(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Coleman, J., writing for a majority Court.
The issues raised in this appeal are whether life imprisonment is the presumptive extended term
requiring twenty-five years of parole ineligibility for a persistent offender convicted of first-degree kidnapping
and whether a rejected plea offer may be considered by an appellate court when determining the
excessiveness of sentences.
On November 22, 1992, during the early morning hours, James D. Pennington burglarized a room at
the Residence Inn on the Route 1, Princeton-South Brunswick corridor. During the robbery, he used a knife
to threaten the occupant of the room, James Linsell. Later that morning, Pennington also burglarized Room
541 at the Ramada Inn, robbing the victims, Kysar and Lyles, of their money and other property while
threatening them with a knife. Pennington tied Lyles' and Kysar's hands with a rope and taped their feet
together to facilitate his escape. In addition, on December 15, 1992, Pennington pushed Aline Dossous, a
housekeeping employee at the Residence Inn, into a room and struggled with her. She managed to free
herself and escape.
Based on these incidents, two indictments were returned by two Grand Juries sitting in Middlesex
County. Indictment #224-01-93 (Indictment #224), addressed the burglary, theft and weapons charges, but
did not include charges of kidnapping, robbery, or criminal restraint. Fourteen months later, Indictment
#432-3-94 (Indictment #432) was returned charging Pennington separately for the offenses related to Lyles
and Kysar, including kidnapping and robbery. The second indictment superseded six counts of the first
indictment and both were consolidated for trial.
Under Indictment #224, the jury found Pennington guilty of second-degree burglary of Linsell and
Dossous, fourth-degree unlawful possession of a knife, second-degree possession of a knife for an unlawful
purpose, and receiving stolen property. After properly merging some of the offenses, Pennington was
sentenced on each of the two second-degree burglaries to consecutive ten-year-terms of imprisonment with
five years of parole ineligibility. The court found two aggravating factors (the risk that Pennington would
commit another offense and the need for deterrence) and no mitigating factors.
Under Indictment #432, the jury found Pennington guilty on all charges. Prior to sentencing, the
prosecutor filed a motion to have Pennington sentenced to an extended term as a persistent offender.
Pennington's status as a persistent offender was based, among other things, on two prior convictions: a
prison sentence in July 1978, resulting from convictions on two counts of armed robbery, one count of
robbery, and one count of rape while armed; and a prison sentence in June 1987, resulting from convictions
of burglary, aggravated assault, and possession of a weapon for an unlawful purpose.
The sentencing court granted the State's motion, concluding that it would impose an extended term on the kidnapping offenses primarily because of the need for deterrence and for the public's protection. On Indictment #432, the court imposed three extended terms. For the second-degree burglary of Lyles' and Kysar's room, the court imposed a term of twenty years and concurrent terms of life with twenty-five years of parole ineligibility on the first-degree kidnappings. The court explained that it imposed twenty-five years of parole ineligibility because the statute required those parole bars for an extended term of life. The court either merged or imposed concurrent terms on the other offenses. The aggregate sentence on the two
indictments was life imprisonment plus twenty years, with thirty-five years of parole ineligibility.
In a reported opinion, a divided panel of the Appellate Division agreed with defendant that the
aggregate sentence was manifestly excessive and shocked the judicial conscience. Although the convictions
were affirmed, all sentences were vacated and remanded for resentencing. The majority also relied on the
extreme disparity between the eventual sentence and the State's final offer during plea negotiations to
support its conclusion that the sentences were excessive. The dissenting member of the panel found that the
sentences adhered to the sentencing guidelines and did not shock the judicial conscience.
Pennington's petition for certification was denied. The State appealed as of right based on the
dissent in the Appellate Division.
HELD: Life imprisonment is the presumptive extended term for a first-degree kidnapping for a persistent
offender; a twenty-five year bar to parole eligibility is discretionary; and a rejected plea offer is not relevant
to whether a sentence imposed following a trial is excessive.
1. According to State v. Dunbar, the following procedure must be followed before imposing a discretionary
extended term: 1) the sentencing court must determine whether the minimum statutory predicates for
subjecting the defendant to an extended term have been met; 2) the court must determine whether to impose
an extended sentence; 3) the court must weigh the aggravating and mitigating factors to determine the base
term of the extended sentence; and 4) the court must determine whether to impose a period of parole
ineligibility. Three of the Dunbar factors have been met. Pennington satisfies the statutory predicates as a
persistent offender, thus exposing him to an extended term; the determination that there was a need for
deterrence for the protection of society was clearly supported by the record; and the court found three
aggravating factors and no mitigating factors, thus eliminating any balancing requirement. (pp. 11-14)
2. In deciding whether to impose a discretionary term of parole ineligibility on an extended term sentence, a
sentencing court must articulate and then balance the aggravating and mitigating factors. If the court is
clearly convinced that the aggravating factors substantially outweigh the mitigating factors, a term of parole
ineligibility may be imposed. Once that decision is made, the court must then set the parole bar. N.J.S.A.
2C:43-7b sets the maximum term of parole ineligibility for an extended term of life. Based on the legislative
history of parole ineligibility, N.J.S.A. 2C:43-7b should be parsed to provide a sentencing court three options
for extended term sentencing: 1) fixing a minimum term not to exceed one-half of the term set during which
the defendant shall not be eligible for parole; 2) fixing a term of 25 years during which time the defendant
shall not be eligible for parole where the sentence imposed was life imprisonment; and 3) decline to impose
a parole bar, thereby permitting the Parole Act to control parole eligibility. Although the decision whether
to impose a parole bar on a life sentence is discretionary, once the court decides to impose a parole bar on
an extended term of life, that bar must be twenty-five years. (pp. 14-20)
3. The sentencing court had no discretion when it imposed twenty-five years of parole ineligibility;
nonetheless, it should reconsider the parole bar for kidnapping in view of the Court's holding. When
multiple sentences are imposed for more than one offense, no more than one sentence for an extended term
should be imposed. Thus, extended term sentences imposed on one of the kidnappings and for the burglary
were properly vacated by the Appellate Division. On remand, the sentencing court is directed to reconsider
and explain its reasons for imposing consecutive maximum sentences for the two burglaries under Indictment
#224, in light of the extended term for one of the kidnappings. (pp. 20-23)
4. Both the Code and decisional law establish a public policy that prohibits the use of rejected plea offers in
addressing the issue of the alleged excessiveness of sentence. When Pennington rejected the State's offer,
the plea negotiations were void for all purposes and could be afforded no substantive weight by either the
trial or appellate court. Therefore, the Appellate Division erred when it found the plea offer relevant to the
issue of whether the sentences were manifestly excessive. (pp. 23-26)
Pennington's convictions and the sentence of life on one count of kidnapping is AFFIRMED.
Judgment of the Appellate Division holding that the pretrial plea offer may be considered when determining
whether one or more sentences are excessive is REVERSED. The matter is REMANDED to the Law
Division for reconsideration of the parole bar on the kidnapping sentence, clarification of the consecutive
sentences imposed for the two second-degree burglaries, and resentencing on one count of kidnapping and
the burglary of Lyles' and Kysar's room in accordance with this opinion.
JUSTICE STEIN, concurring in part and dissenting in part, agrees that the trial court sentence is
illegal and not adequately explained. However, Justice Stein, is of the view that the Court fails to address
the excessive sentence issue and dissents from the Court's piecemeal disposition because it will undermine
the reliability of the resentencing proceeding and will restrict the trial court's ability to reconsider
comprehensively all sentencing options. The more appropriate disposition would be to remand this case to
the trial court for resentencing on all convictions. Moreover, the Court overreacted to the Appellate
Division's reference to the prosecutor's rejected plea offer and has unnecessarily and improperly imposed a
blanket restriction against any consideration of plea offers by appellate courts in reviewing excessive-sentence
challenges, which will unwisely and unduly restrict the sentencing review function of the Appellate Division.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN and GARIBALDI join in
JUSTICE COLEMAN's opinion. JUSTICE STEIN filed a separate opinion concurring in part and
dissenting in part. JUSTICE HANDLER did not participate.
SUPREME COURT OF NEW JERSEY
A-
113 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JAMES D. PENNINGTON,
Defendant-Respondent.
Argued March 17, 1998 -- Decided July 14, 1998
On appeal from the Superior Court, Appellate
Division, whose opinion is reported at 301
N.J. Super. 213 (1997).
Nicholas P. Ruggiero, Assistant Prosecutor,
argued the cause for appellant (Robert W.
Gluck, Middlesex County Prosecutor,
attorney).
Robert L. Sloan, Assistant Deputy Public
Defender, argued the cause for respondent
(Ivelisse Torres, Public Defender, attorney).
Bennett A. Barlyn, Deputy Attorney General,
argued the cause for amicus curiae, Attorney
General of New Jersey (Peter Verniero,
Attorney General, attorney).
The opinion of the Court was delivered by
COLEMAN, J.
The important issues raised in this appeal are whether life
imprisonment is the presumptive extended term requiring twenty-five years of parole ineligibility for a persistent offender
convicted of first-degree kidnapping and whether a rejected plea
offer may be considered by an appellate court when determining
the excessiveness of sentences. The Appellate Division did not
address the first issue and the panel was divided over the
second. We hold that life imprisonment is the presumptive
extended term for first-degree kidnapping for a persistent
offender and that a twenty-five year bar to parole eligibility is
discretionary. We also hold that a rejected plea offer is not
relevant to whether a sentence imposed following a trial is
excessive.
This appeal involves four criminal episodes that occurred in
1992 on November 22, December 8, and December 15, at the Marriott
Residence Inn and the Ramada Inn, both of which are located on
the Route 1 Princeton-South Brunswick corridor.
On November 22, 1992, James R. Linsell, the Residence Inn
chief engineer responsible for maintaining the hotel's physical
plant, spent the night in Room 1412. Between 5:00 and 5:30 a.m.,
defendant burglarized that room while armed with a knife that he
used to threaten Linsell. Defendant gained entry into the room
by knocking on the door and pretending to be one of the hotel's
security staff. When Linsell opened the door, defendant forced
his way inside.
Also on November 22, 1992, Derrick Kysar and Vincent Lyles
occupied Room 541 at the Ramada Inn, approximately 1.7 miles from
the Residence Inn. During the early morning hours of that day,
defendant burglarized Room 541 and robbed Kysar and Lyles of
their money and other property while threatening them with a
knife. Defendant tied their hands with rope and taped their feet
together to facilitate his escape.
The third episode occurred on December 8, 1992, while
Barbara G. Dreher of Texas was staying in Room 1113 at the
Residence Inn. Defendant allegedly burglarized her room while
she was not present and stole jewelry and several credit cards.
The fourth episode occurred seven days later, on December 15,
1992, when defendant pushed Aline Dossous, a housekeeping
employee at the Residence Inn, into Room 421 and struggled with
her. She managed to free herself and escape.
The episodes were tried under two indictments returned by
two Grand Juries sitting in Middlesex County. Defendant was
first indicted under Indictment #224-01-93 which did not include
charges of kidnapping, robbery, or criminal restraint.
Approximately fourteen months later, however, Indictment #432-3-94 was returned charging defendant separately for the offenses
related to Lyles and Kysar, including kidnapping and robbery.
The second indictment superseded six counts of the first
indictment. The indictments were consolidated for trial.
Defendant was tried on six charges under Indictment #224-01-93 that involved Linsell, Dreher and Dossous as victims:
Count One--second-degree burglary while armed
with a weapon, against Linsell, contrary to
N.J.S.A. 2C:18-2;
Count Two--fourth-degree unlawful possession
of a weapon (knife), in conjunction with
Count One, contrary to N.J.S.A. 2C:39-5d;
Count Three--second-degree possession of
weapon (knife) for an unlawful purpose, in
conjunction with Count One, contrary to
N.J.S.A. 2C:39-4d;
[Counts Four through Nine that related to
Lyles and Kysar were dismissed prior to trial
and were superseded by the charges filed in
Indictment #432-3-94];
Count Ten--third-degree burglary against
Dreher, contrary to N.J.S.A. 2C:18-2;
Count Eleven--third-degree theft by unlawful
taking of Dreher's property, contrary to
N.J.S.A. 2C:20-3; and
Count Twelve--second-degree burglary
(Dossous) alleging bodily injury, contrary to
N.J.S.A. 2C:18-2.
Under Indictment #432-3-94, relating to Lyles and Kysar,
defendant was tried on the following offenses:
Count One--second-degree burglary, contrary
to N.J.S.A. 2C:18-2;
Counts Two and Three--first-degree armed
robbery, contrary to N.J.S.A. 2C:15-1;
Counts Four and Five--first-degree
kidnapping, contrary to N.J.S.A. 2C:13-1b;
Counts Six and Seven--third-degree criminal
restraint, contrary to N.J.S.A. 2C:13-2b;
Count Eight--third-degree possession of a weapon
(knife) for an unlawful purpose, contrary to
N.J.S.A. 2C:39-4d;
Count Nine--fourth-degree unlawful possession of a
weapon, contrary to N.J.S.A. 2C:39-5d.
Under Indictment #224, the jury found defendant guilty of
second-degree burglaries of Linsell, the first victim, and
Dossous, the housekeeper, fourth-degree unlawful possession of a
knife, second-degree possession of the knife for an unlawful
purpose, and receiving stolen property, a disorderly persons
offense. He was acquitted of burglarizing the room of the third
victim, Dreher. After properly merging some of the offenses,
defendant was sentenced on each of the two second-degree
burglaries to consecutive ten year terms of imprisonment with
five years of parole ineligibility. The court found two
aggravating factors: the risk that defendant will commit another
offense and the need for deterrence. The court also found that
Dossous was frightened. There were no mitigating factors.
Under Indictment #432, charging the more serious offenses
against the two victims robbed at knife point and confined to
their room (the kidnappings), the jury found defendant guilty on
all charges. Prior to sentencing, the prosecutor filed a motion
to have defendant sentenced to an extended term as a persistent
offender. Although the prosecutor's motion did not specify the
offense for which an extended term was sought, the motion papers
and transcript of the motion proceedings reveal that the
prosecutor sought to have defendant sentenced to an extended term
for kidnapping pursuant to N.J.S.A. 2C:44-3a and N.J.S.A. 2C:43-7a. Defendant's status as a persistent offender was based on his
age at the time the instant offenses were committed, two prior
convictions for offenses on two separate occasions that were
committed at different times when he was at least eighteen years
old, and the fact that the present offenses occurred within ten
years of his release on parole.
The prosecutor relied upon the following two prior
convictions in support of the motion:
a) On July 10, 1978 defendant was sentenced
on Count Two of Middlesex County Indictment
519-76, of Rape While Armed, N.J.S.A. 2A:138-1, :151-5; Somerset County Indictment 126-77J, Robbery, N.J.S.A. 2A:141-1; Somerset
County Indictment 142-77J, Armed Robbery,
N.J.S.A. 2A:141-1, :151-5; and Somerset
County Indictment 143-77J, Armed Robbery,
N.J.S.A. 2A:141-1, :151-5.
b) On June 1, 1987, defendant was sentenced
on Counts One, Two and Three of Middlesex
County Indictment 333-3-86, charging
Burglary, N.J.S.A. 2C:18-2; Aggravated
Assault, N.J.S.A. 2C:12-1b(2); and Possession
of a Weapon for an Unlawful Purpose, N.J.S.A.
2C:39-4d.
During a sentencing hearing conducted on August 25, 1994,
defense counsel conceded that defendant was statutorily eligible
for a discretionary extended term as a repeat offender pursuant
to N.J.S.A. 2C:44-3a because defendant had at least two prior
convictions for two crimes committed at different times after his
eighteenth birthday.
When granting the State's motion, the sentencing court
concluded that it would impose an extended term on the kidnapping
offenses primarily because of the need for deterrence for the
public's protection. Although not explicit, it is implicit from
the sentencing transcript that the trial court was aware that
extended term sentencing involves a multi-step process.
Counsel for defendant argued that the maximum extended term
penalty for first-degree kidnapping was "life with parole
ineligibility for twenty-five years. The presumptive sentence
would be fifty years with parole ineligibility of twenty years.
And the minimum sentence would be twenty years. [There is a] vast
range left in the discretion of the court [in which] the sentence
should fall." Counsel urged the court not to impose a life
sentence because defendant did not physically harm the victims,
and he was not armed with a firearm when committing the
kidnappings. Counsel maintained that the kidnapping "was as
close to the borderline as you can possibly get" and that the
duration of the restraint lasted only minutes. The prosecutor,
on the other hand, urged the court to sentence defendant for
kidnapping "to imprisonment for the maximum term that is
authorized in this case which is thirty years to life."
On Indictment #432, the court imposed three extended terms.
For the second-degree burglary of Lyles and Kysar's room, the
court imposed a term of twenty years and concurrent terms of life
with twenty-five years of parole ineligibility on the first-degree kidnappings. The court explained that it imposed twenty-five years of parole ineligibility because it was the court's
impression that the statute required those parole bars for an
extended term of life. The court either merged or imposed
concurrent terms on the other offenses. The aggregate sentence
on the two indictments was life plus twenty years with thirty-five years of parole ineligibility.
In a reported opinion, a divided panel of the Appellate
Division agreed with defendant's argument that his "extended term
sentence of life imprisonment with a 25 year mandatory minimum
plus two consecutive sentences totalling 20 years with a 10-year
mandatory minimum was manifestly excessive." State v.
Pennington,
301 N.J. Super. 213, 215 (1997). Although all of the
convictions were affirmed, all of the sentences were vacated and
the case remanded for resentencing because of "errors in the
sentence, an inadequate statement of reasons, and the excessive
aggregate sentence." Id. at 216. In concluding that the maximum
sentences shocked the judicial conscience, the majority reasoned
that the "kidnapping convictions were established by minimal
facts necessary to establish the element of restraint," and that
"[s]entencing defendant to the top of the twenty-years-to-life
extended term range [was] unreasonably harsh," particularly
where, as here, the "extended life term requires the sentence to
include twenty-five years without parole." Id. 217-18. The
majority also relied on the "extreme disparity" between the
eventual sentence and the State's final offer during plea
negotiations to dispose of all the charges with a recommendation
of a custodial term of fifteen years with a seven-year parole
disqualifier to support its conclusion that the sentences were
excessive. Ibid.
The dissenting member of the panel found that the sentences
adhered to the sentencing guidelines and did not shock the
judicial conscience. Id. at 221-22 (Humphreys, J., dissenting).
He found that defendant's criminal record "warrants a most severe
sentence." Id. at 223. The dissent concluded that the magnitude
of the crimes, the need to deter this defendant and others, and
the need to protect society supported defendant's sentence. Id.
at 226. The dissenting member found the reasons stated on the
record "'terse' but sufficient." Ibid. Judge Humphreys
concluded:
This defendant is indisputably a
dangerous criminal who is unremittingly
dedicated to a life of violent crime. Judge
Kuhlthau imposed a lawful sentence which will
protect the public from this predator. In so
doing, Judge Kuhlthau complied with Chief
Justice Weintraub's belief that all judges
hold office for the protection of a
criminal's next victim.
[Ibid.]
Defendant's petition for certification was denied.
151 N.J. 466 (1997). This is the State's appeal as of right based on the
dissenting opinion. R. 2:2-1(a)(2).
The State argues that the majority below ignored or misapplied the guidelines for determining when a sentence shocks the judicial conscience. The State maintains that it was improper to compare a rejected plea offer to the ultimate sentence imposed for purposes of deciding whether the sentence was excessive. The State insists that the Code of Criminal Justice (Code) and judicial guidelines established for
implementing the Code were not violated. Finally, the State
contends that once the sentencing court fixed the base term for
kidnapping at life, the Code required the imposition of a
mandatory twenty-five-year parole disqualifier.
This Court has previously outlined the procedure to be
followed before imposing a discretionary extended term.
First, the sentencing court must determine
whether the minimum statutory predicates for
subjecting the defendant to an extended term
have been met. Second, the court must
determine whether to impose an extended
sentence. Third, it must weigh the
aggravating and mitigating circumstances to
determine the base term of the extended
sentence. Finally, it must determine whether
to impose a period of parole ineligibility.
[State v. Dunbar,
108 N.J. 80, 89 (1987).]
It is undisputed that defendant satisfies the statutory
predicates as a persistent offender, thus exposing him to an
extended term. N.J.S.A. 2C:44-3a. The standard for determining
whether to impose an extended term upon an eligible defendant is
whether it is necessary for the protection of the public from
future offenses by defendant through deterrence. Dunbar, supra,
108 N.J. at 90-91. When a defendant is eligible for an extended
term based on his status as a persistent offender, the need for
deterrence is enhanced. Id. at 91. "The primary motivation
behind legislative creation of persistent offender status is to
deal with the particular defendant in the context of the offense
committed." Ibid.
Although defendant's prior criminal history satisfied the
persistent offender status under N.J.S.A. 2C:44-3a, only two
dates of convictions are involved. This alone, however, does not
accurately reflect the seriousness of his past criminal
involvements. Defendant was sentenced on the first of those two
occasions on July 10, 1978 for (1) an armed rape that occurred on
or about October 15, 1976; (2) an armed robbery that occurred on
November 10, 1977; (3) a robbery that occurred on October 14,
1977; and (4) an armed robbery that occurred on November 23,
1977. On the second occasion, defendant was sentenced on June 1,
1987 for an aggravated burglary.
"'Serious, harmful and calculated offenses typically call
for deterrence.'" Dunbar, supra, 108 N.J. at 91 (quoting State in
the Interest of C.A.H. and B.A.R.,
89 N.J. 326, 337 n. 2 (1982)).
Based on the sentencing court's consideration of defendant's
extensive prior criminal record, which included many serious and
violent offenses, the determination that there was a need for
deterrence for the protection of society was clearly supported by
the record. Defendant's past record of committing crimes of
violence can be viewed as evidence of predisposition to commit
similar offenses in the future unless confined to prison.
Defendant acknowledged as much when he informed the court during
his sentencing that "[r]ight now, I couldn't say that I could
walk out of these doors and not commit another crime." Thus, the
first two prongs of the Dunbar standard were met.
The third prong of the Dunbar test requires the sentencing
court to determine the existence of the aggravating and
mitigating factors and to weigh them in order to determine the
base term. The court found three aggravating factors: the risk
of re-offense, N.J.S.A. 2C:44-1a(3); defendant's extensive past
criminal record that involves serious offenses, N.J.S.A. 2C:44-1a(6); and the need for deterrence, N.J.S.A. 44-1a(9). The court
found no mitigating factors, thus eliminating the balancing
requirements.
Although the sentencing court was required to consider the
aggravating and mitigating factors when determining the base term
and deciding whether to impose a term of parole ineligibility for
kidnapping, Dunbar, supra, 108 N.J. at 91-92, the controlling
statutes significantly influence the ultimate sentence. For
first-degree kidnapping, the ordinary term sentencing exposure is
between fifteen years and thirty years. N.J.S.A. 2C:13-1c(1). A
term of parole ineligibility, not to exceed one-half of the base
term, may be imposed on the ordinary term. N.J.S.A. 2C:43-6b.
The presumptive ordinary term for first-degree kidnappings is
twenty years. N.J.S.A. 2C:44-1f(1)(a). The sentencing court
rejected an ordinary term for kidnapping because of the need to
protect the public from future offenses committed by defendant.
The prosecutor's motion for extended term sentencing
provided the sentencing court the additional sentencing option of
imposing an extended term. Pertinent to this appeal, the
extended term statute, N.J.S.A. 2C:43-7(a)(1), provides that when
a defendant has been convicted of first-degree kidnapping and is
eligible for an extended term of imprisonment as a persistent
offender pursuant to N.J.S.A. 2C:44-3, such a defendant may be
sentenced to an extended term of imprisonment "for a specific
term of years which shall be between 30 years and life
imprisonment." N.J.S.A. 2C:43-7a(1). "[S]entences imposed
pursuant to [N.J.S.A.] 2C:43-7a(1) shall have a presumptive term
of life imprisonment . . . [u]nless the preponderance of . . .
mitigating factors . . . weighs in favor of a . . . lower term
within the limits authorized." N.J.S.A. 2C:44-1f. Because
defendant was a persistent offender and there were no mitigating
factors, the sentencing court imposed the presumptive extended
term of life for first-degree kidnapping.
Next, we consider whether the maximum period of parole ineligibility for first-degree kidnapping is mandatory. When deciding whether to impose a discretionary as opposed to a mandatory term of parole ineligibility on an extended term sentence, a sentencing court is obligated to articulate the aggravating and mitigating factors pursuant to N.J.S.A. 2C:44-1a and b and then conduct a qualitative balancing of those factors. If the court is clearly convinced that the aggravating factors
substantially outweigh the mitigating factors, a term of parole
ineligibility may be imposed. Dunbar, supra, 108 N.J. at 92.
Once the decision to impose a discretionary term of parole
ineligibility is made, the court must then set the parole bar.
To do that, "it would clearly be necessary to take into account
the defendant's entire prior record as part of the weighing
process." Id. at 93. Consequently, the aggravating and
mitigating factors in an extended-term-sentencing case
"determine[] both the eligibility for an extended sentence and,
in part, the length of the base and parole ineligibility features
of the sentence." Id. at 94. Because a sentencing court is
required to consider parole consequences in sentencing, N.J.S.A.
2C:44-1c(2), parole ineligibility may be imposed on a presumptive
base term in extended term sentencing. Dunbar, supra, 108 N.J.
at 95.
The maximum term of parole ineligibility for an extended
term of life is set by N.J.S.A. 2C:43-7b. It provides:
As part of a sentence for an extended term
and notwithstanding the provisions of 2C:43-9, the court may fix a minimum term not to
exceed one-half of the term set pursuant to
subsection a. during which defendant shall
not be eligible for parole or a term of 25
years during which time the defendant shall
not be eligible for parole where the sentence
imposed was life imprisonment; provided that
no defendant shall be eligible for parole at
a date earlier than otherwise provided by the
law governing parole.
Based on the statutory language, the question becomes whether the
term of twenty-five years is mandatory or discretionary. An
examination of the legislative history is helpful.
The Code that was proposed in 1971 by the Criminal Law
Revision Commission (Commission) did not provide for a specific
term of parole ineligibility for discretionary life terms. 1
Final Report of the New Jersey Criminal Law Commission §§ 2C:43-7, :43-9, at 148-49 (1971) (hereinafter Final Report). The
Commission decided to leave parole ineligibility to the parole
laws. New Jersey Parole Bd. v. Byrne,
93 N.J. 192, 204 (1983).
Between the time the Commission's report was adopted in 1971 and
enactment of the Code in 1978, the proposed § 2C:43-7b was
substantially modified. As enacted in 1978, it provided:
As part of a sentence for an extended
term, the court may fix a minimum term during
which the defendant shall not be eligible for
parole and which may be up to one-half of the
term set pursuant to subsection a. or a term
of up to 25 years during which time the
defendant shall not be eligible for parole
where the sentence imposed was life
imprisonment.
[L. 1978, c. 95 (emphasis added).]
Subsection b was changed by the consensus amendments, L.
1979, c. 178, § 86, but it has not been changed since the Code
became effective on September 1, 1979. The 1979 consensus
amendments changed subsection b parole ineligibility period for
an ordinary term from "up to one-half of the term" to "not to
exceed one-half of the term." It also changed the parole bar for
an extended term of life from "a term of up to 25 years" to "a
term of 25 years."
The Assembly bill, A3279, was identical to S3203, the
Senate's version of the 1979 consensus amendments. The Assembly
Judiciary Committee's statement accompanying A3279 states that §
2C:43-7 was amended to make clear that court imposed parole
ineligibility terms should not conflict with the terms of
incarceration that would be served under the parole laws.
Assembly Judiciary Committee, Statement to Assembly Bill No.
3279, at 13 (June 28, 1979).
When the Code became effective, the Parole Act of 1948,
N.J.S.A. 30:4-123.14 to -123.44, repealed by L. 1979, c. 441, §
27, was still in effect. That Act was designed to accommodate
the minimum-maximum sentencing scheme that predated the Code.
The 1978 Code language in subsection 43-7b was consistent with
the minimum-maximum sentencing scheme notwithstanding the fact
that the Code authorized sentencing courts to impose parole
ineligibility terms for the first time. Court imposed parole
ineligibility, however, may never be less than that required by
parole laws. N.J.S.A. 2C:43-6b; N.J.S.A. 2C:43-7b. There were
pre-Code analogues to the Code's extended terms, for example, the
now repealed Habitual Offender Law, N.J.S.A. 2A:85-8; the Sex
Offender Act, N.J.S.A. 2A:164-3; and the sentence enhancement for
armed offenders, N.J.S.A. 2A:151-5; parole release, however, was
controlled by the Parole Act of 1948 rather than the sentencing
court. The pre-Code experience was that maximum terms of life
imprisonment were mostly discretionary rather than mandatory. 2
Final Report § 2C:43-4, at 318-19.
Simultaneously with consideration of the Code, the
Legislature was considering new parole legislation. New Jersey
Parole Bd. v. Byrne, supra, 93 N.J. at 213. The Legislature
passed the Parole Act of 1979 in December of that year, and the
new Act became effective April 21, 1980. The Parole Act of 1979,
N.J.S.A. 30:4-123.45 to -123.69, specifically addressed parole
ineligibility for persons sentenced to life imprisonment. It
provides:
Each adult inmate sentenced to a term of
life imprisonment shall become primarily
eligible for parole after having served any
judicial or statutory mandatory minimum term,
or 25 years where no mandatory minimum term
has been imposed less commutation time for
good behavior and credits for diligent
application to work and other institutional
assignments. . . . Consistent with the
provisions of the New Jersey Code of Criminal
Justice (N.J.S. 2C:11-3, 2C:14-6, 2C:43-6,
2C:43-7), commutation and work credits shall
not in any way reduce any judicial or
statutory mandatory minimum term and such
credits accrued shall only be awarded
subsequent to the expiration of the term.
Regulations implementing the Parole Act of 1979 contain the
following methodology for calculating parole eligibility terms
for adult inmates:
(c) The parole eligibility terms for adult
inmates shall be determined by the following:
1. Where a life term, with no mandatory-minimum term, has been imposed, the parole eligibility
term shall, except as provided in
(c)3 below, be 25 years.
2. Where a specific term, with no
mandatory-minimum term, has been
imposed, the parole eligibility
term, shall, except as provided in
(c)3 below, be one-third of the
specific term or 25 years,
whichever is less.
3. Where a life term or a
specific term with a judicial or
statutory mandatory minimum term
has been imposed, the parole
eligibility term shall be the
mandatory minimum term, provided
that such minimum term is greater
than otherwise required by
subsection (c)1 or (c)2 above.
Pursuant to N.J.S.A. 30:4-123.51(b) and the foregoing
regulations, the New Jersey State Parole Board has promulgated a
chart that contains the earliest and latest parole ineligibility
release time when there is no judicially imposed parole
ineligibility term. That chart reflects all credits allowed by
the Parole Act. It reveals that for a life term, the earliest
eligibility is eleven years, seven months and three days, and the
latest eligibility is sixteen years, six months and eighteen
days. When a sentencing court imposes a twenty-five year parole
bar on a life sentence, however, the inmate's earliest
eligibility is twenty-five years and no credits are allowed.
The Code obligates sentencing courts to "consider the
defendant's eligibility for release under the law governing
parole." N.J.S.A. 2C:44-1c(2). Based on the legislative history
of parole ineligibility, we believe that N.J.S.A. 2C:43-7b should
be parsed to provide a sentencing court three options for
extended term sentencing. First, "the court may fix a minimum
term not to exceed one-half of the term set . . . during which
the defendant shall not be eligible for parole." Second, "the
court may fix . . . a term of 25 years during which time the
defendant shall not be eligible for parole where the sentence
imposed was life imprisonment." Third, because the Legislature
used the discretionary adjective "may" rather than mandatory
language, and because the disjunctive "or" was used, the final
sentencing option is for the court to decline to impose a parole
bar, thereby permitting the Parole Act to control parole
eligibility. Although the decision whether to impose a parole
bar on a life sentence is discretionary, once the court decides
to impose a parole bar on an extended term of life, that bar must
be twenty-five years. The 1979 consensus amendments to N.J.S.A.
2C:43-7b changed the range of such a parole bar from "up to 25
years" to "a term of 25 years." In other words, the decision
whether to impose a parole bar is discretionary, but there is no
discretion in setting the bar.
We conclude, therefore, that the sentencing court was
partially correct when it concluded that it had no discretion
when it imposed twenty-five years of parole ineligibility.
Rarely, however, will a sentencing court be justified in
declining to impose a parole bar of twenty-five years after
imposing an extended term of life. "[I]t would be anomalous that
an extended sentence of fifty years results in . . . more real
time than" an extended term of life without a parole bar.
Dunbar, supra, 108 N.J. at 95. Nonetheless, we believe the
sentencing court should reconsider the parole bar for kidnapping
in view of our holding.
The State properly concedes that the sentencing court
incorrectly imposed three extended-term sentences, one for
second-degree burglary of Lyles and Kysar's room and two for
kidnapping them. N.J.S.A. 2C:44-5a(2) directs that when multiple
sentences are imposed for more than one offense, "[n]ot more than
one sentence for an extended term shall be imposed." Unlike the
term for murder, life imprisonment is not an ordinary term for
kidnapping. Thus, the extended term sentences imposed on one of
the kidnappings and for the burglary were properly vacated by the
Appellate Division.
On remand, the sentencing court is directed to reconsider
and explain its reasons for imposing consecutive maximum
sentences for the two burglaries under Indictment #224 in light
of the extended term for one of the kidnappings. Although the
Code does not proscribe those consecutive sentences,
justification for them must be consistent with the general
policies of the Code and judicial sentencing guidelines. State
v. Ghertler,
114 N.J. 383, 391 (1989); State v. Yarbough,
100 N.J. 627, 643-44 (1985).
The purpose advanced by the extended term for kidnapping
based on a defendant's status as a persistent offender is the
protection of society from defendant, the criminal. The goal of
the Code to be served when sentencing a defendant on other
offenses is to make the punishment fit the crime. The sentencing
court did not fully explain why the consecutive maximum sentences
imposed for those two offenses fit those crimes. We still adhere
to the view that "[t]he focus should be on the fairness of the
overall sentence, and the sentencing court should set forth in
detail its reasons for concluding that a particular sentence is
warranted." State v. Miller,
108 N.J. 112, 122 (1987). Once the
sentencing court used the aggravating factors to impose the
maximum base sentences with maximum parole disqualifiers for the
two burglaries, Miller required the court to articulate other
reasons for imposing the sentences consecutively. Ibid.
Although the Legislature has by L. 1993, c. 223 superseded
Yarbough to the extent that it recommended an overall outer limit
on the cumulation of consecutive sentences for multiple offenses,
State v. Eisenman, ___ N.J. ___ (1998) (slip op. at 21), it has
not superseded the requirement for principled sentencing. The
court on remand is required to explain why a shorter second term
for the same offense is not warranted if consecutive terms are
reimposed.
Finally, we consider whether the Appellate Division erred
when it determined that the rejected plea offer was relevant to
the issue of alleged excessiveness of sentence. We conclude that
both the Code and our decisional law establish a public policy
that prohibits such use of rejected plea offers.
Plea negotiation is an acceptable, legitimate, and fair
administration of criminal justice. Bordenkircher v. Hayes,
434 U.S. 357, 361-62,
98 S. Ct. 663, 667,
54 L. Ed.2d 604, 609
(1978); State v. Hessen,
145 N.J. 441, 450 (1996); State v.
Barboza,
115 N.J. 415, 420 (1989); State v. Taylor,
80 N.J. 353,
360-61 (1979); State v. Marzolf,
79 N.J. 167, 182 (1979). It
accommodates the interest of society by helping the criminal
justice system keep pace with the ever-burgeoning caseload. It
also benefits defendants by reducing penal exposure. Barboza,
supra, 115 N.J. at 420; Taylor, supra, 80 N.J. at 361. A plea
agreement is, however, governed by contract-law concepts. State
v. Barone,
288 N.J. Super. 102, 118 (App. Div. 1996), rev'd on
other grounds,
147 N.J. 599 (1997) (citing United States v.
Moscahlaidis,
868 F.2d 1357, 1361 (3d Cir. 1989)). If the plea
bargain falls apart or is rejected, it has no value; it is as if
the offer never existed. A plea offer is an "all-or-nothing
arrangement," Barboza, supra, 115 N.J. at 422, and if the offer
is rejected by either party, or the agreement is later rejected
by the sentencing court pursuant to Rule 3:9-3(c), the court must
"return the parties to the position they were in at the beginning
of the . . . plea hearing." Id. at 427; State v. Kovack, 91 N.J.
476, 485 (1982); State v. Naji,
205 N.J. Super. 208, 216 (App.
Div. 1985), certif. denied,
103 N.J. 467 (1986). Thus, when
defendant rejected the State's offer, the plea negotiations were
void for all purposes and could be afforded no substantive weight
by either the trial or appellate court.
The Code's position, consistent with contract principles, is
that a rejected plea should have no impact on sentencing
following a trial. The Code states that "[a] plea of guilty by a
defendant or failure to so plead shall not be considered in
withholding or imposing a sentence of imprisonment." N.J.S.A.
2C:44-1c(1). Under the Code, as under a contract analysis, there
can be neither punishment nor benefit derived from a rejected
negotiated disposition.
Viewed in that context, the pre-trial plea proposal offered
to, and rejected by, defendant does not impugn the post-trial
sentences. Rejected plea offers may not be considered as a
factor in determining whether a sentence is excessive. To permit
such an attack would unfairly undermine plea negotiations, an
essential tool to the administration of criminal justice. "It
would [] seriously inhibit the discretion of the prosecutor [to
engage in plea negotiations] and, after the [rejection of a
proposed plea agreement by a defendant or a sentencing court],
would serve to discourage efforts by the State to enter into a
negotiated plea agreement." State v. Wallace,
146 N.J. 576, 589
(1996). Similarly, if a negotiated plea offer that is rejected
can be used against a defendant, that would discourage defendants
from negotiating. We hold, therefore, that the Appellate
Division erred when it found the plea offer relevant to the issue
whether the sentences were manifestly excessive. After defendant
rejected the plea offer and was convicted in a trial of three
first-degree offenses that were not part of the plea
negotiations, the prosecutor was free to seek the maximum
sentences in accordance with our sentencing guidelines. State v.
Varona,
242 N.J. Super. 474, 493 (App. Div.), certif. denied,
122 N.J. 386 (1990).
We affirm all of defendant's convictions and the sentence of
life on one count of kidnapping. We reverse the Appellate
Division's holding that the pre-trial plea offer may be
considered when determining whether one or more sentences are
excessive. We remand the case to the Law Division for
reconsideration of the parole bar on the kidnapping sentence,
clarification of the consecutive sentences imposed for the two
second-degree burglaries, and resentencing on one count of
kidnapping and the burglary of Lyles and Kysar's room in
accordance with this opinion.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN, and
GARIBALDI join in JUSTICE COLEMAN's opinion. JUSTICE STEIN has
filed a separate opinion, concurring in part and dissenting in
part. JUSTICE HANDLER did not participate.
SUPREME COURT OF NEW JERSEY
A-
113 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JAMES D. PENNINGTON,
Defendant-Respondent.
STEIN, J., concurring in part and dissenting in part.
The State's appeal as of right, based on the dissent below,
contests the Appellate Division's holding that the aggregate
sentence imposed on defendant was excessive.
301 N.J. Super. 213, 221 (1997). On indictment 224-01-93 (224), defendant was
convicted of two counts of second-degree burglary and sentenced
to two consecutive ten-year prison terms, each with a five-year
period of parole ineligibility. On indictment 432-03-94 (432),
defendant was convicted of two counts of first-degree kidnapping
and received two extended-term life sentences on those offenses,
each with a twenty-five year period of parole ineligibility. He
was also convicted of two counts of first-degree armed robbery on
which he was sentenced to two twenty-year terms. Defendant was
also convicted of second-degree burglary for which he was
sentenced to an extended term of twenty years. The aggregate
sentence was life plus twenty years, with a thirty-five year
parole disqualifier.
The Court's opinion is troubling in several respects.
First, it does not address directly the only issue before us on
appeal -- the excessiveness of the aggregate sentence. Instead,
it focuses on two collateral issues not raised by the dissent
below: the presumptive extended-term sentence for first-degree
kidnapping and whether twenty-five years is a mandatory or
discretionary parole-ineligibility term on that sentence; and,
second, whether an appellate court reviewing an excess sentencing
issue is prohibited from considering as a factor in its decision
the disparity between a plea offer rejected by defendant and the
ultimate sentence.
Second, the Court's fragmented disposition of the sentencing
issues posed by the appeal unnecessarily restricts the trial
court's discretion on remand. Both parties agree that the three
extended-term sentences imposed by the trial court are illegal.
Instead of vacating all three extended terms to permit the trial
court to reconsider its aggregate sentence, the Court preserves
one extended term on one kidnapping conviction and vacates the
extended term on the other kidnapping conviction and on the
burglary offense, requiring resentencing on both. The Court also
requires the trial court to reconsider imposition of a parole
ineligibility term on the preserved extended sentence for first-degree kidnapping. In addition, the Court requires the trial
court to reconsider its imposition of consecutive sentences on
the second-degree burglary convictions pursuant to indictment
224. Thus, without addressing the excessive sentence issue, the
court preserves defendant's life sentence, the base extended term
on one first-degree kidnapping charge -- and the sentence most
sharply criticized by the Appellate Division's majority -- and
remands the remaining sentencing issues for reconsideration.
The Court's piecemeal disposition of the sentencing issues
will undermine the reliability of the resentencing proceeding and
will restrict the trial court's ability to reconsider
comprehensively all sentencing options. The more appropriate
disposition would be to remand this case to the trial court for
resentencing on all convictions. In the process, the trial court
will be informed that its sentencing options include the
imposition of an extended-term sentence on only one of
defendant's convictions, but should also be informed that such an
extended-term sentence could be imposed on one of the convictions
other than first-degree kidnapping.
Moreover, the Court has overreacted to the Appellate
Division's reference to the prosecutor's rejected plea offer and
has unnecessarily and improperly imposed a blanket restriction
against any consideration of plea offers by appellate courts in
reviewing excessive-sentence challenges. The Court's prohibition
unwisely and unduly restricts the sentencing review function of
the Appellate Division.
The Court's opinion details the material facts. Defendant
stands convicted of charges arising from three separate criminal
episodes, two on November 22, 1992, and one on December 15, 1992.
On November 22, 1992, defendant burglarized a hotel room in the
Residence Inn on Route 1 during the early morning hours while
armed with a knife that he used to threaten the occupant, James
Linsell. Later that morning defendant burglarized room 541 at
the Ramada Inn, robbed the victims, Kysar and Lyles, of money and
property while threatening them with a scissor and a knife. To
prevent interference with his escape, defendant tied the victim's
hands with rope and taped their feet. Within five minutes Kysar
and Lyles freed themselves. The third incident occurred on
December 15, 1992, when defendant broke into room 421 at the
Residence Inn and in the process struggled with Aline Dossous, a
housekeeping employee.
Based on the incidents involving Linsell and Dossous,
defendant was convicted of two counts of second-degree burglary
and sentenced to two consecutive ten-year terms, each with five
years of parole ineligibility. The incident involving Kysar and
Lyles resulted in convictions on two counts of first-degree armed
robbery, one count of second-degree burglary, and two counts of
first-degree kidnapping.
The trial court purported to impose five concurrent
extended-term sentences on defendant's convictions for robbery,
burglary, and kidnapping. However, the sentences on the two
counts of first-degree armed robbery were twenty years each,
within the normal range for first-degree crimes. The trial court
did impose an extended-term sentence of twenty years on the
second-degree burglary conviction, and concurrent extended-term
sentences of life with twenty-five years of parole ineligibility
on the two first-degree kidnapping convictions. That the
multiple extended-term sentences are illegal is uncontested. See
N.J.S.A. 2C:44-5a(2). The critical issue is whether the
sentencing proceeding before the trial court was sufficiently
reliable to enable this Court to resolve the excessive sentencing
issue posed by this appeal. The Court elects not to confront
that issue, but decides it passively by preserving only the base
term of one extended-term sentence for kidnapping, remanding for
reconsideration the parole ineligibility portion of that
sentence, as well as the other extended-term sentences and the
consecutive feature of the second-degree burglary sentences.
No one can dispute the seriousness of defendant's crimes.
On three separate occasions he broke into hotel rooms, twice
armed with a knife, and once committing armed robberies of two
victims whom he then unlawfully restrained. Nor is it disputable
that defendant is statutorily eligible for extended-term
sentencing. See N.J.S.A. 2C:44-3a. As the Court's opinion
details, defendant was sentenced to prison in July 1978, after
being convicted on two counts of armed robbery, one count of
robbery, and one count of rape while armed. In June 1987,
defendant was sentenced to prison on the basis of convictions of
burglary, aggravated assault and possession of a weapon for an
unlawful purpose. Ante at ___ (slip op. at 6). The nature and
number of defendant's convictions for assaultive offenses
underscores both defendant's dangerousness as well as his
eligibility for extended-term sentencing.
In State v. Dunbar,
108 N.J. 80 (1987), this Court explained
that in addition to the statutory prerequisites for extended-term
sentencing the Code of Criminal Justice contemplates a finding by
the sentencing court, before the court imposes an extended term,
that the defendant's commitment for an extended term is necessary
for the protection of the public:
As originally proposed, the Code of
Criminal Justice required that the court
incorporat[e] in the record a finding that
"the defendant is a persistent offender whose
commitment for an extended term is necessary
for the protection of the public. [The New
Jersey Penal Code, Final Report of New Jersey
Criminal Law Revision Commission, Vol. I at
154 (1971).] In the process of legislative
revisions that added the dangerous and
mentally abnormal category (later deleted)
and expanded the persistent offender and
professional criminal categories, the
reference to "protection of the public" was
not carried forward. But we find no evidence
of intent to adopt any other standard. Such
a standard is consistent with the general
mandate in New Jersey that the provisions of
the Code be interpreted to further the
general purposes of sentencing as defined in
N.J.S.A. 2C:1-2b, including the insurance of
"the public safety by preventing the
commission of offenses through the deterrent
influence of sentences imposed and the
confinement of offenders when required in the
interest of public protection." N.J.S.A.
2C:1-2b(3).
That standard, protection of the public, necessarily
implicates a determination that the available standard sentencing
options do not adequately protect the public, and that adequate
protection of the public can be achieved only by imposition of an
extended term. Id. at 91. Ordinarily, the sentencing court's
inquiry concerning the need for an extended term can be satisfied
by comparing the standard sentencing range for a defendant's
offense with the extended-term sentencing range for that offense.
In this case, however, the inquiry is complicated by the
defendant's convictions of multiple offenses carrying different
standard and extended terms. At the sentencing hearing, the
trial court expressed its intention to impose standard-term
sentences on the second-degree burglary convictions under
indictment 224, imposing two consecutive ten-year sentences with
five years of parole ineligibility on each. The sentencing court
also determined to impose concurrent sentences on the convictions
involving the burglary, armed robbery, and kidnapping of Kysar
and Lyles, but to order those sentences to be consecutive to the
sentences on indictment 224. In that context, and assuming
imposition of a standard presumptive sentence of twenty years
with ten years of parole ineligibility on the kidnapping charges,
consecutive to the indictment 224 sentences, defendant would have
been subject to an aggregate standard-term sentence of forty
years with twenty years of parole ineligibility.
The sentencing transcript does not indicate that the trial
court considered and rejected that sentencing option as
insufficient for the protection of the public. Assuming the
court did so by implication, the next question is how long an
extended-term sentence is necessary to protect the public. In
turn, that raises the question of which of the three offenses
under indictment 432 should be the subject of the extended term.
Although the issue is not addressed in Dunbar, supra, the
rationale underlying the purpose of extended-term sentencing
dictates that a sentencing court confronted with a defendant
convicted of multiple offenses has the discretion to select the
specific conviction on which to impose an extended term.
Relevant to the exercise of the court's discretion is the court's
determination of what sentence in the aggregate adequately would
serve to protect the public. Also germane is the Code's central
premise that the punishment should fit the crime and not the
criminal. . . . The primary motivation behind legislative
creation of persistent offender status is to deal with the
particular defendant in the context of the offense committed.
Dunbar, supra, 108 N.J. at 91.
As the Court's opinion indicates, ante at ___ (slip op. at
13, 20), the presumptive base extended term for first-degree
kidnapping is life imprisonment, and although a parole
ineligibility term is discretionary, if one is imposed it must be
for twenty-five years. The presumptive base extended term for
first-degree robbery is fifty years, and the presumptive base
extended term for second-degree burglary is fifteen years. See N.J.S.A. 2C:44-1f. Pursuant to the Code, the sentencing court may fix a minimum parole-ineligibility term as part of an extended-term sentence not to exceed one-half the base term (or not to exceed twenty-five years if the base term is life). See N.J.S.A. 2C:43-7b. The sentencing transcript does not indicate that the sentencing court was aware that it could impose an extended term on a conviction other than kidnapping. Pursuant to the Court's disposition, that option will also be unavailable to the sentencing court on remand. But the inference is ine