SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
Argued October 8, 2002 -- Decided November 21, 2002
PER CURIAM
The question presented in this appeal is whether it is illegal for a
sentencing judge to specify that the less restrictive sentence be served prior to
the more restrictive sentence when consecutive sentences are imposed at the same time
for convictions arising from a single trial.
In 1991, Ellis was tried in Essex County on consolidated charges arising from
acts committed in Bergen and Essex Counties. He was found guilty of multiple
offenses which merged for purposes of sentencing into two first-degree robbery convictions. The
robberies were committed about a month apart but on the same victim, a
sixty-year-old woman. The violence employed against the victim was substantial.
On May 20, 1991, Ellis was sentenced to consecutive sentences, one of twenty
years with a ten-year parole disqualifier, and the other of fifteen years flat.
The sentencing court emphatically specified that the fifteen-year flat sentence was to be
served first, stating that Ellis would begin serving the ten-year parole disqualifier only
after he became eligible for parole on the flat term. The judgment of
conviction was equally explicit.
Ellis took a direct appeal to the Appellate Division and the judgment was
affirmed. The issues raised on appeal included a challenge to the imposition of
a minimum period of parole ineligibility without a proper balancing of aggravating and
mitigating factors. Ellis filed a petition for post-conviction relief that was denied by
the trial court in 1996, and the Appellate Division affirmed in 1999. The
Supreme Court granted certification and remanded to the Appellate Division on an unrelated
issue. On remand, the Appellate Division again affirmed. None of these appellate proceedings
included a claim by Ellis that his sentence was illegal.
In 1999, Ellis moved pursuant to R. 3:21-10(b) for a change of sentence,
alleging for the first time that the trial courts specification of the order
of sentences was illegal. The trial court treated the motion as a second
petition for post-conviction relief and denied it on the merits. Ellis subsequently sought
entry into a drug rehabilitation program that was also denied. These adjudications were
appealed to the Appellate Division.
The Appellate Division affirmed the denial of the petition for post-conviction relief. State
v. Ellis,
346 N.J. Super. 583 (2002). The majority opinion was written by
Judge Ciancia. The Appellate Division requested the State Parole Board to submit an
amicus brief. The Appellate Division found the Parole Boards brief helpful in explaining
the practical consequences of Elliss sentence and in providing other information relating to
the intricacies of establishing an initial parole date. In essence, the trial courts
direction that the less restrictive sentence be served before the more restrictive sentence
resulted in an initial parole eligibility date approximately three years later than if
the more restrictive sentence had been served first May 1, 2003 as opposed
to April 7, 2000. If the more restrictive sentence were served first, the
flat consecutive sentence would have had no influence at all on the initial
parole eligibility date, meaning the result would be the same as if concurrent
sentences had been imposed.
The Appellate Division noted that a trial courts discretion in imposing consecutive
or concurrent sentences is guided by the precepts of State v. Yarborough,
100 N.J. 627 (1985), cert. denied,
475 U.S. 1014 (1986). It further noted that
in a prior Appellate Division case, State v. Lane,
279 N.J. Super. 209
(App. Div. 1995), Yarborough was interpreted to require that where consecutive sentences are
imposed, the sentencing court must direct that the most restrictive sentence is to
be served first. The Appellate Division found Lane to be a misreading of
Yarborough, since the holding of Lane was based on provisions of the Model
Sentencing and Corrections Act which were not adopted in Yarborough. According to the
Appellate Division, nothing in Yarborough or its guidelines precluded a sentencing judge from
requiring a less restrictive term to be served before the more restrictive term.
The Appellate Division also explained that in subsequent cases considering the Yarborough factors,
the Supreme Court has taken an expansive view of the discretion vested in
a sentencing court when deciding whether to impose consecutive or concurrent sentences. The
Appellate Division stated that given this approach, it could not conclude that a
courts direction to serve one sentence prior to another could constitute an illegal
sentence. It noted that the goal of consecutive sentences is to incarcerate a
defendant for a longer period of time than would result from a concurrent
sentence. The Appellate Division reasoned that the sentence imposed here achieves that goal,
while requiring the more restrictive sentence to be served first would not have
achieved that goal.
The Appellate Division made it clear that it was not addressing the wisdom
of the sentence or testing it against the norms of judicial discretion. It
explained that the issue whether Elliss sentence was excessive or an abuse of
discretion was not cognizable on post-conviction relief, but was required to have been
raised on direct appeal. In fact, Ellis had challenged his sentence on his
direct appeal, and the Appellate Division found no merit to the issues raised.
The Appellate Division concluded that Elliss attempt to use R. 3:21-10(b) to claim
illegality of sentence was improper, and that the trial court correctly treated his
motion as a post-conviction relief petition asserting illegality of sentence under R. 3:22-12.
Judge Lesemann filed a concurring opinion, disagreeing with the majoritys conclusion that Elliss
request for relief was not cognizable in that proceeding. Judge Lesemann was of
the view that Ellis had raised a claim of an illegal sentence. Nonetheless,
he concluded that under the circumstances of the case, a remand would amount
to a meaningless gesture because it would not result in a different sentence.
The Supreme Court granted the petition for certification filed by Ellis.
HELD: The judgment of the Appellate Division is AFFIRMED substantially for the reasons
expressed in the majority opinion of Judge Ciancia below. It was not illegal
for the sentencing court to specify that Ellis serve the flat term before
the term with a parole disqualifier when imposing consecutive sentences. The request by
Ellis for review of his sentence amounts to a claim that the sentence
was excessive and is not cognizable in a proceeding for post-conviction relief.
CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LONG, VERNIERO, LaVECCHIA, ZAZZALI and ALBIN join
in this opinion.
SUPREME COURT OF NEW JERSEY
A-
98 September Term 2001
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DERRICK ELLIS,
Defendant-Appellant.
Argued October 8, 2002 Decided November 21, 2002
On certification to the Superior Court, Appellate Division, whose opinion is reported at
346 N.J. Super. 583 (2002).
Frank J. Pugliese, Assistant Deputy Public Defender, argued the cause for appellant (Yvonne
Smith Segars, Public Defender, attorney).
Michael J. Williams, Deputy Attorney General, argued the cause for respondent (Peter C.
Harvey, Acting Attorney General of New Jersey, attorney).
Gregory A. Spellmeyer, Deputy Attorney General, submitted a letter in lieu of brief
on behalf of amicus curiae, New Jersey State Parole Board (Peter C. Harvey,
Acting Attorney General of New Jersey, attorney).
PER CURIAM
The judgment is affirmed, substantially for the reasons expressed in Judge Ciancias majority
opinion of the Appellate Division, reported at
346 N.J. Super. 583 (2002).
CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LONG, VERNIERO, LaVECCHIA, ZAZZALI, and ALBIN join
in this opinion.
SUPREME COURT OF NEW JERSEY
NO. A-98 SEPTEMBER TERM 2001
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DERRICK ELLIS,
Defendant-Appellant.
DECIDED November 21, 2002
Chief Justice Poritz PRESIDING
OPINION BY Per Curiam
CONCURRING OPINION BY
DISSENTING OPINION BY
CHECKLIST