson Township, Ocean County, in
March 1991. The witnesses contacted police in response to a local news broadcast
regarding Rosenthals disappearance. The witnesses claimed that the woman appeared disoriented, had no
money, and was looking for a ride to Florida. She denied being Dede
Rosenthal, claiming that her name was Lori.
Reddish also sought to refute his confessions by arguing that at the time
he made the statements, he was deluded into thinking he killed Rosenthal. He
pointed to inconsistencies between his statements and other facts surrounding Rosenthals disappearance. The
jury nonetheless found the States evidence convincing and convicted Reddish of purposeful or
knowing murder and felony murder. The penalty phase followed before a separate jury.
The State sought to establish the aggravating factor of an alleged prior-murder, and
presented the assistant prosecutor who prosecuted Reddish in the murder of Wertz. In
addition, the State alleged the aggravating factors of murder to escape detection and
felony murder, and reintroduced portions of the guilt-phase evidence pertinent to those issues.
Reddish sought to present evidence in support of nine mitigating circumstances under the
catch-all category. The jury found all three aggravating factors and five mitigating factors,
including that Reddish had attempted to assist police in locating Rosenthals remains, that
he had been exposed to violence, drunkenness or substance abuse, and that he
suffered from delusions or mental illness since adolescence.
The jury unanimously concluded that the aggravating factors outweighed the mitigating factors beyond
a reasonable doubt, and Reddish was sentenced to death.
Reddishs appeal as of right raises a number of issues, including violation of
his constitutional right to self-representation, error in admitting other crimes evidence, and faulty
jury instructions.
HELD: A defendant in a capital case has the right to proceed pro
se, but with the protection of mandatory standby defense counsel. Because the Court
is reversing on other grounds, it need not decide whether the trial court
erred in denying Reddishs motion to proceed pro se. The admission of evidence
that Reddish was in custody on unrelated charges when he confessed and the
erroneous instructions on the inability of police to locate the victims body are
errors that, cumulatively, warrant reversal of the conviction.
1. A constitutional right to self-representation was recognized by the United States Supreme
Court in
Faretta v. California,
422 U.S. 806,
95 S. Ct. 2525,
45 L. Ed.2d 562 (1975). The United States Supreme Court has never specifically
addressed a defendants right to represent himself in a capital prosecution. This Court
concludes that a defendant has a right to proceed pro se during both
guilt and penalty phases of a capital prosecution. Because the Court is reversing
on other grounds, it need not decide whether the trial court erred in
denying Reddishs motion to proceed pro se. The Court nonetheless provides guidance on
the issue because it may arise in this and other cases. Trial courts
must explore fully the bona fides of a defendants claim of knowingness, and
must determine whether a defendants understanding is real or feigned. To that end,
beyond a defendants mere yes or no response, the trial court must ask
appropriate open-ended questions that will require a defendant to describe in his own
words his understanding of the challenges that he will face when he represents
himself at trial. The Court concludes that the risks facing a defendant in
these circumstances, as well as the Courts abiding interest in ensuring that justice
is done, necessitates the added protection of mandatory standby defense counsel in capital
cases. Standby counsel may be called upon at times to provide unsolicited guidance
to the defendant and the trial court. In the event that the defendants
conduct unmistakably prevents a fair trial, the court should order standby counsel to
undertake the defense. (pp. 15-58)
2. Reddish argues that informing the jury that he had been under arrest
for another crime at the time he confessed to the Rosenthal murder resulted
in prejudice that outweighed the probative value of that information. The trial court
failed to analyze this evidence as other-crimes evidence. Rather, it incorrectly analyzed the
issue under the more lenient standard of relevance under N.J.R.E. 403. When a
trial court fails to employ the appropriate test to analyze the admissibility of
other-crimes evidence, no deference is to be accorded the trial court's decision to
admit that evidence. In attempting a compromise by ordering the facts relating to
the reasons for Reddishs arrest sanitized, the trial court failed to account for
the concomitant diminution in relevance occasioned by the removal of those details. Stripped
of the details surrounding the arrest, the custodial nature of Reddishs confession had
little relevance. The probative value of that information was outweighed by the risk
that the jury would conclude that Reddish had a propensity to commit bad
acts. The jury knew that Reddishs girlfriend was dead and that his arrest
in Burlington County was of sufficient interest to be carried on television. In
view of those circumstances, the risk, if not the likelihood, that a jury
would infer that Reddish was in custody for another murder foreseeably outweighed the
marginal probative value of the custodial nature of his confession. This error was
compounded by the lack of a proper limiting instruction. Although the trial courts
instruction addressed the permissible uses of the other-crimes evidence, it failed to explicitly
caution the jury against inferring from a single instance of bad conduct a
propensity on behalf of Reddish to commit crimes. (pp. 58-67)
3. Reddish also argues that the trial courts jury instruction concerning the lack
of a body presented an unbalanced and misleading summary of the evidence. Once
the trial court commented on the strengths of the States evidence and inferences
to be drawn therefrom, the court was obliged to point to evidence and
arguments that favored Reddish. The trial courts failure to do so improperly focused
the jurys attention on the weaknesses in Reddishs case. (pp. 67-72)
4. The Court has recognized that although an error or series of errors
might not individually amount to plain error, in combination they can cast sufficient
doubt upon the verdict to warrant reversal. Mindful of that concept here, the
Court does not decide whether one or the other of the two errors
to which it has adverted, if standing alone, would require reversal. Rather, viewing
the trial courts error in summarizing the evidence in conjunction with the improper
admission of other-crimes evidence, the Court concludes that a new trial must be
had. (pp. 72-73)
5. Reddish also argues that the State failed to present sufficient corroborative evidence
of his confessions and that the trial court erred in not instructing the
jury on issues of corroboration. Although the Court is reversing the conviction on
other grounds, it address these issues because a finding that the State failed
to sufficiently corroborate the confessions would, at least in this case, effectively bar
retrial of Reddish on these charges. After reviewing the evidence, the Court concludes
that the State corroborated the confessions sufficiently to support the inference that the
statements are trustworthy. The Court also holds that the trial court did not
commit reversible error in failing to give a charge on corroboration. (pp. 74-83)
6. The Court rejects Reddishs remaining arguments, with one exception. Reddish complains that
the prosecutor engaged in misconduct by quoting an opinion of this Court in
an attempt to persuade the jury that death was the appropriate punishment in
this case. The Court need not determine whether those remarks amounted to reversible
misconduct, but offers its observations for future guidance. The prosecutor misstated the law
by taking a single quoted sentence out of context and implying that knowing
or purposeful murder will alone justify sentencing a defendant to death. The Court
trusts that the same mistake will not be repeated at any subsequent proceeding.
(pp. 83-119)
The judgment of conviction is REVERSED, and the matter is REMANDED for a
new trial.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ALBIN, and WALLACE join in JUSTICE
ZAZZALIs opinion.
SUPREME COURT OF NEW JERSEY
A-
47 September Term 2002
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
CHARLES E. REDDISH, JR.,
Defendant-Appellant.
Argued October 8, 2003 Decided November 10, 2004
On appeal from the Superior Court, Law Division, Camden County.
James K. Smith, Jr., and Brian L. Zavin, Assistant Deputy Public Defenders, argued
the cause for appellant (Yvonne Smith Segars, Public Defender, attorney).
Steven A. Yomtov, Deputy Attorney General, argued the cause for respondent (Peter C.
Harvey, Attorney General of New Jersey, attorney).
Charles E. Reddish, Jr., submitted a supplemental brief pro se.
JUSTICE ZAZZALI delivered the opinion of the Court.
A jury found defendant Charles E. Reddish, Jr., guilty of knowing or purposeful
murder by his own conduct. At the sentencing phase of the trial, a
separate jury determined that aggravating factors outweighed mitigating factors beyond a reasonable doubt,
and the court sentenced defendant to death. Defendant appeals both his conviction and
his sentence.
I.
On Friday, February 22, 1991, Dede Rosenthal reported to work at the Elwyn
Institute in Vineland, New Jersey, where she trained staff to work with autistic
children. At 4:47 p.m., on the way home from work, she withdrew eighty
dollars from an automatic teller machine (ATM). Later that evening, she spoke on
the phone with a friend, Sherri Klemow. She also spoke with John Bristol,
whom she had been dating. Bristol worked at Somerset Towers in Cherry Hill,
the apartment complex where Rosenthal lived.
Early the next morning, a loud noise emanating from Rosenthals apartment awoke Lucy
Faricelli, Rosenthals elderly downstairs neighbor. Although she would later express some confusion about
the exact date she heard the noise, Faricelli told police in March 1991
that she heard a thump on the floor above her late Friday night.
She also heard Rosenthals patio door open and close, and heard a cat
crying on the balcony. Prior to that night, she had never heard any
noises from Rosenthals apartment.
Rosenthal did not report to work on Monday, February 25, or Tuesday, February
26, nor did she call in sick or contact anyone at the Elwyn
Institute. Rosenthal had no prior unexplained absences from work during her previous six
months of employment. Two of her coworkers became concerned and, on Wednesday, February
27, reported Rosenthal missing to the Cherry Hill Police Department.
Police officers went to Rosenthals apartment to investigate the report. They noticed that
newspapers had accumulated outside the unlocked front door. Upon entering her unit, the
officers observed that the apartment was neat and showed no sign of a
struggle or forced entry. Rosenthals bed was made. Her closets were orderly and
full of clothes, and her luggage, passport, and personal appointment book were still
in the apartment. Rosenthals keys were on the kitchen counter and her cat
was outside on the balcony. The temperature inside the apartment was normal and
the officers noted no unusual odors or smells. Her car, containing her briefcase
and topcoat, was still in the parking lot. A subsequent search of the
entire apartment complex and its grounds by the officers, assisted by a dog
trained to detect the scent of human decomposition, failed to locate Rosenthal.
As part of the investigation, police interviewed employees of the apartment complex, including
Bristol, who told them he had last spoken with Rosenthal at approximately 10:00
p.m. on Friday night. They also spoke with defendant, who worked as a
porter in the building. Defendant answered their questions but denied any knowledge of
Rosenthals whereabouts.
Further efforts to locate Rosenthal proved unsuccessful. The police contacted individuals named in
Rosenthals personal appointment book, but nobody had heard from or seen Rosenthal since
February 22, 1991. The police confirmed that no one named Dede Rosenthal had
purchased a plane, train, or bus ticket. Discussions with employees at Rosenthals bank
disclosed that one banking transaction occurred on March 1, 1991, but the police
later discounted that as a pre-arranged, automated transaction.
On June 12, 1992, police in Burlington County arrested defendant on another, unrelated
charge. Hearing of the arrest, the officers investigating Rosenthals disappearance again questioned defendant.
He continued to deny any knowledge of, or involvement in, her disappearance.
Rosenthals family made additional attempts to locate her. Private investigators hired by the
family were unable to discover anything regarding her disappearance. The familys continuing efforts,
however, did result in the feature of Rosenthals disappearance on an episode of
the television show Unsolved Mysteries. That episode aired nationally six times between April
1993 and October 1995. In response to the broadcasts, the program received more
than 150 calls from around the country, including Florida, Oklahoma, and California. The
Cherry Hill Police Department sent form letters to the police departments in each
city from which the calls originated, requesting assistance in following up sightings reported
by viewers in those areas. Those local police departments then reported back to
the Cherry Hill department. None of those leads bore fruit.
On October 6, 1995, more than four years after Dede Rosenthal disappeared, investigating
officers of the Cherry Hill Police Department, still with no leads and no
suspects, learned from a television news broadcast that defendant had been arrested for
the murder of his girlfriend, Rebecca Wertz, and other charges, and was being
held in Burlington County Jail. On October 11, detectives from the Cherry Hill
Police Department interviewed defendant at the Burlington County Prosecutors Office. After waiving his
Miranda
See footnote 1 rights, defendant provided a lengthy tape-recorded statement admitting that he had killed
Rosenthal and disposed of her body in Salem County. Later that evening, he
placed a telephone call to John Knarr, a reporter for the
Burlington County
Times. In an interview tape-recorded by Knarr, defendant again admitted to killing Rosenthal.
In March 1997, the Camden County Grand Jury indicted defendant for knowing or
purposeful murder, felony murder, robbery, burglary, and hindering apprehension in connection with Rosenthals
death. Defendant successfully moved for the dismissal of the robbery, burglary, and hindering-apprehension
counts of the indictment as barred by the applicable statute of limitations.
Subsequently, defendant faced trial in Burlington County for the murder of Wertz. After
a jury found defendant guilty in that proceeding, the Camden County Grand Jury
reindicted defendant, charging him with knowing or purposeful murder by his own conduct
and felony murder for the death of Rosenthal. The State also served a
notice of aggravating factors, pursuant to
Rule 3:13-4(a), alleging that defendant had been
convicted of another murder (
i.e., Wertzs killing),
N.J.S.A. 2C:11-3c(4)(a); that the murder of
Rosenthal was committed in the course of a felony,
N.J.S.A. 2C:11-3c(4)(g); and that
defendant killed Rosenthal to escape detection,
N.J.S.A. 2C:11-3c(4)(f).
Defense counsel, consistent with defendants request but against their own advice, submitted a
timely motion on behalf of defendant to dismiss counsel and to substitute defendant
as pro se counsel. Defendant withdrew an earlier request that he serve as
co-counsel to his designated attorneys or, in the alternative, that the court appoint
his designated attorneys as standby counsel. The trial court held a hearing to
address defendants motion. We discuss the testimony and colloquy at the hearing more
fully later in this opinion.
See footnote 2 Suffice it to note here that the trial
court questioned defendant at length. Defendant stated that he understood the charges and
the possible sentences he faced, but he concluded that he would be able
to defend himself. The trial court voiced concern about defendants understanding of his
right to remain silent and, more specifically, defendants ability to avoid incriminating himself
during the cross-examination of witnesses. The court then denied defendants motion to appear
pro se made pursuant to
Faretta v. California,
422 U.S. 806,
95 S.
Ct. 2525,
45 L. Ed.2d 562 (1975), reasoning that defendant did not
knowingly and voluntarily waive the assistance of counsel because he did not understand
the danger that statements made before the jury during the course of representing
himself might result in an inadvertent waiver of his Fifth Amendment right to
remain silent.
Defendants guilt-phase trial began on September 25, 2001. Defendants statements to the detectives
and to Knarr formed the bulk of the States case. The State also
presented evidence to corroborate the trustworthiness of defendants statements. From that evidence, a
jury reasonably could have found the following facts.
Defendant lived with Rebecca Wertz in the same building as Rosenthal. On the
evening of Rosenthals murder, defendant used a substantial amount of cocaine. He returned
to his apartment between 1:00 a.m. and 2:00 a.m. and, shortly thereafter, took
the stairs to the roof of the apartment building. With a key he
possessed by virtue of his job as a porter, he gained access to
the roof and then swung down onto Rosenthals balcony. Once on the balcony,
he opened the unlocked sliding door and entered her apartment.
Having seen Rosenthal in the building and in the lobby and having spoken
about her with Bristol, defendant entered Rosenthals apartment seeking a sexual encounter. He
walked around her apartment and observed that she was alone. While he was
looking on her bureau for valuables, she awakened. Rosenthal saw defendant in her
bedroom, pulled the blankets over her head, and let out a slight scream.
Defendant dove towards her and covered her mouth with his hand. She fought
back, biting his hand and scratching his face. Defendant then beat her about
the head, causing Rosenthal to lose consciousness, fall out of bed, and slump
to the floor. Fearing that she would later identify him to the police,
defendant then suffocated Rosenthal while she was still unconscious by covering her mouth
and nose with his hand. He placed her back on the bed, went
to the kitchen, and found her pocketbook. He removed eighty dollars in cash.
Leaving her car keys on the bar, he unlocked the front door in
the event that he had to re-enter the apartment. He then exited the
dwelling by climbing back onto the roof from the balcony.
One or two days later, defendant noticed newspapers accumulating in the hallway outside
of Rosenthals door. Fearing that someone would discover her body, he returned to
Rosenthals apartment later that night with a shopping cart and a painters blanket.
Rosenthals corpse was leaking bodily fluids onto the bed. He wrapped her body
in the fitted sheet from the bed and put her in the shopping
cart. Next, he removed the top sheet and made the bed by pulling
up the bedspread.
Defendant pushed the shopping cart containing the body out of Rosenthals apartment and
exited the grounds of the complex. He left her body, still in the
shopping cart, at a nearby baseball field and returned to the apartment building
to retrieve Wertzs car. He then drove back to the field, placed Rosenthals
body in the back, and proceeded south on Route 130 towards Pedricktown. After
entering an area he described as a landfill and proceeding an additional twenty-five
yards or so, defendant removed Rosenthals body from the car and tried to
bury her, but the ground was too hard. He then took her fifteen
to thirty feet further into an area covered with six-foot-tall weeds. Defendant left
the victims body hidden only by the vegetation. He then drove back to
the apartment building, retrieved the shopping cart from the baseball field, and returned
the cart to the buildings boiler room. He put the painters blanket, the
shovel, the sheets from Rosenthals bed, and her purse into a dumpster near
the apartment complex. He then cleaned out Wertzs car to eliminate the smell
of bodily fluids. Finally, according to defendant, he returned to his apartment like
. . . nothing ever happened, except to tell his girlfriend, Wertz, that
he had killed Rosenthal.
After confessing to the murder four and a half years later, defendant assisted
the police in looking for her remains. He led them to a dredging
disposal area near Pedricktown, where sediment from the Delaware River had been repeatedly
dumped during the intervening years, creating a rough, overgrown terrain that changed with
each subsequent dumping. After several hours of searching the area, the police failed
to find Rosenthals remains. Her body was never recovered.
At trial, defendant focused on the lack of a body to argue that
Rosenthal had not died in February 1991. In support of his theory that
Rosenthal had disappeared on her own and had not been killed, defendant presented
three witnesses who stated that they saw Rosenthal at a bar in Jackson
Township, Ocean County, in March 1991. The witnesses testified that they contacted police
in response to a local news broadcast regarding Rosenthals disappearance. They stated that
a young woman resembling Rosenthal had come into the bar. She appeared disoriented,
had no money, and was looking for a ride to Florida. The woman
told the patrons that her name was Lori and, in response to their
queries, denied being Dede Rosenthal.
Defendant also sought to refute his confessions to both the police and the
newspaper reporter by arguing that at the time he made the statements, he
was deluded into thinking that he had killed Rosenthal. In support of this
contention, defendant pointed to inconsistencies between his statements and other facts surrounding Rosenthals
disappearance. For instance, the police did not notice any odor upon first entering
Rosenthals apartment. Defendant, however, presented Dr. John Adams, a pathologist, who testified that
a human body begins decomposition immediately upon death and produces a noticeable smell
within twenty-four hours. Dr. Adams explained that a body decomposing on a bed
for two or three days would produce a strong smell in the room
that would remain for a substantial period after the body was removed.
In further support of his claim that he was delusional when he confessed,
defendant pointed to part of the statement he gave to Knarr. In that
statement, defendant had attempted to explain why [he] would . . . commit a murder.
He engaged in a rambling description of a motor vehicle accident that happened
when he was sixteen years old. Apparently, he had collided with another vehicle
and quickly left the scene of the accident. Although he described the collision
as minor and stated that he never saw the driver of the other
vehicle, he imagined that she had dark hair and envisioned her slumped over
in her car. Days later, he heard somebody on a citizens band radio
mention that the police were looking for somebody who had killed a woman.
Defendant explained to Knarr that -- without knowing anything else about either the
car accident or the killing mentioned on the radio -- he immediately assumed
that he had killed the other driver and that the police were looking
for him. For the next six years, he thought that [he had] committed
a very bad crime and worried that the police were going to arrest
him. As he related to Knarr, that episode led defendant to think of
himself as a killer. At trial, defendant argued that, just as in his
story about the car accident, he only imagined his involvement in Rosenthals death.
The jury nonetheless found the States evidence convincing and, on October 11, 2001,
found defendant guilty of purposeful or knowing murder and felony murder. It also
found that defendant committed the murder by his own conduct, thereby rendering him
eligible for the death sentence. The penalty phase of the trial began on
June 19, 2002, before a separate jury.
As noted, the State alleged prior-murder as an aggravating factor.
N.J.S.A. 2C:11-3c(4)(a). To
establish that defendant previously had been convicted of the knowing or purposeful murder
of Wertz, the State offered testimony of the Burlington County assistant prosecutor who
had prosecuted defendant in that proceeding. The State also presented the testimony of
the medical examiner who had performed the autopsy on Wertz. He indicated that
Wertz died from multiple head injuries consistent with repeated hatchet blows. Additionally, the
State alleged aggravating factors in the form of murder to escape detection and
felony murder,
N.J.S.A. 2C:11-3c(4)(f) and (g), and re-introduced portions of the guilt-phase evidence
pertinent to those issues.
In response, defendant presented evidence in support of nine mitigating circumstances under the
catch-all category, N.J.S.A. 2C:11-3c(5)(h). A member of the Camden County Sheriffs Department and
members of defendants family testified on his behalf.
On June 26, 2002, the jury returned its verdict. It found all three
aggravating factors to be present and found five mitigating factors, namely, that defendant
had provided good-faith assistance to the police by attempting to locate Rosenthals remains
(four jurors); that defendant had been exposed to violence, hatred, drunkenness, or substance
abuse (eleven jurors); that defendant suffered from delusions, hallucinations, or mental illness since
early adolescence (three jurors); that defendant confessed freely to the Rosenthal murder without
any threats having been made or promises or inducements given to him (twelve
jurors); and the existence of an unspecified factor relating to defendants character or
the circumstances of the offense (one juror). The jury unanimously rejected defendants claims
that he suffered an impairment due to mental illness, defect, or intoxication; had
formed close affectionate bonds with his sister and mother; had failed to receive
appropriate treatment for mental illness; and had expressed genuine remorse for his actions.
The jury unanimously concluded that the aggravating factors outweighed the mitigating factors beyond
a reasonable doubt. Accordingly, that same day, the trial court sentenced defendant to
death in a judgment of capital conviction. The court also imposed a sentence
of life in prison with a thirty-year parole disqualifier on the felony-murder charge,
to run concurrent to the capital-murder conviction but consecutive to defendants sentence on
the previous conviction for the murder of Wertz.
Defendant filed this appeal as of right, Rule 2:2-1(a), in which he raises
a number of issues, including violation of his constitutional right to self-representation, error
in admitting other-crimes evidence, faulty jury instructions, lack of sufficient corroboration of his
confession, prosecutorial misconduct, and an illegal sentence. For the reasons that follow, we
reverse the convictions and remand the matter for a new trial.
II.
Pro se Representation in Capital Penalty Phase
In Thomas Mores
Utopia, there are laws but there are no lawyers. More
explains: [The Utopians] think it better for each man to plead his own
cause, and tell the judge the same story as hed otherwise tell his
lawyer. Thomas More,
Utopia 106 (Penguin ed. 1965). Defendant makes much the same
point in this appeal. As attractive as that argument may be, that notion
is unworkable in our non-utopian world.
We deal initially with the denial of defendants motion to proceed pro se.
This appeal represents the first time that a defendant sentenced to death in
New Jersey has raised such a claim on direct appeal since the United
States Supreme Court recognized the right of self-representation in
Faretta v. California,
supra,
422 U.S. 806, 95
S. Ct. 2525,
45 L. Ed.2d 562. Defendant argues
that the trial court violated his Sixth and Fourteenth Amendment rights when it
denied his motion to proceed pro se. According to defendant, that error requires
reversal of his conviction. His claim presents this Court with a direct clash
between the right of self-representation and the state's obligation to provide a fair
trial to criminal defendants, especially capital defendants.
United States v. Kaczynski,
239 F.3d 1108, 1119 (9th Cir. 2001) (Reinhardt, J., dissenting),
cert. denied,
535 U.S. 933,
122
S. Ct. 1309, 152
L. Ed.2d 219 (2002).
In the following discussion, we first consider the
Faretta doctrine and its criticisms.
Next, in accordance with the
Faretta framework,
we inquire into the scope of
defendants right to self-representation in the penalty phase of a capital prosecution.
See
Martinez v. Court of Appeal of California, Fourth Appellate District,
528 U.S. 152,
120
S. Ct. 684, 145
L. Ed.2d 597 (2000) (setting forth
Farettas format for
analyzing right to proceed pro se). Our analysis leads us to conclude that
defendant has a right to proceed pro se during both guilt and penalty
phases of a capital prosecution. Finally,
infra at Parts III and IV, we
examine the limitations on that right, namely, the requirement of knowing and voluntary
waiver of counsel and the appointment of standby counsel.
A.
We commence our analysis of the scope of a defendants right to proceed
pro se during capital trials with the case law that set forth the
boundaries of the right of self-representation under the Sixth Amendment. Relying on the
language and structure of the Sixth Amendment, as well as the historical practices
in England and the colonies, the United States Supreme Court concluded in
Faretta,
supra, that the Sixth Amendment prohibits states from hal[ing] a person into its
criminal courts and there forc[ing] a lawyer upon him, even when he insists
that he wants to conduct his own defense. 422
U.S. at 807, 95
S. Ct. at 2527, 45
L. Ed.
2d at 566. The Court acknowledged that it
was not an easy question,
ibid., and that such a rule seems to
cut against the grain of . . . decisions holding that the Constitution requires that
no accused can be convicted and imprisoned unless he has been accorded the
right to the assistance of counsel,
id. at 832, 95
S. Ct. at 2540,
45
L. Ed.
2d at 580 (citations omitted). But, the Court concluded, the notion
of compulsory counsel was utterly foreign to the Framers of the Sixth Amendment:
[I]t is one thing to hold that every defendant, rich or poor, has
the right to the assistance of counsel, and quite another to say that
a State may compel a defendant to accept a lawyer he does not
want.
Id. at 833, 95
S. Ct. at 2540, 45
L. Ed.
2d at 580.
Instead, the Sixth Amendment right to assistance of counsel was intended as an
aid to a willing defendant -- not an organ of the State interposed
between an unwilling defendant and his right to defend himself personally.
Id. at
820, 95
S. Ct. at 2533, 45
L. Ed.
2d at 573. The personal autonomy
of the defendant -- that respect for the individual which is the lifeblood
of the law -- outweighs any competing interests that would compel representation.
Id.
at 834, 95
S. Ct. at 2541, 45
L. Ed.
2d at 581 (quoting
Illinois
v. Allen,
397 U.S. 337, 350-51, 90
S. Ct. 1057, 1064, 25
L. Ed.2d
353, 363 (1970) (Brennan, J., concurring)).
The Court was aware of the implications of its holding. It acknowledged the
likely detriment to a defendant who chooses to proceed pro se.
Id. at
835, 95
S. Ct. at 2541, 45
L. Ed.
2d at 581. Specifically, the Court
noted that a defendant who represents himself relinquishes, as a purely factual matter,
many of the traditional benefits associated with the right to counsel.
Ibid. Accordingly,
the Court stressed that a defendant should be made aware of the dangers
and disadvantages of self-representation, so that the record will establish that he knows
what he is doing and his choice is made with eyes open.
Id.
at 835, 95
S. Ct. at 2541, 45
L. Ed.
2d at 582 (quoting
Adams
v. United States ex rel. McCann,
317 U.S. 269, 279, 63
S. Ct. 236,
242,
87 L. Ed. 268, 275 (1942)).
The
Faretta doctrine has generated criticism. Indeed, Chief Justice Burger vigorously dissented in
Faretta,
e.g.,
id. at 838, 95
S. Ct. at 2542, 45
L. Ed.2d at
582 (Burger, C.J., dissenting) ([T]here is nothing desirable and useful in permitting every
accused person, even the most uneducated and inexperienced, to insist upon conducting his
own defense to criminal charges.), as did Justice Blackmun,
e.g.,
id. at 849,
95
S. Ct. at 2548, 45
L. Ed.
2d at 590 (Blackmun, J., dissenting) (noting
that nothing in Constitution requires the States to subordinate the solemn business of
conducting a criminal prosecution to the whimsical -- albeit voluntary -- caprice of
every accused who wishes to use his trial as a vehicle for personal
or political self-gratification). In
Martinez,
supra, Justice Stevens, writing for the Court, indicated
his reluctance to extend
Faretta to other steps in a criminal prosecution. 528
U.S. at 161-62, 120
S. Ct. at 691, 145
L. Ed.
2d at 607 (observing
that right to self-representation was not absolute and concluding that [e]ven at the
trial level, . . . the governments interest in ensuring the integrity and efficiency of
the trial at times outweighs the defendants interest in acting as his own
lawyer). The concurring opinions in
Martinez reinforce the conclusion that the
Martinez majority
had, at a minimum, reservations about
Faretta.
Id. at 164, 120
S. Ct.
at 692, 145
L. Ed.
2d at 608 (Kennedy, J., concurring) (implying that
majority holding casts doubt upon the rationale of
Faretta);
id. at 165, 120
S. Ct. at 693, 145
L. Ed.
2d at 609 (Scalia, J., concurring) (observing majoritys
apparent skepticism concerning
Faretta);
id. at 164-65, 120
S. Ct. at 692-93, 145
L. Ed.
2d at 608 (Breyer, J., concurring) (acknowledging that judges closer to the firing
line have sometimes expressed dismay about the practical consequences of [
Faretta], but noting
lack of empirical basis for questioning
Farettas constitutional foundation). Legal commentators also have
questioned the doctrine, echoing many of the concerns raised in the
Faretta dissents.
See, e.g., John F. Decker,
The Sixth Amendment Right to Shoot Oneself in
the Foot: An Assessment of the Guarantee of Self-Representation Twenty Years After Faretta,
6
Seton Hall Const. L.J. 483 (1996); Martin Sabelli & Stacey Leyton,
Train
Wrecks and Freeway Crashes: An Argument for Fairness and Against Self Representation in
the Criminal Justice System, 91
J. Crim. L. & Criminology 161 (2000).
Despite these criticisms, until the Supreme Court sees fit to overturn
Faretta, it,
of course, remains law. Nor do we imply that there is any indication
the Court might soon revisit that holding. In respect to this appeal, however,
we note that
Faretta does not distinguish between a defendants right of self-representation
in the penalty and guilt phases of a capital trial. But, because the
legal commentary cited above suggests that
Faretta can and should be read narrowly,
and because the Supreme Court has never specifically addressed a defendants right to
represent himself during the capital penalty phase, further analysis is warranted.
B.
We thus take this opportunity to present in detail the historical and decisional
background of the right in issue. Our discussion will demonstrate the closeness of
the question presented, provide guidance for future courts and litigants, and afford context
for our requirement of standby counsel, discussed
infra at Part IV.
The United States Supreme Court stated in
Faretta,
supra, that the right of
self-representation does not arise[] mechanically from a defendants power to waive the right
to the assistance of counsel. On the contrary, the right must be independently
found in the structure and history of the constitutional text. 422
U.S. at
820 n.15, 95
S. Ct. at 2533 n.15,
45 L. Ed 2d at
572 n.15 (citation omitted). Therefore, our inquiry as to whether the right to
self-representation exists at the penalty phase, and if so, the scope of that
right, must begin with the Sixth Amendment.
Faretta and
Martinez provide the appropriate framework for the analysis. As the Supreme
Court discussed in
Martinez,
supra:
First, [
Faretta] examined historical evidence identifying a right of self-representation that had been
protected by federal and state law since the beginning of our Nation. Second,
it interpreted the structure of the Sixth Amendment, in the light of its
English and colonial background. Third, it concluded that even though it is undeniable
that in most criminal prosecutions defendants could better defend with counsels guidance than
by their own unskilled efforts, a knowing and intelligent waiver must be honored
out of that respect for the individual which is the lifeblood of the
law.
[528
U.S. at 156, 120
S. Ct. at 688, 145
L. Ed.
2d at 603
(citations and internal quotation marks omitted).]
We now consider those three guideposts.
1.
We turn to the first of
Farettas three inter-related arguments, the historical evidence.
Id. at 156, 120
S. Ct. at 688, 145
L. Ed.
2d at 603. After
setting forth the relevant English and colonial history, the
Faretta Court concluded that
the Framers understood the Sixth Amendment to imply a right of self-representation for
criminal defendants.
Faretta,
supra, 422
U.S. at 832, 95
S. Ct. at 2539-40,
45 L. Ed.2d 562. The Court stated: In the long history of
British criminal jurisprudence, there was only one tribunal that ever adopted a practice
of forcing counsel upon an unwilling defendant in a criminal proceeding.
Id. at
821, 95
S. Ct. at 2534, 45
L. Ed.
2d at 574. And
that tribunal, known as the Star Chamber, characteristically departed from common-law traditions, and
has for centuries symbolized disregard of basic individual rights.
Ibid. According to the
Court, not only did American colonists agree that criminal defendants have a right
to self-representation, their belief in that right was, if anything, more fervent than
in England.
Id. at 826, 95
S. Ct. at 2537,
45 L. Ed. 2d at 576-77. We have found no instance where a colonial court required
a defendant in a criminal case to accept as his representative an unwanted
lawyer.
Id. at 828, 95
S. Ct. at 2538,
45 L. Ed 2d
at 577.
Yet, we hesitate to conclude that the historical record speaks unequivocally in favor
of finding the
Faretta right for defendants during the penalty phase of a
capital trial. Indeed, the modern-day capital trial, bifurcated into guilt and penalty phases,
did not exist when the Bill of Rights was adopted.
The Supreme Court laid the constitutional groundwork for the bifurcated capital system in
Furman v. Georgia,
408 U.S. 238,
92 S. Ct. 2726,
33 L. Ed. 2d 346 (1972), by invalidating state statutes under which juries exercised unrestrained discretion
to impose capital punishment. Justice Stewart, in a concurrence, stated: [T]he Eighth and
Fourteenth Amendments cannot tolerate the infliction of a sentence of death under legal
systems that permit this unique penalty to be so wantonly and so freakishly
imposed.
Id. at 310, 92
S. Ct. at 2763, 33
L. Ed.
2d at 390
(Stewart, J., concurring). The problem with unguided jury discretion was that it provided
no meaningful basis for distinguishing the few cases in which [the death penalty
was] imposed from the many cases in which it [was] not.
Id. at
313, 92
S. Ct. at 2764, 33
L. Ed.
2d at 392 (White,
J., concurring).
Four years after
Furman, the Supreme Court invalidated mandatory death penalty schemes because
they were not consistent with the evolving standards of decency that mark the
progress of a maturing society and that give meaning to the Eighth Amendment.
Woodson v. North Carolina,
428 U.S. 280, 301,
96 S. Ct. 2978, 2989,
49 L. Ed.2d 944, 959 (1976) (plurality opinion) (quoting
Trop v. Dulles,
356 U.S. 86, 101,
78 S. Ct. 590, 598,
2 L. Ed.2d 630, 642 (1958)). On the same day the Court decided
Woodson, it endorsed
Georgias bifurcated capital trial scheme, in which a defendant is accorded substantial latitude
as to the types of evidence that he may introduce at the penalty
stage.
Gregg v. Georgia,
428 U.S. 153, 164, 96
S. Ct. 2909, 2921, 49
L. Ed.2d 859, 869 (1976) (joint opinion of Stewart, Powell, and Stevens, JJ.).
The Court recognized that accurate sentencing information about the character and record of
an individual offender, which is an indispensable prerequisite to a reasoned determination on
punishment, often may be irrelevant or extremely prejudicial to a decision on guilt.
Id. at 190, 206, 96
S. Ct. at 2934, 2940,
49 L. Ed. 2d at 843, 893. For that reason, the Court stated that the concerns
of
Furman are best met by a system that provides for a bifurcated
proceeding.
Id. at 195, 96
S. Ct. at 2935,
49 L. Ed 2d
at 887.
In sum, even though the Framers of the Sixth Amendment did not contemplate
imposing counsel on an unwilling defendant, they also did not foresee the evolution
of Eighth Amendment jurisprudence and the separate penalty phase. We, therefore, do not
find that the historical record speaks unconditionally in favor of applying
Faretta to
the capital penalty phase. In light of those conflicting concerns, we proceed to
the remaining
Faretta/
Martinez factors.
2.
The second of
Farettas three inter-related arguments derives from the structure of the
Sixth Amendment itself. It provides, in relevant part, that [i]n all criminal prosecutions,
the accused shall enjoy the right . . . to have the Assistance
of Counsel for his defence.
U.S. Const. amend. VI.
Faretta,
supra, rooted its holding in the fact that the Amendment speaks of
the assistance of counsel, and an assistant, however expert, is still an assistant,
and not the master. 422
U.S. at 820, 95
S. Ct. at 2533-34,
45
L. Ed.
2d at 573. The Court also emphasized that the Amendment
does not provide merely that a defense shall be made for the accused;
it grants to the accused personally the right to make his defense.
Id.
at 819, 95
S. Ct. at 2533, 45
L. Ed.
2d at 572.
Thus, the Court concluded that [a]lthough not stated in the Amendment in so
many words, the text implies a right to self-representation.
Ibid. In stating that
conclusion, the Court remarked on the Framers justification: The right to defend is
given directly to the accused; for it is he who suffers the consequences
if the defense fails.
Id. at 819-20, 95
S. Ct. at 2533, 45
L. Ed.
2d at 872-73.
As noted, the historical record does not decisively determine whether
Faretta applies to
the penalty phase. However, the text of the Sixth Amendment, as discussed in
Faretta, suggests that defendants have such a right. We now consider the final
strain of
Faretta.
3.
Faretta, ultimately, is about respecting a defendants capacity to make choices for himself,
whether to his benefit or to his detriment. It is a defendants harmful
decisions that, in turn, implicate Eighth Amendment concerns about fair and consistent application
of the death penalty. The State has both a profound interest in, and
a constitutional duty to ensure, the reliability and integrity of a penalty trial
resulting in a death sentence. Hence, more than in any other class of
cases, where capital convictions are concerned, it is not the defendants interests alone
that are at stake; society has a vested interest in a fair and
consistent application of its most extreme penalty.
Faretta viewed the right of self-representation as a natural embodiment of a defendants
personal autonomy, the wellspring of the respect for the individual which is the
lifeblood of the law.
Id. at 834, 95
S. Ct. at 2541, 45
L. Ed.
2d at 581 (quoting
Illinois v. Allen,
supra, 397
U.S. at 350-51, 90
S. Ct. at 1064, 25
L. Ed.
2d at 363 (Brennan, J., concurring)). As the
Court noted in
McKaskle v. Wiggins: The right to appear pro se exists
to affirm the dignity and autonomy of the accused . . . .
465 U.S. 168, 176-77, 104
S. Ct. 944, 950, 79
L. Ed.2d 122, 132
(1984). At the same time, however, the autonomy interests of a defendant diminish
following conviction. According to the Supreme Court in
Martinez,
supra: The status of
the accused defendant, who retains a presumption of innocence throughout the trial process,
changes dramatically when a jury returns a guilty verdict. 528
U.S. at 162,
120
S. Ct. at 691, 145
L. Ed.
2d at 607.
Even though the Supreme Court observed in
Faretta,
supra, that [t]he right to
defend is personal and the defendant, and not his lawyer or the State,
will bear the personal consequences of a conviction, 422
U.S. at 834, 95
S. Ct. at 2540-41, 45
L. Ed.
2d at 581, the Court has also recognized
that the penalty phase of a capital trial necessitates a heightened reliability that
is demanded by the Eighth Amendment,
Sumner v. Shuman,
483 U.S. 66, 72,
107
S. Ct. 2716, 2720, 97
L. Ed.2d 56, 63 (1987);
cf. People v.
Chadd,
621 P.2d 837, 844 (Cal.) (stating that capital defendants appeal is not
entirely his appeal because of states indisputable interest in safeguarding against arbitrariness),
cert.
denied,
452 U.S. 931,
101 S. Ct. 3066,
69 L. Ed.2d 431
(1981). Thus, as this brief discussion demonstrates, ascertaining the scope of a capital
defendants right to appear pro se during sentencing requires that we reconcile the
defendants constitutionally-protected autonomy interest with the States constitutionally-mandated need for reliability.
4.
Although we have discovered no clear answer to the question whether a defendant
has a right to appear pro se during capital sentencing, we accept the
principle that defendants have that right. The Sixth Amendment provides a defendant the
right to be left to his own devices, if he so chooses.
See
Faretta,
supra, 422
U.S. at 820, 95
S. Ct. at 2533, 45
L. Ed.
2d at 573 (The language and spirit of the Sixth Amendment contemplate that
counsel shall not be an organ of the State interposed between an unwilling
defendant and his right to defend himself personally.). However, our application of the
Faretta/
Martinez factors, coupled with the concerns regarding the reach of the right of
self-representation, call for a cautious interpretation of
Faretta.
Put differently, the right to self-representation is not absolute. There may be times,
during both the guilt phase and penalty phase, when the defendant will be
required to cede control of his defense to protect the integrity of the
States interest in fair trials and permit courts to ensure that their judgments
meet the high level of reliability demanded by the Constitution. The following discussion
concerning a pro se defendants waiver of counsel and the requirement of standby
counsel will assist courts in navigating the divide when the defendants interests diverge
from those of the public.
III.
Knowing and Voluntary Waiver
A defendant may invoke the right to self-representation only if he makes a
knowing and voluntary waiver of counsel. Because we are reversing defendants conviction on
other grounds, we do not need to decide whether the trial court in
this matter erred in denying defendants motion to proceed pro se. We nonetheless
provide guidance on this issue because it may arise again in this and
other cases.
A.
We set forth excerpts from the proceedings below to provide context for our
discussion. At the hearing held on defendants motion to appear pro se, he
acknowledged that he faced murder and felony-murder charges. When asked by the court
if he believed that he would be able to defend himself in such
an awesome proceeding as this, defendant stated that he did.
The court then asked:
Q. Do you understand that as both the lawyer and the accused, it
would be difficult to represent yourself?
A. Only - I dont see how difficult - I dont feel it
would be difficult for me to represent myself.
The trial court explained that it had to ensure that defendant was aware
that his statements, including his confessions, could be used against him, ultimately leading
to his conviction.
When the trial court asked defendant about his challenging of the statements, defense
counsel objected that the question touched upon defense strategy. This discussion ensued:
THE COURT: Well, I have to make sure that he understands that the
jury can tend to infer that he has knowledge of incriminating evidence, and
I have to - I realize that this is a difficult situation, but
State [v.] Crisafi makes it pretty clear that I have to be penetrating
in my interrogation to appreciate the fact that a defendant, particularly in a
case where he stands eligible for capital punishment, understands the fine line because
. . . the point that Im driving at and where Im going, I mean,
theres no secrets here, as you can appreciate the sensitivity right now, what
happens if the defendant begins to ask questions which tend toward testimony so
that the prosecution establishes that the defense has now waived its privilege?
[DEFENSE COUNSEL]: I understand, Your Honor, and I dont want to argue Your
Honors point because I dont want to argue Mr. Reddishs point because its
against my advice, but the issue here is whether or not his waiver
is knowing and intelligent, not what would happen in given various circumstances during
the course of the trial.
THE COURT: But if its not understood by him, then its not knowing
that hes waiving his right to counsel. So, knowingly is very much a
part of my questioning right now . . . . Does he know what hes doing
by not taking himself out of the interrogation process when the primary focus
of this case is going to be the very statements that hes alleged
to have made that he is now going to have to challenge?
. . . .
So, my primary questioning right now is not to ask him to divulge
his strategy, but I have to almost raise the point that if you
were to do something like this, do you understand what is going to
be involved.
Defendant stated that he understood that questions concerning his confessions could or could
not potentially [affect] the outcome of the trial. When asked if he understood
that the jury could infer, based on the nature of his questions, that
he had personal knowledge of the matter, and therefore could potentially incriminate himself,
defendant replied, Yes, I do.
The following exchange also occurred between the court and defendant:
Q. And although you presently have been assigned counsel not only to represent
you through the trial of this case, but also to counsel you in
regard to the capital aspects of this case, you believe that it would
be more beneficial to you to waive that right to those counsels and
to represent yourself?
A. I think it would be in my best interest, Your Honor.
Q. You understand it would be especially hard for you to avoid making
comments if you choose to cross-examine witnesses, particularly the officer who took your
statement prior to the trial?
A. Hard for me to what?
The trial court explained and the defendant said, I understand.
The court then discussed the dangers of self-incrimination. The court asked defendant on
a number of occasions if he understood those risks, to which defendant replied
variously, I understand that; Yes, Your Honor; and I do understand the procedures
in having a trial.
Following this last response, the court indicated:
Q. Im not concerned about your understanding as much Im concerned about your
intelligent and fully knowledgeable waiver of your right to an attorney when that
decision is being made without a full appreciation of your ineffective ability to
represent yourself based on the nature of this case. And I want to
make sure you understand that point because Ive got to try and show
you why I dont think you can do it.
A. Well, Your Honor, Ive seen enough of the attorneys to know that
more or less I could do a better job than they can.
Q. Its sort of that general feeling about things, isnt it?
A. More than a general feeling, Your Honor.
Q. And the fact that you can do a better job or a
worse job isnt for me to decide, because even if its a worse
job and I feel that you would, thats not the question. Its your
knowing waiver because you understand and appreciate the inef