(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
STATE OF NEW JERSEY V. CURTIS KNIGHT (A-118/119-95)
(NOTE: This is a companion case to State of New Jersey v. Louis Abronski also decided today.)
Argued March 25, 1996 -- Decided July 11, 1996
STEIN, J., writing for a majority of the Court.
In March 1990, Curtis Knight was tried along with a co-defendant for the murder of Glenn Brown.
The State contended that Knight beat Brown to death with a pipe. The State's case against Knight relied
heavily on the testimony of Marie Robinson, who claimed to have witnessed the beating on the morning of
September 12, 1988. The State's case also included evidence seized from Knight when he was arrested in
California. Knight was indicted for the murder of Brown on December 8, 1988. However, because he had
moved to California in October of 1988, he was able to elude New Jersey law enforcement authorities. On
October 25, 1989, FBI Agent Mark Wilson and local police officers located and apprehended Knight in
Palmdale, California. Officers searched the car Knight was driving at the time of his arrest and found a pipe
on the floor beneath the front passenger's seat. The State argued at trial that the pipe was the weapon used
to kill Brown.
The trial court also admitted into evidence a statement that Knight allegedly made to FBI Agent
Wilson following his arrest. According to Wilson, Knight waived his Miranda rights and stated that he had
been robbed by Brown and that he left New Jersey in fear for his life. Although Knight's explanation was
not directly inculpatory, at trial the State used his story to connect him to Brown and to argue that he killed
Brown in revenge.
Knight was convicted of first-degree murder, fourth-degree unlawful possession of a weapon, and
third-degree possession of a weapon for an unlawful purpose. He was sentenced to life imprisonment with
thirty years of parole ineligibility.
On appeal, Knight raised nine points of error. Without reaching the merits of any of those
contentions, the Appellate Division remanded the matter to the trial court for the creation of a record in
respect of Knight's allegation that the State had improperly suppressed exculpatory evidence. On remand,
Knight pointed to four areas in which the State had failed to provide exculpatory evidence to him. First,
Knight noted that Marie Robinson had pled guilty to possession of cocaine shortly before Brown's death in
exchange for a recommended jail term of up to 364 days. At her sentencing hearing, a representative of the
prosecutor's office informed the sentencing judge that Robinson had cooperated with the State in the Brown
murder investigation. Robinson was subsequently sentenced to two days time served plus a small fine.
According to Knight, had he been informed of the prosecutor's favorable comments and their apparent effect
on Robinson's sentence, he would have impeached her testimony by showing that she had fabricated her
story to obtain a favorable sentence.
The second alleged non-disclosure involved statements made by Hakima, a woman who, according to
Marie Robinson, talked with Robinson shortly before the attack on Brown. The State's witness list included
the incorrect name and address of Hakima, who was identified incorrectly as Kim Royal. The State failed to
inform Knight that it had discovered that the woman's correct name was Kim Loyal. The State also failed to
disclose that Loyal had told State investigators that she was near the scene of the crime around the time of
the attack on Brown but did not see either Knight or Robinson there.
The third non-disclosure concerns an FBI teletype sent to FBI Agent Wilson on September 27, 1989
informing him of the facts underlying the charges against Knight. Wilson had testified at trial that he was
unaware of that information when questioning Knight. Knight argues that the teletype would have been used
to impeach Wilson's credibility.
Finally, the fourth non-disclosure concerns statements from one of the State's witnesses, Terrence
Worthy, who had informed law enforcement authorities in July 1988 that Brown had been involved in a
murder. Knight claimed that he could have used that information to argue to the jury that Worthy had a
motive to kill Brown.
The trial court ruled that these non-disclosures did not require the reversal of Knight's convictions
because they were not material and would not have affected the result of the trial. On appeal, the Appellate
Division reversed Knight's convictions, finding that the prosecutor's failure to disclose exculpatory
information to Knight violated federal constitutional law. The court concluded that the Robinson sentencing
information and the statements made by Loyal and Worthy to prosecutor's office representatives were
exculpatory and material to the issue of Knight's guilt. The Appellate Division also based its reversal on the
fact that the admission into evidence of Knight's statement to FBI Agent Wilson violated Knight's State
constitutional right to counsel as construed in State v. Sanchez. In Sanchez, this Court held that the mere
recitation of the Miranda warnings does not provide an indicted defendant with information sufficient to
make a knowing and intelligent waiver of the right to counsel. The Appellate Division concluded that
because Knight had been indicted by the time of FBI Agent Wilson's interrogation, the uncounselled waiver
of his Miranda rights did not constitute a valid waiver of his State constitutional right to counsel and was,
therefore, inadmissible. The court, acknowledging that Sanchez was decided after Knight's trial had
concluded, held that Sanchez should be applied retroactively to this case.
The Supreme Court granted certification.
HELD: State v. Sanchez applies retroactively to this case. The admission into evidence of Knight's statement
to his arresting officer violated his state constitutional right to counsel as construed in Sanchez. In
addition, the prosecutor's failure to disclose certain exculpatory information to Knight violated
federal constitutional law.
1. Under the Brady rule, suppression by the prosecution of evidence favorable to an accused on request
violates due process where the evidence is material either to guilt or to punishment, regardless of the good
or bad faith of the prosecution. Courts are obligated to consider the State's non-disclosures collectively, not
item-by-item. Regardless of the specificity of a defendant's request, evidence is material for Brady purposes
if there is a reasonable probability that had the evidence been disclosed to the defense, the result of the
proceedings would have been different. (pp. 12-14)
2. The State violated the Brady rule by withholding evidence favorable to Knight and material to the issue of
guilt. Disclosure of the FBI teletype and the statements made by Terrence Worthy would have had minimal
impact on Knight's trial. Nevertheless, based on the combined impact of the Loyal statement and the
Robinson sentencing information, there is a reasonable probability that the result of Knight's trial would have
been different had the suppressed evidence been disclosed to the defense. Thus, the Due Process Clause of
the Constitution requires the reversal of Knight's convictions. (pp. 12-16)
3. There are four options in determining retroactive application of a new rule of criminal procedure. Among those options is "pipeline retroactivity," which renders the new rule of law applicable in all future cases, in cases in which the rule is announced, and cases still on direct appeal. If a decision sets forth a new rule, three factors are generally considered to determine whether the rule is to be applied retroactively: 1) the purpose of the rule and whether it would be furthered by a retroactive application; 2) the degree of lines
placed on the old rule by those who administered it; and 3) the effect a retroactive application would have on
the administration of justice. (pp. 17-24)
4. The Sanchez rule is sufficiently novel and unanticipated to implicate this Court's power to limit the
retroactive effect of its decisions. Based on the three retroactivity factors, the Sanchez rule should apply
here. Neither the purpose of the Sanchez rule, reliance on pre-Sanchez law, nor administration-of-justice
considerations justify limiting application of the Sanchez rule in cases arising after that decision was
announced. However, administration-of-justice considerations counsel against affording Sanchez more than
pipeline retroactivity. Sanchez will, therefore, not apply to those defendants who had exhausted all avenues
of direct relief at the time Sanchez was decided. (pp. 24-31)
5. The State contends that even if Sanchez applies to this case, it does not render inadmissible Knight's
statement to FBI Agent Wilson because he was not acting on behalf of the State but rather as an agent of
the Federal Government. The record contains information sufficient to conclude that Agent Wilson was
acting as an agent of the prosecutor's office when he interrogated Knight. Accordingly, Knight's statement is
inadmissible pursuant to Sanchez. (pp. 31-35)
Judgment of the Appellate Division is AFFIRMED.
JUSTICE COLEMAN, concurring in part and dissenting in part, in which JUSTICE GARIBALDI
joins, dissents only from that part of the Court's holding that State v. Sanchez should be afforded pipeline
retroactivity. Because there was justifiable reliance by the law enforcement community on federal
constitutional law prevailing at the time Knight was interrogated by FBI Agent Wilson, the Sanchez rule
should apply only to cases in which the Miranda warnings were given to indicted defendants after July 23,
1992, the date Sanchez was decided.
JUSTICES HANDLER, POLLOCK and O'HERN join in JUSTICE STEIN's opinion. JUSTICE
COLEMAN filed a dissenting and concurring opinion in which JUSTICE GARIBALDI joins. CHIEF
JUSTICE WILENTZ did not participate.
SUPREME COURT OF NEW JERSEY
A-118/
119 September Term 1995
STATE OF NEW JERSEY,
Plaintiff-Appellant
and Cross-Respondent,
v.
CURTIS KNIGHT,
Defendant-Respondent
and Cross-Appellant.
Argued March 25, 1996 -- Decided July 11, 1996
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
283 N.J. Super. 98 (1995).
Raymond W. Hoffman, Assistant Prosecutor,
argued the cause for appellant and cross-
respondent (Clifford J. Minor, Essex County
Prosecutor, attorney; Mr. Hoffman and Maryann
K. Lynch, Assistant Prosecutor, on the
briefs).
Virginia C. Saunders, Assistant Deputy Public
Defender, argued the cause for respondent and
cross-appellant (Susan L. Reisner, Public
Defender, attorney).
Debra A. Owens, Deputy Attorney General,
argued the cause for amicus curiae, Attorney
General of New Jersey (Deborah T. Poritz,
Attorney General, attorney).
The opinion of the Court was delivered by
STEIN, J.
After a jury trial, defendant, Curtis Knight, was convicted
of first-degree murder, third-degree possession of a weapon for
an unlawful purpose, and fourth-degree unlawful possession of a
weapon. The Appellate Division reversed defendant's convictions
on two grounds: 1) the prosecutor's failure to disclose certain
exculpatory information to defendant violated federal
constitutional law; and 2) the admission into evidence of
defendant's statement to his arresting officer violated
defendant's state constitutional right to counsel as construed in
State v. Sanchez,
129 N.J. 261 (1992). See State v. Knight,
283 N.J. Super. 98, 119 (App. Div. 1995).
In Sanchez, supra, we held that mere recitation of the
Miranda warnings does not provide an indicted defendant with
information sufficient to make a knowing and intelligent waiver
of the right to counsel. 129 N.J. at 276. Recognizing that
Sanchez was decided after Knight's trial had concluded, the
Appellate Division nevertheless determined that the Sanchez rule
applies retroactively and requires the reversal of Knight's
convictions. Knight, supra, 283 N.J. Super. at 112-14.
We granted the State's petition for certification,
142 N.J. 575 (1995), and defendant's cross-petition, ibid., primarily to
review the Appellate Division's conclusion that the Sanchez rule
should be afforded retrospective application. We affirm.
In March 1990, defendant was tried along with Cesar Glenn for the murder of Glenn Brown, who was also known as Hassan. The
State contended that Cesar Glenn held Brown while defendant beat
him to death with a pipe.
The State's case against defendant relied heavily on the
testimony of Marie Robinson, who claimed to have witnessed the
beating. Robinson testified that on the morning of September 12,
1988, she was talking with friends in front of an apartment
building located at 254 Prince Street in Newark. When asked to
name those friends, Robinson mentioned a woman known as Hakima
and a woman known as Ms. Mohamid. Shortly after 7:00 a.m.,
Robinson walked inside the apartment building and saw her friend,
Glenn Brown, sleeping on the hallway staircase. Robinson woke
Brown and told him to go home. Brown explained that he was high,
had not slept in four days, and could not go home because someone
"was looking for him." Robinson left Brown and rejoined her
friends in the front of the building.
According to Robinson, a few minutes later two men who
Robinson could not identify entered the hallway of the building
from the back door. They were followed by defendant. After
finding Brown on the hallway staircase, each of the two
unidentified men took one of Brown's arms and dragged him out of
the back of the building. Robinson explained that Brown could
barely stand up on his own, and remained limp as he was brought
out the back door. Robinson moved into the hallway of the
building to get a better view of what was happening, and saw the
two men hold Brown while defendant hit him in the head with a
pipe three or four times. Gun shots were fired, Brown fell to
the ground, and the three assailants fled the scene. A state
medical examiner corroborated Robinson's story by testifying that
Brown's injuries were caused by blunt-force trauma to the head,
and that the injuries could have been inflicted by someone
wielding a pipe.
Defense counsel vigorously attacked Robinson's credibility.
Counsel noted that Robinson's trial testimony was inconsistent
with prior statements she had given to the police. Robinson's
story had changed regarding where the attack took place, whether
anyone else had witnessed the attack, and how much of the attack
Robinson herself had observed. Robinson admitted to having
previously lied to the police when she told them that she did not
know the names of any of the other persons standing in front of
the apartment building when the beating took place. She also
conceded that she did not contact the police to inform them of
what she had witnessed until eleven days after the killing, when
she told her story to her probation officer. At that time
Robinson was awaiting sentencing on a possession-of-cocaine
charge to which she had pled guilty. However, Robinson
emphasized at trial that she had received no benefit as a result
of her testimony.
Another aspect of the State's case against defendant
concerned a baseball hat found at the crime scene that contained
the logo "Pepsi-Cola Teterboro." The State contended that the
hat belonged to defendant. Although the State did not offer the
hat into evidence, it did offer a picture taken of the crime
scene that depicted the hat lying on the ground. A Pepsi
employee testified that defendant worked at Pepsi's Teterboro
plant in 1985 and 1986, when such hats were distributed to all
employees. However, no witness indicated that Brown's attacker
was wearing a baseball cap.
The State's case also included evidence seized from
defendant when he was arrested in California. Defendant was
indicted for the murder of Glenn Brown on December 8, 1988.
However, because defendant and his girlfriend, Kathy Capella, had
moved to California in October of 1988, New Jersey law
enforcement authorities had been unable to find defendant prior
to or after his indictment. On October 25, 1989, F.B.I. Agent
Mark Wilson and local police officers located and apprehended
defendant in Palmdale, California.
At the time of his arrest, defendant was driving a black
Ford that belonged to Capella. When the arresting officers
searched the car they found a pipe on the floor beneath the front
passenger's seat. The State argued at trial that the pipe was
the weapon used to kill Brown. The State based that argument on
Robinson's testimony that the seized pipe was the same size as
the pipe used to kill Brown and that it looked like the same
pipe. Capella testified that she had picked up the pipe in
September 1989 while jogging in order to ward off a dog. She
testified that she later put the pipe in her car and had not used
it since.
The trial court also admitted into evidence a statement that
defendant allegedly made to Agent Wilson following his arrest.
According to Wilson, defendant waived his Miranda rights and
stated that while he was living in New Jersey he had been robbed
by Brown. After the robbery, defendant learned that someone
named Rahaem or Knight had beaten up Brown and inflicted serious
injuries in the process. Brown's friends apparently believed
that defendant was the culprit, and were looking for defendant to
exact revenge for the beating. Defendant thus explained to
Wilson that he left New Jersey because he feared for his life and
that he did not know that the police were looking for him.
Although defendant's explanation was not directly inculpatory, at
trial the State used defendant's story to connect him to Brown
and to argue that defendant killed Brown to get revenge for the
robbery.
Dwight Goines, Brown's cousin, was defendant's primary
witness. In his testimony, Goines contradicted Marie Robinson's
account of Brown's death. On the day of the murder, Goines was
working for the Newark Housing Authority, painting the doors of
the apartments in the Prince Street apartment building. Goines
testified that shortly after 8:15 a.m., while Goines was
painting, Brown approached him and the two spoke for
approximately twenty minutes. Brown told Goines that he had been
awake all night, but, according to Goines, Brown's physical
condition appeared to be normal. After their conversation,
Goines went to the front of the building to paint the exterior of
the front door and Brown walked toward the back door. While
painting outside the front of the building, Goines heard a gun
shot. He ran into the building, looked out of a window, and saw
two men running from the rear of the building. He then went to
the back of the building and saw his wounded cousin lying on the
back porch. Goines testified that he did not see either
defendant or Marie Robinson at 254 Prince Street on that day.
The jury found defendant guilty of all charged offenses:
first-degree murder, N.J.S.A. 2C:11-3a(1), (2); fourth-degree
unlawful possession of a weapon, N.J.S.A. 2C:39-5d; and third-degree possession of a weapon for an unlawful purpose, N.J.S.A.
2C:39-4d. On the murder count, defendant was sentenced to life
imprisonment with thirty years of parole ineligibility. The
other two counts were merged with the murder conviction. The
codefendant, Cesar Glenn, was found not guilty on all counts.
Defendant subsequently moved for a new trial based on newly
discovered evidence. In support of that motion, defendant
presented the testimony of Kenneth Barnhill, who allegedly was
with Brown on the morning of his death and saw Brown beaten to
death. Barnhill explained that, around 7:00 a.m. on September
12, 1988, he and Brown were talking while sitting on a bench in
front of the building located at 260 Prince Street. They then
walked to 254 Prince Street, where Barnhill sat on a car and read
a newspaper while Brown went to the back porch of the apartment
building. Barnhill testified that a black male with a light
complexion later walked into the building, through the hallway,
and to the back porch, where he attacked Brown and began beating
him with a weapon that Barnhill could not identify. Barnhill
testified that a second individual looked on from the hallway,
but Barnhill could not be sure if that individual was an
accomplice of the assailant. When the beating ended and the
assailant left the scene, Barnhill went to the back porch and
found Brown lying in a pool of blood. Like Goines, Barnhill
testified that he did not see either defendant or Marie Robinson
at the scene of the crime. The trial court denied the motion for
a new trial, finding that Barnhill's testimony was "wholly
untrustworthy" and thus would not have changed the result of
defendant's trial.
On appeal, defendant raised nine points of error. See
Knight, supra, 283 N.J. Super. at 108-111. Without reaching the
merits of any of those contentions, the Appellate Division
remanded the case to the trial court for the creation of a record
concerning defendant's allegation that the State had improperly
suppressed exculpatory evidence. See id. at 107.
During the remand proceedings, defendant pointed to four
areas in which the State had failed to provide exculpatory
evidence to defendant. The first area involved the credibility
of Marie Robinson. As noted, Robinson had pled guilty to
possession of cocaine shortly before Glenn Brown's death. The
plea bargain called for a jail term of up to 364 days.
Significantly, the State failed to inform defendant that, at
Robinson's October 7, 1988, sentencing hearing, a representative
from the prosecutor's office told the sentencing judge that
Robinson was cooperating with the State in the Glenn Brown murder
investigation and had enabled the State to secure a warrant for
defendant's arrest. Robinson was subsequently sentenced to two
days time served plus a small fine. Defendant argued that if he
had been informed of the Prosecutor's favorable comments and
their apparent effect on Robinson's sentence, he could have
impeached Robinson's testimony by showing that she had concocted
her story to curry favor with the prosecutor's office.
The second area of non-disclosure involved statements made
by Hakima, the woman who, according to Marie Robinson, talked
with Robinson shortly before the attack on Brown. The State's
pre-trial witness list included the name and address of a woman
named Kim Royal. Defense counsel was unsuccessful in his efforts
to contact Royal at the address provided by the State. The State
failed to inform defendant that it had discovered that the
woman's correct name was Kim Loyal, and that Loyal was the woman
who Robinson called Hakima. More importantly, the State failed
to disclose that Loyal had told State investigators that she was
near 254 Prince Street around the time of the attack on Brown,
but did not see defendant or Robinson there.
The remand hearings also revealed that the State had failed
to disclose an F.B.I. teletype sent to Agent Wilson on September
27, 1989, informing him of the facts underlying the charges
against defendant. Wilson had testified that he was unaware of
that information when he interrogated defendant, and thus the
teletype could have been used to impeach Wilson's credibility.
Finally, defendant contended that the State failed to
disclose that one of the State's witnesses, Terrence Worthy, had
informed law enforcement authorities in July 1988 that Glenn
Brown had been involved in the murder of a man named Benjamin
Levine. Defendant claimed that he could have used that
information to argue to the jury that Worthy had a motive to kill
Brown. Defendant explained that Worthy might have killed Brown
because he feared Brown would kill him for implicating Brown in
the Levine murder.
In an oral opinion, the trial court ruled that the non-disclosures did not require the reversal of defendant's
convictions. The court explained that the non-disclosures were
not material to defendant's case and would not have affected the
result of the trial. The court reached that conclusion viewing
each non-disclosed item in isolation, and made no findings
concerning the cumulative effect the suppressed evidence would
have had on the jury.
The Appellate Division reversed, finding that defendant's
convictions had been obtained in violation of the federal
Constitution because "`there is a reasonable probability that,
had the [suppressed] evidence been disclosed to the defense, the
result of the proceeding would have been different.'" Knight,
supra, 283 N.J. Super. at 120 (quoting United States v. Bagley,
473 U.S. 667, 682,
105 S. Ct. 3375, 3383,
87 L. Ed.2d 481, 494
(1985)). The court found that the Robinson sentencing
information and the statements made by Loyal and Worthy to
prosecutor's office representatives were exculpatory and material
to the issue of defendant's guilt. Id. at 111, 121-22.
The Appellate Division offered a second, independent ground
for the reversal of defendant's convictions: the admission into
evidence of defendant's statement to Agent Wilson contravened
this Court's holding in State v. Sanchez, supra,
129 N.J. 261.
Following Sanchez, the Appellate Division concluded that because
defendant had been indicted by the time of Agent Wilson's
interrogation, the uncounseled waiver of defendant's Miranda
rights did not constitute a valid waiver of his state
constitutional right to counsel. Knight, supra, 283 N.J. Super.
at 114. Accordingly, the court held that defendant's statement
to Wilson could not be used against him at trial. Id. at 118.
The Appellate Division acknowledged that Sanchez was decided
after defendant's trial had concluded, but held that Sanchez
nonetheless applies to defendant's case. Id. at 112-14. The
court ruled that such retrospective application of the Sanchez
decision was appropriate because Sanchez did not announce a new
rule of law. Id. at 113. The court explained that Sanchez was
merely "a continuation of traditional adherence to a heightened
importance of the right to counsel once the criminal adversarial
process has begun." Ibid.
With regard to defendant's remaining contentions, the
Appellate Division briefly noted its approval of the trial
court's decision to instruct the jury that it could consider
defendant's leaving New Jersey as proof of consciousness of
guilt. Id. at 111. The court did not address defendant's
allegations of prosecutorial misconduct, ineffective assistance
of counsel, and trial court error in admitting into evidence the
pipe and an out-of-court statement made by co-defendant Cesar
Glenn. See ibid.
In Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 1196-97, 10 L. Ed.2d 215, 218 (1963), the United States Supreme Court held that "the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." Subsequent Supreme Court cases significantly expanded the scope
of the Brady rule. For example, in United States v. Agurs,
427 U.S. 97, 107,
96 S. Ct. 2392, 2399,
49 L. Ed.2d 342, 351-52
(1976), the Court stated that the rule applies where the
defendant has made only a general request for all "Brady
material" and even where the defendant has not made any request
at all. In United States v. Bagley,
473 U.S. 667, 676,
105 S.
Ct. 3375, 3380,
87 L. Ed.2d 481, 490 (1985), the Court confirmed
that Brady encompasses evidence that the defendant might have
used to impeach government witnesses. Accord Giglio v. United
States,
405 U.S. 150, 154,
92 S. Ct. 763, 766,
31 L. Ed.2d 104,
108 (1972). The Court explained that "[s]uch evidence . . . if
disclosed and used effectively, . . . may make the difference
between conviction and acquittal." Bagley, supra, 473 U.S. at
676, 105 S. Ct. at 3380, 87 L. Ed.
2d at 490. Most recently, in
Kyles v. Whitley, 514 U.S. ___, ___,
115 S. Ct. 1555, 1560,
131 L. Ed.2d 490, 498 (1995), the Court emphasized that where
multiple items of evidence have been suppressed, the
prosecution's Brady obligation "turns on the cumulative effect"
of such evidence. Thus, courts are obligated to consider the
State's non-disclosures "collectively, not item-by-item." Id. at
___, 115 S. Ct. at 1567, 131 L. Ed.
2d at 507.
Central to the Brady analysis is the determination of
whether evidence is sufficiently "material" to require its timely
disclosure to the defendant. In Agurs, supra, 427 U.S. at 104-112, 96 S. Ct. at 2398-2402, 49 L. Ed.
2d at 350-55, the Court
stated that the standard for ascertaining whether suppressed
evidence is material depends on the specificity of the
defendant's initial request for the evidence in question. In
cases where a specific request has been made, reversal would be
required if the suppressed evidence "might have affected the
outcome of the trial." Id. at 104, 96 S. Ct. at 2398, 49 L. Ed.
2d at 350. If the defendant has made only a general request for
"Brady material" or no request, reversal would be necessary "if
the omitted evidence creates a reasonable doubt that did not
otherwise exist." Id. at 112, 96 S. Ct. at 2402, 49 L. Ed.
2d at
355. However, the Court subsequently abandoned the distinction
set forth in Agurs, and held that, regardless of the specificity
of the defendant's request, evidence is material for Brady
purposes "if there is a reasonable probability that, had the
evidence been disclosed to the defense, the result of the
proceeding would have been different." Bagley, supra, 473 U.S.
at 682, 105 S. Ct. at 3383, 87 L. Ed.
2d at 494 (plurality
opinion of Blackmun, J.); id. at 685, 105 S. Ct. at 3385, 87 L.
Ed.
2d at 496 (White, J., concurring); see Kyles, supra, 514 U.S.
at ___, 115 S. Ct. at 1565, 131 L. Ed.
2d at 505.
At oral argument in this case, the State conceded that it
had suppressed evidence favorable to defendant. Thus, the
question before the Court is whether the State's non-disclosures
are "material" for purposes of the federal Constitution. We look
to the standard set forth in Bagley, supra, to resolve this
issue. In State v. Marshall,
123 N.J. 1, 199-200 (1991), this
Court declined to apply the Bagley materiality test where the
defendant had made a specific request for the suppressed
evidence, applying instead the specific-request standard found in
Agurs. See also State v. Florez,
134 N.J. 570, 593 (1994)
(noting, in dicta, two-tier approach that this Court has taken in
Brady cases). However, the record in this case indicates that
Knight made no specific request for the Brady materials at issue.
Accordingly, we need not resolve whether, as a matter of state
law, we will continue to apply the less demanding Agurs test to
the State's non-disclosures in a specific-request context. We
recognize, however, that Bagley's unitary standard is simpler to
apply and that the difference between the Agurs and Bagley
materiality standards may not be sufficiently substantial to
justify retention of two different materiality tests for Brady
violations. To the extent that Marshall is inconsistent with
that recognition, Marshall may be understood to reflect our view
that the defendant in that case had not established the
materiality of the Brady violation even under the less demanding
standard imposed by Agurs in specific-request situations.
We agree with the Appellate Division that the State in this
case violated the Brady rule by withholding evidence favorable to
defendant and material to the issue of guilt. First, the State
suppressed evidence that could have been used to impeach Marie
Robinson, the State's only eyewitness and the one person at trial
who placed defendant at the scene of the crime. Defense counsel
vigorously attempted to impeach Robinson's testimony, revealing
the inconsistencies between her testimony and her prior
statements, and the discrepancies between her testimony and that
of other witnesses. The prosecutor responded by emphasizing in
his closing argument that Robinson had no motive to lie:
Now, Marie Robinson has absolutely no reason to
tell you anything but the truth. . . . What do you
think she's getting out of this? Nothing. If we were
doing something for her, if she got paid, if she got
some bargain, if something was being done for her then
you would say we know why she's doing this. Marie
Robinson obviously is not getting anything at all . . .
I submit to you you can't find one reason why she's
testifying other than the fact that she saw [the
beating] . . . .
Had defense counsel known that a representative from the
prosecutor's office had spoken on Robinson's behalf at her
sentencing hearing, and that Robinson subsequently received a
time-served sentence on a plea bargain that called for a jail
term of up to 364 days, counsel's ability to impeach Robinson's
credibility would have been significantly enhanced.
Kim Loyal's statement further discredits Robinson's account
of the crime. Although Robinson testified at trial that she
talked with Loyal for ten or fifteen minutes shortly before the
attack on Brown, Loyal told the police that she never saw
Robinson on the day in question. Moreover, Loyal stated that she
did not see defendant when she was in the area of 254 Prince
Street around the time of the crime. Confronted with such
testimony, the jury might have credited the testimony of Dwight
Goines and concluded that defendant was not responsible for the
attack on Brown.
In our view, disclosure of the F.B.I. teletype and the
statements made by Terrence Worthy would have had minimal impact
on defendant's trial. Nevertheless, based on the combined impact
of the Loyal statement and the Robinson sentencing information,
see Kyles, supra, 514 U.S. at ___, 115 S. Ct. at 1560, 131 L. Ed.
2d at 498, we conclude that there is a reasonable probability
that the result of defendant's trial would have been different
had the suppressed evidence been disclosed to the defense. See
Bagley, supra, 473 U.S. at 682, 105 S. Ct. at 3383, 87 L. Ed.
2d
at 494. Thus, as the Appellate Division determined, the Due
Process Clause of the Constitution requires the reversal of
defendant's convictions.
Defendant also contends that his statement to F.B.I. Agent Wilson should not have been admitted into evidence at trial because defendant had not validly waived his right to counsel before speaking with Wilson. The resolution of that issue turns on whether State v. Sanchez, 129 N.J. 261 (1992), which we decided after Knight's trial had concluded but before the Appellate Division had ruled on his appeal, applies retroactively to this case. Although we have determined that the State's
suppression of evidence requires the reversal of defendant's
convictions, we address defendant's Sanchez contention to provide
guidance on the extent to which that decision should be applied
retroactively.
retroactivity analysis. Ibid. Our cases have recognized that if a ruling does not involve a "departure from existing law," the retroactivity question never arises and our power to limit the retroactive effect of a decision is not implicated. Ibid. That approach apparently stems from the concept, prevalent at common law, that the duty of courts was not to pronounce new law but rather to "maintain and expound" extant judicial rulings. See Linkletter v. Walker, 381 U.S. 618, 622, 85 S. Ct. 1731, 1734, 14 L. Ed.2d 601, 604 (1965) (quoting 1 William Blackstone, Commentaries 69 (15th ed. 1809)), overruled on other grounds, Griffith v. Kentucky, 479 U.S. 314, 107 S. Ct. 708, 93 L. Ed.2d 649 (1987). A court could "discover" what the law had always been, but it could not create new law. Id. at 623, 85 S. Ct. at 1734, 14 L. Ed. 2d at 605. The recognition that the retrospective effect of a judicial ruling could be restricted was unknown to the common-law courts and incompatible with the common-law view that "[a]n overruled holding was not bad law, it was simply never the law." State v. Johnson, 43 N.J. 572, 582 (1965), aff'd, 384 U.S. 719, 86 S. Ct. 1772, 16 L. Ed.2d 882 (1966); see Linkletter, supra, 381 U.S. at 623 & n.6, 85 S. Ct. at 1734 & n.6, 14 L. Ed. 2d at 604-05 & n.6. In time, however, courts came to accept that some decisions represent a break from prior jurisprudence, and that to apply such new rules retroactively could inflict unjustified burdens on the courts and
law enforcement personnel. See Linkletter, supra, 381 U.S. at
623-24, 85 S. Ct. at 1734-35, 14 L. Ed.
2d at 605.
In State v. Lark,
117 N.J. 331, 336 (1989), we discouraged
undue emphasis on the old rule/new rule distinction, and noted
our reluctance to decide retroactivity questions on the basis of
the now-discredited common-law view of law as "perpetual and
immutable." See also Richard H. Fallon, Jr. & Daniel J. Meltzer,
"New Law, Non-Retroactivity, and Constitutional Remedies,"
104
Harv. L. Rev. 1733, 1833 (1991) ("[T]he question whether to deny
retroactive effect to a relatively unpredictable decision is
properly governed `not by metaphysical conceptions of the nature
of judge-made law . . . but by considerations of convenience, of
utility, and of the deepest sentiments of justice.'") (quoting
Benjamin Cardozo, The Nature of the Judicial Process 148-49
(1921) (footnote omitted)). In Lark, we cited approvingly the
federal Supreme Court's broad definition of "new rule" that
provides that a "`case announces a new rule when it breaks new
ground or imposes a new obligation on the States or the Federal
Government * * * [or] if the result was not dictated by precedent
existing at the time the defendant's conviction became final.'"
Lark, supra, 117 N.J. at 339 (quoting Teague v. Lane,
489 U.S. 288, 301,
109 S. Ct. 1060, 1070,
103 L. Ed.2d 334, 349 (1989)).
Moreover, we held that a decision involving an "accepted legal
principle" announces a new rule for retroactivity purposes so
long as the decision's application of that general principle is
"sufficiently novel and unanticipated." Ibid.
If a decision indeed sets forth a "new rule," three factors
generally are considered to determine whether the rule is to be
applied retroactively: "(1) the purpose of the rule and whether
it would be furthered by a retroactive application, (2) the
degree of reliance placed on the old rule by those who
administered it, and (3) the effect a retroactive application
would have on the administration of justice." State v. Nash,
64 N.J. 464, 471 (1974); accord State v. Gilmore,
103 N.J. 508, 544
(1986); Burstein, supra, 85 N.J. at 406. Although those three
factors have received detailed attention in our retroactivity
case law, our cases also indicate that the retroactivity
determination often turns more generally on "the court's view of
what is just and consonant with public policy in the particular
situation presented." Nash, supra, 64 N.J. at 469.
"The first factor, the purpose of the new rule, is often the
pivotal consideration." Burstein, supra, 85 N.J. at 406. For
example, if the newly announced rule is an exclusionary rule
intended solely to discourage police misconduct, then the rule's
purpose would not be served by applying the rule to conduct
occurring before the rule was announced. For that reason,
exclusionary rules are rarely given retroactive effect. Ibid.
On the other hand, if the old rule was altered because it
substantially impaired the reliability of the truth-finding
process, the interest in obtaining accurate verdicts may suggest
that the new rule be given complete retroactive effect. Id. at
406-07.
The second and third factors come to the forefront of the
retroactivity analysis when the inquiry into the purpose of the
new rule does not, by itself, reveal whether retroactive
application of the new rule would be appropriate. See id. at
408. The second factor inquires whether law enforcement agents
justifiably relied on the old rule in performing their
professional responsibilities. See State v. Catania,
85 N.J. 418, 447 (1981). "The reasoning underlying this inquiry is that
state agents should not be penalized for complying in good faith
with `prevailing constitutional norms'" when carrying out their
duties. State v. Howery,
80 N.J. 563, 582 (Pashman, J.,
dissenting), cert. denied,
444 U.S. 994,
100 S. Ct. 527,
62 L.
Ed.2d 424 (1979); accord Catania, supra, 85 N.J. at 447-48. In
instances where prior judicial decisions gave state officials
reason to question the continued validity of the old rule, the
significance of the reliance factor correspondingly decreases.
See Nash, supra, 64 N.J. at 473-74.
The third factor in the retroactivity analysis, the effect a
retroactive application would have on the administration of
justice, recognizes that courts must not impose unjustified
burdens on our criminal justice system. See Burstein, supra, 85
N.J. at 410. Thus, we generally have avoided applying new rules
retroactively when such an application would undermine the
validity of large numbers of convictions. We have noted our
concern about overwhelming courts with retrials, and our
awareness of the difficulty in re-prosecuting cases in which the
offense took place years in the past. See Lark, supra, 117 N.J.
at 341; Burstein, supra, 85 N.J. at 410.
Our three-pronged retroactivity analysis stems from the test
set forth by the United States Supreme Court in Linkletter,
supra, 381 U.S. at 636, 85 S. Ct. at 1741, 14 L. Ed.
2d at 612.
Over the years, however, the federal jurisprudence shifted
course, and the federal Supreme Court eventually abandoned the
Linkletter factors in favor of a more mechanical approach. Under
current federal law, new rules based on interpretation of the
federal Constitution are to be applied to all cases still on
direct appeal, see Griffith v. Kentucky,
479 U.S. 314, 328,
107 S. Ct. 708, 716,
93 L. Ed.2d 649, 661 (1987), but only in rare
circumstances to cases in which all avenues of direct review have
been exhausted. See Teague v. Lane,
489 U.S. 288, 310,
109 S.
Ct. 1060, 1075,
103 L. Ed.2d 334, 356 (1989). Although we have
noted our agreement with some of the principles underlying
Teague, we have continued to determine the retroactivity of state
rules of law under the Linkletter test. See Lark, supra, 117
N.J. at 341-42.
Only one other state court has considered the appropriate
retroactive effect of a decision announcing a rule akin to the
right-to-counsel rule of Sanchez. In People v. Samuels, 400
N.E.2d 1344, 1347 (N.Y. 1980), the New York Court of Appeals held
that once a felony complaint is filed, a defendant may not waive
the right to counsel outside of the presence of defense counsel.
Then, in People v. Pepper,
423 N.E.2d 366, 369-70 (N.Y.), cert.
denied,
454 U.S. 967,
102 S. Ct. 510,
70 L. Ed.2d 383 (1981),
the New York court applied the three-factor Linkletter test and
concluded that the Samuels rule should be accorded "pipeline
retroactivity." The court noted that such a result was
consistent with its previous decisions giving limited retroactive
effect to new rules involving the pre-trial right to counsel.
See id. at 369.
counterpart," while acknowledging that that contention had gained
"some acceptance from courts and commentators." Id. at 297, 108
S. Ct. at 2397, 101 L. Ed.
2d at 275.
Four years later, in Sanchez, supra, 129 N.J. at 276-77, "we
held that after a defendant has been indicted, administration of
Miranda warnings during police-initiated interrogation is not
adequate to elicit a knowing and voluntary waiver of the right to
counsel guaranteed by the State Constitution." State v. Tucker,
137 N.J. 259, 287 (1994), cert. denied, ___ U.S. ___,
115 S. Ct. 751,
130 L. Ed.2d 651 (1995). We saw Patterson as a "change[]
[of] direction" in the Supreme Court's Sixth Amendment
jurisprudence, Sanchez, supra, 129 N.J. at 269, and found the
basis for our decision in "our traditional commitment to the
right to counsel." Id. at 274. Those observations might imply
that the rule set forth in Sanchez was not "new," but rather, as
the Appellate Division found, "a continuation of traditional
adherence to a heightened importance of the right to counsel once
the criminal adversarial process has begun." Knight, supra, 283
N.J. Super. at 113.
On the other hand, focusing on the period before Sanchez was
decided, Patterson represented the United States Supreme Court's
resolution of the question under the federal Constitution, and
the Patterson Court squarely had rejected the right-to-counsel
argument later accepted in Sanchez. Moreover, that we would
interpret our State Constitution as we did in Sanchez might not
have been predicted in view of the fact that "[w]henever possible, we endeavor to harmonize our interpretation of the State Constitution with federal law." Tucker, supra, 137 N.J. at 291 (citing State v. Hunt, 91 N.J. 338, 345 (1982)). Indeed, our pre-Sanchez right-to-counsel jurisprudence was generally similar to that of the Supreme Court in other contexts. See, e.g., State v. Clausell, 121 N.J. 298, 350-53 (1990) (holding that defendant did not validly waive right to counsel, applying parallel analyses under state and federal law); State v. Fritz, 105 N.J. 42, 58 (1987) (adopting, nearly verbatim, federal constitutional standard for effective assistance of counsel); State v. Bey, 258 N.J. Super. 451, 466 (App. Div.) (noting, in case in which statements were taken from charged defendant outside of presence of his attorney, that "[w]e consider the federal and State constitutional rights to counsel as coextensive in this context"), certif. denied, 130 N.J. 19 (1992). In addition, even if the Appellate Division was correct in noting that Sanchez was "not a break with prior law," Knight, supra, 283 N.J. Super. at 113 (emphasis added), Sanchez indeed altered the substance of the law applied by state trial courts ruling on the admissibility of statements taken from indicted, unrepresented defendants. See, e.g., Sanchez, supra, 129 N.J. at 264 (noting that both trial court and Appellate Division had ruled that Sanchez's confession was admissible). Sanchez "`was not dictated by precedent existing at the time the defendant's conviction became final'"
and undeniably imposed a new obligation on state law enforcement
agents. Lark, supra, 117 N.J. at 339 (quoting Teague, supra, 489
U.S. at 301, 109 S. Ct. at 1070, 103 L. Ed.
2d at 349).
We therefore conclude that the Sanchez rule is "sufficiently
novel and unanticipated" to implicate this Court's power to limit
the retroactive effect of its decisions. Lark, supra, 117 N.J.
at 339. Accordingly, we consider whether retroactive application
of the Sanchez rule would be appropriate.
To guide us in the inquiry into the purpose of the Sanchez
rule, we look to the rationale for that rule set forth in Sanchez
itself:
The return of an indictment transforms the
relationship between the State and the defendant. By
obtaining the indictment, the State represents that it
has sufficient evidence to establish a prima facie
case. Once the indictment is returned, the State is
committed to prosecute the defendant. From that
moment, if not before, the prosecutor and the defendant
are adversaries. Questioning the accused can be only
"for the purpose of buttressing * * * a prima facie
case." The spotlight is on the accused. Under those
circumstances, the perfunctory recitation of the right
to counsel and to remain silent may not provide the
defendant with sufficient information to make a knowing
and intelligent waiver. Such a recitation does not
tell the defendant the nature of the charges, the
dangers of self-representation, or the steps counsel
might take to protect the defendant's interests. . . .
Given the adversarial nature of their relationship, for
the State's representatives to communicate adequately
that information to an indicted defendant would be
difficult, nigh to impossible.
[Sanchez, supra, 129 N.J. at 276-77 (quoting People v.
Settles,
385 N.E.2d 612, 616 (N.Y. 1978)) (citations
omitted).]
In this case, the inquiry into the purpose of the new rule does
not, by itself, reveal whether retroactive application of the
rule would be appropriate. Although the Sanchez rule is
intended, in part, to discourage police interrogation of
indicted, unrepresented defendants, it is not solely an
exclusionary rule. Similarly, although the rule aims to "enhance
the reliability of confessions by reducing the inherent coercion
of custodial interrogation," State v. Reed,
133 N.J. 237, 260
(1993), it does not replace a rule "`that substantially
impair[ed] [the] truth-finding function [of the criminal
trial].'" Burstein, supra, 85 N.J. at 406 (quoting Williams v.
United States,
401 U.S. 646, 653,
91 S. Ct. 1148, 1152,
28 L. Ed.2d 388, 395 (1971)). Accordingly, we must add to our analysis a
consideration of the "reliance" and "administration of justice"
factors. Those factors are, to an extent, interrelated in this
case.
We fail to discern any appreciable reliance by law
enforcement officials on pre-Sanchez law. Significantly, because
of the manner in which our state criminal justice system
operates, only in exceptional situations would a New Jersey law
enforcement officer attempt to interrogate an indicted defendant
outside the presence of a defense attorney. We note that in
urban counties the first appearance by criminal defendants occurs
in Central Judicial Processing (CJP) courts, see Tucker, supra,
137 N.J. at 284, and in those courts
forms requesting assigned counsel generally are
completed by defendants prior to their initial court
appearance, and at that court appearance counsel from
the public defender's office are generally available to
provide representation. In the CJP courts, as an
essential pre-condition of effective case management,
defendants are presumed to have asserted their
expectation to be represented by counsel, and counsel
are routinely provided.
implicated arise relatively infrequently. Thus, applying Sanchez
retroactively to cases on direct appeal would neither "be
chaotic" nor "overwhelm our courts." Catania, supra, 85 N.J. at
447; see State v. Krol,
68 N.J. 236, 267 & n.15 (1975) (finding
that there would be no detrimental effect on justice system if
rule affecting thirty-nine persons were applied retroactively).
However, administration-of-justice considerations counsel against
affording Sanchez more than "pipeline retroactivity." To accord
Sanchez complete retroactive effect would impose on the State the
burden of re-prosecuting some cases in which the offense took
place years in the past. Because of failing memories and
unavailable witnesses, the problems encountered in prosecuting
such cases often are insurmountable. See Lark, supra, 117 N.J.
at 341.
Based on the three retroactivity factors, we conclude that
it would be "just and consonant with public policy," Nash, supra,
64 N.J. at 469, to apply the Sanchez rule in this case. Neither
the purpose of the Sanchez rule, reliance on pre-Sanchez law, nor
administration-of-justice considerations justify limiting
application of the Sanchez rule to cases arising after that
decision was announced. Because the pre-Sanchez rule did not
substantially impair the reliability of the truth-finding
process, we will not burden the criminal justice system with the
post-conviction-relief applications and retrials that would
result from a fully retroactive application of the Sanchez
decision. Sanchez will therefore not apply to those defendants
who had exhausted all avenues of direct relief at the time
Sanchez was decided.
We note that this result is consistent with the approach now
followed by the federal courts in retroactivity cases, see
Teague, supra, 489 U.S. at 310, 109 S. Ct. at 1075, 103 L. Ed.
2d
at 356; Griffith, supra, 479 U.S. at 328, 107 S. Ct. at 716, 93
L. Ed.
2d at 661, and with the result reached in many of our own
prior retroactivity decisions. See, e.g., State v. Haliski,
140 N.J. 1, 24 (1995); Lark, supra, 117 N.J. at 341; Gilmore, supra,
103 N.J. at 544; State v. Czachor,
82 N.J. 392, 409-10 (1980);
Nash, supra, 64 N.J. at 474; accord Pepper, supra, 423 N.E.
2d at
369-70 (granting "pipeline retroactivity" to Samuels, supra, 400
N.E.
2d at 1347, which held that once felony complaint is filed
defendant may not waive right to counsel unless defense attorney
is present).
require Wilson to comply with state constitutional law concerning
the interrogation of criminal defendants.
In State v. Mollica,
114 N.J. 329, 347 (1989), we noted
that, with regard to law-enforcement activities, "protections
afforded by the constitution of a sovereign entity control the
actions only of the agents of that sovereign entity." Our State
Constitution ordinarily will not be invoked to regulate the
conduct of private citizens or officers of a foreign
jurisdiction. See ibid. Accordingly, in Mollica, we "endorse[d]
the principle that federal officers acting lawfully and in
conformity to federal authority are unconstrained by the State
Constitution, and may turn over to state law enforcement officers
incriminating evidence, the seizure of which would have violated
state constitutional standards." Id. at 355.
However, we qualified that broad statement with a "vital,
significant condition": The seized evidence remains inadmissible
in state court if obtained by federal officers acting under color
of state law or as agents of state law-enforcement authorities.
Ibid. Resolving the agency issue entails a fact-sensitive
inquiry:
Differing relationships and interactions may suffice to
establish agency. Thus, antecedent mutual planning,
joint operations, cooperative investigations, or mutual
assistance between federal and state officers may
sufficiently establish agency and serve to bring the
conduct of the federal agents under the color of state
law. On the other hand, mere contact, awareness of
ongoing investigations, or the exchange of information
may not transmute the relationship into one of agency.